Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary Accounts
SEC-registered investment advisers ranked by reported non-discretionary client accounts.
Firms
1,000
Total AUM
$28.33T
Median AUM
$1.19B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary Accounts↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 501 | CAPITOL SECURITIES MANAGEMENT, INC. | 14169 | 695 | $2.16B | 170 | 2026-03-31 | → |
| 502 | FORTIS GROUP ADVISORS LLC | 290427 | 694 | $822.4M | 29 | 2026-03-31 | → |
| 503 | FLAHARTY ASSET MANAGEMENT, LLC | 168495 | 688 | $901.6M | 10 | 2026-03-31 | → |
| 504 | CONFLUENCE WEALTH SERVICES, INC. | 311980 | 687 | $6.84B | 70 | 2026-06-30 | → |
| 505 | KUTSCHER BENNER BARSNESS & STEVENS, INC. | 107475 | 685 | $627.8M | 7 | 2026-01-31 | → |
| 506 | GENESIA INVESTMENTS LLC | 329661 | 684 | $299.1M | 1 | 2026-02-28 | → |
| 507 | LYONS CAPITAL GROUP, LLC | 335733 | 677 | $165.9M | 6 | 2026-06-30 | → |
| 508 | 25, LLC | 317916 | 675 | $545.0M | 19 | 2026-05-31 | → |
| 509 | ADVANCE CAPITAL MANAGEMENT INC | 110767 | 673 | $4.98B | 62 | 2026-03-31 | → |
| 510 | CROSS BORDER WEALTH, LLC | 288330 | 672 | $221.9M | 7 | 2026-04-30 | → |
| 511 | APPLIED FINANCE CAPITAL MANAGEMENT, LLC | 226755 | 671 | $4.44B | 3 | 2026-03-31 | → |
| 512 | CUTTER AND COMPANY BROKERAGE, INC. | 22449 | 668 | $937.0M | 48 | 2025-04-30 | → |
| 513 | KEY FINANCIAL, INC. | 116240 | 667 | $2.84B | 36 | 2026-03-31 | → |
| 514 | TWEET MANAGEMENT SERVICES, INC. | 156730 | 665 | $120.5M | 1 | 2026-04-30 | → |
| 515 | DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC | 107722 | 660 | $2.84B | 27 | 2026-02-28 | → |
| 516 | ENDOWMENT WEALTH MANAGEMENT, INC. | 108652 | 656 | $609.2M | 14 | 2026-03-31 | → |
| 517 | HUFFMAN & ROSS WEALTH MANAGEMENT LLC | 334674 | 655 | $210.0M | 2 | 2026-06-30 | → |
| 518 | RICHARDSON FINANCIAL SERVICES INC. | 130715 | 654 | $256.1M | 6 | 2026-04-30 | → |
| 519 | OAKWOOD CAPITAL, INC. | 112399 | 651 | $304.2M | 20 | 2026-05-31 | → |
| 520 | K2 FINANCIAL INC. | 300913 | 649 | $191.6M | 10 | 2026-03-31 | → |
| 521 | JASON W. QUALLS | 159192 | 649 | $112.5M | 1 | 2026-03-31 | → |
| 522 | D & P INVESTMENT ADVISORS, LTD. | 119631 | 647 | $197.8M | 1 | 2026-03-31 | → |
| 523 | TPG FINANCIAL ADVISORS, LLC | 141153 | 646 | $2.22B | 21 | 2026-03-31 | → |
| 524 | THE RETIREMENT PLANNING GROUP, LLC | 129625 | 642 | $4.16B | 78 | 2026-06-30 | → |
| 525 | J. HAGAN CAPITAL, INC. | 168467 | 638 | $341.8M | 12 | 2026-06-30 | → |
| 526 | FEDERAL PREP ADVISORS, INC. | 282663 | 637 | $80.1M | 5 | 2026-03-31 | → |
| 527 | SAYBROOK WEALTH GROUP, INC. | 317867 | 636 | $292.1M | 2 | 2026-03-31 | → |
| 528 | IRONSIDES ASSET ADVISORS, LLC | 161683 | 635 | $1.42B | 3 | 2026-02-28 | → |
| 529 | SENDERO WEALTH MANAGEMENT, LLC | 145594 | 634 | $6.51B | 41 | 2026-03-31 | → |
| 530 | WINTERS FINANCIAL GROUP, INC. | 309549 | 634 | $252.3M | 3 | 2026-03-31 | → |
| 531 | FIRST KENTUCKY SECURITIES CORPORATION | 7524 | 633 | $566.0M | 19 | 2025-12-31 | → |
| 532 | HARBOR INVESTMENT ADVISORY, LLC | 151085 | 629 | $6.87B | 35 | 2026-03-31 | → |
| 533 | PALOUSE CAPITAL MANAGEMENT, INC. | 104573 | 629 | $408.5M | 3 | 2026-04-30 | → |
| 534 | BIRKS FINANCIAL CORP. | 118623 | 628 | $290.6M | 3 | 2026-06-30 | → |
| 535 | RFM FINANCIAL SOLUTIONS, LLC | 124468 | 627 | $260.1M | 6 | 2025-12-31 | → |
| 536 | SAFS, LLC | 144405 | 627 | $182.6M | 2 | 2026-01-31 | → |
| 537 | ACUMEN FINANCIAL ADVISORS, LLC | 152748 | 624 | $465.2M | 5 | 2026-03-31 | → |
| 538 | KERBERROSE WEALTH MANAGEMENT, LLC | 168787 | 622 | $1.16B | 13 | 2026-03-31 | → |
| 539 | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC | 330050 | 619 | $1.07B | 14 | 2026-06-30 | → |
| 540 | ACCREDITED INVESTORS INC | 105439 | 616 | $4.41B | 53 | 2026-03-31 | → |
| 541 | CRYSTAL CAPITAL PARTNERS, LLC | 146010 | 615 | $1.30B | 23 | 2026-03-31 | → |
| 542 | HEMSLEY ADVISORS, LTD. | 106414 | 615 | $638.1M | 5 | 2026-04-30 | → |
| 543 | OCTAVIA WEALTH ADVISORS LLC | 306909 | 614 | $2.15B | 45 | 2026-06-30 | → |
| 544 | ANDREW GARRETT, INC. | 29931 | 610 | $521.3M | 14 | 2026-04-30 | → |
| 545 | CAPITAL CREEK PARTNERS, LLC | 301211 | 609 | $1.52B | 24 | 2026-03-31 | → |
| 546 | CLARK FINANCIAL SERVICES GROUP INC | 110650 | 608 | $498.7M | 6 | 2026-03-31 | → |
| 547 | HUB INVESTMENT PARTNERS, LLC | 307956 | 605 | $11.88B | 172 | 2026-06-30 | → |
| 548 | CARTER FINANCIAL GROUP, INC. | 301025 | 602 | $382.2M | 9 | 2026-03-31 | → |
| 549 | HENDERSHOTT WEALTH MANAGEMENT, LLC | 170839 | 602 | $305.8M | 9 | 2026-02-28 | → |
| 550 | STRATEGIC RETIREMENT ADVISORS, LLC | 142887 | 601 | $216.9M | 2 | 2026-06-30 | → |
| 551 | SMITH MOORE & CO. | 3441 | 600 | $2.37B | 65 | 2026-03-31 | → |
| 552 | HEADWAY WEALTH LTD | 342947 | 599 | $301.0M | 17 | 2026-06-30 | → |
| 553 | RITHOLTZ WEALTH MANAGEMENT | 168652 | 595 | $7.70B | 83 | 2026-05-31 | → |
| 554 | MERAMEC FINANCIAL PLANNERS, LLC | 335112 | 595 | $1.13B | 16 | 2026-02-28 | → |
| 555 | MOORS & CABOT, INC. | 594 | 594 | $3.44B | 121 | 2025-09-30 | → |
| 556 | NICHOLAS HOFFMAN & COMPANY, LLC | 144516 | 591 | $8.26B | 26 | 2026-03-31 | → |
| 557 | KINGSWOOD WEALTH ADVISORS, LLC | 288792 | 591 | $3.80B | 88 | 2026-05-31 | → |
| 558 | WICKHAM FINANCIAL GROUP, INC. | 307299 | 588 | $193.0M | 4 | 2026-03-31 | → |
| 559 | JJSA ADVISORS, LTD. | 116460 | 587 | $154.3M | 2 | 2026-03-31 | → |
| 560 | DORVAL CORPORATION | 309512 | 584 | $373.9M | 7 | 2026-02-28 | → |
| 561 | RAM INVESTMENT PARTNERS, LLC | 161077 | 579 | $1.19B | 20 | 2026-03-31 | → |
| 562 | ELPHINSTONE, INC. | 311264 | 579 | $1.4M | 5 | 2026-04-30 | → |
| 563 | WINDROSE ADVISORS LLC | 152145 | 578 | $2.67B | 23 | 2026-03-31 | → |
| 564 | ALJEN ASSET MANAGEMENT LLC | 128962 | 578 | $230.2M | 5 | 2026-04-30 | → |
| 565 | UNITED ASSET STRATEGIES INC. | 107434 | 577 | $2.09B | 33 | 2026-03-31 | → |
| 566 | MAKROD INVESTMENT ASSOCIATES INC | 110325 | 576 | $894.4M | 4 | 2026-03-31 | → |
| 567 | ENCOMPASS ADVISORY SERVICES, LLC | 283574 | 576 | $121.3M | 14 | 2026-03-31 | → |
| 568 | TECTONIC ADVISORS LLC | 139713 | 574 | $5.14B | 6 | 2026-03-31 | → |
| 569 | INTERWEALTH MANAGEMENT, LLC | 155597 | 574 | $298.0M | 5 | 2026-05-31 | → |
| 570 | SANTANDER ASSET MANAGEMENT SA SGIIC | 143883 | 571 | $159.86B | 231 | 2026-03-31 | → |
| 571 | PRIVATE WEALTH MANAGEMENT, INC. | 120823 | 571 | $832.5M | 4 | 2026-03-31 | → |
| 572 | SYON CAPITAL LLC | 322776 | 570 | $4.38B | 17 | 2026-03-31 | → |
| 573 | PENN CAPITAL MANAGEMENT COMPANY, LLC | 105081 | 567 | $1.94B | 16 | 2026-03-31 | → |
| 574 | FAITHWARD ADVISORS, LLC | 116978 | 567 | $1.05B | 47 | 2026-03-31 | → |
| 575 | SEVENONESEVEN CAPITAL MANAGEMENT, LTD | 305092 | 567 | $922.7M | 4 | 2026-03-31 | → |
| 576 | COOK FINANCIAL DESIGNS, INC. | 115241 | 567 | $172.4M | 1 | 2026-03-31 | → |
| 577 | SAAGA, LLC | 327015 | 565 | $717.5M | 6 | 2026-03-31 | → |
| 578 | CRESAP, INC. | 25899 | 564 | $339.0M | 16 | 2026-03-31 | → |
| 579 | ELM CAPITAL MANAGEMENT LLC | 294012 | 564 | $133.4M | 6 | 2026-02-28 | → |
| 580 | MSH CAPITAL ADVISORS LLC | 157835 | 563 | $1.35B | 35 | 2026-04-30 | → |
| 581 | FELTL ADVISORS, LLC | 165244 | 563 | $165.6M | 15 | 2026-03-31 | → |
| 582 | GLOBAL BROKERAGE SERVICES, INC. | 37505 | 562 | $137.3M | 5 | 2025-08-31 | → |
| 583 | ROCKEFELLER & CO. LLC | 294197 | 561 | $36.76B | 602 | 2026-03-31 | → |
| 584 | PFG INVESTMENTS, LLC | 116537 | 558 | $2.11B | 161 | 2026-02-28 | → |
| 585 | PURE FINANCIAL ADVISORS, LLC | 144316 | 555 | $11.05B | 204 | 2026-02-28 | → |
| 586 | PURTILL FINANCIAL LLC | 133764 | 555 | $207.1M | 5 | 2026-03-31 | → |
| 587 | HFG COLORADO, INC. | 113511 | 554 | $108.8M | 4 | 2026-03-31 | → |
| 588 | DEPENDABLE ALTERNATIVE INVESTMENTS, LLC | 300332 | 552 | $329.6M | 1 | 2026-01-31 | → |
| 589 | HEARTWOOD WEALTH ADVISORS, LLC | 300273 | 549 | $1.55B | 13 | 2026-04-30 | → |
| 590 | ALJZ CONSULTING, LLC | 332823 | 549 | $116.7M | 3 | 2026-05-31 | → |
| 591 | MEG GREEN & ASSOCIATES, INC. | 284866 | 544 | $1.02B | 15 | 2026-03-31 | → |
| 592 | STERLING FINANCIAL PLANNING INC | 108664 | 544 | $760.8M | 8 | 2026-03-31 | → |
| 593 | GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC | 133088 | 544 | $673.8M | 32 | 2026-03-31 | → |
| 594 | CADARET, GRANT & CO., INC. | 10641 | 542 | $7.67B | 692 | 2025-07-31 | → |
| 595 | ALPHA DNA INVESTMENT MANAGEMENT LLC | 288198 | 542 | $194.7M | 4 | 2026-03-31 | → |
| 596 | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC. | 298422 | 541 | $4.19B | 64 | 2026-06-30 | → |
| 597 | LEAFHOUSE FINANCIAL ADVISORS, LLC | 149694 | 540 | $24.09B | 30 | 2026-06-30 | → |
| 598 | WESTPARK WEALTH ADVISORS, INC. | 130914 | 538 | $254.3M | 25 | 2026-03-31 | → |
| 599 | ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC | 147982 | 538 | $116.4M | 5 | 2026-03-31 | → |
| 600 | PARTNERS CAPITAL INVESTMENT GROUP, LLP | 120663 | 537 | $50.51B | 190 | 2026-04-30 | → |
Related Lists
Sleeve1,000 firms · 2026-06-30