Research Report · 2026-06-30
Top Registered Investment Advisers by Solicitors
SEC-registered investment advisers ranked by reported solicitor count.
Firms
1,000
Total AUM
$46.67T
Median AUM
$744.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Solicitors↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | CLARET ASSET MANAGEMENT CORP | 110453 | 2,356,471,235 | $2.36B | 44 | 2026-03-31 | → |
| 2 | ADAMS WEALTH MANAGEMENT LLC | 286087 | 565,770,135 | $565.8M | 18 | 2026-04-30 | → |
| 3 | FULLCIRCLE WEALTH LLC | 166695 | 12,972,388 | $257.4M | 3 | 2026-03-31 | → |
| 4 | MORNINGSTAR INVESTMENT MANAGEMENT LLC | 108031 | 1,866,524 | $87.82B | 267 | 2026-03-31 | → |
| 5 | SILIGMUELLER & NORVID WEALTH ADVISORS LLC | 109265 | 464,000 | $299.2M | 3 | 2025-02-28 | → |
| 6 | J.P. MORGAN PRIVATE INVESTMENTS INC. | 110186 | 448,842 | $469.98B | 758 | 2026-06-30 | → |
| 7 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | 416,984 | $1.96T | 29,481 | 2026-06-30 | → |
| 8 | J.P. MORGAN SECURITIES LLC | 79 | 407,036 | $429.69B | 8,703 | 2026-06-30 | → |
| 9 | FUNDRISE ADVISORS, LLC | 172036 | 402,927 | $3.46B | 0 | 2026-05-31 | → |
| 10 | FINANCIAL ENGINES ADVISORS L.L.C. | 104510 | 322,130 | $326.29B | 1,679 | 2026-03-31 | → |
| 11 | ASSETMARK, INC. | 109018 | 220,268 | $91.76B | 859 | 2026-05-31 | → |
| 12 | LPL FINANCIAL LLC | 6413 | 209,600 | $819.12B | 41,879 | 2026-06-30 | → |
| 13 | EQUITABLE ADVISORS, LLC | 6627 | 171,648 | $42.48B | 5,674 | 2026-05-31 | → |
| 14 | WEALTH COMPASS FINANCIAL, INC. | 290139 | 146,699 | $115.4M | 2 | 2026-04-30 | → |
| 15 | AMERIPRISE FINANCIAL SERVICES, LLC | 6363 | 124,349 | $660.47B | 14,056 | 2026-06-30 | → |
| 16 | WILSHIRE ADVISORS LLC | 6210 | 109,978 | $149.10B | 307 | 2026-06-30 | → |
| 17 | GOLDMAN SACHS WEALTH SERVICES, L.P. | 106693 | 89,850 | $31.69B | 1,923 | 2026-06-30 | → |
| 18 | VANGUARD ADVISERS, INC. | 106715 | 89,430 | $344.62B | 2,208 | 2026-05-31 | → |
| 19 | THRIVENT INVESTMENT MANAGEMENT INC. | 18387 | 84,100 | $20.77B | 3,901 | 2026-04-30 | → |
| 20 | STASH INVESTMENTS LLC | 226550 | 81,359 | $4.92B | 124 | 2026-04-30 | → |
| 21 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 134139 | 68,815 | $138.69B | 3,527 | 2026-06-30 | → |
| 22 | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | 301896 | 64,306 | $9.38B | 209 | 2026-03-31 | → |
| 23 | CITIZENS SECURITIES, INC. | 39550 | 60,545 | $12.87B | 471 | 2026-04-30 | → |
| 24 | OSAIC WEALTH, INC. | 23131 | 56,660 | $234.86B | 8,979 | 2026-06-30 | → |
| 25 | EAGLE ASSET MANAGEMENT INC | 110653 | 50,629 | $60.65B | 77 | 2026-06-30 | → |
| 26 | PARK AVENUE SECURITIES LLC | 46173 | 38,649 | $19.58B | 2,073 | 2026-06-30 | → |
| 27 | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 20472 | 35,647 | $37.93B | 1,293 | 2026-04-30 | → |
| 28 | FORUSALL ADVISORS, LLC | 167241 | 31,237 | $1.50B | 11 | 2026-03-31 | → |
| 29 | HUMAN INTEREST ADVISORS LLC | 269875 | 31,025 | $8.10B | 6 | 2026-04-30 | → |
| 30 | RNC CAPITAL MANAGEMENT LLC | 108618 | 30,744 | $5.10B | 63 | 2026-04-30 | → |
| 31 | EDWARD D. JONES & CO., L.P. | 250 | 28,751 | $1.01T | 36,317 | 2026-06-30 | → |
| 32 | CETERA INVESTMENT ADVISERS LLC | 105644 | 24,019 | $256.81B | 10,251 | 2026-06-30 | → |
| 33 | DESIGNER TECHNOLOGIES, INC. | 281879 | 23,000 | $89.2M | 36 | 2026-03-31 | → |
| 34 | BAXTER ACQUISITION INC. | 334657 | 22,106 | $22,106 | 9 | 2025-09-30 | → |
| 35 | ZOE FINANCIAL, INC. | 285158 | 20,538 | $283.5M | 45 | 2026-06-30 | → |
| 36 | COMMONWEALTH EQUITY SERVICES, LLC | 8032 | 20,450 | $212.66B | 4,200 | 2026-05-31 | → |
| 37 | ROBERT W. BAIRD & CO. INCORPORATED | 8158 | 19,985 | $394.07B | 4,322 | 2026-04-30 | → |
| 38 | UBS FINANCIAL SERVICES INC. | 8174 | 18,245 | $915.79B | 12,524 | 2026-06-30 | → |
| 39 | STRATEGIC ADVISERS LLC | 104555 | 17,518 | $1.37T | 17,112 | 2026-03-31 | → |
| 40 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | 16,844 | $1.78T | 32,960 | 2026-06-30 | → |
| 41 | CONCREIT FUND MANAGEMENT LLC | 310737 | 16,758 | $9.0M | 0 | 2026-03-31 | → |
| 42 | PRINCIPAL ADVISED SERVICES, LLC | 297324 | 16,537 | $1.42B | 383 | 2026-05-31 | → |
| 43 | CUSO FINANCIAL SERVICES, L.P. | 42132 | 15,801 | $5.38B | 791 | 2025-08-31 | → |
| 44 | GUEPARDO INVESTIMENTOS LTDA | 340061 | 15,000 | $4.9M | 11 | 2026-03-31 | → |
| 45 | FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | 288590 | 13,624 | $818.78B | 15,424 | 2025-03-31 | → |
| 46 | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | 13162 | 13,200 | $5.63B | 43 | 2026-06-30 | → |
| 47 | LPL ENTERPRISE, LLC | 8733 | 12,118 | $24.94B | 5,215 | 2026-03-31 | → |
| 48 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 283004 | 9,667 | $33.52B | 549 | 2026-06-30 | → |
| 49 | TCW INVESTMENT MANAGEMENT COMPANY LLC | 106546 | 8,937 | $38.82B | 405 | 2026-05-31 | → |
| 50 | ONEAMERICA SECURITIES, INC. | 4173 | 8,795 | $306.1M | 340 | 2026-03-31 | → |
| 51 | FBL WEALTH MANAGEMENT, LLC | 291396 | 8,258 | $9.2M | 207 | 2026-06-30 | → |
| 52 | SOFI WEALTH LLC | 167958 | 7,600 | $2.05B | 114 | 2026-03-31 | → |
| 53 | AXXCESS WEALTH MANAGEMENT, LLC | 164081 | 7,181 | $8.88B | 72 | 2026-03-31 | → |
| 54 | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | 611 | 6,880 | $32.0M | 285 | 2026-06-30 | → |
| 55 | W&S ADVISORY SERVICES, LLC | 334683 | 6,689 | $5.3M | 9 | 2026-05-31 | → |
| 56 | EARLYBIRD CENTRAL INC. | 307201 | 6,500 | $14.0M | 2 | 2025-02-28 | → |
| 57 | KESTRA ADVISORY SERVICES, LLC | 283330 | 6,392 | $79.80B | 1,359 | 2026-06-30 | → |
| 58 | EAGLE STRATEGIES LLC | 110826 | 6,290 | $25.40B | 2,804 | 2026-03-31 | → |
| 59 | ORIGIN INVESTMENT ADVISORY LLC | 305353 | 6,221 | $34.7M | 41 | 2026-03-31 | → |
| 60 | GROVE POINT ADVISORS, LLC | 313171 | 6,174 | $2.47B | 389 | 2025-07-31 | → |
| 61 | REINHART PARTNERS, LLC | 106432 | 5,928 | $2.47B | 16 | 2026-05-31 | → |
| 62 | TOM JOHNSON INVESTMENT MANAGEMENT, LLC | 104511 | 5,631 | $1.63B | 11 | 2026-04-30 | → |
| 63 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 149018 | 5,542 | $390.04B | 9,675 | 2026-06-30 | → |
| 64 | CADARET, GRANT & CO., INC. | 10641 | 5,417 | $7.67B | 692 | 2025-07-31 | → |
| 65 | WELLS FARGO CLEARING SERVICES, LLC | 19616 | 5,302 | $671.42B | 18,895 | 2026-06-30 | → |
| 66 | SAVVI FINANCIAL LLC | 169196 | 5,030 | $44.7M | 22 | 2026-02-28 | → |
| 67 | EXCEL WEALTH MANAGEMENT, LLC | 299602 | 4,933 | $310.5M | 9 | 2026-03-31 | → |
| 68 | NEXT FINANCIAL GROUP, INC. | 46214 | 4,787 | $3.77B | 564 | 2025-08-31 | → |
| 69 | FORGE FINANCIAL SERVICES, LLC | 306480 | 4,689 | $1.46B | 15 | 2026-03-31 | → |
| 70 | ENVESTNET RETIREMENT SOLUTIONS, LLC | 171570 | 4,527 | $16.30B | 24 | 2026-06-30 | → |
| 71 | SIGMA PLANNING CORPORATION | 110692 | 4,483 | $6.10B | 471 | 2026-05-31 | → |
| 72 | U.S. BANCORP INVESTMENTS, INC. | 17868 | 4,406 | $22.94B | 2,148 | 2026-03-31 | → |
| 73 | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | 135288 | 4,385 | $986.3M | 49 | 2026-03-31 | → |
| 74 | FLORIDA FINANCIAL ADVISORS, LLC | 288811 | 4,295 | $456.1M | 667 | 2026-04-30 | → |
| 75 | ASTOR INVESTMENT MANAGEMENT LLC | 169679 | 4,000 | $198.4M | 6 | 2025-02-28 | → |
| 76 | OSAIC FA, INC. | 3978 | 3,800 | $37.13B | 1,607 | 2025-01-31 | → |
| 77 | FINHABITS ADVISORS, LLC | 210522 | 3,720 | $116.0M | 11 | 2026-03-31 | → |
| 78 | CONTINUUM ADVISORY, LLC | 283155 | 3,461 | $1.91B | 66 | 2026-03-31 | → |
| 79 | THE CENTRAL TRUST BANK | 149262 | 3,346 | $554.1M | 4 | 2026-03-31 | → |
| 80 | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | 108783 | 3,264 | $6.31B | 553 | 2026-06-30 | → |
| 81 | HARBOUR INVESTMENTS, INC. | 19258 | 3,203 | $9.60B | 232 | 2026-06-30 | → |
| 82 | INSIGHT ADVISORS, LLC | 109137 | 3,125 | $1.7M | 1 | 2026-03-31 | → |
| 83 | SCF INVESTMENT ADVISORS, INC. | 123608 | 3,097 | $1.35B | 263 | 2025-09-30 | → |
| 84 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | 2,990 | $252.25B | 4,047 | 2026-06-30 | → |
| 85 | NPA ASSET MANAGEMENT, LLC | 131534 | 2,746 | $1.06B | 68 | 2026-03-31 | → |
| 86 | MASTERWORKS ADVISERS, LLC | 324239 | 2,714 | $8.1M | 13 | 2026-03-31 | → |
| 87 | CLARFELD FINANCIAL ADVISORS, LLC | 106743 | 2,675 | $15.54B | 204 | 2026-04-30 | → |
| 88 | FACET WEALTH, INC | 285961 | 2,521 | $6.04B | 168 | 2026-02-28 | → |
| 89 | CENTENNIAL SECURITIES COMPANY INC | 7763 | 2,520 | $1.34B | 45 | 2026-04-30 | → |
| 90 | STRINGER ASSET MANAGEMENT, LLC | 166133 | 2,515 | $42.2M | 6 | 2025-03-31 | → |
| 91 | STACEY BRAUN ASSOCIATES INC | 105056 | 2,500 | $5.50B | 17 | 2026-03-31 | → |
| 92 | CITIGROUP GLOBAL MARKETS INC. | 7059 | 2,481 | $56.01B | 7,036 | 2026-06-30 | → |
| 93 | GOLDMAN SACHS & CO. LLC | 361 | 2,355 | $133.64B | 2,268 | 2026-06-30 | → |
| 94 | VESTGEN INVESTMENT MANAGEMENT, LLC | 118851 | 2,352 | $786.6M | 21 | 2026-04-30 | → |
| 95 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | 2,231 | $500.96B | 16,780 | 2026-06-30 | → |
| 96 | AVANTAX ADVISORY SERVICES, INC. | 104556 | 2,173 | $46.11B | 2,278 | 2025-03-31 | → |
| 97 | CIBC PRIVATE WEALTH ADVISORS, INC. | 109644 | 2,160 | $67.84B | 610 | 2026-06-30 | → |
| 98 | ASSET MANAGEMENT STRATEGIES, INC. | 135173 | 2,110 | $220.2M | 8 | 2026-03-31 | → |
| 99 | UMB FINANCIAL SERVICES, INC. | 17073 | 2,110 | $5.0M | 55 | 2026-04-30 | → |
| 100 | BCG SECURITIES, INC. | 70 | 2,100 | $894.2M | 55 | 2026-05-31 | → |
Related Lists
Sleeve1,000 firms · 2026-06-30