Research Report · 2026-06-30
Top Registered Investment Advisers for High-Net-Worth Clients
SEC-registered investment advisers ranked by reported assets from high-net-worth individual clients in ADV Part 1 filings.
Firms
1,000
Total AUM
$55.77T
Median AUM
$3.22B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | HNW Assets↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | APTUS CAPITAL ADVISORS, LLC | 167626 | $2.96B | $14.14B | 40 | 2026-03-31 | → |
| 202 | MGO ONE SEVEN LLC | 283087 | $2.96B | $7.72B | 264 | 2026-04-30 | → |
| 203 | FREESTONE CAPITAL MANAGEMENT, LLC | 145711 | $2.95B | $14.54B | 120 | 2026-06-30 | → |
| 204 | ALLSPRING GLOBAL INVESTMENTS, LLC | 104973 | $2.90B | $475.78B | 956 | 2026-05-31 | → |
| 205 | ALLSPRING FUNDS MANAGEMENT, LLC | 110841 | $2.90B | $324.65B | 714 | 2026-05-31 | → |
| 206 | ONEDIGITAL INVESTMENT ADVISORS LLC | 106766 | $2.86B | $155.41B | 648 | 2026-04-30 | → |
| 207 | SANTANDER SECURITIES LLC | 41791 | $2.85B | $3.14B | 449 | 2026-05-31 | → |
| 208 | GOOD LIFE ADVISORS, LLC | 171898 | $2.85B | $4.35B | 135 | 2026-03-31 | → |
| 209 | FOCUS FINANCIAL NETWORK, INC. | 116140 | $2.84B | $6.82B | 189 | 2026-03-31 | → |
| 210 | VISE AI ADVISORS, LLC | 301761 | $2.83B | $8.53B | 44 | 2026-06-30 | → |
| 211 | ARAX ADVISORY PARTNERS, LLC | 133535 | $2.83B | $23.18B | 319 | 2026-06-30 | → |
| 212 | KOVACK ADVISORS, INC. | 140808 | $2.81B | $6.28B | 320 | 2026-04-30 | → |
| 213 | WORLD INVESTMENT ADVISORS, LLC | 208512 | $2.79B | $56.28B | 413 | 2026-03-31 | → |
| 214 | SAGE, RUTTY & CO., INC. | 3254 | $2.77B | $3.46B | 36 | 2026-03-31 | → |
| 215 | CORIENT PRIVATE WEALTH LLC | 319448 | $2.67B | $165.25B | 1,537 | 2026-03-31 | → |
| 216 | SYNOVUS SECURITIES, INC. | 14023 | $2.67B | $8.45B | 280 | 2026-01-31 | → |
| 217 | WEDBUSH SECURITIES INC. | 877 | $2.62B | $5.68B | 897 | 2026-04-30 | → |
| 218 | CROSSMARK GLOBAL INVESTMENTS, INC. | 113360 | $2.57B | $8.98B | 54 | 2026-06-30 | → |
| 219 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | 109701 | $2.53B | $5.74B | 155 | 2026-03-31 | → |
| 220 | ACR ALPINE CAPITAL RESEARCH, LLC | 110933 | $2.52B | $10.79B | 35 | 2026-06-30 | → |
| 221 | HOWARD CAPITAL MANAGEMENT, INC. | 118070 | $2.45B | $8.01B | 45 | 2026-06-30 | → |
| 222 | MAWER INVESTMENT MANAGEMENT LTD. | 159100 | $2.45B | $40.94B | 278 | 2026-03-31 | → |
| 223 | ICICI PRUDENTIAL ASSET MANAGEMENT COMPANY LIMITED | 312825 | $2.43B | $117.06B | 3,585 | 2026-06-30 | → |
| 224 | TCW INVESTMENT MANAGEMENT COMPANY LLC | 106546 | $2.42B | $38.82B | 405 | 2026-05-31 | → |
| 225 | CONGRESS ASSET MANAGEMENT COMPANY, LLP | 105161 | $2.42B | $14.20B | 79 | 2026-03-31 | → |
| 226 | NEXT FINANCIAL GROUP, INC. | 46214 | $2.40B | $3.77B | 564 | 2025-08-31 | → |
| 227 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | $2.40B | $676.69B | 1,589 | 2026-06-30 | → |
| 228 | WEALTHCARE ADVISORY PARTNERS LLC | 171976 | $2.37B | $8.29B | 243 | 2026-06-30 | → |
| 229 | BFC PLANNING, INC. | 119682 | $2.35B | $3.84B | 200 | 2026-03-31 | → |
| 230 | BAYSTATE WEALTH MANAGEMENT LLC | 151664 | $2.35B | $2.77B | 13 | 2026-03-31 | → |
| 231 | INTEGRATED ADVISORS NETWORK LLC | 171991 | $2.33B | $5.52B | 87 | 2026-06-30 | → |
| 232 | EFS ADVISORS LLC | 115211 | $2.33B | $2.40B | 59 | 2026-03-31 | → |
| 233 | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. | 290043 | $2.33B | $2.33B | 105 | 2026-03-31 | → |
| 234 | DIVERSIFY ADVISORY SERVICES, LLC | 326060 | $2.33B | $4.65B | 206 | 2026-06-30 | → |
| 235 | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 108559 | $2.33B | $86.27B | 690 | 2025-01-31 | → |
| 236 | LION STREET ADVISORS, LLC | 167610 | $2.29B | $3.18B | 152 | 2025-04-30 | → |
| 237 | STONEX ADVISORS INC. | 174182 | $2.28B | $5.09B | 220 | 2026-06-30 | → |
| 238 | VOYA FINANCIAL ADVISORS, INC. | 2882 | $2.26B | $3.87B | 638 | 2026-05-31 | → |
| 239 | SOWELL FINANCIAL SERVICES, LLC | 127145 | $2.25B | $4.81B | 162 | 2026-06-30 | → |
| 240 | ANNEX ADVISORY SERVICES, LLC | 127987 | $2.25B | $8.05B | 151 | 2026-04-30 | → |
| 241 | AVALOR INVESTMENT AG | 283227 | $2.24B | $2.24B | 20 | 2026-02-28 | → |
| 242 | GERBER KAWASAKI, INC. | 153649 | $2.19B | $4.11B | 59 | 2026-03-31 | → |
| 243 | INTEGRITY ALLIANCE, LLC | 139627 | $2.18B | $5.41B | 400 | 2026-05-31 | → |
| 244 | MFS INSTITUTIONAL ADVISORS INC. | 107144 | $2.18B | $113.59B | 1,311 | 2026-03-31 | → |
| 245 | HSBC SECURITIES (USA) INC. | 19585 | $2.15B | $3.84B | 490 | 2026-04-30 | → |
| 246 | B. RILEY WEALTH ADVISORS, INC. | 115927 | $2.13B | $4.21B | 268 | 2026-03-31 | → |
| 247 | FULTON BREAKEFIELD BROENNIMAN,LLC | 108967 | $2.13B | $2.39B | 21 | 2026-03-31 | → |
| 248 | FACET WEALTH, INC | 285961 | $2.12B | $6.04B | 168 | 2026-02-28 | → |
| 249 | MASECO LLP | 147686 | $2.12B | $4.96B | 129 | 2026-06-30 | → |
| 250 | SUNBELT SECURITIES, INC. | 42180 | $2.11B | $2.64B | 68 | 2026-06-30 | → |
| 251 | PRINCIPAL GLOBAL INVESTORS, LLC | 109002 | $2.11B | $427.71B | 1,394 | 2026-05-31 | → |
| 252 | MONETA GROUP INVESTMENT ADVISORS, LLC | 104727 | $2.10B | $50.54B | 585 | 2026-03-31 | → |
| 253 | JANNEY CAPITAL MANAGEMENT LLC | 159506 | $2.09B | $5.31B | 12 | 2025-11-30 | → |
| 254 | CAPITAL ADVISORS, INC. | 104643 | $2.09B | $7.43B | 69 | 2026-03-31 | → |
| 255 | JEFFERIES INVESTMENT ADVISERS LLC | 325421 | $2.07B | $5.15B | 119 | 2026-06-30 | → |
| 256 | BERGER FINANCIAL GROUP, INC. | 308174 | $2.07B | $2.95B | 89 | 2026-03-31 | → |
| 257 | CREATIVE FINANCIAL DESIGNS, INC. | 109032 | $2.05B | $2.94B | 170 | 2026-03-31 | → |
| 258 | MUTUAL ADVISORS, LLC | 167658 | $2.03B | $8.55B | 208 | 2026-06-30 | → |
| 259 | SOFI WEALTH LLC | 167958 | $2.01B | $2.05B | 114 | 2026-03-31 | → |
| 260 | FULLER & THALER ASSET MANAGEMENT INC | 107033 | $2.00B | $30.25B | 30 | 2026-03-31 | → |
| 261 | HEALTHEQUITY ADVISORS, LLC | 167105 | $1.99B | $1.99B | 8 | 2026-03-31 | → |
| 262 | BILL FEW ASSOCIATES, INC. | 133561 | $1.99B | $2.72B | 31 | 2026-03-31 | → |
| 263 | PINNACLE ASSOCIATES, LTD. | 110631 | $1.99B | $10.39B | 69 | 2026-03-31 | → |
| 264 | IMPACT PARTNERSHIP WEALTH, LLC | 313928 | $1.97B | $2.96B | 100 | 2026-03-31 | → |
| 265 | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | 13162 | $1.97B | $5.63B | 43 | 2026-06-30 | → |
| 266 | AXXCESS WEALTH MANAGEMENT, LLC | 164081 | $1.96B | $8.88B | 72 | 2026-03-31 | → |
| 267 | CHILTON INVESTMENT SERVICES, LLC | 159306 | $1.96B | $8.15B | 70 | 2026-03-31 | → |
| 268 | RFG ADVISORY, LLC | 158401 | $1.95B | $6.81B | 311 | 2026-06-30 | → |
| 269 | BLEAKLEY FINANCIAL GROUP, LLC | 318366 | $1.94B | $15.13B | 205 | 2026-04-30 | → |
| 270 | DAKOTA WEALTH, LLC | 297987 | $1.93B | $6.94B | 91 | 2026-03-31 | → |
| 271 | ADVANCE CAPITAL MANAGEMENT INC | 110767 | $1.93B | $4.98B | 62 | 2026-03-31 | → |
| 272 | PRONVEST, LLC DBA FUTURE CAPITAL | 119081 | $1.93B | $2.02B | 30 | 2026-03-31 | → |
| 273 | APOLLON WEALTH MANAGEMENT, LLC | 291902 | $1.91B | $11.56B | 199 | 2026-03-31 | → |
| 274 | BANKERS LIFE ADVISORY SERVICES, INC. | 281285 | $1.88B | $1.94B | 384 | 2026-03-31 | → |
| 275 | M HOLDINGS SECURITIES, INC. | 43285 | $1.88B | $3.21B | 1,442 | 2026-03-31 | → |
| 276 | WCM INVESTMENT MANAGEMENT, LLC | 104702 | $1.84B | $96.77B | 102 | 2026-03-31 | → |
| 277 | CORECAP ADVISORS, LLC | 158819 | $1.84B | $3.99B | 116 | 2026-03-31 | → |
| 278 | XML FINANCIAL, LLC | 284987 | $1.83B | $3.30B | 54 | 2026-06-30 | → |
| 279 | GLADSTONE INSTITUTIONAL ADVISORY LLC | 250787 | $1.82B | $5.68B | 186 | 2026-06-30 | → |
| 280 | CAPITAL INVESTMENT ADVISORS, LLC | 158055 | $1.81B | $8.21B | 107 | 2026-04-30 | → |
| 281 | PERIGON WEALTH MANAGEMENT, LLC | 131037 | $1.81B | $11.29B | 159 | 2026-06-30 | → |
| 282 | EAGLE GLOBAL ADVISORS LLC | 107306 | $1.79B | $3.10B | 24 | 2026-03-31 | → |
| 283 | JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | 174433 | $1.79B | $2.20B | 149 | 2026-03-31 | → |
| 284 | PURE FINANCIAL ADVISORS, LLC | 144316 | $1.79B | $11.05B | 204 | 2026-02-28 | → |
| 285 | JANUS HENDERSON INVESTORS US LLC | 104652 | $1.77B | $380.43B | 1,013 | 2026-06-30 | → |
| 286 | DIVERSIFY WEALTH MANAGEMENT, LLC | 329878 | $1.77B | $4.11B | 95 | 2026-03-31 | → |
| 287 | HUB INVESTMENT PARTNERS, LLC | 307956 | $1.76B | $11.88B | 172 | 2026-06-30 | → |
| 288 | EFFICIENT ADVISORS, LLC | 150144 | $1.76B | $3.08B | 14 | 2026-03-31 | → |
| 289 | MADISON AVENUE SECURITIES, LLC | 23224 | $1.74B | $2.02B | 125 | 2026-05-31 | → |
| 290 | ON INVESTMENT MANAGEMENT CO | 105662 | $1.74B | $3.15B | 196 | 2026-04-30 | → |
| 291 | H. M. PAYSON & CO. | 2993 | $1.74B | $9.09B | 34 | 2026-03-31 | → |
| 292 | FAYEZ SAROFIM & CO., LLC | 106584 | $1.72B | $35.07B | 54 | 2026-05-31 | → |
| 293 | FIRST HORIZON ADVISORS, INC | 17117 | $1.70B | $13.62B | 239 | 2025-07-31 | → |
| 294 | TRAJAN WEALTH, L.L.C. | 158847 | $1.70B | $2.60B | 140 | 2026-03-31 | → |
| 295 | C2P CAPITAL ADVISORY GROUP, LLC | 156480 | $1.69B | $4.39B | 244 | 2026-03-31 | → |
| 296 | NAVY FEDERAL INVESTMENT SERVICES, LLC | 138459 | $1.68B | $2.10B | 206 | 2026-05-31 | → |
| 297 | ELEVATION POINT WEALTH PARTNERS, LLC | 137068 | $1.67B | $8.29B | 91 | 2026-06-30 | → |
| 298 | CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED | 139012 | $1.67B | $9.89B | 44 | 2026-06-30 | → |
| 299 | WORLD INVESTMENTS, INC. | 20626 | $1.67B | $1.73B | 217 | 2025-10-31 | → |
| 300 | FARTHER ASSET MANAGEMENT, LLC | 325807 | $1.66B | $2.91B | 7 | 2026-03-31 | → |
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