Research Report · 2026-06-30
Top Registered Investment Advisers by Registered Representatives
SEC-registered investment advisers ranked by reported registered representatives.
Firms
1,000
Total AUM
$97.85T
Median AUM
$5.41B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Registered Representatives↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | LPL FINANCIAL LLC | 6413 | 32,010 | $819.12B | 41,879 | 2026-06-30 | → |
| 2 | MORGAN STANLEY SMITH BARNEY LLC | 149777 | 26,985 | $1.96T | 29,481 | 2026-06-30 | → |
| 3 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | 26,599 | $1.78T | 32,960 | 2026-06-30 | → |
| 4 | EDWARD D. JONES & CO., L.P. | 250 | 24,838 | $1.01T | 36,317 | 2026-06-30 | → |
| 5 | WELLS FARGO CLEARING SERVICES, LLC | 19616 | 18,895 | $671.42B | 18,895 | 2026-06-30 | → |
| 6 | STRATEGIC ADVISERS LLC | 104555 | 16,817 | $1.37T | 17,112 | 2026-03-31 | → |
| 7 | FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | 288590 | 15,281 | $818.78B | 15,424 | 2025-03-31 | → |
| 8 | FIFTH THIRD SECURITIES, INC. | 628 | 13,533 | $10.92B | 13,533 | 2026-06-30 | → |
| 9 | AMERIPRISE FINANCIAL SERVICES, LLC | 6363 | 13,441 | $660.47B | 14,056 | 2026-06-30 | → |
| 10 | UBS FINANCIAL SERVICES INC. | 8174 | 10,948 | $915.79B | 12,524 | 2026-06-30 | → |
| 11 | CETERA INVESTMENT ADVISERS LLC | 105644 | 10,094 | $256.81B | 10,251 | 2026-06-30 | → |
| 12 | J.P. MORGAN SECURITIES LLC | 79 | 8,513 | $429.69B | 8,703 | 2026-06-30 | → |
| 13 | RAYMOND JAMES & ASSOCIATES, INC. | 705 | 7,870 | $500.96B | 16,780 | 2026-06-30 | → |
| 14 | STATE FARM INVESTMENT MANAGEMENT CORP. | 3487 | 7,770 | $12.94B | 7,930 | 2026-04-30 | → |
| 15 | OSAIC WEALTH, INC. | 23131 | 7,655 | $234.86B | 8,979 | 2026-06-30 | → |
| 16 | MML INVESTORS SERVICES, LLC | 10409 | 6,976 | $115.64B | 6,976 | 2026-05-31 | → |
| 17 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 149018 | 6,490 | $390.04B | 9,675 | 2026-06-30 | → |
| 18 | RBC CAPITAL MARKETS, LLC | 31194 | 6,457 | $310.43B | 8,781 | 2026-06-30 | → |
| 19 | EQUITABLE ADVISORS, LLC | 6627 | 5,656 | $42.48B | 5,674 | 2026-05-31 | → |
| 20 | STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | 5,097 | $197.53B | 6,478 | 2026-06-30 | → |
| 21 | CITIGROUP GLOBAL MARKETS INC. | 7059 | 5,004 | $56.01B | 7,036 | 2026-06-30 | → |
| 22 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | 4,047 | $252.25B | 4,047 | 2026-06-30 | → |
| 23 | PFS INVESTMENTS INC. | 10111 | 3,975 | $15.54B | 3,992 | 2026-03-31 | → |
| 24 | THRIVENT INVESTMENT MANAGEMENT INC. | 18387 | 3,901 | $20.77B | 3,901 | 2026-04-30 | → |
| 25 | LPL ENTERPRISE, LLC | 8733 | 3,763 | $24.94B | 5,215 | 2026-03-31 | → |
| 26 | ROBERT W. BAIRD & CO. INCORPORATED | 8158 | 3,426 | $394.07B | 4,322 | 2026-04-30 | → |
| 27 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 134139 | 3,336 | $138.69B | 3,527 | 2026-06-30 | → |
| 28 | COMMONWEALTH EQUITY SERVICES, LLC | 8032 | 2,600 | $212.66B | 4,200 | 2026-05-31 | → |
| 29 | EAGLE STRATEGIES LLC | 110826 | 2,230 | $25.40B | 2,804 | 2026-03-31 | → |
| 30 | AVANTAX ADVISORY SERVICES, INC. | 104556 | 2,182 | $46.11B | 2,278 | 2025-03-31 | → |
| 31 | TRUIST ADVISORY SERVICES, INC. | 283390 | 2,001 | $77.39B | 2,461 | 2026-06-30 | → |
| 32 | VANGUARD ADVISERS, INC. | 106715 | 1,938 | $344.62B | 2,208 | 2026-05-31 | → |
| 33 | U.S. BANCORP INVESTMENTS, INC. | 17868 | 1,898 | $22.94B | 2,148 | 2026-03-31 | → |
| 34 | PARK AVENUE SECURITIES LLC | 46173 | 1,892 | $19.58B | 2,073 | 2026-06-30 | → |
| 35 | OPPENHEIMER & CO. INC. | 249 | 1,764 | $36.71B | 2,806 | 2026-06-30 | → |
| 36 | PNC WEALTH MANAGEMENT | 129052 | 1,709 | $30.27B | 1,713 | 2026-06-30 | → |
| 37 | GOLDMAN SACHS & CO. LLC | 361 | 1,698 | $133.64B | 2,268 | 2026-06-30 | → |
| 38 | OSAIC FA, INC. | 3978 | 1,607 | $37.13B | 1,607 | 2025-01-31 | → |
| 39 | JANNEY MONTGOMERY SCOTT LLC | 463 | 1,525 | $110.11B | 2,404 | 2026-06-30 | → |
| 40 | PRINCIPAL SECURITIES, INC. | 1137 | 1,424 | $17.02B | 1,464 | 2026-03-31 | → |
| 41 | PIPER SANDLER & CO. | 665 | 1,402 | $1.28B | 1,402 | 2026-03-31 | → |
| 42 | THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | 104561 | 1,381 | $32.94B | 1,700 | 2026-05-31 | → |
| 43 | VALIC FINANCIAL ADVISORS, INC. | 42803 | 1,381 | $29.22B | 1,647 | 2026-05-31 | → |
| 44 | RBC PRIVATE COUNSEL (USA) INC. | 109648 | 1,354 | $7.89B | 1,455 | 2026-06-30 | → |
| 45 | KEY INVESTMENT SERVICES LLC | 136300 | 1,325 | $8.88B | 1,325 | 2026-06-30 | → |
| 46 | KESTRA ADVISORY SERVICES, LLC | 283330 | 1,322 | $79.80B | 1,359 | 2026-06-30 | → |
| 47 | GOLDMAN SACHS WEALTH SERVICES, L.P. | 106693 | 1,271 | $31.69B | 1,923 | 2026-06-30 | → |
| 48 | FIRST COMMAND ADVISORY SERVICES | 281958 | 1,232 | $24.43B | 1,787 | 2026-06-30 | → |
| 49 | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 20472 | 1,190 | $37.93B | 1,293 | 2026-04-30 | → |
| 50 | ALLIANCEBERNSTEIN L.P. | 108477 | 1,146 | $763.40B | 4,204 | 2026-03-31 | → |
| 51 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. | 107738 | 1,120 | $2.65T | 2,059 | 2026-05-31 | → |
| 52 | BMO CAPITAL MARKETS CORP. | 16686 | 1,069 | $1.21B | 1,275 | 2025-09-30 | → |
| 53 | TRANSAMERICA FINANCIAL ADVISORS, LLC | 16164 | 969 | $2.11B | 991 | 2026-03-31 | → |
| 54 | EMPOWER ADVISORY GROUP, LLC | 112058 | 919 | $195.43B | 8,051 | 2026-06-30 | → |
| 55 | ROCKEFELLER FINANCIAL LLC | 291361 | 878 | $99.60B | 1,005 | 2026-03-31 | → |
| 56 | LINCOLN INVESTMENT PLANNING, LLC | 519 | 861 | $21.99B | 1,238 | 2026-04-30 | → |
| 57 | J.P. MORGAN INVESTMENT MANAGEMENT INC. | 107038 | 843 | $3.52T | 3,194 | 2026-06-30 | → |
| 58 | OSAIC ADVISORY SERVICES, LLC | 171070 | 826 | $15.48B | 2,180 | 2026-06-30 | → |
| 59 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | 762 | $676.69B | 1,589 | 2026-06-30 | → |
| 60 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | 758 | $398.65B | 1,542 | 2026-03-31 | → |
| 61 | D.A. DAVIDSON & CO. | 199 | 710 | $41.84B | 990 | 2026-01-31 | → |
| 62 | M HOLDINGS SECURITIES, INC. | 43285 | 709 | $3.21B | 1,442 | 2026-03-31 | → |
| 63 | GWN SECURITIES INC. | 128929 | 671 | $4.75B | 707 | 2026-04-30 | → |
| 64 | CAPITAL ANALYSTS, LLC | 162200 | 660 | $8.77B | 679 | 2026-04-30 | → |
| 65 | OSAIC FS, INC. | 3870 | 655 | $4.48B | 655 | 2025-01-31 | → |
| 66 | MWA FINANCIAL SERVICES, INC. | 112630 | 646 | $640.0M | 721 | 2026-05-31 | → |
| 67 | VOYA FINANCIAL ADVISORS, INC. | 2882 | 638 | $3.87B | 638 | 2026-05-31 | → |
| 68 | CUSO FINANCIAL SERVICES, L.P. | 42132 | 622 | $5.38B | 791 | 2025-08-31 | → |
| 69 | STEPHENS INC. | 3496 | 611 | $18.04B | 611 | 2026-06-30 | → |
| 70 | INVESCO ADVISERS, INC. | 105360 | 609 | $749.52B | 2,804 | 2026-06-30 | → |
| 71 | OSAIC INSTITUTIONS, INC. | 35371 | 604 | $6.49B | 1,839 | 2026-05-31 | → |
| 72 | HIGHTOWER ADVISORS, LLC | 145323 | 598 | $198.58B | 1,983 | 2026-05-31 | → |
| 73 | BLACKROCK FINANCIAL MANAGEMENT, INC | 107105 | 591 | $1.60T | 7,987 | 2026-06-30 | → |
| 74 | CENTAURUS FINANCIAL, INC. | 30833 | 580 | $7.34B | 580 | 2025-07-31 | → |
| 75 | PRIVATE ADVISOR GROUP, LLC | 155216 | 575 | $44.33B | 674 | 2026-06-30 | → |
| 76 | APOLLO CAPITAL MANAGEMENT, L.P. | 143161 | 571 | $718.48B | 3,564 | 2026-05-31 | → |
| 77 | APOLLO CREDIT MANAGEMENT, LLC | 156115 | 571 | $29.97B | 3,564 | 2026-03-31 | → |
| 78 | APOLLO REAL ESTATE FUND ADVISER, LLC | 169120 | 571 | $4.27B | 3,564 | 2026-03-31 | → |
| 79 | APOLLO MANAGER, LLC | 327828 | 571 | $3.56B | 3,564 | 2026-03-31 | → |
| 80 | APOLLO INVESTMENT MANAGEMENT, L.P. | 130610 | 571 | $3.32B | 3,564 | 2026-03-31 | → |
| 81 | APOLLO CAPITAL CREDIT ADVISER, LLC | 286485 | 571 | $2.35B | 3,564 | 2026-03-31 | → |
| 82 | ARIS MANAGEMENT, LLC | 317315 | 571 | $2.08B | 3,564 | 2026-03-31 | → |
| 83 | APOLLO S3 RIC MANAGEMENT, L.P. | 330339 | 571 | $423.8M | 3,564 | 2026-03-31 | → |
| 84 | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 108559 | 549 | $86.27B | 690 | 2025-01-31 | → |
| 85 | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 20804 | 539 | $12.77B | 620 | 2026-06-30 | → |
| 86 | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | 146936 | 538 | $15.66B | 736 | 2026-03-31 | → |
| 87 | DIMENSIONAL FUND ADVISORS LP | 106482 | 523 | $1.02T | 1,168 | 2026-03-31 | → |
| 88 | CADARET, GRANT & CO., INC. | 10641 | 519 | $7.67B | 692 | 2025-07-31 | → |
| 89 | TD PRIVATE CLIENT WEALTH LLC | 164484 | 514 | $8.57B | 671 | 2026-06-30 | → |
| 90 | INDEPENDENT FINANCIAL GROUP, LLC | 7717 | 513 | $12.93B | 624 | 2026-03-31 | → |
| 91 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | 104559 | 508 | $3.67T | 1,968 | 2026-05-31 | → |
| 92 | &PARTNERS | 3767 | 504 | $30.27B | 703 | 2026-06-30 | → |
| 93 | THRIVENT FINANCIAL FOR LUTHERANS | 115785 | 503 | $128.73B | 4,220 | 2026-06-30 | → |
| 94 | JONATHAN ROBERTS ADVISORY GROUP, INC. | 112294 | 485 | $8.25B | 550 | 2026-03-31 | → |
| 95 | WEDBUSH SECURITIES INC. | 877 | 482 | $5.68B | 897 | 2026-04-30 | → |
| 96 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 116407 | 475 | $122.19B | 1,700 | 2026-06-30 | → |
| 97 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 283004 | 471 | $33.52B | 549 | 2026-06-30 | → |
| 98 | EQUITY SERVICES, INC. | 265 | 470 | $2.78B | 500 | 2026-03-31 | → |
| 99 | SIGMA PLANNING CORPORATION | 110692 | 465 | $6.10B | 471 | 2026-05-31 | → |
| 100 | HORNOR, TOWNSEND & KENT, LLC | 4031 | 464 | $9.01B | 485 | 2026-04-30 | → |
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