Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary Accounts
SEC-registered investment advisers ranked by reported non-discretionary client accounts.
Firms
1,000
Total AUM
$28.33T
Median AUM
$1.19B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary Accounts↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | 154136 | 355 | $216.4M | 20 | 2026-06-30 | → |
| 802 | SOUTHEAST ASSET ADVISORS, LLC | 107588 | 354 | $4.20B | 14 | 2026-05-31 | → |
| 803 | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC | 289977 | 350 | $8.76B | 118 | 2026-04-30 | → |
| 804 | ALBION MANAGEMENT GROUP | 105957 | 350 | $2.01B | 31 | 2026-06-30 | → |
| 805 | PENCE CAPITAL MANAGEMENT, LLC | 281739 | 350 | $1.54B | 14 | 2026-03-31 | → |
| 806 | SUMMIT FINANCIAL ADVISORS, LLC | 109280 | 350 | $519.0M | 4 | 2025-03-31 | → |
| 807 | RHODES INVESTMENT ADVISORS, INC. | 114245 | 350 | $376.3M | 9 | 2025-10-31 | → |
| 808 | VICUS CAPITAL, INC. | 116021 | 349 | $2.99B | 84 | 2026-03-31 | → |
| 809 | OPEROSE ADVISORS LLC | 287465 | 348 | $2.04B | 20 | 2026-03-31 | → |
| 810 | KOOB WEALTH MANAGEMENT, LLC | 154830 | 347 | $171.8M | 3 | 2026-02-28 | → |
| 811 | FCG INVESTMENT COMPANY | 308192 | 346 | $568.2M | 10 | 2026-02-28 | → |
| 812 | VERUM PARTNERS LLC | 301058 | 345 | $1.01B | 17 | 2026-03-31 | → |
| 813 | PARATUS FINANCIAL, INC. | 133361 | 345 | $757.4M | 8 | 2026-03-31 | → |
| 814 | ACCRETIVE WEALTH MANAGEMENT, LLC | 164341 | 345 | $290.7M | 4 | 2026-06-30 | → |
| 815 | GODWIN CAPITAL GROUP, LLC | 316592 | 344 | $1.13B | 6 | 2026-03-31 | → |
| 816 | SECHREST FINANCIAL SERVICES LLC | 128688 | 344 | $199.2M | 4 | 2026-01-31 | → |
| 817 | FINANCIAL RESOURCES GROUP.COM LLC | 282542 | 343 | $833.7M | 4 | 2026-03-31 | → |
| 818 | DAVIDSON WEALTH MANAGEMENT LLC | 153227 | 343 | $172.4M | 5 | 2026-06-30 | → |
| 819 | CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC | 164198 | 342 | $40.25B | 193 | 2026-04-30 | → |
| 820 | WHITAKER-MYERS WEALTH MANAGERS, LTD. | 286093 | 342 | $850.6M | 30 | 2026-06-30 | → |
| 821 | BR CAPITAL ADVISORS LLC | 310003 | 342 | $568.4M | 6 | 2026-03-31 | → |
| 822 | EVERMONT WEALTH, INC. | 168581 | 341 | $333.9M | 4 | 2026-03-31 | → |
| 823 | STEPP & ROTHWELL INC | 107999 | 340 | $1.06B | 25 | 2026-03-31 | → |
| 824 | SARVER VROOMAN WEALTH ADVISORS LLC | 332699 | 340 | $452.2M | 5 | 2026-04-30 | → |
| 825 | TAR RIVER WEALTH PLANNING, LLC | 328530 | 339 | $401.2M | 9 | 2026-02-28 | → |
| 826 | SUMMIT FINANCIAL STRATEGIES INC | 110112 | 337 | $2.31B | 35 | 2026-02-28 | → |
| 827 | MAXIM FINANCIAL ADVISORS LLC | 139366 | 337 | $445.5M | 35 | 2026-03-31 | → |
| 828 | KEY GROUP MANAGEMENT, INC. | 146054 | 337 | $303.8M | 5 | 2026-05-31 | → |
| 829 | BLUEPRINT PARTNERS LLC | 312902 | 337 | $292.9M | 4 | 2026-02-28 | → |
| 830 | WESBANCO SECURITIES, INC. | 43276 | 336 | $285.9M | 110 | 2026-05-31 | → |
| 831 | CREWS & ASSOCIATES, INC. | 8052 | 336 | $181.1M | 145 | 2026-03-31 | → |
| 832 | BALLAST POINT FINANCIAL PLANNING, LLC | 283295 | 336 | $162.4M | 6 | 2026-05-31 | → |
| 833 | MARTIN WEALTH MANAGEMENT | 135813 | 336 | $107.1M | 5 | 2026-02-28 | → |
| 834 | CANNON FINANCIAL STRATEGISTS, INC. | 133509 | 335 | $1.67B | 33 | 2026-03-31 | → |
| 835 | BEYOND FINANCIAL SERVICES | 286350 | 335 | $176.7M | 4 | 2026-02-28 | → |
| 836 | TWELVE POINTS WEALTH MANAGEMENT LLC | 171107 | 333 | $2.24B | 25 | 2026-05-31 | → |
| 837 | BNA WEALTH, INC. | 39326 | 333 | $619.8M | 8 | 2026-05-31 | → |
| 838 | SCHECHTER INVESTMENT ADVISORS, LLC | 169114 | 331 | $3.94B | 30 | 2025-04-30 | → |
| 839 | BEAM WEALTH ADVISORS, INC. | 109867 | 331 | $1.60B | 27 | 2026-04-30 | → |
| 840 | OARSMAN CAPITAL, INC | 109993 | 331 | $1.17B | 21 | 2026-05-31 | → |
| 841 | CORE PLANNING, LLC | 154660 | 331 | $525.0M | 65 | 2026-05-31 | → |
| 842 | WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC | 144172 | 331 | $228.5M | 3 | 2026-03-31 | → |
| 843 | CAPITAL SYNERGY PARTNERS, INC. | 148733 | 331 | $102.3M | 46 | 2026-06-30 | → |
| 844 | EICHNER INVESTMENT PLANNING, LLC | 128215 | 330 | $692.1M | 1 | 2026-03-31 | → |
| 845 | NEW ENGLAND FINANCIAL PLANNING GROUP, LLC | 105254 | 330 | $246.1M | 6 | 2026-03-31 | → |
| 846 | MENTOR CAPITAL MANAGEMENT INC. | 123176 | 330 | $226.4M | 4 | 2026-03-31 | → |
| 847 | COMPREHENSIVE FINANCIAL PLANNING INC | 109822 | 328 | $176.0M | 2 | 2026-03-31 | → |
| 848 | VCP FINANCIAL LLC | 167901 | 328 | $142.6M | 5 | 2026-02-28 | → |
| 849 | HUNTER PERKINS CAPITAL MANAGEMENT, LLC | 309050 | 327 | $1.09B | 12 | 2026-03-31 | → |
| 850 | APPLE TREE ASSET MANAGEMENT, LLC | 298437 | 327 | $151.9M | 7 | 2026-03-31 | → |
| 851 | SPARTAN PLANNING & WEALTH MANAGEMENT, LLC | 166599 | 326 | $383.7M | 5 | 2026-03-31 | → |
| 852 | FAMILY WEALTH PLANNING PARTNERS LLC | 323656 | 325 | $317.4M | 8 | 2026-05-31 | → |
| 853 | JEFFREY N. MEHLER, CFP LLC | 126681 | 324 | $416.2M | 9 | 2026-03-31 | → |
| 854 | RESONANT CAPITAL ADVISORS, LLC | 298451 | 323 | $2.96B | 25 | 2026-06-30 | → |
| 855 | DUNCAN WILLIAMS ASSET MANAGEMENT, LLC | 174809 | 323 | $2.69B | 21 | 2026-03-31 | → |
| 856 | CHECK CAPITAL MANAGEMENT INC | 107058 | 322 | $2.37B | 12 | 2026-03-31 | → |
| 857 | SCHORN WEALTH, LLC | 304104 | 322 | $367.8M | 12 | 2026-02-28 | → |
| 858 | LNW WEALTH MANAGEMENT, LLC | 113400 | 321 | $4.53B | 91 | 2025-10-31 | → |
| 859 | ELEMENT WEALTH, LLC | 114968 | 321 | $743.7M | 15 | 2026-03-31 | → |
| 860 | TRED AVON FAMILY WEALTH, LLC | 174115 | 321 | $431.9M | 3 | 2026-03-31 | → |
| 861 | CHRONIM INVESTMENTS INC. | 120943 | 321 | $228.1M | 4 | 2026-06-30 | → |
| 862 | FIDUCIENT ADVISORS LLC | 106720 | 320 | $97.54B | 210 | 2026-03-31 | → |
| 863 | LEO WEALTH, LLC | 283891 | 319 | $3.21B | 40 | 2026-06-30 | → |
| 864 | MHS ADVISORY SERVICES, LLC | 174590 | 319 | $253.3M | 7 | 2026-03-31 | → |
| 865 | BRIDGEVIEW CAPITAL ADVISORS, INC. | 6290 | 318 | $114.1M | 2 | 2026-06-30 | → |
| 866 | GHP INVESTMENT ADVISORS INC | 107563 | 316 | $3.06B | 25 | 2026-03-31 | → |
| 867 | CFM ADVISORS INC | 111581 | 315 | $202.7M | 7 | 2026-03-31 | → |
| 868 | WEALTHPRO, LLC | 127907 | 315 | $52.4M | 2 | 2026-04-30 | → |
| 869 | COURY FIRM ASSET MANAGEMENT LLC | 289145 | 314 | $1.32B | 23 | 2026-03-31 | → |
| 870 | WOLF FINANCIAL ADVISORS LLC | 146080 | 314 | $124.9M | 1 | 2026-06-30 | → |
| 871 | OFFIT CAPITAL ADVISORS LLC | 144474 | 313 | $20.60B | 82 | 2026-03-31 | → |
| 872 | FLOREK FINANCIAL, LLC | 152235 | 313 | $511.0M | 2 | 2026-02-28 | → |
| 873 | COMMONWEALTH FINANCIAL PLANNERS INC | 106831 | 313 | $227.6M | 3 | 2026-03-31 | → |
| 874 | CORNERSTONE FINANCIAL MANAGEMENT, LLC | 125494 | 313 | $118.0M | 3 | 2026-06-30 | → |
| 875 | MANAGED ASSET PORTFOLIOS, LLC | 109574 | 312 | $1.27B | 22 | 2026-03-31 | → |
| 876 | ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | 157714 | 311 | $238.1M | 36 | 2026-04-30 | → |
| 877 | SILICON PRIVATE WEALTH, LLC | 284145 | 311 | $177.8M | 4 | 2026-01-31 | → |
| 878 | BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC | 297750 | 310 | $705.4M | 12 | 2026-03-31 | → |
| 879 | KELLETT WEALTH ADVISORS, LLC | 287571 | 310 | $344.0M | 4 | 2026-02-28 | → |
| 880 | MILESTONES PRIVATE INVESTMENT ADVISORS LLC | 289116 | 308 | $222.6M | 3 | 2026-02-28 | → |
| 881 | ARGENT WEALTH MANAGEMENT, INC. | 135376 | 308 | $172.4M | 1 | 2026-03-31 | → |
| 882 | SULLIVAN FINANCIAL, LLC | 121371 | 308 | $119.1M | 4 | 2026-03-31 | → |
| 883 | THURSTON SPRINGER ADVISORS, LLC | 299201 | 307 | $3.68B | 93 | 2025-11-30 | → |
| 884 | LEGACY CAPITAL WEALTH PARTNERS, LLC | 291960 | 307 | $1.52B | 21 | 2026-06-30 | → |
| 885 | CAMPBELL DEEGAN WEALTH MANAGEMENT, LLC | 293020 | 307 | $745.1M | 7 | 2026-03-31 | → |
| 886 | ENSIGN ADVISORY PARTNERS LLC | 325650 | 306 | $101.0M | 3 | 2026-03-31 | → |
| 887 | CERTUITY, LLC | 129505 | 305 | $3.30B | 35 | 2026-04-30 | → |
| 888 | TRINITY PORTFOLIO ADVISORS, LLC | 151721 | 305 | $530.5M | 13 | 2026-03-31 | → |
| 889 | SKYBOUND WEALTH MANAGEMENT USA, LLC | 313358 | 305 | $166.5M | 6 | 2026-03-31 | → |
| 890 | ALPEN PARTNERS INTERNATIONAL AG | 291759 | 304 | $2.03B | 57 | 2026-04-30 | → |
| 891 | OLYMPUS WEALTH MANAGEMENT, LLC | 173715 | 304 | $850.2M | 18 | 2025-07-31 | → |
| 892 | AMERANT INVESTMENTS, INC. | 117284 | 304 | $782.4M | 35 | 2026-04-30 | → |
| 893 | CIBC PRIVATE WEALTH ADVISORS, INC. | 109644 | 301 | $67.84B | 610 | 2026-06-30 | → |
| 894 | COASTAL BRIDGE ADVISORS, LLC | 152569 | 301 | $5.02B | 46 | 2026-03-31 | → |
| 895 | PREMIER ESTATE PLANNERS, LLC | 122638 | 300 | $226.9M | 4 | 2026-02-28 | → |
| 896 | VINE CAPITAL MANAGEMENT, LLC | 269894 | 300 | $188.4M | 2 | 2026-01-31 | → |
| 897 | NORTH SHORE INVESTMENT CONSULTING LLC | 131763 | 300 | $170.5M | 1 | 2026-02-28 | → |
| 898 | POPULAR SECURITIES, LLC | 8096 | 299 | $2.62B | 91 | 2026-03-31 | → |
| 899 | WORLD INVESTMENTS, INC. | 20626 | 299 | $1.73B | 217 | 2025-10-31 | → |
| 900 | INTERTIDE PARTNERS L.L.C. | 326896 | 299 | $971.4M | 3 | 2026-04-30 | → |
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