Research Report · 2026-06-30
Top Wealth Management Registered Investment Advisers
SEC-registered investment advisers ranked by reported assets from high-net-worth and other individual clients in ADV Part 1 filings.
Firms
1,000
Total AUM
$69.93T
Median AUM
$5.84B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Wealth Assets↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 901 | MCKINLEY CARTER WEALTH SERVICES, INC. | 135184 | $2.19B | $2.31B | 32 | 2026-03-31 | → |
| 902 | PARSONS CAPITAL MANAGEMENT INC | 106295 | $2.19B | $2.38B | 22 | 2026-04-30 | → |
| 903 | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | 107485 | $2.19B | $2.24B | 27 | 2026-05-31 | → |
| 904 | SOUND VIEW WEALTH ADVISORS GROUP, LLC | 300927 | $2.18B | $2.28B | 19 | 2026-03-31 | → |
| 905 | BEAIRD HARRIS WEALTH MANAGEMENT, LLC | 107238 | $2.18B | $2.27B | 19 | 2026-03-31 | → |
| 906 | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC. | 298422 | $2.18B | $4.19B | 64 | 2026-06-30 | → |
| 907 | LBMC INVESTMENT ADVISORS LLC | 108943 | $2.18B | $2.23B | 8 | 2026-03-31 | → |
| 908 | SMITH MOORE & CO. | 3441 | $2.17B | $2.37B | 65 | 2026-03-31 | → |
| 909 | HERITAGE INVESTMENT GROUP, INC. | 113204 | $2.17B | $2.23B | 21 | 2026-03-31 | → |
| 910 | SIGMA INVESTMENT COUNSELORS, INC. | 104754 | $2.17B | $2.17B | 20 | 2026-04-30 | → |
| 911 | MAGNUS FINANCIAL GROUP LLC | 289423 | $2.17B | $2.33B | 24 | 2026-03-31 | → |
| 912 | AUREUS ASSET MANAGEMENT, LLC | 136674 | $2.16B | $8.40B | 14 | 2026-03-31 | → |
| 913 | TLG ADVISORS, INC. | 111052 | $2.16B | $2.30B | 290 | 2026-03-31 | → |
| 914 | COOKSON PEIRCE & CO INC | 110729 | $2.16B | $2.56B | 29 | 2026-05-31 | → |
| 915 | GOLDEN STATE WEALTH MANAGEMENT, LLC | 167995 | $2.15B | $2.22B | 45 | 2026-03-31 | → |
| 916 | GOELZER INVESTMENT MANAGEMENT, INC. | 44402 | $2.15B | $4.51B | 34 | 2026-03-31 | → |
| 917 | GRANDFIELD & DODD, LLC | 110971 | $2.15B | $2.21B | 16 | 2026-03-31 | → |
| 918 | EVOLVE PRIVATE WEALTH, LLC | 333932 | $2.15B | $2.15B | 17 | 2026-06-30 | → |
| 919 | WILLOW CREEK WEALTH MANAGEMENT, INC. | 109240 | $2.15B | $2.30B | 23 | 2026-04-30 | → |
| 920 | BREED'S HILL CAPITAL LLC | 169314 | $2.15B | $2.24B | 6 | 2025-09-30 | → |
| 921 | MOODY, LYNN, LIEBERSON & WALKER, LLC | 283549 | $2.15B | $2.41B | 14 | 2026-03-31 | → |
| 922 | ROOT FINANCIAL PARTNERS, LLC | 290289 | $2.14B | $2.15B | 65 | 2026-06-30 | → |
| 923 | FROST INVESTMENT SERVICES, LLC | 286129 | $2.14B | $3.67B | 177 | 2026-03-31 | → |
| 924 | PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC | 158332 | $2.13B | $2.34B | 13 | 2026-03-31 | → |
| 925 | POINT OLEMA CAPITAL PARTNERS, L.P. | 304303 | $2.13B | $2.91B | 9 | 2026-03-31 | → |
| 926 | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | 8361 | $2.13B | $2.30B | 320 | 2026-06-30 | → |
| 927 | BALDWIN WEALTH PARTNERS, LLC | 105343 | $2.12B | $2.33B | 34 | 2026-06-30 | → |
| 928 | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | 105390 | $2.12B | $144.04B | 778 | 2026-06-30 | → |
| 929 | CONDOR CAPITAL MANAGEMENT | 104920 | $2.11B | $2.18B | 31 | 2026-03-31 | → |
| 930 | SJS INVESTMENT CONSULTING INC | 107219 | $2.11B | $2.94B | 25 | 2026-06-30 | → |
| 931 | JOEL R. MOGY INVESTMENT COUNSEL INC. | 111622 | $2.10B | $2.18B | 9 | 2026-03-31 | → |
| 932 | KOSS-OLINGER CONSULTING, LLC. | 111855 | $2.10B | $2.23B | 30 | 2026-04-30 | → |
| 933 | RKL WEALTH MANAGEMENT LLC | 122693 | $2.10B | $2.51B | 38 | 2026-03-31 | → |
| 934 | ELM PARTNERS MANAGEMENT LLC | 167225 | $2.10B | $3.02B | 8 | 2026-03-31 | → |
| 935 | PRIVATE ADVISORY GROUP LLC | 170043 | $2.10B | $2.14B | 31 | 2026-06-30 | → |
| 936 | NAVY FEDERAL INVESTMENT SERVICES, LLC | 138459 | $2.10B | $2.10B | 206 | 2026-05-31 | → |
| 937 | THE INVESTMENT COUNSEL COMPANY OF NEVADA | 19608 | $2.10B | $2.18B | 11 | 2026-03-31 | → |
| 938 | SANDHILL CAPITAL PARTNERS LLC | 129800 | $2.09B | $2.40B | 22 | 2026-03-31 | → |
| 939 | IFC ADVISORS LLC | 332157 | $2.09B | $2.34B | 18 | 2026-03-31 | → |
| 940 | PINNACLE WEALTH PLANNING SERVICES, INC. | 106817 | $2.09B | $2.14B | 35 | 2026-06-30 | → |
| 941 | VESTOR CAPITAL, LLC | 165855 | $2.09B | $2.28B | 27 | 2026-03-31 | → |
| 942 | PDS PLANNING INC | 106895 | $2.09B | $2.17B | 19 | 2026-03-31 | → |
| 943 | QUADRANT PRIVATE WEALTH MANAGEMENT, LLC | 277044 | $2.08B | $2.10B | 19 | 2026-04-30 | → |
| 944 | A16Z PERENNIAL MANAGEMENT, L.P. | 324429 | $2.08B | $2.75B | 26 | 2026-05-31 | → |
| 945 | VERUS CAPITAL PARTNERS, LLC | 151568 | $2.08B | $2.29B | 68 | 2026-03-31 | → |
| 946 | TRAPHAGEN INVESTMENT ADVISORS LLC | 107764 | $2.08B | $2.28B | 18 | 2026-03-31 | → |
| 947 | JEFFERIES INVESTMENT ADVISERS LLC | 325421 | $2.07B | $5.15B | 119 | 2026-06-30 | → |
| 948 | WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC | 107660 | $2.07B | $2.32B | 14 | 2026-03-31 | → |
| 949 | ALESCO ADVISORS LLC | 108590 | $2.07B | $4.81B | 27 | 2025-03-31 | → |
| 950 | TORTOISE INVESTMENT MANAGEMENT, LLC | 128723 | $2.07B | $2.07B | 21 | 2026-03-31 | → |
| 951 | TRANSAMERICA FINANCIAL ADVISORS, LLC | 16164 | $2.06B | $2.11B | 991 | 2026-03-31 | → |
| 952 | VALLEY WEALTH MANAGERS, INC. | 108879 | $2.06B | $2.69B | 54 | 2026-03-31 | → |
| 953 | ELLENBECKER INVESTMENT GROUP, INC. | 173851 | $2.06B | $2.06B | 51 | 2026-03-31 | → |
| 954 | DSM CAPITAL PARTNERS LLC | 113609 | $2.06B | $7.56B | 25 | 2026-05-31 | → |
| 955 | ZUCKERMAN INVESTMENT GROUP, LLC | 137785 | $2.05B | $2.17B | 15 | 2026-03-31 | → |
| 956 | BRISTLECONE ADVISORS LLC | 109227 | $2.05B | $2.11B | 19 | 2025-07-31 | → |
| 957 | GREGORY J. SCHWARTZ & CO., INC. | 7294 | $2.05B | $10.49B | 30 | 2026-03-31 | → |
| 958 | THE PORTFOLIO STRATEGY GROUP, LLC | 166593 | $2.05B | $2.62B | 15 | 2026-03-31 | → |
| 959 | SOFI WEALTH LLC | 167958 | $2.05B | $2.05B | 114 | 2026-03-31 | → |
| 960 | GUARDIAN PARTNERS INC. | 324189 | $2.05B | $3.29B | 76 | 2026-03-31 | → |
| 961 | DOYENNE WEALTH ADVISORS LLC | 315995 | $2.04B | $2.04B | 18 | 2026-05-31 | → |
| 962 | ADVICEONE ADVISORY SERVICES, LLC | 111614 | $2.04B | $2.05B | 56 | 2026-03-31 | → |
| 963 | WATERLOO CAPITAL, L.P. | 133705 | $2.04B | $2.26B | 64 | 2026-06-30 | → |
| 964 | ALPEN PARTNERS INTERNATIONAL AG | 291759 | $2.03B | $2.03B | 57 | 2026-04-30 | → |
| 965 | PFG INVESTMENTS, LLC | 116537 | $2.03B | $2.11B | 161 | 2026-02-28 | → |
| 966 | CINCINNATI ASSET MANAGEMENT INC | 104946 | $2.02B | $2.53B | 15 | 2026-03-31 | → |
| 967 | CORNERSTONE ADVISORY, LLC | 142359 | $2.02B | $2.25B | 19 | 2026-03-31 | → |
| 968 | MADISON AVENUE SECURITIES, LLC | 23224 | $2.01B | $2.02B | 125 | 2026-05-31 | → |
| 969 | CHILTON CAPITAL MANAGEMENT LLC | 104592 | $2.01B | $2.67B | 32 | 2026-03-31 | → |
| 970 | ELSER FINANCIAL PLANNING, INC. | 143311 | $2.01B | $2.11B | 15 | 2026-03-31 | → |
| 971 | SEGMENT WEALTH MANAGEMENT, LLC | 164877 | $2.01B | $2.07B | 12 | 2026-05-31 | → |
| 972 | NADLER FINANCIAL GROUP, INC. | 122617 | $2.00B | $2.18B | 28 | 2026-03-31 | → |
| 973 | ADVANCED CAPITAL GROUP, INC. | 109673 | $2.00B | $29.99B | 22 | 2026-03-31 | → |
| 974 | PATTEN AND PATTEN, INC. | 105414 | $2.00B | $2.21B | 13 | 2026-03-31 | → |
| 975 | THURSTON SPRINGER ADVISORS, LLC | 299201 | $2.00B | $3.68B | 93 | 2025-11-30 | → |
| 976 | CAPWEALTH ADVISORS, LLC | 148781 | $2.00B | $2.03B | 19 | 2026-03-31 | → |
| 977 | BEACON CAPITAL MANAGEMENT, INC. | 120641 | $2.00B | $4.26B | 44 | 2026-03-31 | → |
| 978 | WASHINGTON TRUST ADVISORS, INC. | 110407 | $2.00B | $2.39B | 21 | 2026-05-31 | → |
| 979 | ARS INVESTMENT PARTNERS, LLC | 5845 | $2.00B | $2.71B | 18 | 2026-04-30 | → |
| 980 | HEALTHEQUITY ADVISORS, LLC | 167105 | $1.99B | $1.99B | 8 | 2026-03-31 | → |
| 981 | OXBOW ADVISORS, LLC | 156393 | $1.99B | $2.46B | 13 | 2026-06-30 | → |
| 982 | SILVEROAK WEALTH MANAGEMENT LLC | 110532 | $1.99B | $2.00B | 23 | 2026-03-31 | → |
| 983 | SMITH ANGLIN FINANCIAL, LLC | 144386 | $1.99B | $2.01B | 16 | 2025-05-31 | → |
| 984 | HOWARD CAPITAL MANAGEMENT GROUP, LLC | 310510 | $1.99B | $2.56B | 12 | 2026-03-31 | → |
| 985 | ABACUS PLANNING GROUP, INC. | 107994 | $1.99B | $2.16B | 30 | 2026-04-30 | → |
| 986 | ASCENTIS INDEPENDENT ADVISORS, LLC | 322879 | $1.99B | $2.09B | 43 | 2026-06-30 | → |
| 987 | THE HARBOR GROUP, INC. | 105637 | $1.98B | $2.00B | 22 | 2026-05-31 | → |
| 988 | CORDA INVESTMENT MANAGEMENT, LLC | 108046 | $1.98B | $2.00B | 32 | 2026-02-28 | → |
| 989 | TRUMBOWER FINANCIAL ADVISORS LLC | 107495 | $1.98B | $1.98B | 11 | 2026-03-31 | → |
| 990 | AVESTAR CAPITAL, LLC | 287525 | $1.98B | $2.07B | 16 | 2026-06-30 | → |
| 991 | STRATEGIC FINANCIAL SERVICES, INC. | 109677 | $1.98B | $2.81B | 39 | 2026-03-31 | → |
| 992 | ARNHOLD LLC | 290117 | $1.97B | $6.44B | 13 | 2026-03-31 | → |
| 993 | CHERRY CREEK FAMILY OFFICES, LLC | 156310 | $1.97B | $2.02B | 16 | 2026-02-28 | → |
| 994 | JNBA FINANCIAL ADVISORS, LLC | 106550 | $1.97B | $2.01B | 36 | 2026-03-31 | → |
| 995 | IC ADVISORY SERVICES, INC. | 140190 | $1.97B | $2.06B | 220 | 2025-03-31 | → |
| 996 | GUARDIAN WEALTH ADVISORS, LLC | 305412 | $1.97B | $2.74B | 50 | 2026-03-31 | → |
| 997 | CENTER FOR FINANCIAL PLANNING INC | 109599 | $1.97B | $1.97B | 26 | 2026-04-30 | → |
| 998 | FAMILY MANAGE LLC | 104951 | $1.96B | $5.31B | 23 | 2026-04-30 | → |
| 999 | CASTLE ROCK ADVISORS LLC | 331429 | $1.96B | $2.38B | 33 | 2026-04-30 | → |
| 1000 | AMERAUDI ASSET MANAGEMENT, INC. | 119854 | $1.95B | $2.10B | 15 | 2026-03-31 | → |
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