Research Report · 2026-06-30
Top Registered Investment Advisers by Independent Contractors
SEC-registered investment advisers ranked by reported independent contractors.
Firms
1,000
Total AUM
$16.95T
Median AUM
$1.24B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Independent Contractors↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 501 | MATTERHORN INVESTMENT MANAGEMENT LLP | 139221 | 100 | $8.4M | 3 | 2026-06-30 | → |
| 502 | COX GESTAO DE RECURSOS LTDA. | 154897 | 100 | $8.1M | 4 | 2026-02-28 | → |
| 503 | ALPHA-LAB ASSET MANAGEMENT INC. | 327388 | 100 | $8.0M | 2 | 2026-03-31 | → |
| 504 | BLUE SKY WEALTH PARTNERS, LLC | 315110 | 100 | $5.9M | 1 | 2026-01-31 | → |
| 505 | W&S ADVISORY SERVICES, LLC | 334683 | 100 | $5.3M | 9 | 2026-05-31 | → |
| 506 | MAGNUM RESEARCH GLOBAL LIMITED | 291667 | 100 | $5.0M | 8 | 2026-05-31 | → |
| 507 | QUANTCORE CAPITAL MANAGEMENT, LLC | 166321 | 100 | $5.0M | 5 | 2026-02-28 | → |
| 508 | SAGEWATER WEALTH MANAGEMENT LLC | 332662 | 100 | $4.2M | 2 | 2025-03-31 | → |
| 509 | SELECTIVE CAPITAL SRL | 164589 | 100 | $4.1M | 1 | 2026-03-31 | → |
| 510 | ORYX CAPITAL GESTAO DE RECURSOS LTDA | 342684 | 100 | $4.1M | 12 | 2026-06-30 | → |
| 511 | ORIGEM INTERNATIONAL ADVISORY LLC | 333738 | 100 | $3.4M | 2 | 2026-03-31 | → |
| 512 | WEALTHFACE LLC | 298984 | 100 | $3.1M | 1 | 2026-03-31 | → |
| 513 | GOLDEN JADE CAPITAL MANAGEMENT, LLC | 167923 | 100 | $2.9M | 1 | 2026-03-31 | → |
| 514 | WORTH CHARTING GROUP LLC | 340328 | 100 | $2.5M | 2 | 2026-04-30 | → |
| 515 | PNYX GROUP SA | 342798 | 100 | $2.3M | 12 | 2026-06-30 | → |
| 516 | BRANSON FOWLKES RUSSELL INC | 107656 | 100 | $1.6M | 6 | 2026-03-31 | → |
| 517 | ELPHINSTONE, INC. | 311264 | 100 | $1.4M | 5 | 2026-04-30 | → |
| 518 | PUENTES MAYORGA ADVISERS, S.A.S | 292085 | 100 | $1.3M | 2 | 2025-07-31 | → |
| 519 | ROSENBLATT GLOBAL ADVISORS LLC | 311654 | 100 | $1.0M | 4 | 2025-03-31 | → |
| 520 | ENVISAGE GMBH. | 159270 | 100 | $1.0M | 9 | 2026-03-31 | → |
| 521 | FILIPPO STIPO CAPITAL MANAGEMENT LLC | 337419 | 100 | $900,000 | 1 | 2026-01-31 | → |
| 522 | POKET FINANCIAL, LLC | 221523 | 100 | $760,000 | 1 | 2026-04-30 | → |
| 523 | INVERSSO, LLC | 298821 | 100 | $362,700 | 1 | 2026-02-28 | → |
| 524 | AUREANA CAPITAL MANAGEMENT, LLC | 154124 | 100 | $308,129 | 1 | 2026-03-31 | → |
| 525 | EXDS CAPITAL LLC | 338093 | 100 | $171,559 | 1 | 2026-03-31 | → |
| 526 | BULLTICK4U ADVISOR, LLC | 319418 | 100 | $142,776 | 10 | 2026-03-31 | → |
| 527 | PIONEER ADMINISTRATIVE SERVICES LTD | 289467 | 100 | $104,581 | 5 | 2026-03-31 | → |
| 528 | A|C MANAGEMENT TECH LLC | 333712 | 100 | $98,361 | 5 | 2026-03-31 | → |
| 529 | BITALPHA GLOBAL LLC | 300325 | 100 | $35,000 | 2 | 2024-12-31 | → |
| 530 | QUANT ALPHA LLC | 336290 | 100 | $417 | 1 | 2026-03-31 | → |
| 531 | BROAD INVESTMENT SECURITIES LLC | 290775 | 100 | $200 | 2 | 2026-05-31 | → |
| 532 | KAIZEN CAPITAL PARTNERS LIMITED | 308168 | 100 | $0 | 2 | 2026-03-31 | → |
| 533 | LV ADVISORY SPA | 290350 | 100 | $0 | 5 | 2025-03-31 | → |
| 534 | LLAGUNO CAPITAL ADVISORS LLC | 341998 | 100 | $0 | 1 | 2026-06-30 | → |
| 535 | NIGHT OWL CAPITAL CANADA, LLC | 338234 | 100 | $0 | 8 | 2026-03-31 | → |
| 536 | ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC | 331736 | 100 | $0 | 1 | 2026-06-30 | → |
| 537 | VENICE CAPITAL LLC | 334886 | 100 | $0 | 2 | 2025-03-31 | → |
| 538 | BLUE3 INVESTMENTS LLC | 334953 | 100 | $0 | 3 | 2026-04-30 | → |
| 539 | ROVIA ADVISORS LLC | 339115 | 100 | $0 | 2 | 2026-01-31 | → |
| 540 | KV SERVICES II LIMITED | 151518 | 100 | $0 | 3 | 2026-03-31 | → |
| 541 | NOMURA ASSET MANAGEMENT CO., LTD. | 110814 | 99 | $601.79B | 960 | 2026-06-30 | → |
| 542 | ASSET MANAGEMENT ONE CO., LTD. | 110843 | 99 | $470.54B | 950 | 2026-06-30 | → |
| 543 | AMOVA ASSET MANAGEMENT CO., LTD. | 110997 | 99 | $247.43B | 632 | 2026-06-30 | → |
| 544 | MACKENZIE FINANCIAL CORPORATION | 110338 | 99 | $194.88B | 1,362 | 2026-03-31 | → |
| 545 | SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED | 301509 | 99 | $177.71B | 1,022 | 2026-06-30 | → |
| 546 | CIBC ASSET MANAGEMENT INC. | 106508 | 99 | $162.84B | 478 | 2026-06-30 | → |
| 547 | SANTANDER ASSET MANAGEMENT SA SGIIC | 143883 | 99 | $159.86B | 231 | 2026-03-31 | → |
| 548 | CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS | 173355 | 99 | $154.66B | 598 | 2026-03-31 | → |
| 549 | HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | 105193 | 99 | $149.48B | 309 | 2026-06-30 | → |
| 550 | RATHBONES INVESTMENT MANAGEMENT LIMITED | 124925 | 99 | $135.09B | 1,715 | 2026-03-31 | → |
| 551 | CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD | 107557 | 99 | $85.59B | 155 | 2026-06-30 | → |
| 552 | INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | 107155 | 99 | $76.06B | 116 | 2026-03-31 | → |
| 553 | CVC CREDIT PARTNERS, LLC | 138528 | 99 | $61.63B | 153 | 2026-05-31 | → |
| 554 | MAWER INVESTMENT MANAGEMENT LTD. | 159100 | 99 | $40.94B | 278 | 2026-03-31 | → |
| 555 | BMO PRIVATE INVESTMENT COUNSEL INC. | 160344 | 99 | $40.18B | 130 | 2026-03-31 | → |
| 556 | JARISLOWSKY, FRASER LIMITED | 107390 | 99 | $38.23B | 225 | 2025-05-31 | → |
| 557 | BLACKSTONE CLO MANAGEMENT LLC (MANAGEMENT SERIES) | 304307 | 99 | $30.69B | 711 | 2026-05-31 | → |
| 558 | ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED | 158022 | 99 | $28.47B | 304 | 2026-03-31 | → |
| 559 | RUFFER LLP | 309733 | 99 | $24.87B | 282 | 2026-06-30 | → |
| 560 | PICTET ASSET MANAGEMENT LIMITED | 105205 | 99 | $24.40B | 314 | 2026-06-30 | → |
| 561 | LETKO, BROSSEAU & ASSOCIATES INC. | 133221 | 99 | $18.83B | 75 | 2025-12-31 | → |
| 562 | WAVERTON INVESTMENT MANAGEMENT LIMITED | 112200 | 99 | $17.14B | 184 | 2025-07-31 | → |
| 563 | DEGROOF PETERCAM ASSET MANAGEMENT | 166048 | 99 | $16.87B | 191 | 2026-04-30 | → |
| 564 | STANHOPE CAPITAL, LLP | 162512 | 99 | $15.70B | 64 | 2026-03-31 | → |
| 565 | AMOVA ASSET MANAGEMENT ASIA LIMITED | 161589 | 99 | $14.23B | 137 | 2026-06-30 | → |
| 566 | ANTIPODES PARTNERS LIMITED | 299380 | 99 | $13.53B | 80 | 2025-09-30 | → |
| 567 | NICOLA WEALTH MANAGEMENT LTD. | 173201 | 99 | $11.04B | 531 | 2026-03-31 | → |
| 568 | FIRST SENTIER INVESTORS (SINGAPORE) | 165124 | 99 | $10.84B | 55 | 2026-03-31 | → |
| 569 | GUARDIAN CAPITAL LP | 105078 | 99 | $10.68B | 90 | 2026-03-31 | → |
| 570 | JAMES HAMBRO & PARTNERS LLP | 286283 | 99 | $10.56B | 166 | 2025-11-30 | → |
| 571 | AVIVA INVESTORS CANADA INC. | 333457 | 99 | $9.15B | 18 | 2026-03-31 | → |
| 572 | TURIM 21 INVESTIMENTOS LTDA | 286618 | 99 | $7.24B | 124 | 2026-04-30 | → |
| 573 | FOYSTON, GORDON & PAYNE INC. | 121591 | 99 | $5.96B | 46 | 2026-05-31 | → |
| 574 | LEADENHALL CAPITAL PARTNERS LLP | 282820 | 99 | $5.72B | 35 | 2026-03-31 | → |
| 575 | CIDEL ASSET MANAGEMENT INC | 172640 | 99 | $4.80B | 73 | 2026-03-31 | → |
| 576 | 360 ONE ASSET MANAGEMENT LIMITED | 300914 | 99 | $4.31B | 130 | 2026-06-30 | → |
| 577 | STENHAM ASSET MANAGEMENT LIMITED | 164382 | 99 | $3.96B | 14 | 2026-06-30 | → |
| 578 | GUARDIAN PARTNERS INC. | 324189 | 99 | $3.29B | 76 | 2026-03-31 | → |
| 579 | LARCH CAPITAL PARTNERS LLC | 307653 | 99 | $3.00B | 17 | 2026-05-31 | → |
| 580 | GIVERNY CAPITAL INC. | 130640 | 99 | $2.70B | 31 | 2026-06-30 | → |
| 581 | MCINROY & WOOD LIMITED | 316199 | 99 | $2.46B | 72 | 2025-09-30 | → |
| 582 | MANITOU INVESTMENT MANAGEMENT LTD. | 319213 | 99 | $2.42B | 21 | 2026-03-31 | → |
| 583 | LES PLACEMENTS LOUISBOURG INC. LOUISBOURG INVESTMENTS INC. | 329547 | 99 | $2.31B | 28 | 2026-03-31 | → |
| 584 | MERIDIEM CAPITAL PARTNERS LP | 318498 | 99 | $2.15B | 16 | 2026-03-31 | → |
| 585 | ALTHUM ADVISORS LLC | 315952 | 99 | $2.03B | 11 | 2026-03-31 | → |
| 586 | GFI INVESTMENT COUNSEL LTD. | 332720 | 99 | $1.75B | 20 | 2026-03-31 | → |
| 587 | AUBREY CAPITAL MANAGEMENT LIMITED | 285802 | 99 | $1.15B | 26 | 2026-02-28 | → |
| 588 | TRIASIMA PORTFOLIO MANAGEMENT INC. | 304577 | 99 | $1.11B | 24 | 2026-03-31 | → |
| 589 | RAE & LIPSKIE INVESTMENT COUNSEL INC. | 327652 | 99 | $1.07B | 25 | 2026-03-31 | → |
| 590 | ECP MANAGER LP | 151378 | 99 | $1.06B | 6 | 2025-03-31 | → |
| 591 | NS MANAGEMENT LTD | 297781 | 99 | $850.3M | 2 | 2026-06-30 | → |
| 592 | DARCYVILLE MANAGEMENT LP | 337282 | 99 | $836.6M | 6 | 2026-03-31 | → |
| 593 | NYMBUS CAPITAL INC. | 298214 | 99 | $751.5M | 12 | 2026-01-31 | → |
| 594 | VERECAN CAPITAL MANAGEMENT INC. | 336801 | 99 | $692.7M | 39 | 2026-03-31 | → |
| 595 | BR CAPITAL ADVISORS LLC | 310003 | 99 | $568.4M | 6 | 2026-03-31 | → |
| 596 | SC ASSET MANAGEMENT ASESORES EN INVERSIONES INDEPENDIENTES, S.A. | 339845 | 99 | $553.4M | 6 | 2026-06-30 | → |
| 597 | GOLD INVESTMENT MANAGEMENT LTD. | 152056 | 99 | $525.8M | 7 | 2026-03-31 | → |
| 598 | RAVENSTONE CAPITAL MANAGEMENT INC. | 338898 | 99 | $370.9M | 5 | 2026-06-30 | → |
| 599 | JEFFERIES CREDIT PARTNERS EUROPE LIMITED | 336469 | 99 | $345.9M | 12 | 2026-03-31 | → |
| 600 | LAURUS GLOBAL EQUITY MANAGEMENT INC. | 317604 | 99 | $332.7M | 7 | 2026-03-31 | → |
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