Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary Accounts
SEC-registered investment advisers ranked by reported non-discretionary client accounts.
Firms
1,000
Total AUM
$28.33T
Median AUM
$1.19B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary Accounts↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | NATIONS FINANCIAL GROUP, INC. | 44181 | 2,494 | $4.77B | 94 | 2026-03-31 | → |
| 202 | PROVENANCE WEALTH ADVISORS, LLC | 126529 | 2,474 | $4.44B | 52 | 2026-01-31 | → |
| 203 | CSENGE ADVISORY GROUP, LLC | 131167 | 2,473 | $3.17B | 74 | 2026-03-31 | → |
| 204 | PAUL WINKLER, INC. | 119342 | 2,459 | $1.28B | 22 | 2026-03-31 | → |
| 205 | STRATOS WEALTH PARTNERS, LTD | 153184 | 2,421 | $18.65B | 618 | 2026-06-30 | → |
| 206 | REGAL INVESTMENT ADVISORS LLC | 125004 | 2,406 | $2.88B | 131 | 2026-05-31 | → |
| 207 | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | 13162 | 2,386 | $5.63B | 43 | 2026-06-30 | → |
| 208 | NEWEDGE ADVISORS, LLC | 171351 | 2,373 | $43.21B | 1,073 | 2026-06-30 | → |
| 209 | MANNING & NAPIER ADVISORS, LLC | 105992 | 2,367 | $17.03B | 195 | 2026-06-30 | → |
| 210 | SSB WEALTH MANAGEMENT, INC. | 306510 | 2,324 | $2.73B | 20 | 2026-06-30 | → |
| 211 | BNY MELLON SECURITIES CORPORATION | 231 | 2,310 | $8.45B | 253 | 2026-06-30 | → |
| 212 | MATERETSKY FINANCIAL GROUP, INC. | 292353 | 2,309 | $720.8M | 9 | 2026-03-31 | → |
| 213 | CALTIER ADVISORS, LLC | 317263 | 2,304 | $6.9M | 3 | 2025-10-31 | → |
| 214 | HUGHES FINANCIAL SERVICES, LLC | 173195 | 2,300 | $759.8M | 12 | 2026-02-28 | → |
| 215 | MINDFUL ASSET PLANNING LLC | 113965 | 2,256 | $529.5M | 22 | 2026-04-30 | → |
| 216 | ADVYZON INVESTMENT MANAGEMENT, LLC | 318816 | 2,242 | $1.68B | 21 | 2026-04-30 | → |
| 217 | BOGART WEALTH, LLC | 283886 | 2,228 | $3.19B | 50 | 2026-03-31 | → |
| 218 | LIDO ADVISORS, LLC | 269866 | 2,226 | $42.50B | 437 | 2026-06-30 | → |
| 219 | AFFILIATED FINANCIAL ADVISORS INC | 108154 | 2,207 | $541.5M | 4 | 2026-02-28 | → |
| 220 | GALLAGHER FIDUCIARY ADVISORS, LLC | 146509 | 2,202 | $194.82B | 235 | 2026-06-30 | → |
| 221 | SPECIALIZED RETIREMENT CONSULTANTS LLC | 317027 | 2,183 | $186.6M | 1 | 2026-02-28 | → |
| 222 | NBC SECURITIES, INC. | 17870 | 2,177 | $1.78B | 68 | 2026-06-30 | → |
| 223 | GRADIENT ADVISORS, LLC | 152665 | 2,152 | $289.3M | 173 | 2026-03-31 | → |
| 224 | INTEGRITY ALLIANCE, LLC | 139627 | 2,130 | $5.41B | 400 | 2026-05-31 | → |
| 225 | BCG SECURITIES, INC. | 70 | 2,100 | $894.2M | 55 | 2026-05-31 | → |
| 226 | MATTER, LLC | 106806 | 2,092 | $3.81B | 55 | 2026-03-31 | → |
| 227 | BIP WEALTH, LLC | 143208 | 2,088 | $5.29B | 88 | 2026-06-30 | → |
| 228 | BFC PLANNING, INC. | 119682 | 2,080 | $3.84B | 200 | 2026-03-31 | → |
| 229 | JAMES HAMBRO & PARTNERS LLP | 286283 | 2,068 | $10.56B | 166 | 2025-11-30 | → |
| 230 | NEWEDGE WEALTH, LLC | 307771 | 2,066 | $19.93B | 211 | 2026-04-30 | → |
| 231 | ADVR, INC | 318823 | 2,029 | $126.8M | 12 | 2026-03-31 | → |
| 232 | M HOLDINGS SECURITIES, INC. | 43285 | 1,997 | $3.21B | 1,442 | 2026-03-31 | → |
| 233 | WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC | 139237 | 1,986 | $1.40B | 18 | 2026-06-30 | → |
| 234 | ENVOY ADVISORY INC. | 306559 | 1,983 | $615.0M | 23 | 2026-03-31 | → |
| 235 | CROSSMARK GLOBAL INVESTMENTS, INC. | 113360 | 1,959 | $8.98B | 54 | 2026-06-30 | → |
| 236 | LPL FINANCIAL LLC | 6413 | 1,945 | $819.12B | 41,879 | 2026-06-30 | → |
| 237 | INTRUA FINANCIAL LLC | 281554 | 1,921 | $1.75B | 53 | 2026-05-31 | → |
| 238 | GET MOVING INC | 329172 | 1,898 | $4.1M | 4 | 2026-06-30 | → |
| 239 | ST. JAMES INVESTMENT ADVISORS, LLC | 283880 | 1,884 | $511.5M | 7 | 2026-02-28 | → |
| 240 | TEEPLE WEALTH MANAGEMENT, LLC | 147676 | 1,884 | $287.0M | 18 | 2026-06-30 | → |
| 241 | CLEARSTEAD ADVISORS, LLC | 105674 | 1,870 | $33.88B | 280 | 2026-03-31 | → |
| 242 | TACTIVE ADVISORS, LLC | 309311 | 1,870 | $619.0M | 15 | 2026-06-30 | → |
| 243 | JOEL ISAACSON & CO., LLC | 152450 | 1,869 | $9.32B | 52 | 2026-03-31 | → |
| 244 | TULSA WEALTH ADVISORS, INC. | 337956 | 1,862 | $1.54B | 27 | 2026-03-31 | → |
| 245 | PACKERLAND BROKERAGE SERVICES, INC. | 37031 | 1,859 | $1.36B | 318 | 2026-04-30 | → |
| 246 | SIGNAL SECURITIES, INC. | 15916 | 1,827 | $679.1M | 35 | 2026-03-31 | → |
| 247 | SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC | 159255 | 1,824 | $705.7M | 10 | 2026-01-31 | → |
| 248 | PREMIER WEALTH ADVISORS, LLC | 285510 | 1,824 | $694.9M | 6 | 2026-02-28 | → |
| 249 | KOTAK ALTERNATE ASSET MANAGERS LIMITED | 317952 | 1,821 | $18.52B | 214 | 2026-06-30 | → |
| 250 | HOXTON WEALTH USA LLC | 307387 | 1,805 | $803.5M | 74 | 2026-05-31 | → |
| 251 | SEQUOIA WEALTH MANAGEMENT, LLC | 170543 | 1,804 | $599.6M | 16 | 2026-03-31 | → |
| 252 | LIGHTHOUSE FINANCIAL ADVISORS, INC. | 121496 | 1,801 | $1.11B | 9 | 2026-03-31 | → |
| 253 | ELEVATION POINT WEALTH PARTNERS, LLC | 137068 | 1,789 | $8.29B | 91 | 2026-06-30 | → |
| 254 | OLIVER CAPITAL MANAGEMENT, LLC | 127606 | 1,780 | $505.5M | 2 | 2026-03-31 | → |
| 255 | SCHAEFER FINANCIAL MANAGEMENT, INC. | 110110 | 1,776 | $1.11B | 9 | 2026-03-31 | → |
| 256 | AMERICAN FINANCIAL ADVISORS INC | 108530 | 1,765 | $1.28B | 8 | 2026-02-28 | → |
| 257 | ALLWORTH FINANCIAL, L.P. | 111167 | 1,756 | $33.55B | 493 | 2026-03-31 | → |
| 258 | CHICAGO PARTNERS INVESTMENT GROUP LLC | 147662 | 1,738 | $7.47B | 73 | 2026-03-31 | → |
| 259 | GREGORY J. SCHWARTZ & CO., INC. | 7294 | 1,719 | $10.49B | 30 | 2026-03-31 | → |
| 260 | LOCKSHIELD PARTNERS, INC. | 175433 | 1,717 | $290.6M | 8 | 2026-03-31 | → |
| 261 | ELEVATE WEALTH ADVISORY, INC. | 149713 | 1,706 | $385.5M | 13 | 2026-03-31 | → |
| 262 | MOMENTUM INDEPENDENT NETWORK INC. | 17587 | 1,702 | $1.61B | 97 | 2026-03-31 | → |
| 263 | JULEX CAPITAL MANAGEMENT, LLC | 166053 | 1,698 | $246.7M | 3 | 2026-02-28 | → |
| 264 | FREESTONE CAPITAL MANAGEMENT, LLC | 145711 | 1,697 | $14.54B | 120 | 2026-06-30 | → |
| 265 | ONEAMERICA SECURITIES, INC. | 4173 | 1,693 | $306.1M | 340 | 2026-03-31 | → |
| 266 | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC | 311623 | 1,683 | $7.13B | 47 | 2026-03-31 | → |
| 267 | BDT & ASSOCIATES, INC. | 288008 | 1,683 | $371.1M | 11 | 2026-04-30 | → |
| 268 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 114310 | 1,677 | $684.78B | 1,109 | 2026-04-30 | → |
| 269 | FINANCIAL SYMMETRY INCORPORATED | 118443 | 1,673 | $1.54B | 35 | 2026-05-31 | → |
| 270 | MUTUAL ADVISORS, LLC | 167658 | 1,659 | $8.55B | 208 | 2026-06-30 | → |
| 271 | LAW & ASSOCIATES INC | 105350 | 1,658 | $326.6M | 6 | 2026-04-30 | → |
| 272 | LION STREET ADVISORS, LLC | 167610 | 1,654 | $3.18B | 152 | 2025-04-30 | → |
| 273 | FIRST TRUST ADVISORS LP | 107027 | 1,634 | $309.24B | 542 | 2026-04-30 | → |
| 274 | CLARFELD FINANCIAL ADVISORS, LLC | 106743 | 1,632 | $15.54B | 204 | 2026-04-30 | → |
| 275 | PFG ADVISORS, LLC | 173344 | 1,630 | $3.26B | 112 | 2026-03-31 | → |
| 276 | BLACKROCK INVESTMENT MANAGEMENT, LLC | 108928 | 1,609 | $676.69B | 1,589 | 2026-06-30 | → |
| 277 | ZOE FINANCIAL, INC. | 285158 | 1,606 | $283.5M | 45 | 2026-06-30 | → |
| 278 | WAVERLY ADVISORS, LLC | 115332 | 1,603 | $29.78B | 414 | 2026-06-30 | → |
| 279 | TRUST ADVISORS, INC. | 157508 | 1,590 | $6.97B | 76 | 2026-03-31 | → |
| 280 | ABG CONSULTANTS, LLC | 131129 | 1,546 | $697.4M | 4 | 2026-04-30 | → |
| 281 | ELE ADVISORY SERVICES, INC | 148228 | 1,544 | $136.5M | 13 | 2026-03-31 | → |
| 282 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 134600 | 1,543 | $24.65B | 289 | 2026-06-30 | → |
| 283 | GRYPHON WEALTH, LLC | 339969 | 1,530 | $3.24B | 22 | 2026-05-31 | → |
| 284 | VONTOBEL SWISS FINANCIAL ADVISERS AG | 130668 | 1,529 | $11.94B | 105 | 2026-03-31 | → |
| 285 | ISC ADVISORS, INC. | 166586 | 1,528 | $1.62B | 30 | 2026-03-31 | → |
| 286 | TLG ADVISORS, INC. | 111052 | 1,525 | $2.30B | 290 | 2026-03-31 | → |
| 287 | COMPREHENSIVE WEALTH MANAGEMENT, LLC | 116958 | 1,521 | $338.4M | 11 | 2026-03-31 | → |
| 288 | FOSTER VICTOR WEALTH ADVISORS, LLC | 283656 | 1,511 | $2.64B | 42 | 2026-03-31 | → |
| 289 | ACA/PRUDENT INVESTORS PLANNING CORPORATION | 47798 | 1,509 | $351.4M | 2 | 2026-03-31 | → |
| 290 | BRIGHTON SECURITIES CORP. | 3875 | 1,508 | $931.0M | 26 | 2026-04-30 | → |
| 291 | STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C. | 128199 | 1,500 | $1.66B | 14 | 2026-03-31 | → |
| 292 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 13609 | 1,498 | $906.4M | 100 | 2026-03-31 | → |
| 293 | APTUS CAPITAL ADVISORS, LLC | 167626 | 1,495 | $14.14B | 40 | 2026-03-31 | → |
| 294 | 360 ONE PORTFOLIO MANAGERS LIMITED | 307146 | 1,481 | $3.65B | 72 | 2026-06-30 | → |
| 295 | ALLIANCE ADVISORY & SECURITIES, LLC | 18835 | 1,478 | $687.4M | 21 | 2026-04-30 | → |
| 296 | LAKERIDGE WEALTH MANAGEMENT LLC | 314071 | 1,462 | $805.4M | 22 | 2026-06-30 | → |
| 297 | HILLTOP SECURITIES INC. | 6220 | 1,460 | $2.51B | 92 | 2026-03-31 | → |
| 298 | IP FINANCIAL ADVISORY SERVICES LLC | 305772 | 1,460 | $481.4M | 112 | 2026-06-30 | → |
| 299 | WESTMARK WEALTH MANAGEMENT, LLC | 334109 | 1,459 | $195.4M | 4 | 2026-03-31 | → |
| 300 | VALIDUS GROWTH INVESTORS, LLC | 166575 | 1,457 | $352.9M | 4 | 2026-06-30 | → |
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