Research Report · 2026-06-30
Registered Investment Advisers with Broker-Dealer Affiliations
SEC-registered investment advisers that report a related broker-dealer affiliation, ranked by AUM.
Firms
1,000
Total AUM
$136.97T
Median AUM
$23.89B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | THE VANGUARD GROUP, INC. | 105958 | $11.09T | $11.09T | 1,702 | 2026-05-31 | → |
| 2 | VANGUARD CAPITAL MANAGEMENT, LLC | 338002 | $8.44T | $8.44T | 235 | 2026-05-31 | → |
| 3 | FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | 108281 | $5.69T | $5.69T | 1,427 | 2026-03-31 | → |
| 4 | BLACKROCK FUND ADVISORS | 105247 | $4.28T | $4.28T | 128 | 2026-05-31 | → |
| 5 | CAPITAL RESEARCH AND MANAGEMENT COMPANY | 110885 | $3.75T | $3.75T | 1,417 | 2026-05-31 | → |
| 6 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | 104559 | $3.67T | $3.67T | 1,968 | 2026-05-31 | → |
| 7 | J.P. MORGAN INVESTMENT MANAGEMENT INC. | 107038 | $3.52T | $3.52T | 3,194 | 2026-06-30 | → |
| 8 | VANGUARD PORTFOLIO MANAGEMENT, LLC | 338003 | $2.66T | $2.66T | 105 | 2026-05-31 | → |
| 9 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | $2.65T | $2.65T | 2,059 | 2026-05-31 | → |
| 10 | T. ROWE PRICE ASSOCIATES, INC. | 105496 | $2.20T | $2.20T | 3,760 | 2026-03-31 | → |
| 11 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | $1.96T | $1.96T | 29,481 | 2026-06-30 | → |
| 12 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | $1.78T | $1.78T | 32,960 | 2026-06-30 | → |
| 13 | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | 106753 | $1.72T | $1.72T | 946 | 2026-03-31 | → |
| 14 | BLACKROCK FINANCIAL MANAGEMENT, INC | 107105 | $1.60T | $1.60T | 7,987 | 2026-06-30 | → |
| 15 | WELLINGTON MANAGEMENT COMPANY LLP | 106595 | $1.43T | $1.43T | 1,868 | 2026-03-31 | → |
| 16 | SSGA FUNDS MANAGEMENT, INC. | 111242 | $1.42T | $1.42T | 241 | 2026-03-31 | → |
| 17 | STRATEGIC ADVISERS LLC | 104555 | $1.37T | $1.37T | 17,112 | 2026-03-31 | → |
| 18 | NORTHERN TRUST INVESTMENTS, INCORPORATED | 105780 | $1.25T | $1.25T | 662 | 2026-06-30 | → |
| 19 | CAPFINANCIAL PARTNERS, LLC | 175112 | $1.24T | $1.24T | 1,841 | 2026-05-31 | → |
| 20 | PGIM, INC. | 105676 | $1.13T | $1.13T | 1,990 | 2026-04-30 | → |
| 21 | BLACKROCK ADVISORS, LLC | 106614 | $1.10T | $1.10T | 146 | 2026-05-31 | → |
| 22 | DIMENSIONAL FUND ADVISORS LP | 106482 | $1.02T | $1.02T | 1,168 | 2026-03-31 | → |
| 23 | EDWARD D. JONES & CO., L.P. | 250 | $1.01T | $1.01T | 36,317 | 2026-06-30 | → |
| 24 | MANAGED ACCOUNT ADVISORS LLC | 142558 | $994.99B | $994.99B | 61 | 2026-06-30 | → |
| 25 | INVESCO CAPITAL MANAGEMENT LLC | 125601 | $941.02B | $941.02B | 222 | 2026-03-31 | → |
| 26 | UBS FINANCIAL SERVICES INC. | 8174 | $915.79B | $915.79B | 12,524 | 2026-06-30 | → |
| 27 | MELLON INVESTMENTS CORPORATION | 105764 | $873.87B | $873.87B | 98 | 2026-05-31 | → |
| 28 | LPL FINANCIAL LLC | 6413 | $819.12B | $819.12B | 41,879 | 2026-06-30 | → |
| 29 | FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | 288590 | $818.78B | $818.78B | 15,424 | 2025-03-31 | → |
| 30 | ALLIANCEBERNSTEIN L.P. | 108477 | $763.40B | $763.40B | 4,204 | 2026-03-31 | → |
| 31 | INVESCO ADVISERS, INC. | 105360 | $749.52B | $749.52B | 2,804 | 2026-06-30 | → |
| 32 | APOLLO CAPITAL MANAGEMENT, L.P. | 143161 | $718.48B | $718.48B | 3,564 | 2026-05-31 | → |
| 33 | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | 110353 | $702.25B | $702.25B | 670 | 2026-06-30 | → |
| 34 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 114310 | $684.78B | $684.78B | 1,109 | 2026-04-30 | → |
| 35 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | $676.69B | $676.69B | 1,589 | 2026-06-30 | → |
| 36 | WELLS FARGO CLEARING SERVICES, LLC | 19616 | $671.42B | $671.42B | 18,895 | 2026-06-30 | → |
| 37 | AMERIPRISE FINANCIAL SERVICES, LLC | 6363 | $660.47B | $660.47B | 14,056 | 2026-06-30 | → |
| 38 | GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL | 107715 | $621.02B | $621.02B | 611 | 2026-05-31 | → |
| 39 | ENVESTNET ASSET MANAGEMENT, INC. | 111694 | $614.93B | $614.93B | 532 | 2026-06-30 | → |
| 40 | NOMURA ASSET MANAGEMENT CO., LTD. | 110814 | $601.79B | $601.79B | 960 | 2026-06-30 | → |
| 41 | FEDERATED INVESTMENT MANAGEMENT COMPANY | 105138 | $590.10B | $590.10B | 106 | 2026-05-31 | → |
| 42 | UBS ASSET MANAGEMENT (AMERICAS) LLC | 106838 | $588.22B | $588.22B | 574 | 2026-03-31 | → |
| 43 | CITADEL ADVISORS LLC | 148826 | $570.62B | $570.62B | 3,284 | 2026-06-30 | → |
| 44 | METLIFE INVESTMENT MANAGEMENT, LLC | 142463 | $563.78B | $563.78B | 956 | 2026-05-31 | → |
| 45 | MASSACHUSETTS FINANCIAL SERVICES COMPANY | 110045 | $514.05B | $514.05B | 1,244 | 2026-03-31 | → |
| 46 | FRANKLIN ADVISERS, INC. | 104517 | $509.45B | $509.45B | 384 | 2026-05-31 | → |
| 47 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | $502.40B | $502.40B | 914 | 2026-05-31 | → |
| 48 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | $500.96B | $500.96B | 16,780 | 2026-06-30 | → |
| 49 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | 135960 | $484.10B | $484.10B | 1,403 | 2026-04-30 | → |
| 50 | VANGUARD ASSET MANAGEMENT, LIMITED | 282598 | $482.96B | $482.96B | 960 | 2025-05-31 | → |
| 51 | ALLSPRING GLOBAL INVESTMENTS, LLC | 104973 | $475.78B | $475.78B | 956 | 2026-05-31 | → |
| 52 | ASSET MANAGEMENT ONE CO., LTD. | 110843 | $470.54B | $470.54B | 950 | 2026-06-30 | → |
| 53 | J.P. MORGAN PRIVATE INVESTMENTS INC. | 110186 | $469.98B | $469.98B | 758 | 2026-06-30 | → |
| 54 | ARES MANAGEMENT LLC | 130074 | $458.82B | $458.82B | 3,990 | 2026-05-31 | → |
| 55 | TEACHERS ADVISORS, LLC | 107157 | $436.33B | $436.33B | 383 | 2026-03-31 | → |
| 56 | J.P. MORGAN SECURITIES LLC | 79 | $429.69B | $429.69B | 8,703 | 2026-06-30 | → |
| 57 | PRINCIPAL GLOBAL INVESTORS, LLC | 109002 | $427.71B | $427.71B | 1,394 | 2026-05-31 | → |
| 58 | U.S. BANCORP ASSET MANAGEMENT, INC. | 111912 | $427.48B | $427.48B | 322 | 2026-03-31 | → |
| 59 | BNY MELLON INVESTMENT ADVISER, INC. | 105642 | $419.46B | $419.46B | 69 | 2026-06-30 | → |
| 60 | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | 296868 | $406.96B | $406.96B | 6,400 | 2026-06-30 | → |
| 61 | KOHLBERG KRAVIS ROBERTS & CO. L.P. | 144533 | $399.90B | $399.90B | 2,593 | 2026-06-30 | → |
| 62 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | $398.65B | $398.65B | 1,542 | 2026-03-31 | → |
| 63 | ROBERT W. BAIRD & CO. INCORPORATED | 8158 | $394.07B | $394.07B | 4,322 | 2026-04-30 | → |
| 64 | BARINGS LLC | 106006 | $392.75B | $392.75B | 1,101 | 2026-05-31 | → |
| 65 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 149018 | $390.04B | $390.04B | 9,675 | 2026-06-30 | → |
| 66 | LOOMIS, SAYLES & COMPANY, L.P. | 105377 | $386.88B | $386.88B | 728 | 2026-03-31 | → |
| 67 | JANUS HENDERSON INVESTORS US LLC | 104652 | $380.43B | $380.43B | 1,013 | 2026-06-30 | → |
| 68 | DIMENSIONAL FUND ADVISORS LTD | 107472 | $364.73B | $364.73B | 162 | 2026-03-31 | → |
| 69 | DFA AUSTRALIA LIMITED | 107621 | $361.60B | $361.60B | 134 | 2026-03-31 | → |
| 70 | FIAM LLC | 133196 | $347.73B | $347.73B | 196 | 2026-03-31 | → |
| 71 | PGIM INVESTMENTS LLC | 105670 | $344.84B | $344.84B | 458 | 2026-05-31 | → |
| 72 | VANGUARD ADVISERS, INC. | 106715 | $344.62B | $344.62B | 2,208 | 2026-05-31 | → |
| 73 | PICTET ASSET MANAGEMENT SA | 140074 | $330.70B | $330.70B | 549 | 2026-06-30 | → |
| 74 | NYL INVESTORS LLC | 169553 | $329.20B | $329.20B | 301 | 2026-03-31 | → |
| 75 | ALLSPRING FUNDS MANAGEMENT, LLC | 110841 | $324.65B | $324.65B | 714 | 2026-05-31 | → |
| 76 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 307865 | $323.08B | $323.08B | 246 | 2026-05-31 | → |
| 77 | AQR CAPITAL MANAGEMENT, LLC | 111883 | $311.70B | $311.70B | 728 | 2026-05-31 | → |
| 78 | RBC CAPITAL MARKETS, LLC | 31194 | $310.43B | $310.43B | 8,781 | 2026-06-30 | → |
| 79 | FIRST TRUST ADVISORS LP | 107027 | $309.24B | $309.24B | 542 | 2026-04-30 | → |
| 80 | AMERICAN CENTURY INVESTMENT MANAGEMENT INC | 105778 | $305.98B | $305.98B | 220 | 2026-03-31 | → |
| 81 | SAMSUNG ASSET MANAGEMENT COMPANY, LTD. | 158319 | $300.82B | $300.82B | 460 | 2026-04-30 | → |
| 82 | TIAA-CREF INVESTMENT MANAGEMENT LLC | 107168 | $292.13B | $292.13B | 383 | 2026-03-31 | → |
| 83 | CARLYLE INVESTMENT MANAGEMENT L.L.C. | 111128 | $283.81B | $283.81B | 1,040 | 2026-03-31 | → |
| 84 | VICTORY CAPITAL MANAGEMENT INC. | 106189 | $282.71B | $282.71B | 699 | 2026-03-31 | → |
| 85 | NUVEEN ASSET MANAGEMENT, LLC | 155584 | $280.48B | $280.48B | 381 | 2026-03-31 | → |
| 86 | T. ROWE PRICE INTERNATIONAL LTD | 126032 | $277.19B | $277.19B | 781 | 2026-03-31 | → |
| 87 | VOYA INVESTMENT MANAGEMENT CO. LLC | 106494 | $274.95B | $274.95B | 859 | 2026-03-31 | → |
| 88 | KKR CREDIT ADVISORS (US) LLC | 146629 | $270.85B | $270.85B | 609 | 2026-03-31 | → |
| 89 | LORD, ABBETT & CO. LLC | 110391 | $270.39B | $270.39B | 821 | 2025-12-31 | → |
| 90 | HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | 154700 | $260.22B | $260.22B | 399 | 2026-03-31 | → |
| 91 | CETERA INVESTMENT ADVISERS LLC | 105644 | $256.81B | $256.81B | 10,251 | 2026-06-30 | → |
| 92 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | $252.25B | $252.25B | 4,047 | 2026-06-30 | → |
| 93 | VANGUARD GLOBAL ADVISERS, LLC | 164593 | $249.66B | $249.66B | 315 | 2026-05-31 | → |
| 94 | AMOVA ASSET MANAGEMENT CO., LTD. | 110997 | $247.43B | $247.43B | 632 | 2026-06-30 | → |
| 95 | JACKSON NATIONAL ASSET MANAGEMENT, LLC | 111079 | $246.30B | $246.30B | 156 | 2026-05-31 | → |
| 96 | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | 137432 | $240.66B | $240.66B | 588 | 2026-03-31 | → |
| 97 | OSAIC WEALTH, INC. | 23131 | $234.86B | $234.86B | 8,979 | 2026-06-30 | → |
| 98 | TWO SIGMA INVESTMENTS, LP | 137137 | $232.82B | $232.82B | 1,555 | 2026-03-31 | → |
| 99 | DWS INTERNATIONAL GMBH | 105075 | $228.87B | $228.87B | 703 | 2026-05-31 | → |
| 100 | MANULIFE INVESTMENT MANAGEMENT (US) LLC | 106435 | $228.04B | $228.04B | 267 | 2026-03-31 | → |
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