Research Report · 2026-06-30
Top Registered Investment Advisers by Registered Representatives
SEC-registered investment advisers ranked by reported registered representatives.
Firms
1,000
Total AUM
$97.85T
Median AUM
$5.41B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Registered Representatives↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | BNY MELLON SECURITIES CORPORATION | 231 | 162 | $8.45B | 253 | 2026-06-30 | → |
| 202 | CREATIVE FINANCIAL DESIGNS, INC. | 109032 | 160 | $2.94B | 170 | 2026-03-31 | → |
| 203 | STIFEL INDEPENDENT ADVISORS, LLC | 28218 | 156 | $5.01B | 198 | 2026-03-31 | → |
| 204 | BOLTON SECURITIES CORP | 129376 | 154 | $8.28B | 158 | 2026-03-31 | → |
| 205 | FIRST TRUST ADVISORS LP | 107027 | 152 | $309.24B | 542 | 2026-04-30 | → |
| 206 | USA FINANCIAL SECURITIES LLC | 103857 | 152 | $296.5M | 172 | 2026-03-31 | → |
| 207 | OLIVE STREET INVESTMENT ADVISERS, LLC | 166710 | 151 | $203.76B | 232 | 2026-03-31 | → |
| 208 | IHT WEALTH MANAGEMENT LLC | 171481 | 151 | $9.80B | 179 | 2026-03-31 | → |
| 209 | FIRST EAGLE INVESTMENT MANAGEMENT, LLC | 108260 | 148 | $136.48B | 392 | 2026-05-31 | → |
| 210 | WORLD EQUITY GROUP, INC. | 29087 | 148 | $1.00B | 165 | 2026-06-30 | → |
| 211 | GREAT VALLEY ADVISOR GROUP, LLC | 123913 | 147 | $10.60B | 325 | 2026-06-30 | → |
| 212 | RBC ROCHDALE, LLC | 117198 | 146 | $72.96B | 269 | 2026-05-31 | → |
| 213 | PGIM, INC. | 105676 | 145 | $1.13T | 1,990 | 2026-04-30 | → |
| 214 | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | 105390 | 145 | $144.04B | 778 | 2026-06-30 | → |
| 215 | ALLWORTH FINANCIAL, L.P. | 111167 | 145 | $33.55B | 493 | 2026-03-31 | → |
| 216 | SCF INVESTMENT ADVISORS, INC. | 123608 | 144 | $1.35B | 263 | 2025-09-30 | → |
| 217 | BMO NESBITT BURNS SECURITIES LTD. | 281337 | 144 | $1.20B | 303 | 2026-01-31 | → |
| 218 | CAPITOL SECURITIES MANAGEMENT, INC. | 14169 | 143 | $2.16B | 170 | 2026-03-31 | → |
| 219 | TPG GLOBAL ADVISORS, LLC | 159732 | 142 | $173.56B | 1,271 | 2026-03-31 | → |
| 220 | BOK FINANCIAL SECURITIES, INC. | 17530 | 140 | $1.06B | 165 | 2026-03-31 | → |
| 221 | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | 106753 | 138 | $1.72T | 946 | 2026-03-31 | → |
| 222 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 108163 | 138 | $22.54B | 241 | 2026-03-31 | → |
| 223 | ROBINHOOD ASSET MANAGEMENT, LLC | 323736 | 138 | $1.52B | 138 | 2026-06-30 | → |
| 224 | CREWS & ASSOCIATES, INC. | 8052 | 138 | $181.1M | 145 | 2026-03-31 | → |
| 225 | GUGGENHEIM FUNDS DISTRIBUTORS, LLC | 39805 | 137 | $7.80B | 245 | 2026-03-31 | → |
| 226 | SNOWDEN CAPITAL ADVISORS LLC | 157299 | 136 | $8.87B | 154 | 2026-04-30 | → |
| 227 | LION STREET ADVISORS, LLC | 167610 | 134 | $3.18B | 152 | 2025-04-30 | → |
| 228 | SORRENTO PACIFIC FINANCIAL, LLC | 127787 | 133 | $222.3M | 248 | 2025-08-31 | → |
| 229 | SUMMIT FINANCIAL, LLC | 299322 | 131 | $22.47B | 490 | 2026-03-31 | → |
| 230 | PFG INVESTMENTS, LLC | 116537 | 131 | $2.11B | 161 | 2026-02-28 | → |
| 231 | MFS INSTITUTIONAL ADVISORS INC. | 107144 | 130 | $113.59B | 1,311 | 2026-03-31 | → |
| 232 | AVANTAX PLANNING PARTNERS, INC. | 106237 | 129 | $7.57B | 261 | 2026-06-30 | → |
| 233 | COHEN & STEERS CAPITAL MANAGEMENT, INC. | 106266 | 127 | $85.67B | 367 | 2026-04-30 | → |
| 234 | ARETE WEALTH ADVISORS, LLC | 145488 | 125 | $2.75B | 135 | 2026-06-30 | → |
| 235 | RAYMOND JAMES (USA) LTD | 25853 | 125 | $1.99B | 175 | 2026-06-30 | → |
| 236 | NORTHERN TRUST INVESTMENTS, INCORPORATED | 105780 | 124 | $1.25T | 662 | 2026-06-30 | → |
| 237 | VOYA ALTERNATIVE ASSET MANAGEMENT LLC | 107235 | 124 | $34.01B | 124 | 2026-03-31 | → |
| 238 | FOCUS FINANCIAL NETWORK, INC. | 116140 | 124 | $6.82B | 189 | 2026-03-31 | → |
| 239 | HARBOR CAPITAL ADVISORS, INC. | 113042 | 121 | $67.64B | 240 | 2026-03-31 | → |
| 240 | VOYA RETIREMENT ADVISORS, LLC | 3989 | 121 | $37.47B | 121 | 2026-03-31 | → |
| 241 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | 109701 | 121 | $5.74B | 155 | 2026-03-31 | → |
| 242 | MOORS & CABOT, INC. | 594 | 121 | $3.44B | 121 | 2025-09-30 | → |
| 243 | WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | 173961 | 119 | $65.60B | 388 | 2026-04-30 | → |
| 244 | JEFFERIES INVESTMENT ADVISERS LLC | 325421 | 119 | $5.15B | 119 | 2026-06-30 | → |
| 245 | FOUNDERS FINANCIAL SECURITIES, LLC | 137945 | 118 | $4.14B | 139 | 2026-04-30 | → |
| 246 | CREATIVEONE SECURITIES, LLC | 152974 | 117 | $2.54B | 196 | 2026-05-31 | → |
| 247 | TWO SIGMA INVESTMENTS, LP | 137137 | 116 | $232.82B | 1,555 | 2026-03-31 | → |
| 248 | LEVEL FOUR ADVISORY SERVICES, LLC | 134086 | 116 | $6.54B | 136 | 2026-03-31 | → |
| 249 | ANGELO, GORDON & CO., L.P. | 131940 | 115 | $115.94B | 1,096 | 2026-05-31 | → |
| 250 | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | 104518 | 114 | $199.66B | 452 | 2026-05-31 | → |
| 251 | SOFI WEALTH LLC | 167958 | 114 | $2.05B | 114 | 2026-03-31 | → |
| 252 | W&S BROKERAGE SERVICES, INC. | 8099 | 114 | $257.2M | 114 | 2026-03-31 | → |
| 253 | ST. BERNARD FINANCIAL SERVICES, INC. | 36956 | 113 | $136.2M | 117 | 2026-05-31 | → |
| 254 | ARKADIOS WEALTH ADVISORS LLC | 288863 | 112 | $8.79B | 188 | 2026-06-30 | → |
| 255 | U.S. BANCORP ASSET MANAGEMENT, INC. | 111912 | 111 | $427.48B | 322 | 2026-03-31 | → |
| 256 | VAN ECK ASSOCIATES CORPORATION | 105080 | 111 | $125.61B | 292 | 2026-03-31 | → |
| 257 | NWF ADVISORY SERVICES INC | 110410 | 111 | $6.43B | 111 | 2026-03-31 | → |
| 258 | ALLSPRING FUNDS MANAGEMENT, LLC | 110841 | 110 | $324.65B | 714 | 2026-05-31 | → |
| 259 | ARAX ADVISORY PARTNERS, LLC | 133535 | 110 | $23.18B | 319 | 2026-06-30 | → |
| 260 | ALLSPRING GLOBAL INVESTMENTS, LLC | 104973 | 109 | $475.78B | 956 | 2026-05-31 | → |
| 261 | VAN ECK ABSOLUTE RETURN ADVISERS CORPORATION | 137177 | 109 | $3.11B | 271 | 2026-03-31 | → |
| 262 | MARINER, LLC | 140195 | 108 | $125.41B | 1,889 | 2026-03-31 | → |
| 263 | WEALTHCARE ADVISORY PARTNERS LLC | 171976 | 107 | $8.29B | 243 | 2026-06-30 | → |
| 264 | FROST INVESTMENT SERVICES, LLC | 286129 | 107 | $3.67B | 177 | 2026-03-31 | → |
| 265 | FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | 108281 | 106 | $5.69T | 1,427 | 2026-03-31 | → |
| 266 | CWM, LLC | 155344 | 104 | $50.58B | 1,416 | 2026-06-30 | → |
| 267 | WCG WEALTH ADVISORS, LLC | 173194 | 104 | $6.28B | 131 | 2026-06-30 | → |
| 268 | ORION PORTFOLIO SOLUTIONS, LLC | 107975 | 103 | $64.84B | 305 | 2026-06-30 | → |
| 269 | AQR CAPITAL MANAGEMENT, LLC | 111883 | 102 | $311.70B | 728 | 2026-05-31 | → |
| 270 | CORNERSTONE WEALTH MANAGEMENT, LLC | 164666 | 102 | $4.93B | 103 | 2026-05-31 | → |
| 271 | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 111135 | 101 | $50.44B | 161 | 2026-06-30 | → |
| 272 | U.S. CAPITAL WEALTH ADVISORS, LLC | 288199 | 100 | $8.76B | 141 | 2026-03-31 | → |
| 273 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 13609 | 100 | $906.4M | 100 | 2026-03-31 | → |
| 274 | ARTISAN PARTNERS LIMITED PARTNERSHIP | 150114 | 99 | $183.62B | 496 | 2026-03-31 | → |
| 275 | MOMENTUM INDEPENDENT NETWORK INC. | 17587 | 97 | $1.61B | 97 | 2026-03-31 | → |
| 276 | NOMURA CAPITAL MANAGEMENT LLC | 324417 | 97 | $651.3M | 167 | 2026-06-30 | → |
| 277 | ICAPITAL ADVISORS, LLC | 177513 | 96 | $149.86B | 552 | 2026-05-31 | → |
| 278 | SILVER OAK SECURITIES INCORPORATED | 46947 | 95 | $2.45B | 103 | 2026-05-31 | → |
| 279 | FIRST HEARTLAND CONSULTANTS, INC. | 110377 | 95 | $2.09B | 96 | 2026-03-31 | → |
| 280 | ONEDIGITAL INVESTMENT ADVISORS LLC | 106766 | 94 | $155.41B | 648 | 2026-04-30 | → |
| 281 | FIRST MANHATTAN CO. LLC | 325281 | 94 | $38.09B | 147 | 2026-04-30 | → |
| 282 | NEWEDGE WEALTH, LLC | 307771 | 94 | $19.93B | 211 | 2026-04-30 | → |
| 283 | LOOMIS, SAYLES & COMPANY, L.P. | 105377 | 93 | $386.88B | 728 | 2026-03-31 | → |
| 284 | RAINE CAPITAL LLC | 157939 | 92 | $2.75B | 183 | 2026-05-31 | → |
| 285 | WESBANCO SECURITIES, INC. | 43276 | 92 | $285.9M | 110 | 2026-05-31 | → |
| 286 | SEI INVESTMENTS MANAGEMENT CORP | 105146 | 91 | $216.43B | 434 | 2026-03-31 | → |
| 287 | HILLTOP SECURITIES INC. | 6220 | 91 | $2.51B | 92 | 2026-03-31 | → |
| 288 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 144426 | 90 | $2.57B | 124 | 2026-01-31 | → |
| 289 | DEMPSEY LORD SMITH, LLC | 141238 | 90 | $580.5M | 92 | 2026-01-31 | → |
| 290 | T. ROWE PRICE ADVISORY SERVICES, INC. | 108958 | 88 | $5.90B | 92 | 2026-06-30 | → |
| 291 | INVESCO CAPITAL MANAGEMENT LLC | 125601 | 87 | $941.02B | 222 | 2026-03-31 | → |
| 292 | TCW ASSET MANAGEMENT COMPANY LLC | 105742 | 87 | $81.18B | 431 | 2026-05-31 | → |
| 293 | WISDOMTREE ASSET MANAGEMENT, INC. | 139684 | 86 | $88.38B | 175 | 2026-03-31 | → |
| 294 | GLADSTONE INSTITUTIONAL ADVISORY LLC | 250787 | 86 | $5.68B | 186 | 2026-06-30 | → |
| 295 | THURSTON SPRINGER ADVISORS, LLC | 299201 | 86 | $3.68B | 93 | 2025-11-30 | → |
| 296 | MADISON AVENUE SECURITIES, LLC | 23224 | 86 | $2.02B | 125 | 2026-05-31 | → |
| 297 | IP FINANCIAL ADVISORY SERVICES LLC | 305772 | 86 | $481.4M | 112 | 2026-06-30 | → |
| 298 | BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP | 151605 | 84 | $152.13B | 1,413 | 2026-04-30 | → |
| 299 | BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC | 312792 | 84 | $107.29B | 1,421 | 2026-03-31 | → |
| 300 | BROOKFIELD ASSET MANAGEMENT PIC US, LLC | 151599 | 84 | $105.30B | 1,790 | 2026-04-30 | → |
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