Research Report · 2026-05-31
Top Registered Investment Advisers for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
Firms
100
Total AUM
$25.94T
Median AUM
$60.42B
Latest Filing
2026-05-31
| Rank↕ | Firm Name | CRD↕ | Individual Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | ACORNS ADVISERS, LLC | 165926 | 8,158,329 | $13.39B | 302 | 2026-03-31 | → |
| 2 | EDWARD D. JONES & CO., L.P. | 250 | 4,030,222 | $1.01T | 36,317 | 2026-05-31 | → |
| 3 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | 2,644,338 | $1.96T | 29,481 | 2026-05-31 | → |
| 4 | STRATEGIC ADVISERS LLC | 104555 | 2,390,975 | $1.37T | 17,112 | 2026-03-31 | → |
| 5 | ENVESTNET ASSET MANAGEMENT, INC. | 111694 | 2,219,224 | $614.93B | 532 | 2026-04-30 | → |
| 6 | LPL FINANCIAL LLC | 6413 | 1,962,908 | $819.12B | 41,879 | 2026-05-31 | → |
| 7 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | 1,791,731 | $1.78T | 32,960 | 2026-05-31 | → |
| 8 | FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | 288590 | 1,652,768 | $818.78B | 15,424 | 2025-03-31 | → |
| 9 | MANAGED ACCOUNT ADVISORS LLC | 142558 | 1,413,581 | $994.99B | 61 | 2026-03-31 | → |
| 10 | AMERIPRISE FINANCIAL SERVICES, LLC | 6363 | 1,373,063 | $660.47B | 14,056 | 2026-04-30 | → |
| 11 | WELLS FARGO CLEARING SERVICES, LLC | 19616 | 1,298,616 | $671.42B | 18,895 | 2026-05-31 | → |
| 12 | J.P. MORGAN PRIVATE INVESTMENTS INC. | 110186 | 1,262,641 | $469.98B | 758 | 2026-03-31 | → |
| 13 | J.P. MORGAN SECURITIES LLC | 79 | 1,234,172 | $429.69B | 8,703 | 2026-05-31 | → |
| 14 | STASH INVESTMENTS LLC | 226550 | 1,138,270 | $4.92B | 124 | 2026-04-30 | → |
| 15 | UBS FINANCIAL SERVICES INC. | 8174 | 1,098,059 | $915.79B | 12,524 | 2026-03-31 | → |
| 16 | BETTERMENT LLC | 149117 | 1,016,879 | $69.52B | 794 | 2026-05-31 | → |
| 17 | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | 106753 | 852,332 | $1.72T | 946 | 2026-03-31 | → |
| 18 | CETERA INVESTMENT ADVISERS LLC | 105644 | 801,652 | $256.81B | 10,251 | 2026-04-30 | → |
| 19 | HUMAN INTEREST ADVISORS LLC | 269875 | 793,057 | $8.10B | 6 | 2026-04-30 | → |
| 20 | VANGUARD ADVISERS, INC. | 106715 | 791,495 | $344.62B | 2,208 | 2026-05-31 | → |
| 21 | ML WEALTH LLC | 289521 | 732,776 | $12.4M | 13 | 2026-03-31 | → |
| 22 | OSAIC WEALTH, INC. | 23131 | 569,367 | $234.86B | 8,979 | 2026-05-31 | → |
| 23 | WEALTHFRONT ADVISERS LLC | 148456 | 518,600 | $47.73B | 432 | 2026-05-31 | → |
| 24 | MORNINGSTAR INVESTMENT MANAGEMENT LLC | 108031 | 515,959 | $87.82B | 267 | 2026-03-31 | → |
| 25 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | 513,125 | $500.96B | 16,780 | 2026-03-31 | → |
| 26 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 149018 | 493,979 | $390.04B | 9,675 | 2026-04-30 | → |
| 27 | FINANCIAL ENGINES ADVISORS L.L.C. | 104510 | 477,170 | $326.29B | 1,679 | 2026-03-31 | → |
| 28 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | 455,837 | $252.25B | 4,047 | 2026-05-31 | → |
| 29 | MML INVESTORS SERVICES, LLC | 10409 | 448,837 | $115.64B | 6,976 | 2026-05-31 | → |
| 30 | ASSETMARK, INC. | 109018 | 448,019 | $91.76B | 859 | 2026-05-31 | → |
| 31 | UBS ASSET MANAGEMENT (AMERICAS) LLC | 106838 | 415,328 | $588.22B | 574 | 2026-03-31 | → |
| 32 | FUNDRISE ADVISORS, LLC | 172036 | 402,927 | $3.46B | 0 | 2026-05-31 | → |
| 33 | COMMONWEALTH EQUITY SERVICES, LLC | 8032 | 355,973 | $212.66B | 4,200 | 2026-05-31 | → |
| 34 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 134139 | 355,872 | $138.69B | 3,527 | 2026-05-31 | → |
| 35 | EMPOWER ADVISORY GROUP, LLC | 112058 | 293,347 | $195.43B | 8,051 | 2026-05-31 | → |
| 36 | VALIC FINANCIAL ADVISORS, INC. | 42803 | 292,989 | $29.22B | 1,647 | 2026-05-31 | → |
| 37 | RBC CAPITAL MARKETS, LLC | 31194 | 275,938 | $310.43B | 8,781 | 2026-05-31 | → |
| 38 | SOFI WEALTH LLC | 167958 | 254,020 | $2.05B | 114 | 2026-03-31 | → |
| 39 | ROBINHOOD ASSET MANAGEMENT, LLC | 323736 | 252,664 | $1.52B | 138 | 2026-04-30 | → |
| 40 | NATIONWIDE INVESTMENT ADVISORS, LLC | 142373 | 251,200 | $16.73B | 401 | 2026-05-31 | → |
| 41 | JANNEY MONTGOMERY SCOTT LLC | 463 | 239,764 | $110.11B | 2,404 | 2026-03-31 | → |
| 42 | NOMAD FINTECH INC | 307764 | 237,362 | $448.6M | 53 | 2026-01-31 | → |
| 43 | ROBERT W. BAIRD & CO. INCORPORATED | 8158 | 236,131 | $394.07B | 4,322 | 2026-04-30 | → |
| 44 | STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | 230,676 | $197.53B | 6,478 | 2026-05-31 | → |
| 45 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 114310 | 229,927 | $684.78B | 1,109 | 2026-04-30 | → |
| 46 | TRANSAMERICA RETIREMENT ADVISORS, LLC | 107319 | 212,700 | $18.83B | 398 | 2026-03-31 | → |
| 47 | ALBERT INVESTMENTS, LLC | 298006 | 209,650 | $22.7M | 3 | 2026-02-28 | → |
| 48 | FISHER ASSET MANAGEMENT, LLC | 107342 | 199,061 | $386.67B | 4,369 | 2026-04-30 | → |
| 49 | GRAVITALIX FINANCIAL LLC | 340206 | 198,460 | $542.5M | 2 | 2026-04-30 | → |
| 50 | ALIGHT FINANCIAL ADVISORS, LLC | 158744 | 195,957 | $35.05B | 70 | 2026-03-31 | → |
| 51 | ORION PORTFOLIO SOLUTIONS, LLC | 107975 | 185,377 | $64.84B | 305 | 2026-03-31 | → |
| 52 | HEALTHEQUITY ADVISORS, LLC | 167105 | 178,476 | $1.99B | 8 | 2026-03-31 | → |
| 53 | FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | 142219 | 175,905 | $139.88B | 15 | 2026-04-30 | → |
| 54 | PNC WEALTH MANAGEMENT | 129052 | 160,885 | $30.27B | 1,713 | 2026-05-31 | → |
| 55 | PRIVATE ADVISOR GROUP, LLC | 155216 | 139,740 | $44.33B | 674 | 2026-05-31 | → |
| 56 | LINCOLN INVESTMENT PLANNING, LLC | 519 | 138,132 | $21.99B | 1,238 | 2026-04-30 | → |
| 57 | AE WEALTH MANAGEMENT, LLC | 282580 | 127,213 | $49.84B | 630 | 2026-03-31 | → |
| 58 | TRUIST ADVISORY SERVICES, INC. | 283390 | 126,145 | $77.39B | 2,461 | 2026-04-30 | → |
| 59 | THRIVENT INVESTMENT MANAGEMENT INC. | 18387 | 124,646 | $20.77B | 3,901 | 2026-04-30 | → |
| 60 | BNY MELLON ADVISORS, INC. | 106108 | 124,577 | $33.48B | 66 | 2026-05-31 | → |
| 61 | CLEARBRIDGE INVESTMENTS, LLC | 137028 | 122,946 | $184.81B | 210 | 2026-01-31 | → |
| 62 | ALINEA INVEST, INC. | 311782 | 115,693 | $66.6M | 10 | 2026-03-31 | → |
| 63 | RATHBONES INVESTMENT MANAGEMENT LIMITED | 124925 | 115,401 | $135.09B | 1,715 | 2026-03-31 | → |
| 64 | GOLDMAN SACHS WEALTH SERVICES, L.P. | 106693 | 115,350 | $31.69B | 1,923 | 2026-05-31 | → |
| 65 | KESTRA ADVISORY SERVICES, LLC | 283330 | 115,285 | $79.80B | 1,359 | 2026-05-31 | → |
| 66 | FIRST COMMAND ADVISORY SERVICES | 281958 | 113,511 | $24.43B | 1,787 | 2026-03-31 | → |
| 67 | NATIXIS ADVISORS, LLC | 106800 | 112,531 | $108.65B | 412 | 2026-03-31 | → |
| 68 | SEI INVESTMENTS MANAGEMENT CORP | 105146 | 111,685 | $216.43B | 434 | 2026-03-31 | → |
| 69 | DA INV LLC | 334514 | 110,459 | $28.0M | 6 | 2026-03-31 | → |
| 70 | EAGLE STRATEGIES LLC | 110826 | 110,391 | $25.40B | 2,804 | 2026-03-31 | → |
| 71 | SIGFIG WEALTH MANAGEMENT LLC | 158823 | 106,361 | $3.58B | 96 | 2026-02-28 | → |
| 72 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | 105,268 | $2.65T | 2,059 | 2026-05-31 | → |
| 73 | AUTOPILOT ADVISERS, LLC | 331749 | 103,270 | $892.4M | 15 | 2026-03-31 | → |
| 74 | LPL ENTERPRISE, LLC | 8733 | 102,071 | $24.94B | 5,215 | 2026-03-31 | → |
| 75 | OSAIC FA, INC. | 3978 | 101,520 | $37.13B | 1,607 | 2025-01-31 | → |
| 76 | STANCORP INVESTMENT ADVISERS, INC. | 110228 | 93,316 | $34.50B | 81 | 2026-03-31 | → |
| 77 | AVANTAX ADVISORY SERVICES, INC. | 104556 | 92,437 | $46.11B | 2,278 | 2025-03-31 | → |
| 78 | CREATIVE PLANNING, LLC | 105348 | 87,051 | $295.57B | 1,650 | 2026-03-31 | → |
| 79 | VESTMARK ADVISORY SOLUTIONS, INC. | 221518 | 84,069 | $49.85B | 33 | 2026-03-31 | → |
| 80 | ALLY INVEST ADVISORS INC | 170301 | 83,199 | $1.73B | 8 | 2026-04-30 | → |
| 81 | VESTWELL ADVISORS LLC | 284173 | 81,310 | $1.03B | 30 | 2026-04-30 | → |
| 82 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 116407 | 80,986 | $122.19B | 1,700 | 2026-04-30 | → |
| 83 | PARK AVENUE SECURITIES LLC | 46173 | 80,267 | $19.58B | 2,073 | 2026-04-30 | → |
| 84 | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 20472 | 72,469 | $37.93B | 1,293 | 2026-04-30 | → |
| 85 | EQUITABLE ADVISORS, LLC | 6627 | 71,990 | $42.48B | 5,674 | 2026-05-31 | → |
| 86 | BLOOM INVESTMENT ADVISORS, LLC | 317405 | 71,486 | $17.7M | 6 | 2026-03-31 | → |
| 87 | PLANMEMBER SECURITIES CORPORATION | 11869 | 69,441 | $10.12B | 429 | 2026-03-31 | → |
| 88 | EKO INVESTMENTS INC. | 313296 | 68,370 | $74.9M | 12 | 2026-03-31 | → |
| 89 | D.A. DAVIDSON & CO. | 199 | 68,135 | $41.84B | 990 | 2026-01-31 | → |
| 90 | PFS INVESTMENTS INC. | 10111 | 67,586 | $15.54B | 3,992 | 2026-03-31 | → |
| 91 | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | 301896 | 64,071 | $9.38B | 209 | 2026-03-31 | → |
| 92 | HIGHTOWER ADVISORS, LLC | 145323 | 62,807 | $198.58B | 1,983 | 2026-05-31 | → |
| 93 | NUVEEN ASSET MANAGEMENT, LLC | 155584 | 62,597 | $280.48B | 381 | 2026-03-31 | → |
| 94 | FOCUS PARTNERS WEALTH, LLC | 159289 | 61,002 | $181.86B | 1,915 | 2026-04-30 | → |
| 95 | ENVESTNET PORTFOLIO SOLUTIONS, INC. | 109662 | 60,222 | $17.35B | 532 | 2026-04-30 | → |
| 96 | CITIZENS SECURITIES, INC. | 39550 | 60,162 | $12.87B | 471 | 2026-04-30 | → |
| 97 | GUIDED CHOICE ASSET MANAGEMENT, INC. | 112674 | 59,346 | $8.55B | 22 | 2026-03-31 | → |
| 98 | CITIGROUP GLOBAL MARKETS INC. | 7059 | 58,096 | $56.01B | 7,036 | 2026-05-31 | → |
| 99 | BROOKSTONE CAPITAL MANAGEMENT LLC | 141413 | 54,810 | $12.75B | 405 | 2026-03-31 | → |
| 100 | MARINER, LLC | 140195 | 54,583 | $125.41B | 1,889 | 2026-03-31 | → |
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