Research Report · 2026-06-30
Top Registered Investment Advisers for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
Firms
1,000
Total AUM
$59.41T
Median AUM
$3.75B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Individual Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 101 | &PARTNERS | 3767 | 53,863 | $30.27B | 703 | 2026-06-30 | → |
| 102 | IFP ADVISORS, LLC | 125112 | 52,539 | $16.29B | 328 | 2026-06-30 | → |
| 103 | CWM, LLC | 155344 | 52,263 | $50.58B | 1,416 | 2026-06-30 | → |
| 104 | PRINCIPAL SECURITIES, INC. | 1137 | 51,650 | $17.02B | 1,464 | 2026-03-31 | → |
| 105 | GEOWEALTH MANAGEMENT LLC | 148222 | 50,425 | $17.57B | 88 | 2026-03-31 | → |
| 106 | STADION MONEY MANAGEMENT, LLC | 112608 | 49,562 | $2.69B | 39 | 2026-03-31 | → |
| 107 | NEWEDGE ADVISORS, LLC | 171351 | 48,809 | $43.21B | 1,073 | 2026-06-30 | → |
| 108 | U.S. BANCORP INVESTMENTS, INC. | 17868 | 48,648 | $22.94B | 2,148 | 2026-03-31 | → |
| 109 | ROCKEFELLER FINANCIAL LLC | 291361 | 47,801 | $99.60B | 1,005 | 2026-03-31 | → |
| 110 | GW&K INVESTMENT MANAGEMENT, LLC | 121942 | 47,749 | $52.78B | 177 | 2026-03-31 | → |
| 111 | FIFTH THIRD SECURITIES, INC. | 628 | 46,299 | $10.92B | 13,533 | 2026-06-30 | → |
| 112 | TRANSAMERICA FINANCIAL ADVISORS, LLC | 16164 | 42,497 | $2.11B | 991 | 2026-03-31 | → |
| 113 | INDEPENDENT ADVISOR ALLIANCE, LLC | 168267 | 42,227 | $17.23B | 251 | 2026-06-30 | → |
| 114 | THE HUNTINGTON INVESTMENT COMPANY | 16986 | 42,153 | $7.89B | 520 | 2026-03-31 | → |
| 115 | OPPENHEIMER ASSET MANAGEMENT INC. | 105559 | 41,800 | $21.33B | 129 | 2026-03-31 | → |
| 116 | TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | 290111 | 41,733 | $1.08B | 33 | 2026-06-30 | → |
| 117 | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | 108783 | 40,526 | $6.31B | 553 | 2026-06-30 | → |
| 118 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | 39,776 | $398.65B | 1,542 | 2026-03-31 | → |
| 119 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 283004 | 39,386 | $33.52B | 549 | 2026-06-30 | → |
| 120 | CENTAURUS FINANCIAL, INC. | 30833 | 37,955 | $7.34B | 580 | 2025-07-31 | → |
| 121 | CAPFINANCIAL PARTNERS, LLC | 175112 | 37,852 | $1.24T | 1,841 | 2026-05-31 | → |
| 122 | GWN SECURITIES INC. | 128929 | 37,763 | $4.75B | 707 | 2026-04-30 | → |
| 123 | OPPENHEIMER & CO. INC. | 249 | 37,047 | $36.71B | 2,806 | 2026-06-30 | → |
| 124 | GREAT VALLEY ADVISOR GROUP, LLC | 123913 | 36,836 | $10.60B | 325 | 2026-06-30 | → |
| 125 | FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | 108281 | 36,028 | $5.69T | 1,427 | 2026-03-31 | → |
| 126 | JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | 174433 | 35,589 | $2.20B | 149 | 2026-03-31 | → |
| 127 | WILLIAM BLAIR & COMPANY L.L.C. | 1252 | 35,296 | $64.28B | 492 | 2026-03-31 | → |
| 128 | CLARK CAPITAL MANAGEMENT GROUP INC | 104796 | 35,290 | $35.69B | 151 | 2026-05-31 | → |
| 129 | NORTHERN TRUST INVESTMENTS, INCORPORATED | 105780 | 35,278 | $1.25T | 662 | 2026-06-30 | → |
| 130 | FUTUREMONEY RIA, LLC | 329835 | 35,072 | $1.6M | 9 | 2026-03-31 | → |
| 131 | MERCER GLOBAL ADVISORS INC. | 147363 | 35,044 | $84.40B | 1,429 | 2026-05-31 | → |
| 132 | KEY INVESTMENT SERVICES LLC | 136300 | 34,509 | $8.88B | 1,325 | 2026-06-30 | → |
| 133 | INSIGHTS INVESTMENTS LLC | 309727 | 33,896 | $45.8M | 1 | 2026-03-31 | → |
| 134 | FOCUS PARTNERS ADVISOR SOLUTIONS, LLC | 143319 | 32,796 | $36.41B | 309 | 2026-03-31 | → |
| 135 | W2B, INC. | 331220 | 32,225 | $26.2M | 6 | 2026-03-31 | → |
| 136 | APERIO GROUP, LLC | 111616 | 31,012 | $152.13B | 208 | 2026-04-30 | → |
| 137 | JONATHAN ROBERTS ADVISORY GROUP, INC. | 112294 | 30,867 | $8.25B | 550 | 2026-03-31 | → |
| 138 | FORUSALL ADVISORS, LLC | 167241 | 30,809 | $1.50B | 11 | 2026-03-31 | → |
| 139 | WAHED INVEST LLC | 242793 | 30,677 | $1.29B | 9 | 2026-06-30 | → |
| 140 | SIGMA PLANNING CORPORATION | 110692 | 30,595 | $6.10B | 471 | 2026-05-31 | → |
| 141 | WESTERN ASSET MANAGEMENT COMPANY, LLC | 110441 | 30,418 | $184.99B | 137 | 2026-06-30 | → |
| 142 | QAPITAL INVEST, LLC | 283762 | 30,166 | $42.1M | 9 | 2026-01-31 | → |
| 143 | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 20804 | 30,039 | $12.77B | 620 | 2026-06-30 | → |
| 144 | HARBOUR INVESTMENTS, INC. | 19258 | 29,827 | $9.60B | 232 | 2026-06-30 | → |
| 145 | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | 296868 | 29,814 | $406.96B | 6,400 | 2026-06-30 | → |
| 146 | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | 146936 | 29,616 | $15.66B | 736 | 2026-03-31 | → |
| 147 | FOUNDATIONS INVESTMENT ADVISORS LLC | 175083 | 29,615 | $10.10B | 353 | 2026-06-30 | → |
| 148 | BEACON POINTE ADVISORS, LLC | 119290 | 29,565 | $54.87B | 780 | 2026-05-31 | → |
| 149 | OSAIC ADVISORY SERVICES, LLC | 171070 | 29,516 | $15.48B | 2,180 | 2026-06-30 | → |
| 150 | FINHABITS ADVISORS, LLC | 210522 | 29,460 | $116.0M | 11 | 2026-03-31 | → |
| 151 | AMERITAS ADVISORY SERVICES, LLC | 317245 | 29,363 | $13.75B | 797 | 2026-03-31 | → |
| 152 | MATSON MONEY, INC. | 110425 | 29,179 | $24.33B | 69 | 2026-05-31 | → |
| 153 | GOLDMAN SACHS & CO. LLC | 361 | 29,104 | $133.64B | 2,268 | 2026-06-30 | → |
| 154 | WEBULL ADVISORS LLC | 304881 | 28,867 | $48.9M | 16 | 2026-04-30 | → |
| 155 | ALLWORTH FINANCIAL, L.P. | 111167 | 28,786 | $33.55B | 493 | 2026-03-31 | → |
| 156 | EAGLE ASSET MANAGEMENT INC | 110653 | 28,045 | $60.65B | 77 | 2026-06-30 | → |
| 157 | HORNOR, TOWNSEND & KENT, LLC | 4031 | 27,999 | $9.01B | 485 | 2026-04-30 | → |
| 158 | ICICI PRUDENTIAL ASSET MANAGEMENT COMPANY LIMITED | 312825 | 27,396 | $117.06B | 3,585 | 2026-06-30 | → |
| 159 | DUB ADVISORS LLC | 315589 | 27,037 | $81.8M | 8 | 2026-06-30 | → |
| 160 | QRG CAPITAL MANAGEMENT, INC. | 305277 | 26,605 | $11.41B | 12 | 2026-06-30 | → |
| 161 | GRADIENT INVESTMENTS, LLC | 141726 | 26,560 | $8.20B | 41 | 2026-06-30 | → |
| 162 | BMO PRIVATE INVESTMENT COUNSEL INC. | 160344 | 26,293 | $40.18B | 130 | 2026-03-31 | → |
| 163 | CORIENT PRIVATE WEALTH LLC | 319448 | 25,963 | $165.25B | 1,537 | 2026-03-31 | → |
| 164 | INDEPENDENT FINANCIAL GROUP, LLC | 7717 | 25,896 | $12.93B | 624 | 2026-03-31 | → |
| 165 | ALLIANCEBERNSTEIN L.P. | 108477 | 25,513 | $763.40B | 4,204 | 2026-03-31 | → |
| 166 | TD PRIVATE CLIENT WEALTH LLC | 164484 | 25,351 | $8.57B | 671 | 2026-06-30 | → |
| 167 | BELLE HAVEN INVESTMENTS, L.P. | 29278 | 25,334 | $23.32B | 47 | 2026-03-31 | → |
| 168 | INTEGRATED WEALTH CONCEPTS LLC | 284656 | 25,274 | $18.92B | 493 | 2026-06-30 | → |
| 169 | IHT WEALTH MANAGEMENT LLC | 171481 | 25,096 | $9.80B | 179 | 2026-03-31 | → |
| 170 | LORD, ABBETT & CO. LLC | 110391 | 25,064 | $270.39B | 821 | 2025-12-31 | → |
| 171 | CERITY PARTNERS LLC | 151559 | 24,945 | $161.68B | 1,529 | 2026-06-30 | → |
| 172 | STRATOS WEALTH PARTNERS, LTD | 153184 | 24,844 | $18.65B | 618 | 2026-06-30 | → |
| 173 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 134600 | 24,837 | $24.65B | 289 | 2026-06-30 | → |
| 174 | SOUND INCOME STRATEGIES, LLC | 173272 | 24,734 | $4.18B | 134 | 2026-01-31 | → |
| 175 | HANTZ FINANCIAL SERVICES, INC. | 46047 | 23,624 | $10.00B | 435 | 2026-04-30 | → |
| 176 | PRINCIPAL ADVISED SERVICES, LLC | 297324 | 23,164 | $1.42B | 383 | 2026-05-31 | → |
| 177 | CUSO FINANCIAL SERVICES, L.P. | 42132 | 23,108 | $5.38B | 791 | 2025-08-31 | → |
| 178 | FRANKLIN ADVISERS, INC. | 104517 | 23,023 | $509.45B | 384 | 2026-05-31 | → |
| 179 | VESTGEN ADVISORS, LLC | 318657 | 22,790 | $6.67B | 165 | 2026-05-31 | → |
| 180 | SAVANT CAPITAL, LLC | 107271 | 22,683 | $49.57B | 659 | 2026-04-30 | → |
| 181 | LOOMIS, SAYLES & COMPANY, L.P. | 105377 | 22,662 | $386.88B | 728 | 2026-03-31 | → |
| 182 | GOOD LIFE ADVISORS, LLC | 171898 | 22,240 | $4.35B | 135 | 2026-03-31 | → |
| 183 | CAPITAL RESEARCH AND MANAGEMENT COMPANY | 110885 | 22,154 | $3.75T | 1,417 | 2026-05-31 | → |
| 184 | PRIME CAPITAL INVESTMENT ADVISORS, LLC | 288712 | 22,129 | $39.14B | 460 | 2026-06-30 | → |
| 185 | CREATIVEONE WEALTH, LLC | 281213 | 22,064 | $6.25B | 222 | 2026-05-31 | → |
| 186 | EFS ADVISORS LLC | 115211 | 21,660 | $2.40B | 59 | 2026-03-31 | → |
| 187 | GENEOS WEALTH MANAGEMENT, INC. | 120894 | 21,267 | $9.22B | 200 | 2026-04-30 | → |
| 188 | STEPHENS INC. | 3496 | 21,168 | $18.04B | 611 | 2026-06-30 | → |
| 189 | OSAIC FS, INC. | 3870 | 21,039 | $4.48B | 655 | 2025-01-31 | → |
| 190 | UNEST ADVISERS, LLC | 308125 | 20,394 | $45.6M | 1 | 2026-04-30 | → |
| 191 | MERIT FINANCIAL GROUP, LLC | 142457 | 20,040 | $23.88B | 470 | 2026-06-30 | → |
| 192 | KESTRA PRIVATE WEALTH SERVICES, LLC | 155193 | 19,977 | $13.45B | 211 | 2026-06-30 | → |
| 193 | EP WEALTH ADVISORS, LLC. | 111147 | 19,618 | $45.15B | 618 | 2026-04-30 | → |
| 194 | SANCTUARY ADVISORS, LLC | 226606 | 19,025 | $34.88B | 770 | 2026-06-30 | → |
| 195 | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 108559 | 18,800 | $86.27B | 690 | 2025-01-31 | → |
| 196 | PROSPERA FINANCIAL SERVICES, INC. | 10740 | 18,706 | $12.44B | 333 | 2025-09-30 | → |
| 197 | ADVISORS CAPITAL MANAGEMENT, LLC | 112266 | 17,842 | $12.20B | 103 | 2026-03-31 | → |
| 198 | CADARET, GRANT & CO., INC. | 10641 | 17,607 | $7.67B | 692 | 2025-07-31 | → |
| 199 | GLOBAL RETIREMENT PARTNERS LLC | 172011 | 17,340 | $169.58B | 464 | 2026-06-30 | → |
| 200 | KRISTAL ADVISORS (SG) PTE. LTD. | 341175 | 16,986 | $1.27B | 20 | 2026-04-30 | → |
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