Research Report · 2026-06-30
Top Registered Investment Advisers by Pension Clients
SEC-registered investment advisers ranked by reported pension and profit-sharing plan clients.
Firms
1,000
Total AUM
$66.82T
Median AUM
$2.86B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Pension Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC | 290254 | 62 | $208.4M | 9 | 2026-02-28 | → |
| 602 | GASAWAY INVESTMENT ADVISORS, INC. | 123807 | 62 | $173.1M | 13 | 2026-06-30 | → |
| 603 | TRANSGLOBAL ADVISORY, LLC | 168709 | 62 | $58.3M | 28 | 2026-06-30 | → |
| 604 | WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P. | 146990 | 61 | $24.40B | 61 | 2026-03-31 | → |
| 605 | CW ADVISORS, LLC | 310873 | 61 | $15.22B | 152 | 2026-05-31 | → |
| 606 | STIFEL INDEPENDENT ADVISORS, LLC | 28218 | 61 | $5.01B | 198 | 2026-03-31 | → |
| 607 | REDHAWK WEALTH ADVISORS, INC. | 146616 | 61 | $1.46B | 55 | 2026-06-30 | → |
| 608 | VEERY CAPITAL, LLC | 298465 | 61 | $971.4M | 13 | 2026-03-31 | → |
| 609 | LEGACY FINANCIAL STRATEGIES, LLC | 283553 | 61 | $952.0M | 16 | 2026-02-28 | → |
| 610 | WMG FINANCIAL ADVISORS, LLC | 285824 | 61 | $693.8M | 18 | 2026-05-31 | → |
| 611 | ELLIOTT COVE CAPITAL MANAGEMENT LLC | 123636 | 61 | $348.2M | 11 | 2026-02-28 | → |
| 612 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | 104599 | 60 | $39.36B | 134 | 2026-03-31 | → |
| 613 | ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED | 158022 | 60 | $28.47B | 304 | 2026-03-31 | → |
| 614 | MAIN STREET FINANCIAL SOLUTIONS, LLC | 305834 | 60 | $2.51B | 41 | 2026-03-31 | → |
| 615 | PASADENA PRIVATE WEALTH, LLC | 295178 | 60 | $1.62B | 19 | 2026-05-31 | → |
| 616 | LLOYD ADVISORY SERVICES, LLC | 150582 | 60 | $437.6M | 13 | 2026-03-31 | → |
| 617 | RETIREMENT PLANOLOGY, INC. | 171302 | 60 | $265.9M | 3 | 2026-03-31 | → |
| 618 | BAILLIE GIFFORD OVERSEAS LTD | 110296 | 59 | $144.00B | 1,583 | 2026-05-31 | → |
| 619 | ARISTOTLE CAPITAL MANAGEMENT, LLC | 109876 | 59 | $43.54B | 170 | 2026-04-30 | → |
| 620 | MULTNOMAH GROUP, INC. | 132131 | 59 | $2.67B | 21 | 2026-03-31 | → |
| 621 | CREATIVEONE SECURITIES, LLC | 152974 | 59 | $2.54B | 196 | 2026-05-31 | → |
| 622 | SOVRAN ADVISORS, LLC | 329415 | 59 | $1.87B | 64 | 2026-03-31 | → |
| 623 | WPWEALTH LLP | 145467 | 59 | $1.17B | 14 | 2026-06-30 | → |
| 624 | 4WEALTH ADVISORS, INC. | 129727 | 59 | $275.3M | 13 | 2026-04-30 | → |
| 625 | RNC CAPITAL MANAGEMENT LLC | 108618 | 58 | $5.10B | 63 | 2026-04-30 | → |
| 626 | NORTHEAST FINANCIAL GROUP, INC. | 122609 | 58 | $1.44B | 1 | 2026-03-31 | → |
| 627 | IRONVIEW CAPITAL MANAGEMENT, LLC | 150250 | 58 | $1.39B | 12 | 2026-03-31 | → |
| 628 | CRUMLY AND ASSOCIATES, INCORPORATED | 168998 | 58 | $1.18B | 12 | 2026-06-30 | → |
| 629 | OAKSTREET WEALTH MANAGEMENT, INC. | 288723 | 58 | $482.0M | 2 | 2026-03-31 | → |
| 630 | WEALTHHARBOR CAPITAL GROUP, LLC | 118614 | 58 | $334.7M | 9 | 2026-03-31 | → |
| 631 | SUMMIT GROUP RETIREMENT PLANNERS, INC. | 169823 | 58 | $302.3M | 4 | 2026-02-28 | → |
| 632 | ALLIANCE WEALTH MANAGEMENT PARTNERS LLC | 313195 | 58 | $272.4M | 13 | 2026-03-31 | → |
| 633 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | 135960 | 57 | $484.10B | 1,403 | 2026-04-30 | → |
| 634 | BROWN ADVISORY LLC | 110181 | 57 | $124.31B | 782 | 2026-03-31 | → |
| 635 | KINGSWOOD WEALTH ADVISORS, LLC | 288792 | 57 | $3.80B | 88 | 2026-05-31 | → |
| 636 | SHUFRO, ROSE & CO., LLC | 3403 | 57 | $2.46B | 27 | 2026-04-30 | → |
| 637 | ABUNDANCE WEALTH COUNSELORS, LLC | 111740 | 57 | $1.56B | 30 | 2026-02-28 | → |
| 638 | ATEGENOS CAPITAL, LLC | 326708 | 57 | $1.07B | 13 | 2026-03-31 | → |
| 639 | FCG INVESTMENT COMPANY | 308192 | 57 | $568.2M | 10 | 2026-02-28 | → |
| 640 | ZUNA, LLC | 306113 | 57 | $411.3M | 6 | 2026-03-31 | → |
| 641 | NORTHSTAR ASSET MANAGEMENT LLC | 129112 | 57 | $347.9M | 10 | 2026-03-31 | → |
| 642 | HAMILTON LANE ADVISORS, L.L.C. | 107876 | 56 | $141.83B | 740 | 2026-06-30 | → |
| 643 | AMERICANA PARTNERS, LLC | 301354 | 56 | $9.10B | 86 | 2026-04-30 | → |
| 644 | CANNELL & SPEARS LLC | 142633 | 56 | $6.99B | 40 | 2026-03-31 | → |
| 645 | PRECEPT ADVISORY GROUP LLC | 152776 | 56 | $5.01B | 8 | 2025-03-31 | → |
| 646 | FPL CAPITAL MANAGEMENT, LLC | 117499 | 56 | $1.08B | 5 | 2026-01-31 | → |
| 647 | MCRAE CAPITAL MANAGEMENT INC. | 104567 | 56 | $795.0M | 8 | 2026-03-31 | → |
| 648 | SAFEGUARD INVESTMENT ADVISORY GROUP, LLC | 146132 | 56 | $702.3M | 25 | 2026-03-31 | → |
| 649 | WHEELER RETIREMENT PLANS LLC | 327889 | 56 | $618.1M | 2 | 2026-01-31 | → |
| 650 | WWM ADVISORY INC. | 133611 | 56 | $280.1M | 2 | 2026-03-31 | → |
| 651 | CIG ASSET MANAGEMENT, INC. | 123609 | 56 | $192.5M | 8 | 2026-03-31 | → |
| 652 | COLLINS ADVISORS, LLC | 129270 | 56 | $176.4M | 3 | 2026-05-31 | → |
| 653 | BEACON POINTE ADVISORS, LLC | 119290 | 55 | $54.87B | 780 | 2026-05-31 | → |
| 654 | BLB & B ADVISORS, LLC | 139096 | 55 | $3.26B | 32 | 2026-03-31 | → |
| 655 | SJS INVESTMENT CONSULTING INC | 107219 | 55 | $2.94B | 25 | 2026-06-30 | → |
| 656 | LJI WEALTH MANAGEMENT, LLC | 145399 | 55 | $1.37B | 13 | 2026-03-31 | → |
| 657 | MANCHESTER FINANCIAL INC | 106071 | 55 | $1.05B | 19 | 2026-03-31 | → |
| 658 | FULLER WEALTH MANAGEMENT, LLC | 281767 | 55 | $707.8M | 9 | 2025-01-31 | → |
| 659 | GREY LEDGE ADVISORS, LLC | 124867 | 55 | $616.0M | 12 | 2026-03-31 | → |
| 660 | TRITON FINANCIAL GROUP, INC | 309294 | 55 | $258.7M | 5 | 2026-03-31 | → |
| 661 | GREAT LAKES ADVISORS, LLC | 110757 | 54 | $16.16B | 84 | 2026-05-31 | → |
| 662 | SPROTT ASSET MANAGEMENT USA INC. | 139022 | 54 | $10.12B | 64 | 2026-03-31 | → |
| 663 | COOKSON PEIRCE & CO INC | 110729 | 54 | $2.56B | 29 | 2026-05-31 | → |
| 664 | BEACON FINANCIAL GROUP, INC. | 317775 | 54 | $745.9M | 7 | 2025-03-31 | → |
| 665 | DOHJ, LLC | 299817 | 54 | $629.3M | 15 | 2025-01-31 | → |
| 666 | ABLE WEALTH MANAGEMENT LLC | 298085 | 54 | $579.5M | 7 | 2026-06-30 | → |
| 667 | ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC. | 32338 | 54 | $303.5M | 9 | 2026-03-31 | → |
| 668 | TANDEM WEALTH ADVISORS LLC | 157794 | 54 | $261.5M | 7 | 2026-04-30 | → |
| 669 | GLAZER CAPITAL MANAGEMENT, LLC | 139403 | 54 | $120.1M | 5 | 2026-06-30 | → |
| 670 | FOX, ROGER BENNETT | 129367 | 54 | $106.4M | 2 | 2026-05-31 | → |
| 671 | ARAX ADVISORY PARTNERS, LLC | 133535 | 53 | $23.18B | 319 | 2026-06-30 | → |
| 672 | JOHNSON INVESTMENT COUNSEL, INC. | 117054 | 53 | $22.98B | 164 | 2026-05-31 | → |
| 673 | RTD FINANCIAL ADVISORS INC | 110744 | 53 | $2.72B | 39 | 2026-02-28 | → |
| 674 | REGENCY INVESTMENT ADVISORS INC | 106990 | 53 | $1.14B | 15 | 2026-03-31 | → |
| 675 | ARGENT RETIREMENT PLAN ADVISORS, LLC | 165031 | 53 | $683.1M | 7 | 2026-03-31 | → |
| 676 | HOWARD BAILEY SECURITIES, LLC | 282712 | 53 | $582.8M | 46 | 2026-03-31 | → |
| 677 | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | 105820 | 52 | $150.40B | 254 | 2026-03-31 | → |
| 678 | RHUMBLINE ADVISERS LTD PARTNERSHIP | 107151 | 52 | $136.48B | 32 | 2026-03-31 | → |
| 679 | INVESCO HONG KONG LIMITED | 109923 | 52 | $26.20B | 226 | 2026-03-31 | → |
| 680 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 146019 | 52 | $6.72B | 55 | 2026-03-31 | → |
| 681 | STONEGATE INVESTMENT GROUP, LLC | 314889 | 52 | $5.67B | 14 | 2025-05-31 | → |
| 682 | APEXIUM FINANCIAL LP | 283726 | 52 | $4.02B | 15 | 2025-10-31 | → |
| 683 | WEALTHPLAN INVESTMENT MANAGEMENT LLC | 311364 | 52 | $2.19B | 34 | 2026-06-30 | → |
| 684 | RBC SECURITIES, INC. | 103705 | 52 | $1.52B | 186 | 2026-05-31 | → |
| 685 | INVESTMENT METRICS, LLC | 158872 | 52 | $1.22B | 10 | 2026-03-31 | → |
| 686 | CAPITAL WEALTH MANAGEMENT, LLC | 157959 | 52 | $1.14B | 16 | 2026-04-30 | → |
| 687 | FIRST HORIZON ADVISORS, INC | 17117 | 51 | $13.62B | 239 | 2025-07-31 | → |
| 688 | INGALLS & SNYDER LLC | 2288 | 51 | $7.83B | 92 | 2025-12-31 | → |
| 689 | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | 111872 | 51 | $2.66B | 67 | 2026-03-31 | → |
| 690 | UNIQUE WEALTH STRATEGIES | 323994 | 51 | $381.5M | 10 | 2026-03-31 | → |
| 691 | 1919 INVESTMENT COUNSEL, LLC | 133370 | 50 | $26.04B | 131 | 2026-04-30 | → |
| 692 | GAMCO ASSET MANAGEMENT INC. | 104950 | 50 | $11.69B | 120 | 2026-03-31 | → |
| 693 | PENSION CONSULTANTS INC | 113914 | 50 | $5.42B | 17 | 2026-03-31 | → |
| 694 | STOKES FAMILY OFFICE LLC | 300899 | 50 | $3.35B | 14 | 2026-04-30 | → |
| 695 | MV CAPITAL MANAGEMENT, INC. | 139034 | 50 | $1.44B | 8 | 2026-03-31 | → |
| 696 | LATITUDE ADVISORS, LLC | 151001 | 50 | $566.5M | 66 | 2026-04-30 | → |
| 697 | ADVANCED RETIREMENT SOLUTIONS, LLC | 288022 | 50 | $271.9M | 1 | 2026-03-31 | → |
| 698 | CBG & COMPANY, INC. | 149225 | 50 | $270.7M | 9 | 2026-03-31 | → |
| 699 | ALJEN ASSET MANAGEMENT LLC | 128962 | 50 | $230.2M | 5 | 2026-04-30 | → |
| 700 | SMART PORTFOLIO LLC | 324633 | 50 | $44.1M | 2 | 2026-02-28 | → |
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