Research Report · 2026-06-30
Top Registered Investment Advisers by Solicitors
SEC-registered investment advisers ranked by reported solicitor count.
Firms
1,000
Total AUM
$46.67T
Median AUM
$744.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Solicitors↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | NORTHWEST FINANCIAL ADVISORS LLC | 166769 | 607 | $1.24B | 37 | 2026-03-31 | → |
| 202 | WEALTHTRUST ASSET MANAGEMENT, LLC | 174901 | 600 | $217.4M | 7 | 2026-03-31 | → |
| 203 | LINCOLN INVESTMENT PLANNING, LLC | 519 | 595 | $21.99B | 1,238 | 2026-04-30 | → |
| 204 | KIRKWOOD FINANCIAL SERVICES LLC | 169278 | 584 | $399.8M | 12 | 2026-05-31 | → |
| 205 | ELPHINSTONE, INC. | 311264 | 579 | $1.4M | 5 | 2026-04-30 | → |
| 206 | PICTET NORTH AMERICA ADVISORS SA | 142512 | 576 | $5.30B | 18 | 2026-05-31 | → |
| 207 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 38357 | 575 | $14.43B | 158 | 2026-03-31 | → |
| 208 | KENNERMAN ASSOCIATE INC | 105696 | 570 | $825.5M | 6 | 2026-02-28 | → |
| 209 | ACCELERATE INVESTMENT ADVISORS LLC | 325859 | 562 | $315.4M | 40 | 2026-06-30 | → |
| 210 | COPPER FINANCIAL NETWORK, LLC | 168203 | 559 | $410.7M | 50 | 2026-06-30 | → |
| 211 | FOUNDATION CAPITAL MANAGEMENT, LLC | 142659 | 559 | $243.8M | 2 | 2026-03-31 | → |
| 212 | S & P FINANCIAL, INC. | 139358 | 556 | $370.6M | 2 | 2026-03-31 | → |
| 213 | COLOMB INVESTMENT MANAGEMENT COMPANY, LLC | 140088 | 555 | $4.7M | 8 | 2026-03-31 | → |
| 214 | EVERHART FINANCIAL GROUP INC | 107091 | 554 | $2.46B | 59 | 2026-06-30 | → |
| 215 | WHEELHOUSE ADVISORY GROUP, LLC | 312806 | 548 | $388.1M | 28 | 2026-03-31 | → |
| 216 | FISHMAN JAY A LTD | 105609 | 537 | $1.25B | 8 | 2026-03-31 | → |
| 217 | WEALTH MANAGEMENT CPAS, LLC | 310096 | 536 | $329.2M | 10 | 2026-05-31 | → |
| 218 | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC | 311623 | 535 | $7.13B | 47 | 2026-03-31 | → |
| 219 | INDEPENDENT ADVISOR ALLIANCE, LLC | 168267 | 533 | $17.23B | 251 | 2026-06-30 | → |
| 220 | GALECKI FINANCIAL MANAGEMENT INC | 107218 | 530 | $929.5M | 15 | 2026-02-28 | → |
| 221 | JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS, LLC | 152930 | 519 | $227.4M | 3 | 2026-04-30 | → |
| 222 | TRUIST ADVISORY SERVICES, INC. | 283390 | 509 | $77.39B | 2,461 | 2026-06-30 | → |
| 223 | EVANS INVESTMENT ADVISORS, L.L.C. | 147000 | 508 | $390.7M | 5 | 2026-03-31 | → |
| 224 | CORIENT PRIVATE WEALTH LLC | 319448 | 506 | $165.25B | 1,537 | 2026-03-31 | → |
| 225 | GUIDED CHOICE ASSET MANAGEMENT, INC. | 112674 | 502 | $8.55B | 22 | 2026-03-31 | → |
| 226 | MONTELLO WEALTH MANAGEMENT, INC. | 151058 | 502 | $108.4M | 1 | 2026-06-30 | → |
| 227 | HIGHTOWER ADVISORS, LLC | 145323 | 500 | $198.58B | 1,983 | 2026-05-31 | → |
| 228 | INVST, LLC | 282863 | 500 | $1.57B | 65 | 2026-04-30 | → |
| 229 | MONERE WEALTH MANAGEMENT, INC. | 173076 | 500 | $312.0M | 10 | 2026-02-28 | → |
| 230 | COMPASS PLANNING ASSOCIATES, INC. | 128014 | 495 | $213.9M | 3 | 2026-02-28 | → |
| 231 | MADRID FINANCIAL SERVICES, INC. | 172464 | 490 | $184.2M | 2 | 2026-02-28 | → |
| 232 | FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. | 140444 | 488 | $1.21B | 9 | 2026-04-30 | → |
| 233 | THE AMERIFLEX GROUP, INC. | 305585 | 486 | $9.66B | 201 | 2026-03-31 | → |
| 234 | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 20804 | 483 | $12.77B | 620 | 2026-06-30 | → |
| 235 | PFG PRIVATE WEALTH MANAGEMENT, LLC | 282301 | 478 | $289.0M | 7 | 2026-03-31 | → |
| 236 | BAROMETER CAPITAL MANAGEMENT INC. | 156409 | 476 | $737.0M | 25 | 2026-04-30 | → |
| 237 | CREATIVE FINANCIAL DESIGNS, INC. | 109032 | 473 | $2.94B | 170 | 2026-03-31 | → |
| 238 | API FINANCIAL ADVISORS, LLC | 304586 | 464 | $84.7M | 13 | 2026-06-30 | → |
| 239 | ARTA FINANCE WEALTH MANAGEMENT, LLC | 318714 | 463 | $153.4M | 68 | 2026-06-30 | → |
| 240 | WEALTH PLANNING CORP | 105369 | 454 | $518.2M | 10 | 2025-03-31 | → |
| 241 | PROVISION ASSET, LLC | 282183 | 454 | $150.7M | 6 | 2026-05-31 | → |
| 242 | J.P. KING ADVISORS, INC. | 112109 | 452 | $889.7M | 7 | 2026-03-31 | → |
| 243 | FARTHER FINANCE ADVISORS, LLC | 302050 | 450 | $16.01B | 571 | 2026-03-31 | → |
| 244 | CANTY FINANCIAL MANAGEMENT, INC. | 118945 | 447 | $254.0M | 5 | 2026-01-31 | → |
| 245 | STOCK MANAGEMENT LLC | 113902 | 446 | $141.8M | 2 | 2026-03-31 | → |
| 246 | THE CAPROCK GROUP, LLC | 124272 | 436 | $12.48B | 67 | 2026-03-31 | → |
| 247 | TUDOR FINANCIAL, INC. | 121495 | 433 | $256.3M | 6 | 2026-03-31 | → |
| 248 | SGH WEALTH MANAGEMENT | 284067 | 427 | $561.8M | 12 | 2026-02-28 | → |
| 249 | CHARTIST INC | 105072 | 426 | $169.7M | 2 | 2026-05-31 | → |
| 250 | ROCKEFELLER & CO. LLC | 294197 | 423 | $36.76B | 602 | 2026-03-31 | → |
| 251 | RIGGS ASSET MANAGEMENT CO INC | 107233 | 412 | $640.0M | 8 | 2026-02-28 | → |
| 252 | EQUITY SERVICES, INC. | 265 | 410 | $2.78B | 500 | 2026-03-31 | → |
| 253 | HAROLD W. DANCE INC. | 1582 | 409 | $158.0M | 8 | 2026-03-31 | → |
| 254 | MOLONEY SECURITIES ASSET MANAGEMENT LLC | 282448 | 407 | $1.39B | 77 | 2025-03-31 | → |
| 255 | WEALTHSPIRE ADVISORS LLC | 106181 | 400 | $34.32B | 397 | 2026-04-30 | → |
| 256 | THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC | 293532 | 400 | $151.0M | 5 | 2026-02-28 | → |
| 257 | STEPHEN CRAIG SCHULMERICH | 112547 | 392 | $128.5M | 2 | 2026-01-31 | → |
| 258 | AON INVESTMENTS USA INC. | 105596 | 387 | $150.99B | 255 | 2026-03-31 | → |
| 259 | NEWFRONT RETIREMENT SERVICES, INC. | 167641 | 383 | $1.04B | 31 | 2026-06-30 | → |
| 260 | VALMARK ADVISERS INC | 108050 | 380 | $10.17B | 280 | 2026-06-30 | → |
| 261 | LIFEMARK SECURITIES CORP. | 16204 | 380 | $424.9M | 78 | 2026-03-31 | → |
| 262 | WESTPARK WEALTH ADVISORS, INC. | 130914 | 379 | $254.3M | 25 | 2026-03-31 | → |
| 263 | UNION CAPITAL COMPANY | 110301 | 378 | $150.0M | 13 | 2026-03-31 | → |
| 264 | STRATOS WEALTH PARTNERS, LTD | 153184 | 376 | $18.65B | 618 | 2026-06-30 | → |
| 265 | COMPASS WEALTH MANAGEMENT LLC | 106289 | 375 | $682.5M | 5 | 2026-02-28 | → |
| 266 | USA FINANCIAL SECURITIES LLC | 103857 | 374 | $296.5M | 172 | 2026-03-31 | → |
| 267 | A SLING & A STONE, INCORPORATED | 134943 | 374 | $104.6M | 3 | 2026-02-28 | → |
| 268 | WEALTHPLAN INVESTMENT MANAGEMENT LLC | 311364 | 372 | $2.19B | 34 | 2026-06-30 | → |
| 269 | MINDFUL ASSET PLANNING LLC | 113965 | 372 | $529.5M | 22 | 2026-04-30 | → |
| 270 | STRATOS INVESTMENT MANAGEMENT, LLC | 283850 | 370 | $3.31B | 89 | 2026-06-30 | → |
| 271 | KEENER FINANCIAL PLANNING, LLC | 147615 | 370 | $479.0M | 12 | 2026-06-30 | → |
| 272 | INTEGRITY FINANCIAL CORPORATION | 137125 | 365 | $868.1M | 21 | 2026-03-31 | → |
| 273 | SKYVIEW FINANCIAL GROUP, LLC | 310581 | 362 | $286.6M | 3 | 2026-03-31 | → |
| 274 | BEACON FINANCIAL GROUP, INC. | 317775 | 356 | $745.9M | 7 | 2025-03-31 | → |
| 275 | S&A FINANCIAL SERVICES, INC. | 110471 | 351 | $392.3M | 7 | 2026-03-31 | → |
| 276 | BRIGHTON JONES LLC | 108601 | 350 | $18.88B | 316 | 2026-05-31 | → |
| 277 | HUNTER STREET INVESTMENT ADVISORS LLC | 145334 | 350 | $166.4M | 8 | 2026-06-30 | → |
| 278 | INVESTMENT & TAX STRATEGIES, INC. | 157717 | 350 | $118.0M | 1 | 2026-02-28 | → |
| 279 | PENSIONBEE INC. | 331741 | 345 | $4.0M | 15 | 2026-03-31 | → |
| 280 | FINANCIAL DESIGNS WEALTH MANAGEMENT LLC | 314520 | 343 | $261.2M | 6 | 2026-06-30 | → |
| 281 | TODD WEALTH MANAGEMENT LLC | 164761 | 341 | $158.9M | 2 | 2026-03-31 | → |
| 282 | CHARTWELL INVESTMENT PARTNERS, LLC | 170335 | 340 | $12.97B | 31 | 2026-05-31 | → |
| 283 | STERLING CAPITAL MANAGEMENT INC | 106822 | 338 | $296.9M | 3 | 2026-03-31 | → |
| 284 | BRYN MAWR TRUST ADVISORS, LLC | 285359 | 334 | $3.51B | 87 | 2026-04-30 | → |
| 285 | MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC | 149122 | 333 | $14.73B | 52 | 2026-06-30 | → |
| 286 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 116407 | 327 | $122.19B | 1,700 | 2026-06-30 | → |
| 287 | GRAGG & GRAGG, L.L.P. | 110592 | 327 | $215.4M | 12 | 2026-02-28 | → |
| 288 | IHT WEALTH MANAGEMENT LLC | 171481 | 326 | $9.80B | 179 | 2026-03-31 | → |
| 289 | WCG WEALTH ADVISORS, LLC | 173194 | 325 | $6.28B | 131 | 2026-06-30 | → |
| 290 | GUARDIAN WEALTH STRATEGIES, LLC | 167485 | 325 | $1.14B | 11 | 2026-02-28 | → |
| 291 | ROSSMORE PRIVATE CAPITAL, LLC | 288453 | 322 | $1.92B | 10 | 2026-03-31 | → |
| 292 | ARLINGTON SECURITIES, INC | 19596 | 320 | $116.9M | 18 | 2026-04-30 | → |
| 293 | MEKETA INVESTMENT GROUP INC | 110601 | 319 | $9.99B | 248 | 2026-03-31 | → |
| 294 | ALLIANCE PARTNERS LLC | 157700 | 319 | $1.94B | 21 | 2026-03-31 | → |
| 295 | VICUS CAPITAL, INC. | 116021 | 316 | $2.99B | 84 | 2026-03-31 | → |
| 296 | BERKELEY CAPITAL PARTNERS, LLC | 281082 | 314 | $1.10B | 11 | 2026-03-31 | → |
| 297 | SB CAPITAL MANAGEMENT, INC. | 126826 | 310 | $1.23B | 6 | 2025-10-31 | → |
| 298 | BOYD CAPITAL MANAGEMENT LLC | 312070 | 310 | $168.3M | 3 | 2026-05-31 | → |
| 299 | ADVANCED ASSET MANAGEMENT ADVISORS, INC. | 119859 | 309 | $651.3M | 8 | 2026-03-31 | → |
| 300 | VONTOBEL SWISS FINANCIAL ADVISERS AG | 130668 | 308 | $11.94B | 105 | 2026-03-31 | → |
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