Research Report · 2026-06-30
Top Registered Investment Advisers by Solicitors
SEC-registered investment advisers ranked by reported solicitor count.
Firms
1,000
Total AUM
$46.67T
Median AUM
$744.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Solicitors↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | R.V. KUHNS & ASSOCIATES, INC. | 18005 | 195 | $827.9M | 127 | 2026-06-30 | → |
| 402 | PRIEN ASSET MANAGEMENT, LLC | 296462 | 195 | $153.7M | 5 | 2026-03-31 | → |
| 403 | QUANTUM CAPITAL INVESTMENTS, INC. | 156037 | 195 | $153.0M | 2 | 2026-06-30 | → |
| 404 | IMA ADVISORY SERVICES, INC. | 112091 | 192 | $3.90B | 50 | 2026-05-31 | → |
| 405 | MIURA INVESTMENT ADVISORS, INC | 283148 | 191 | $391.8M | 6 | 2026-06-30 | → |
| 406 | APEX INVESTMENT GROUP, LLC | 333593 | 191 | $211.1M | 6 | 2026-06-30 | → |
| 407 | ADP STRATEGIC PLAN SERVICES, LLC | 286555 | 190 | $23.78B | 13 | 2026-06-30 | → |
| 408 | TRIVANT CUSTOM PORTFOLIO GROUP LLC | 129803 | 189 | $239.4M | 5 | 2026-02-28 | → |
| 409 | KRUSE ASSET MANAGEMENT, LLC | 143204 | 189 | $146.2M | 2 | 2026-03-31 | → |
| 410 | TOWNSEND & ASSOCIATES, INC. | 113681 | 185 | $1.52B | 30 | 2026-06-30 | → |
| 411 | COMPOSITION WEALTH, LLC | 143483 | 184 | $9.47B | 128 | 2026-03-31 | → |
| 412 | MENCH FINANCIAL INC | 106689 | 183 | $130.6M | 4 | 2026-03-31 | → |
| 413 | STANHOPE CAPITAL, LLP | 162512 | 182 | $15.70B | 64 | 2026-03-31 | → |
| 414 | HEALTHVIEW ASSET MANAGEMENT, INC. | 141884 | 182 | $104.4M | 4 | 2026-03-31 | → |
| 415 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. | 106758 | 180 | $331.6M | 4 | 2026-03-31 | → |
| 416 | CLARK & STUART INC | 107991 | 180 | $195.6M | 4 | 2026-03-31 | → |
| 417 | MAIN LINE RETIREMENT ADVISORS, LLC | 284780 | 179 | $448.6M | 3 | 2026-03-31 | → |
| 418 | KFG WEALTH MANAGEMENT, LLC | 128606 | 177 | $1.15B | 113 | 2026-03-31 | → |
| 419 | WILMINGTON CAPITAL SECURITIES, LLC | 133839 | 177 | $277.1M | 6 | 2026-03-31 | → |
| 420 | ONEDIGITAL INVESTMENT ADVISORS LLC | 106766 | 175 | $155.41B | 648 | 2026-04-30 | → |
| 421 | TOWERS WATSON INVESTMENT SERVICES, INC. | 110473 | 174 | $62.67B | 239 | 2026-05-31 | → |
| 422 | MANGAN WEALTH MANAGEMENT, INC. | 143863 | 173 | $222.0M | 6 | 2026-03-31 | → |
| 423 | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 108559 | 172 | $86.27B | 690 | 2025-01-31 | → |
| 424 | HARVEY CAPITAL MANAGEMENT INC | 106224 | 172 | $579.4M | 5 | 2026-03-31 | → |
| 425 | MOSS, LUSE & WOMBLE, LLC | 152841 | 171 | $803.2M | 42 | 2026-03-31 | → |
| 426 | SAVANT CAPITAL, LLC | 107271 | 170 | $49.57B | 659 | 2026-04-30 | → |
| 427 | STEPHENS INC. | 3496 | 170 | $18.04B | 611 | 2026-06-30 | → |
| 428 | OSAIC ADVISORY SERVICES, LLC | 171070 | 170 | $15.48B | 2,180 | 2026-06-30 | → |
| 429 | GRASSI INVESTMENT MANAGEMENT, LLC | 108690 | 170 | $1.36B | 5 | 2025-02-28 | → |
| 430 | ESTABROOK CAPITAL MANAGEMENT LLC | 128856 | 170 | $933.3M | 10 | 2026-03-31 | → |
| 431 | JOHN E. SESTINA AND COMPANY | 108634 | 170 | $744.0M | 19 | 2026-03-31 | → |
| 432 | DEAN ROLAND RUSSELL, LLC | 109480 | 169 | $351.2M | 6 | 2026-03-31 | → |
| 433 | PACIFIC VALUE, LLC | 147086 | 169 | $190.0M | 4 | 2026-03-31 | → |
| 434 | SSB&T WEALTH MANAGEMENT, LLC | 328102 | 167 | $445.1M | 6 | 2026-02-28 | → |
| 435 | BEACON CAPITAL, LLC | 286316 | 167 | $278.3M | 5 | 2026-04-30 | → |
| 436 | AMERICAN WEALTH ADMINISTRATION GROUP LLC | 282683 | 167 | $48.3M | 3 | 2026-03-31 | → |
| 437 | CAPITAL WEST PARTNERS, LLC | 130762 | 166 | $300.0M | 3 | 2026-01-31 | → |
| 438 | INVESTMENT RESEARCH CORP | 108208 | 166 | $76.3M | 21 | 2026-03-31 | → |
| 439 | MCA CROSS BORDER ADVISORS INC. | 168125 | 166 | $31.1M | 24 | 2026-03-31 | → |
| 440 | RIVERTREE WEALTH LLC | 329595 | 165 | $143.1M | 5 | 2026-06-30 | → |
| 441 | CORDANT, INC. | 152395 | 164 | $370.5M | 8 | 2026-03-31 | → |
| 442 | OMEGA CAPITAL MANAGEMENT,LLC | 129167 | 164 | $139.7M | 2 | 2026-03-31 | → |
| 443 | PROFESSIONAL FINANCIAL MANAGEMENT, INC. | 154016 | 164 | $115.5M | 5 | 2026-03-31 | → |
| 444 | FC WEALTH SOLUTIONS LLC | 286381 | 163 | $101.0M | 4 | 2026-04-30 | → |
| 445 | TRADITION WEALTH MANAGEMENT LLC | 128314 | 162 | $2.60B | 32 | 2026-06-30 | → |
| 446 | SCRATCH CAPITAL LLC | 318835 | 162 | $230.1M | 4 | 2026-03-31 | → |
| 447 | PETERSON FINANCIAL SERVICES LLC | 106127 | 162 | $124.0M | 2 | 2026-02-28 | → |
| 448 | CHARTER RESEARCH & INVESTMENT GROUP INC | 106452 | 161 | $275.1M | 3 | 2026-03-31 | → |
| 449 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 134600 | 160 | $24.65B | 289 | 2026-06-30 | → |
| 450 | PALLER FINANCIAL SERVICES, INC. | 161531 | 159 | $147.9M | 6 | 2026-02-28 | → |
| 451 | PRIME BUCHHOLZ LLC | 106455 | 158 | $14.07B | 127 | 2026-03-31 | → |
| 452 | GPS WEALTH STRATEGIES GROUP, LLC | 285507 | 158 | $1.42B | 5 | 2025-12-31 | → |
| 453 | IC ADVISORY SERVICES, INC. | 140190 | 157 | $2.06B | 220 | 2025-03-31 | → |
| 454 | FORUM FINANCIAL MANAGEMENT, LP | 145706 | 155 | $8.69B | 143 | 2026-06-30 | → |
| 455 | JOHN W. BRISTOL & CO., INC. | 105597 | 155 | $7.07B | 18 | 2026-03-31 | → |
| 456 | SAYBROOK CAPITAL CORP | 107679 | 155 | $502.7M | 4 | 2026-02-28 | → |
| 457 | MELONE PRIVATE WEALTH, LLC | 311638 | 155 | $313.2M | 4 | 2026-02-28 | → |
| 458 | WISER ADVISOR GROUP LLC | 326579 | 154 | $127.8M | 3 | 2026-03-31 | → |
| 459 | HAZARD & SIEGEL ADVISORY SERVICES LLC | 151462 | 153 | $449.8M | 24 | 2026-03-31 | → |
| 460 | BALANCED FINANCIAL PLANNING, INC. | 128161 | 151 | $181.3M | 3 | 2026-02-28 | → |
| 461 | 44 WEALTH MANAGEMENT LLC | 309647 | 150 | $487.4M | 5 | 2026-03-31 | → |
| 462 | SWEET INTELLIGENCE INC | 342227 | 150 | $25.0M | 30 | 2026-05-31 | → |
| 463 | STEPSTONE GROUP LP | 143635 | 149 | $107.82B | 978 | 2026-06-30 | → |
| 464 | REIFY WEALTH ADVISORS, INC. | 121978 | 149 | $524.4M | 15 | 2026-03-31 | → |
| 465 | PIONEER WEALTH MANAGEMENT GROUP, INC | 133429 | 148 | $399.2M | 11 | 2026-02-28 | → |
| 466 | INTERVEST LTD | 104614 | 146 | $247.0M | 5 | 2026-03-31 | → |
| 467 | AVENTUS INVESTMENT ADVISORS, INC. | 153390 | 145 | $136.5M | 3 | 2026-03-31 | → |
| 468 | CASTLEBAR ASSET MANAGEMENT, LLC | 162231 | 145 | $122.5M | 4 | 2026-05-31 | → |
| 469 | PLANPILOT, LLC | 160319 | 143 | $5.58B | 15 | 2026-02-28 | → |
| 470 | TRUWEALTH ADVISORS, LLC | 306876 | 143 | $3.05B | 3 | 2026-05-31 | → |
| 471 | ECONOLOGICS FINANCIAL ADVISORS, LLC | 125738 | 143 | $183.2M | 18 | 2026-03-31 | → |
| 472 | GREENLINE WEALTH MANAGEMENT LLC | 298397 | 143 | $117.0M | 6 | 2026-04-30 | → |
| 473 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | 142 | $502.40B | 914 | 2026-05-31 | → |
| 474 | HOLT CAPITAL ADVISORS, L.L.C. | 117863 | 142 | $1.09B | 6 | 2026-05-31 | → |
| 475 | RYDAR EQUITIES, INC. | 154086 | 142 | $197.4M | 2 | 2026-03-31 | → |
| 476 | CHALLENGER WEALTH MANAGEMENT | 121498 | 140 | $275.5M | 3 | 2026-03-31 | → |
| 477 | RIK SAYLOR FINANCIAL, INC. | 165484 | 140 | $199.2M | 5 | 2026-03-31 | → |
| 478 | PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY | 106962 | 140 | $87.5M | 6 | 2026-06-30 | → |
| 479 | MAZUMAGO INC (DBA TRUSS) | 334136 | 140 | $1,000 | 9 | 2025-03-31 | → |
| 480 | GENEOS WEALTH MANAGEMENT, INC. | 120894 | 139 | $9.22B | 200 | 2026-04-30 | → |
| 481 | JMG FINANCIAL GROUP LTD | 110302 | 139 | $7.50B | 103 | 2026-03-31 | → |
| 482 | BLACKROCK FINANCIAL MANAGEMENT, INC | 107105 | 137 | $1.60T | 7,987 | 2026-06-30 | → |
| 483 | PRINCIPAL GLOBAL INVESTORS, LLC | 109002 | 137 | $427.71B | 1,394 | 2026-05-31 | → |
| 484 | HINSDALE ASSOCIATES, INC. | 108293 | 137 | $120.1M | 2 | 2026-02-28 | → |
| 485 | ADVISIFI LLC | 332477 | 137 | $1.8M | 6 | 2026-03-31 | → |
| 486 | JASON W. QUALLS | 159192 | 136 | $112.5M | 1 | 2026-03-31 | → |
| 487 | TENET WEALTH PARTNERS, LLC | 339818 | 135 | $246.9M | 4 | 2026-05-31 | → |
| 488 | CAPITAL RESEARCH AND MANAGEMENT COMPANY | 110885 | 134 | $3.75T | 1,417 | 2026-05-31 | → |
| 489 | FUND EVALUATION GROUP, LLC | 121658 | 134 | $23.86B | 136 | 2026-03-31 | → |
| 490 | MULTNOMAH GROUP, INC. | 132131 | 134 | $2.67B | 21 | 2026-03-31 | → |
| 491 | AMAZZ INVESTMENT MANAGEMENT, INC. | 126545 | 134 | $78.3M | 1 | 2026-03-31 | → |
| 492 | MAI CAPITAL MANAGEMENT, LLC | 109807 | 132 | $52.10B | 562 | 2026-05-31 | → |
| 493 | LONGBOW ASSET MANAGEMENT | 126193 | 132 | $134.4M | 2 | 2026-03-31 | → |
| 494 | GEREMIA FINANCIAL SERVICES, LLC | 156504 | 132 | $132.2M | 2 | 2026-03-31 | → |
| 495 | IBN ADVISORY SERVICES, INC. | 293288 | 132 | $69.8M | 8 | 2026-04-30 | → |
| 496 | MARCUM WEALTH, LLC | 134628 | 131 | $2.97B | 38 | 2025-05-31 | → |
| 497 | CARSON ADVISORY, INC. | 117410 | 130 | $864.9M | 7 | 2026-04-30 | → |
| 498 | WINSLOW ASSET MANAGEMENT INC | 106337 | 130 | $626.7M | 6 | 2026-03-31 | → |
| 499 | MERITIS WEALTH MANAGEMENT, INC. | 336539 | 130 | $224.4M | 3 | 2026-06-30 | → |
| 500 | ASSET CONSULTING GROUP, LLC | 107574 | 128 | $1.10B | 50 | 2026-03-31 | → |
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