Research Report · 2026-06-30
Top Registered Investment Advisers by Registered Representatives
SEC-registered investment advisers ranked by reported registered representatives.
Firms
1,000
Total AUM
$97.85T
Median AUM
$5.41B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Registered Representatives↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | WESTPARK WEALTH ADVISORS, INC. | 130914 | 22 | $254.3M | 25 | 2026-03-31 | → |
| 702 | REGAL ADVISORY SERVICES, INC. | 123842 | 22 | $121.4M | 25 | 2026-03-31 | → |
| 703 | HARBOURVEST PARTNERS, LLC | 109846 | 21 | $191.18B | 1,204 | 2026-05-31 | → |
| 704 | BAILLIE GIFFORD OVERSEAS LTD | 110296 | 21 | $144.00B | 1,583 | 2026-05-31 | → |
| 705 | MSREF REAL ESTATE ADVISOR, INC. | 142047 | 21 | $15.77B | 372 | 2026-05-31 | → |
| 706 | ULLICO INVESTMENT ADVISORS, INC. | 106628 | 21 | $13.92B | 92 | 2026-03-31 | → |
| 707 | ACORNS ADVISERS, LLC | 165926 | 21 | $13.39B | 302 | 2026-03-31 | → |
| 708 | CANYON CAPITAL ADVISORS LLC | 107922 | 21 | $11.92B | 192 | 2026-03-31 | → |
| 709 | CANYON CLO ADVISORS LP | 226636 | 21 | $11.91B | 161 | 2026-03-31 | → |
| 710 | CCM PARTNERS, LP | 104720 | 21 | $6.52B | 48 | 2026-05-31 | → |
| 711 | INVESTCORP INVESTMENT ADVISERS LLC | 137790 | 21 | $5.53B | 71 | 2025-09-30 | → |
| 712 | CALAMOS WEALTH MANAGEMENT LLC | 143490 | 21 | $5.48B | 51 | 2026-04-30 | → |
| 713 | CANYON PARTNERS REAL ESTATE LLC | 107880 | 21 | $2.91B | 198 | 2026-03-31 | → |
| 714 | FINANCIAL MANAGEMENT NETWORK INC | 110454 | 21 | $2.14B | 50 | 2025-12-31 | → |
| 715 | RIVER CANYON FUND MANAGEMENT LLC | 169465 | 21 | $2.08B | 161 | 2026-03-31 | → |
| 716 | NOVEM GROUP | 158964 | 21 | $1.72B | 52 | 2026-02-28 | → |
| 717 | CPC ADVISORS, LLC | 111025 | 21 | $1.68B | 29 | 2026-04-30 | → |
| 718 | FOUNDERS FINANCIAL ALLIANCE, LLC | 173011 | 21 | $1.19B | 31 | 2026-03-31 | → |
| 719 | WEALTHPLAN PARTNERS, LLC | 305026 | 21 | $1.12B | 56 | 2026-02-28 | → |
| 720 | BANORTE ASSET MANAGEMENT, INC. | 290555 | 21 | $661.2M | 40 | 2026-05-31 | → |
| 721 | HARBOURVEST REGISTERED ADVISERS L.P. | 332106 | 21 | $538.7M | 1,204 | 2026-04-30 | → |
| 722 | AECOM-CANYON PARTNERS REAL ESTATE FUND ADVISORS LLC | 297526 | 21 | $537.3M | 128 | 2026-03-31 | → |
| 723 | VAN CLEMENS WEALTH MANAGEMENT, LLC | 297362 | 21 | $470.4M | 28 | 2026-06-30 | → |
| 724 | STRATEGAS ASSET MANAGEMENT, LLC | 172000 | 21 | $458.4M | 26 | 2026-06-30 | → |
| 725 | AMUNI FINANCIAL, INC. | 8365 | 21 | $194.6M | 21 | 2026-03-31 | → |
| 726 | BRADESCO GLOBAL ADVISORS INC. | 134416 | 21 | $181.5M | 21 | 2026-04-30 | → |
| 727 | HALO INVESTMENT SERVICES, LLC | 325613 | 21 | $60.0M | 24 | 2026-03-31 | → |
| 728 | TRANSGLOBAL ADVISORY, LLC | 168709 | 21 | $58.3M | 28 | 2026-06-30 | → |
| 729 | MSRESS III MANAGER, L.L.C. | 138602 | 21 | $39.6M | 372 | 2026-03-31 | → |
| 730 | BLACKSTONE ISG-I ADVISORS L.L.C. | 289202 | 20 | $183.53B | 114 | 2026-03-31 | → |
| 731 | SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED | 301509 | 20 | $177.71B | 1,022 | 2026-06-30 | → |
| 732 | ACADIAN ASSET MANAGEMENT LLC | 106609 | 20 | $177.46B | 375 | 2026-05-31 | → |
| 733 | VERITAS CAPITAL FUND MANAGEMENT, L.L.C. | 157123 | 20 | $53.81B | 146 | 2026-03-31 | → |
| 734 | NINETY ONE NORTH AMERICA, INC. | 167922 | 20 | $41.47B | 68 | 2026-06-30 | → |
| 735 | BRANDES INVESTMENT PARTNERS, LP | 105404 | 20 | $40.65B | 149 | 2026-04-30 | → |
| 736 | STONE RIDGE ASSET MANAGEMENT LLC | 165598 | 20 | $36.34B | 238 | 2026-05-31 | → |
| 737 | DBX ADVISORS LLC | 154558 | 20 | $28.99B | 53 | 2026-05-31 | → |
| 738 | PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLC | 171026 | 20 | $28.19B | 110 | 2026-05-31 | → |
| 739 | PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLC | 304443 | 20 | $25.71B | 120 | 2026-05-31 | → |
| 740 | STOCKBRIDGE CAPITAL GROUP, LLC | 149002 | 20 | $21.55B | 183 | 2026-06-30 | → |
| 741 | CORE AND VALUE ADVISORS, LLC | 156093 | 20 | $21.18B | 161 | 2026-06-30 | → |
| 742 | SPECTRUM ASSET MANAGEMENT, INC. | 300463 | 20 | $18.30B | 27 | 2026-03-31 | → |
| 743 | MADISON INVESTMENT ADVISORS, LLC | 110297 | 20 | $13.84B | 92 | 2026-03-31 | → |
| 744 | BLACKSTONE ISG-II ADVISORS L.L.C. | 289550 | 20 | $8.01B | 114 | 2026-03-31 | → |
| 745 | PGIM DC SOLUTIONS LLC | 318800 | 20 | $6.90B | 66 | 2026-05-31 | → |
| 746 | SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | 288623 | 20 | $6.18B | 45 | 2026-03-31 | → |
| 747 | MADISON ASSET MANAGEMENT, LLC | 130874 | 20 | $4.86B | 92 | 2026-03-31 | → |
| 748 | PROVENANCE WEALTH ADVISORS, LLC | 126529 | 20 | $4.44B | 52 | 2026-01-31 | → |
| 749 | OCEAN PARK ASSET MANAGEMENT, LLC | 145634 | 20 | $3.94B | 58 | 2026-05-31 | → |
| 750 | GIRARD ADVISORY SERVICES, LLC | 39163 | 20 | $3.18B | 60 | 2026-03-31 | → |
| 751 | LRI INVESTMENTS, LLC | 323556 | 20 | $2.78B | 35 | 2026-02-28 | → |
| 752 | CORNERSTONE WEALTH GROUP, LLC | 289971 | 20 | $2.49B | 50 | 2026-03-31 | → |
| 753 | WNY ASSET MANAGEMENT, LLC | 153872 | 20 | $1.73B | 35 | 2026-03-31 | → |
| 754 | NORTHWEST FINANCIAL ADVISORS LLC | 166769 | 20 | $1.24B | 37 | 2026-03-31 | → |
| 755 | STRATEGIC FINANCIAL CONCEPTS, LLC | 141849 | 20 | $927.7M | 41 | 2026-06-30 | → |
| 756 | SYNERGY INVESTMENT MANAGEMENT LLC | 305961 | 20 | $681.5M | 22 | 2026-05-31 | → |
| 757 | QUINCY WELLS ADVISORS, LLC | 307477 | 20 | $45.1M | 22 | 2026-03-31 | → |
| 758 | INTEGRATED FINANCIAL PLANNING SERVICES | 17935 | 20 | $4.1M | 21 | 2026-05-31 | → |
| 759 | FRATARCANGELI WEALTH MANAGEMENT, LLC | 342656 | 20 | $0 | 33 | 2026-06-30 | → |
| 760 | NYL INVESTORS LLC | 169553 | 19 | $329.20B | 301 | 2026-03-31 | → |
| 761 | AON INVESTMENTS USA INC. | 105596 | 19 | $150.99B | 255 | 2026-03-31 | → |
| 762 | SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC | 109684 | 19 | $76.41B | 207 | 2026-03-31 | → |
| 763 | CLARION PARTNERS, LLC | 108803 | 19 | $73.68B | 321 | 2026-02-28 | → |
| 764 | PNC CAPITAL ADVISORS LLC | 151829 | 19 | $50.88B | 258 | 2026-03-31 | → |
| 765 | PACER ADVISORS, INC. | 137381 | 19 | $38.64B | 24 | 2026-03-31 | → |
| 766 | INVESCO MANAGED ACCOUNTS, LLC | 154461 | 19 | $31.28B | 68 | 2026-06-30 | → |
| 767 | CBIZ INVESTMENT ADVISORY SERVICES, LLC | 286002 | 19 | $12.76B | 93 | 2026-03-31 | → |
| 768 | ADVISORY SERVICES NETWORK, LLC | 146051 | 19 | $10.60B | 268 | 2026-06-30 | → |
| 769 | IMPAX ASSET MANAGEMENT LLC | 114335 | 19 | $8.94B | 93 | 2025-12-31 | → |
| 770 | HBK SORCE ADVISORY LLC | 112139 | 19 | $7.66B | 109 | 2026-02-28 | → |
| 771 | NXT CAPITAL INVESTMENT ADVISERS, LLC | 160569 | 19 | $6.65B | 242 | 2026-06-30 | → |
| 772 | STONEBRIDGE FINANCIAL GROUP, LLC | 327529 | 19 | $2.28B | 29 | 2026-03-31 | → |
| 773 | CREDICORP CAPITAL ADVISORS LLC | 290081 | 19 | $1.58B | 26 | 2026-04-30 | → |
| 774 | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | 284430 | 19 | $1.54B | 23 | 2026-06-30 | → |
| 775 | ANCORA RETIREMENT PLAN ADVISORS, LLC | 31256 | 19 | $1.53B | 41 | 2026-03-31 | → |
| 776 | ALDEN CAPITAL MANAGEMENT INC. | 293551 | 19 | $1.52B | 23 | 2026-03-31 | → |
| 777 | SPARTAN WEALTH ADVISORY SERVICES LLC | 331719 | 19 | $1.48B | 31 | 2026-05-31 | → |
| 778 | HAZLETT, BURT & WATSON, INC. | 396 | 19 | $1.39B | 20 | 2026-03-31 | → |
| 779 | SYMPHONY FINANCIAL, LTD. CO. | 171816 | 19 | $1.35B | 26 | 2026-04-30 | → |
| 780 | PRIVATE PORTFOLIO PARTNERS, LLC | 165616 | 19 | $1.05B | 28 | 2025-03-31 | → |
| 781 | TYLER-STONE WEALTH MANAGEMENT, LLC | 173667 | 19 | $598.9M | 25 | 2025-06-30 | → |
| 782 | FIRST KENTUCKY SECURITIES CORPORATION | 7524 | 19 | $566.0M | 19 | 2025-12-31 | → |
| 783 | WELLINGTON SHIELDS & CO., LLC | 149021 | 19 | $546.0M | 25 | 2026-03-31 | → |
| 784 | GAGNON SECURITIES, LLC | 103727 | 19 | $529.7M | 19 | 2026-05-31 | → |
| 785 | THOMA BRAVO, L.P. | 157041 | 18 | $182.94B | 246 | 2026-03-31 | → |
| 786 | TOWERS WATSON INVESTMENT SERVICES, INC. | 110473 | 18 | $62.67B | 239 | 2026-05-31 | → |
| 787 | GREYSTAR INVESTMENT GROUP, LLC | 160665 | 18 | $36.50B | 588 | 2026-06-30 | → |
| 788 | FIRST PACIFIC ADVISORS, LP | 141823 | 18 | $32.00B | 73 | 2026-03-31 | → |
| 789 | DAVIS SELECTED ADVISERS - NY, INC. | 106659 | 18 | $21.98B | 57 | 2026-03-31 | → |
| 790 | F/M INVESTMENTS LLC | 304405 | 18 | $17.74B | 83 | 2026-03-31 | → |
| 791 | CULLEN CAPITAL MANAGEMENT, LLC | 113128 | 18 | $11.58B | 64 | 2026-03-31 | → |
| 792 | TWEEDY, BROWNE COMPANY LLC | 6857 | 18 | $7.13B | 39 | 2026-06-30 | → |
| 793 | OBERWEIS ASSET MANAGEMENT INC | 105471 | 18 | $5.06B | 31 | 2026-03-31 | → |
| 794 | THE ASCENT GROUP, LLC | 314424 | 18 | $4.76B | 44 | 2026-03-31 | → |
| 795 | NORTH SQUARE INVESTMENTS, LLC | 294355 | 18 | $3.15B | 27 | 2026-05-31 | → |
| 796 | FRAGASSO FINANCIAL ADVISORS INC. | 123255 | 18 | $2.83B | 35 | 2026-02-28 | → |
| 797 | ELEQUIN CAPITAL, LP | 308371 | 18 | $2.07B | 30 | 2026-05-31 | → |
| 798 | HEARTLAND ADVISORS, INC. | 29433 | 18 | $1.92B | 26 | 2026-02-28 | → |
| 799 | COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC | 328015 | 18 | $1.85B | 25 | 2026-06-30 | → |
| 800 | APOLLON FINANCIAL, LLC | 321217 | 18 | $1.45B | 29 | 2026-06-30 | → |
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