Research Report · 2026-06-30
Top Registered Investment Advisers by Registered Representatives
SEC-registered investment advisers ranked by reported registered representatives.
Firms
1,000
Total AUM
$97.85T
Median AUM
$5.41B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Registered Representatives↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | HPS INVESTMENT PARTNERS, LLC | 282125 | 58 | $175.72B | 826 | 2026-05-31 | → |
| 402 | HPS ADVISORS, LLC | 324983 | 58 | $28.55B | 826 | 2026-05-31 | → |
| 403 | ICAPITAL REGISTERED FUND ADVISER LLC | 310587 | 58 | $1.22B | 162 | 2026-04-30 | → |
| 404 | REALTA INVESTMENT ADVISORS, INC | 134952 | 58 | $385.4M | 61 | 2026-03-31 | → |
| 405 | PARTNERS GROUP (USA) INC. | 145228 | 57 | $29.12B | 431 | 2026-03-31 | → |
| 406 | FLAGSHIP HARBOR ADVISORS, LLC | 155733 | 57 | $3.42B | 61 | 2026-05-31 | → |
| 407 | LATITUDE ADVISORS, LLC | 151001 | 57 | $566.5M | 66 | 2026-04-30 | → |
| 408 | FIAM LLC | 133196 | 56 | $347.73B | 196 | 2026-03-31 | → |
| 409 | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | 137432 | 56 | $240.66B | 588 | 2026-03-31 | → |
| 410 | GILDER GAGNON HOWE & CO. LLC | 2002 | 56 | $12.12B | 84 | 2026-03-31 | → |
| 411 | ICAPITAL FUND ADVISORS LLC | 330352 | 56 | $1.13B | 165 | 2026-06-30 | → |
| 412 | IDIRECT PRIVATE CREDIT ADVISORS LLC | 333824 | 56 | $290.9M | 158 | 2026-06-30 | → |
| 413 | KKR CREDIT ADVISORS (US) LLC | 146629 | 55 | $270.85B | 609 | 2026-03-31 | → |
| 414 | SMITH MOORE & CO. | 3441 | 55 | $2.37B | 65 | 2026-03-31 | → |
| 415 | HENNION & WALSH ASSET MANAGEMENT, INC. | 126236 | 55 | $768.8M | 75 | 2026-03-31 | → |
| 416 | FIRST CITIZENS ASSET MANAGEMENT, INC | 140777 | 55 | $465.1M | 58 | 2026-05-31 | → |
| 417 | THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | 55 | $382.0M | 56 | 2026-03-31 | → |
| 418 | INNOVATOR CAPITAL MANAGEMENT, LLC | 287718 | 54 | $30.24B | 73 | 2026-06-30 | → |
| 419 | CONCURRENT INVESTMENT ADVISORS, LLC | 323135 | 54 | $15.73B | 188 | 2026-06-30 | → |
| 420 | BLEAKLEY FINANCIAL GROUP, LLC | 318366 | 54 | $15.13B | 205 | 2026-04-30 | → |
| 421 | MAM AMERICAS, INC. | 282639 | 54 | $4.27B | 262 | 2026-06-30 | → |
| 422 | SOVRAN ADVISORS, LLC | 329415 | 54 | $1.87B | 64 | 2026-03-31 | → |
| 423 | OAKTREE CAPITAL MANAGEMENT, L.P. | 106793 | 53 | $183.29B | 905 | 2026-05-31 | → |
| 424 | APOGEM CAPITAL LLC | 309234 | 53 | $43.82B | 259 | 2026-05-31 | → |
| 425 | OPPENHEIMER ASSET MANAGEMENT INC. | 105559 | 53 | $21.33B | 129 | 2026-03-31 | → |
| 426 | ZACKS INVESTMENT MANAGEMENT, INC. | 110897 | 53 | $14.59B | 132 | 2026-05-31 | → |
| 427 | OAKTREE FUND ADVISORS, LLC | 290193 | 53 | $14.10B | 451 | 2026-03-31 | → |
| 428 | G. A. REPPLE & COMPANY | 17486 | 53 | $716.3M | 53 | 2026-03-31 | → |
| 429 | AMG FUNDS LLC | 153456 | 52 | $18.25B | 99 | 2026-03-31 | → |
| 430 | EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | 158905 | 52 | $2.30B | 56 | 2026-03-31 | → |
| 431 | NPA ASSET MANAGEMENT, LLC | 131534 | 52 | $1.06B | 68 | 2026-03-31 | → |
| 432 | IBN FINANCIAL SERVICES, INC. | 42360 | 52 | $87.7M | 52 | 2026-04-30 | → |
| 433 | 49 WEALTH MANAGEMENT, LLC | 319484 | 51 | $1.40B | 167 | 2026-03-31 | → |
| 434 | HUNTLEIGH ADVISORS, INC. | 113412 | 51 | $781.8M | 55 | 2026-03-31 | → |
| 435 | VALLEY FINANCIAL MANAGEMENT, INC. | 105387 | 51 | $473,254 | 124 | 2026-02-28 | → |
| 436 | PAYDEN & RYGEL | 107160 | 50 | $158.23B | 194 | 2026-03-31 | → |
| 437 | CLARK CAPITAL MANAGEMENT GROUP INC | 104796 | 50 | $35.69B | 151 | 2026-05-31 | → |
| 438 | ADVISOR RESOURCE COUNCIL | 164109 | 50 | $3.49B | 119 | 2026-03-31 | → |
| 439 | COOPER FINANCIAL GROUP | 111458 | 50 | $2.85B | 53 | 2026-06-30 | → |
| 440 | ARES CAPITAL MANAGEMENT LLC | 131619 | 49 | $97.62B | 634 | 2026-05-31 | → |
| 441 | BLACKRIDGE ASSET MANAGEMENT, LLC | 277085 | 49 | $370.3M | 72 | 2026-05-31 | → |
| 442 | AMERICAN BEACON ADVISORS, INC. | 105552 | 48 | $59.93B | 121 | 2026-03-31 | → |
| 443 | THE PROSPERITY CONSULTING GROUP, LLC | 133777 | 48 | $3.20B | 66 | 2026-06-30 | → |
| 444 | ASSOCIATED INVESTMENT SERVICES, INC. | 1464 | 48 | $1.17B | 60 | 2026-04-30 | → |
| 445 | CUTTER AND COMPANY BROKERAGE, INC. | 22449 | 48 | $937.0M | 48 | 2025-04-30 | → |
| 446 | HARVEST CAPITAL STRATEGIES LLC | 130037 | 48 | $1.1M | 57 | 2025-03-31 | → |
| 447 | JENNISON ASSOCIATES LLC | 107959 | 47 | $214.84B | 360 | 2026-03-31 | → |
| 448 | ADVISORNET FINANCIAL, INC. | 113074 | 47 | $3.15B | 131 | 2026-03-31 | → |
| 449 | UMB FINANCIAL SERVICES, INC. | 17073 | 47 | $5.0M | 55 | 2026-04-30 | → |
| 450 | TEACHERS ADVISORS, LLC | 107157 | 46 | $436.33B | 383 | 2026-03-31 | → |
| 451 | TIAA-CREF INVESTMENT MANAGEMENT LLC | 107168 | 46 | $292.13B | 383 | 2026-03-31 | → |
| 452 | NUVEEN ASSET MANAGEMENT, LLC | 155584 | 46 | $280.48B | 381 | 2026-03-31 | → |
| 453 | ALERA INVESTMENT ADVISORS, LLC | 287906 | 46 | $5.29B | 107 | 2026-03-31 | → |
| 454 | MOUNT LOGAN MANAGEMENT LLC | 311161 | 46 | $1.98B | 120 | 2026-06-30 | → |
| 455 | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | 135288 | 46 | $986.3M | 49 | 2026-03-31 | → |
| 456 | GRAYSCALE ADVISORS, LLC | 314868 | 46 | $60.6M | 126 | 2026-06-30 | → |
| 457 | ALIGHT FINANCIAL ADVISORS, LLC | 158744 | 45 | $35.05B | 70 | 2026-03-31 | → |
| 458 | GOLDEN STATE WEALTH MANAGEMENT, LLC | 167995 | 45 | $2.22B | 45 | 2026-03-31 | → |
| 459 | COPPER FINANCIAL NETWORK, LLC | 168203 | 45 | $410.7M | 50 | 2026-06-30 | → |
| 460 | BLACKROCK FUND ADVISORS | 105247 | 44 | $4.28T | 128 | 2026-05-31 | → |
| 461 | BLACKROCK ADVISORS, LLC | 106614 | 44 | $1.10T | 146 | 2026-05-31 | → |
| 462 | HAMILTON LANE ADVISORS, L.L.C. | 107876 | 44 | $141.83B | 740 | 2026-06-30 | → |
| 463 | HARRIS ASSOCIATES LP | 106960 | 44 | $109.48B | 221 | 2026-03-31 | → |
| 464 | EMPOWER CAPITAL MANAGEMENT, LLC | 107272 | 44 | $77.96B | 319 | 2026-03-31 | → |
| 465 | GABELLI FUNDS, LLC | 104949 | 44 | $24.55B | 56 | 2026-03-31 | → |
| 466 | MIDWESTERN SECURITIES TRADING COMPANY, LLC | 101080 | 44 | $1.98B | 105 | 2026-06-30 | → |
| 467 | ASHTON THOMAS SECURITIES, LLC | 16629 | 44 | $1.86B | 46 | 2026-06-30 | → |
| 468 | CONSOLIDATED PORTFOLIO REVIEW CORP | 112694 | 44 | $1.59B | 56 | 2026-06-30 | → |
| 469 | INVICTA ADVISORS LLC | 298868 | 44 | $310.2M | 44 | 2026-03-31 | → |
| 470 | GRANTHAM MAYO VAN OTTERLOO & CO LLC | 106220 | 43 | $80.97B | 365 | 2026-05-31 | → |
| 471 | CITI GLOBAL ALTERNATIVES, LLC | 324457 | 43 | $24.39B | 91 | 2025-07-31 | → |
| 472 | PKS ADVISORY SERVICES, LLC | 125648 | 43 | $1.09B | 45 | 2026-06-30 | → |
| 473 | SIEBERT ADVISORNXT, LLC. | 288572 | 43 | $391.5M | 43 | 2026-03-31 | → |
| 474 | WESTERN ASSET MANAGEMENT COMPANY, LLC | 110441 | 42 | $184.99B | 137 | 2026-06-30 | → |
| 475 | MACQUARIE INFRASTRUCTURE PARTNERS INC. | 146696 | 42 | $48.84B | 255 | 2026-06-30 | → |
| 476 | DAVIS SELECTED ADVISERS LP | 108674 | 42 | $30.12B | 121 | 2026-03-31 | → |
| 477 | BUCK WEALTH STRATEGIES, LLC | 322138 | 42 | $1.64B | 102 | 2026-06-30 | → |
| 478 | JOSEPH GUNNAR & CO., LLC | 24795 | 42 | $34.0M | 50 | 2025-04-30 | → |
| 479 | SIXTH STREET ADVISERS, LLC | 159014 | 41 | $101.61B | 703 | 2026-05-31 | → |
| 480 | MGO ONE SEVEN LLC | 283087 | 41 | $7.72B | 264 | 2026-04-30 | → |
| 481 | KEEL POINT, LLC | 127902 | 41 | $4.07B | 92 | 2026-06-30 | → |
| 482 | VALLEY WEALTH MANAGERS, INC. | 108879 | 41 | $2.69B | 54 | 2026-03-31 | → |
| 483 | 1832 ASSET MANAGEMENT U.S. INC. | 120836 | 41 | $1.43B | 251 | 2026-05-31 | → |
| 484 | WESTMINSTER FINANCIAL ADVISORY CORP | 110283 | 41 | $1.36B | 43 | 2026-03-31 | → |
| 485 | INDEPENDENCE CAPITAL CO., INC. | 24723 | 41 | $118.7M | 43 | 2026-06-30 | → |
| 486 | TIAA-CREF TUITION FINANCING, INC. | 108580 | 40 | $70.51B | 65 | 2026-06-30 | → |
| 487 | CASSADAY & CO WEALTH MANAGEMENT LLC | 317672 | 40 | $7.14B | 97 | 2026-03-31 | → |
| 488 | VESTGEN ADVISORS, LLC | 318657 | 40 | $6.67B | 165 | 2026-05-31 | → |
| 489 | EXODUS WEALTH, LLC | 174328 | 40 | $483.6M | 53 | 2026-06-30 | → |
| 490 | METLIFE INVESTMENT MANAGEMENT, LLC | 142463 | 39 | $563.78B | 956 | 2026-05-31 | → |
| 491 | GW&K INVESTMENT MANAGEMENT, LLC | 121942 | 39 | $52.78B | 177 | 2026-03-31 | → |
| 492 | EQT PARTNERS INC. | 160179 | 39 | $39.20B | 192 | 2026-03-31 | → |
| 493 | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC. | 298422 | 39 | $4.19B | 64 | 2026-06-30 | → |
| 494 | RETIREMENT PLAN ADVISORS, LLC | 122758 | 39 | $3.54B | 47 | 2026-03-31 | → |
| 495 | ROTHSCHILD INVESTMENT LLC | 728 | 39 | $2.79B | 39 | 2026-03-31 | → |
| 496 | FINANCIAL SECURITY ADVISORY INC | 110746 | 39 | $1.74B | 43 | 2026-03-31 | → |
| 497 | THE PINNACLE FINANCIAL GROUP | 164395 | 39 | $1.38B | 54 | 2026-03-31 | → |
| 498 | CL WEALTH MANAGEMENT LLC | 134922 | 39 | $733.6M | 42 | 2026-03-31 | → |
| 499 | GUARDIAN WEALTH PARTNERS, LLC | 310203 | 39 | $191.4M | 75 | 2026-06-30 | → |
| 500 | DODGE & COX | 104596 | 38 | $466.56B | 336 | 2026-04-30 | → |
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