Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary AUM
SEC-registered investment advisers ranked by latest reported non-discretionary regulatory assets under management.
Firms
1,000
Total AUM
$63.98T
Median AUM
$7.37B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 301 | PPB ADVISORS, LLC | 152303 | $4.75B | $4.75B | 42 | 2026-03-31 | → |
| 302 | SBI FUNDS MANAGEMENT LIMITED | 142968 | $4.74B | $219.93B | 2,463 | 2026-06-30 | → |
| 303 | BC ADVISORS, LLC | 142982 | $4.73B | $4.73B | 7 | 2026-03-31 | → |
| 304 | HQ CAPITAL PRIVATE EQUITY LLC | 134231 | $4.71B | $5.40B | 78 | 2026-03-31 | → |
| 305 | IFP ADVISORS, LLC | 125112 | $4.70B | $16.29B | 328 | 2026-06-30 | → |
| 306 | UG INVESTMENT ADVISERS LTD. | 167183 | $4.68B | $4.68B | 39 | 2026-04-30 | → |
| 307 | STASH INVESTMENTS LLC | 226550 | $4.67B | $4.92B | 124 | 2026-04-30 | → |
| 308 | QIC US INVESTMENT SERVICES INC | 161705 | $4.67B | $7.52B | 30 | 2026-06-30 | → |
| 309 | AB CARVAL INVESTORS, LP | 141819 | $4.66B | $18.44B | 169 | 2026-03-31 | → |
| 310 | WAVERLY ADVISORS, LLC | 115332 | $4.65B | $29.78B | 414 | 2026-06-30 | → |
| 311 | MEAG NEW YORK CORPORATION | 321962 | $4.64B | $44.87B | 46 | 2026-05-31 | → |
| 312 | ALTAIR ADVISERS, LLC | 120642 | $4.61B | $9.76B | 75 | 2026-03-31 | → |
| 313 | CIRCLE WEALTH MANAGEMENT, LLC | 142878 | $4.59B | $14.07B | 23 | 2026-04-30 | → |
| 314 | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | 138638 | $4.59B | $9.57B | 34 | 2026-03-31 | → |
| 315 | FIDUCIARYVEST, LLC | 134351 | $4.58B | $4.93B | 10 | 2026-03-31 | → |
| 316 | FREESTONE CAPITAL MANAGEMENT, LLC | 145711 | $4.57B | $14.54B | 120 | 2026-06-30 | → |
| 317 | MARCUARD FAMILY OFFICE LTD | 155003 | $4.56B | $8.66B | 36 | 2026-04-30 | → |
| 318 | TIEDEMANN ADVISORS, LLC | 147189 | $4.56B | $31.01B | 182 | 2026-04-30 | → |
| 319 | SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | 288623 | $4.56B | $6.18B | 45 | 2026-03-31 | → |
| 320 | DAVIS SELECTED ADVISERS LP | 108674 | $4.50B | $30.12B | 121 | 2026-03-31 | → |
| 321 | ONEAMERICA INVESTMENT ADVISORY SERVICES LLC | 285390 | $4.50B | $5.09B | 6 | 2025-05-31 | → |
| 322 | SILVERCREST ASSET MANAGEMENT GROUP LLC | 118333 | $4.49B | $28.33B | 175 | 2026-03-31 | → |
| 323 | PRECEPT ADVISORY GROUP LLC | 152776 | $4.47B | $5.01B | 8 | 2025-03-31 | → |
| 324 | SEI INVESTMENTS MANAGEMENT CORP | 105146 | $4.44B | $216.43B | 434 | 2026-03-31 | → |
| 325 | SPECTRUM ASSET MANAGEMENT, INC. | 300463 | $4.38B | $18.30B | 27 | 2026-03-31 | → |
| 326 | KSL ADVISORS, LLC | 155677 | $4.38B | $25.61B | 135 | 2026-06-30 | → |
| 327 | CAMPBELL GLOBAL, LLC | 111944 | $4.36B | $7.02B | 144 | 2026-04-30 | → |
| 328 | ANCALA PARTNERS LLC | 333844 | $4.36B | $4.36B | 7 | 2026-04-30 | → |
| 329 | BEACON POINTE ADVISORS, LLC | 119290 | $4.33B | $54.87B | 780 | 2026-05-31 | → |
| 330 | RESOURCE MANAGEMENT SERVICE, LLC | 130791 | $4.32B | $5.92B | 149 | 2026-03-31 | → |
| 331 | SENDERO WEALTH MANAGEMENT, LLC | 145594 | $4.29B | $6.51B | 41 | 2026-03-31 | → |
| 332 | GQG PARTNERS LLC | 283720 | $4.28B | $163.86B | 227 | 2026-03-31 | → |
| 333 | AMERITAS INVESTMENT PARTNERS, INC. | 109381 | $4.24B | $29.01B | 51 | 2026-03-31 | → |
| 334 | STEPHENS INC. | 3496 | $4.22B | $18.04B | 611 | 2026-06-30 | → |
| 335 | BAXTER CAPITAL MANAGEMENT INC | 105123 | $4.19B | $4.19B | 3 | 2026-03-31 | → |
| 336 | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. | 312837 | $4.18B | $42.71B | 189 | 2026-05-31 | → |
| 337 | TIGER IRON CAPITAL, LLC | 283006 | $4.17B | $4.17B | 6 | 2026-05-31 | → |
| 338 | ABRDN INVESTMENTS LIMITED | 162309 | $4.15B | $206.50B | 1,296 | 2026-05-31 | → |
| 339 | THE ROCK CREEK GROUP, LP | 125409 | $4.14B | $18.38B | 62 | 2026-05-31 | → |
| 340 | ROCKWOOD CAPITAL, LLC | 156663 | $4.13B | $10.61B | 65 | 2026-06-30 | → |
| 341 | FRONTIER ASSET MANAGEMENT, LLC | 109910 | $4.12B | $5.49B | 42 | 2026-03-31 | → |
| 342 | OGAM, LP | 287919 | $4.09B | $8.69B | 42 | 2026-03-31 | → |
| 343 | BALLENTINE PARTNERS, LLC | 152802 | $4.09B | $15.32B | 125 | 2026-05-31 | → |
| 344 | QUILVEST CAPITAL PARTNERS MANAGEMENT, LLC | 175159 | $4.07B | $4.34B | 26 | 2026-05-31 | → |
| 345 | PROSPERA FINANCIAL SERVICES, INC. | 10740 | $4.06B | $12.44B | 333 | 2025-09-30 | → |
| 346 | MAYFLOWER FINANCIAL ADVISORS, LLC | 307857 | $4.04B | $5.82B | 33 | 2026-05-31 | → |
| 347 | LAZARD ASSET MANAGEMENT LLC | 122836 | $4.04B | $120.52B | 532 | 2026-03-31 | → |
| 348 | WATEROUS ENERGY FUND MANAGEMENT (US), LLC | 290952 | $4.01B | $4.01B | 2 | 2026-03-31 | → |
| 349 | IWP WEALTH MANAGEMENT LLC | 136314 | $4.01B | $4.32B | 33 | 2026-03-31 | → |
| 350 | BT FAMILY OFFICE, LLC | 305713 | $4.00B | $4.00B | 7 | 2026-03-31 | → |
| 351 | CLEAR INVESTMENT RESEARCH, LLC | 172685 | $3.94B | $4.19B | 5 | 2026-03-31 | → |
| 352 | TOWNSEND HOLDINGS LLC | 160006 | $3.91B | $19.64B | 110 | 2026-03-31 | → |
| 353 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | 109701 | $3.91B | $5.74B | 155 | 2026-03-31 | → |
| 354 | NEW FRONTIER ADVISORS, LLC | 147181 | $3.88B | $3.99B | 16 | 2026-03-31 | → |
| 355 | ALAMO ADVISORS, LP | 122290 | $3.87B | $3.87B | 15 | 2026-03-31 | → |
| 356 | BLACKSTONE ASSET BASED FINANCE ADVISORS LP | 120934 | $3.84B | $70.45B | 677 | 2026-03-31 | → |
| 357 | VOYA FINANCIAL ADVISORS, INC. | 2882 | $3.80B | $3.87B | 638 | 2026-05-31 | → |
| 358 | BLACKSTONE ALTERNATIVE ASSET MANAGEMENT L.P. | 107580 | $3.77B | $92.04B | 293 | 2026-06-30 | → |
| 359 | S.B. VALUE PARTNERS, L.P. | 139162 | $3.76B | $3.89B | 13 | 2026-03-31 | → |
| 360 | HAUSSMANN 1864 CAPITAL MANAGEMENT LLC | 332278 | $3.76B | $4.60B | 5 | 2026-03-31 | → |
| 361 | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | 110353 | $3.75B | $702.25B | 670 | 2026-06-30 | → |
| 362 | C-BRIDGE CAPITAL LLC | 308376 | $3.72B | $4.63B | 8 | 2026-05-31 | → |
| 363 | PROCOURSE FIDUCIARY ADVISORS, LLC | 164328 | $3.70B | $5.49B | 11 | 2026-03-31 | → |
| 364 | AFFINIUS CAPITAL MANAGEMENT LLC | 158190 | $3.68B | $10.99B | 301 | 2025-05-31 | → |
| 365 | REDBIRD CAPITAL PARTNERS MANAGEMENT LLC | 168862 | $3.68B | $14.01B | 101 | 2026-03-31 | → |
| 366 | LUMINT CORPORATION | 324443 | $3.67B | $3.67B | 14 | 2026-03-31 | → |
| 367 | TGM ASSOCIATES L.P. | 108905 | $3.66B | $3.66B | 35 | 2026-04-30 | → |
| 368 | VALOR ADVISORS LLC | 171358 | $3.65B | $4.01B | 16 | 2026-06-30 | → |
| 369 | MOZAIC, LLC | 145777 | $3.64B | $3.64B | 14 | 2026-03-31 | → |
| 370 | PINESTONE ASSET MANAGEMENT INC. | 317431 | $3.64B | $54.13B | 46 | 2026-03-31 | → |
| 371 | CREATIVE PLANNING, LLC | 105348 | $3.64B | $295.57B | 1,650 | 2026-03-31 | → |
| 372 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | $3.61B | $398.65B | 1,542 | 2026-03-31 | → |
| 373 | WESTERN ASSET MANAGEMENT COMPANY, LLC | 110441 | $3.61B | $184.99B | 137 | 2026-06-30 | → |
| 374 | BLUE OWL REAL ESTATE CAPITAL LLC | 165132 | $3.58B | $67.88B | 130 | 2026-05-31 | → |
| 375 | MSD PARTNERS, L.P. | 161664 | $3.58B | $21.30B | 498 | 2026-05-31 | → |
| 376 | FIRST HORIZON ADVISORS, INC | 17117 | $3.55B | $13.62B | 239 | 2025-07-31 | → |
| 377 | D.A. DAVIDSON & CO. | 199 | $3.54B | $41.84B | 990 | 2026-01-31 | → |
| 378 | FINACCESS ADVISORS, LLC | 150697 | $3.52B | $4.11B | 13 | 2026-03-31 | → |
| 379 | STOCKMAN WEALTH MANAGEMENT, INC. | 122166 | $3.48B | $5.24B | 30 | 2026-05-31 | → |
| 380 | SYNOVUS SECURITIES, INC. | 14023 | $3.46B | $8.45B | 280 | 2026-01-31 | → |
| 381 | BOLTON SECURITIES CORP | 129376 | $3.46B | $8.28B | 158 | 2026-03-31 | → |
| 382 | CIBC PRIVATE WEALTH ADVISORS, INC. | 109644 | $3.42B | $67.84B | 610 | 2026-06-30 | → |
| 383 | WELLSPRING FINANCIAL ADVISORS, LLC | 143112 | $3.41B | $5.06B | 31 | 2026-06-30 | → |
| 384 | BREAKWALL INVESTMENT ADVISOR LLC | 328990 | $3.40B | $3.52B | 9 | 2026-05-31 | → |
| 385 | VICTORY CAPITAL MANAGEMENT INC. | 106189 | $3.39B | $282.71B | 699 | 2026-03-31 | → |
| 386 | GUSTO INVESTMENT SERVICES, LLC | 281515 | $3.38B | $12.01B | 3 | 2026-05-31 | → |
| 387 | ASPIRIANT, LLC | 146720 | $3.38B | $18.05B | 218 | 2026-05-31 | → |
| 388 | GSV EQUITY HOLDINGS, LLC | 322865 | $3.38B | $4.57B | 44 | 2026-03-31 | → |
| 389 | JOHNSON STERLING, INC. | 106379 | $3.37B | $3.90B | 10 | 2026-03-31 | → |
| 390 | FLEXSTONE PARTNERS, LLC | 147353 | $3.35B | $5.30B | 28 | 2026-03-31 | → |
| 391 | MISSION WEALTH MANAGEMENT, LP | 113057 | $3.35B | $13.91B | 184 | 2026-04-30 | → |
| 392 | ARCHPOINT INVESTORS LLC | 151807 | $3.34B | $4.13B | 11 | 2026-03-31 | → |
| 393 | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 108559 | $3.33B | $86.27B | 690 | 2025-01-31 | → |
| 394 | STAMOS CAPITAL PARTNERS, L.P. | 134660 | $3.32B | $7.64B | 31 | 2026-03-31 | → |
| 395 | ARIS INVESTING LLC | 325320 | $3.31B | $3.31B | 32 | 2026-06-30 | → |
| 396 | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 128545 | $3.31B | $10.25B | 182 | 2026-03-31 | → |
| 397 | ADVISOR OS LLC | 287792 | $3.30B | $5.09B | 2 | 2026-03-31 | → |
| 398 | CINVEN, INC. | 323534 | $3.28B | $3.28B | 20 | 2026-03-31 | → |
| 399 | RUBINBROWN ADVISORS LLC | 116909 | $3.26B | $3.27B | 23 | 2025-11-30 | → |
| 400 | HB WEALTH MANAGEMENT, LLC | 316731 | $3.25B | $30.16B | 325 | 2026-05-31 | → |
Related Lists
Sleeve1,000 firms · 2026-06-30