Research Report · 2026-06-30
Top Registered Investment Advisers by Corporate Clients
SEC-registered investment advisers ranked by reported corporation and business clients.
Firms
1,000
Total AUM
$68.10T
Median AUM
$4.30B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Corporate Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | 151298 | 87 | $4.07B | 85 | 2025-09-30 | → |
| 402 | KEATING FINANCIAL ADVISORY SERVICES, INC. | 142772 | 87 | $1.45B | 65 | 2026-03-31 | → |
| 403 | THE RETIREMENT PLANNING GROUP, LLC | 129625 | 86 | $4.16B | 78 | 2026-06-30 | → |
| 404 | ETHOS FINANCIAL GROUP, LLC | 321748 | 86 | $2.14B | 38 | 2026-03-31 | → |
| 405 | ATLANTIS WEALTH ADVISORS LLC | 169956 | 86 | $150.2M | 4 | 2026-03-31 | → |
| 406 | PAYDEN & RYGEL | 107160 | 85 | $158.23B | 194 | 2026-03-31 | → |
| 407 | HBW ADVISORY SERVICES LLC | 143665 | 85 | $1.75B | 72 | 2026-03-31 | → |
| 408 | WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P. | 146990 | 84 | $24.40B | 61 | 2026-03-31 | → |
| 409 | MODERA WEALTH MANAGEMENT, LLC | 155649 | 84 | $17.68B | 238 | 2026-06-30 | → |
| 410 | WILLIAMS JONES WEALTH MANAGEMENT, LLC | 301925 | 84 | $12.47B | 52 | 2026-04-30 | → |
| 411 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 283824 | 84 | $9.57B | 174 | 2026-05-31 | → |
| 412 | MERGANSER CAPITAL MANAGEMENT, LLC | 169258 | 83 | $17.66B | 32 | 2026-03-31 | → |
| 413 | GREGORY J. SCHWARTZ & CO., INC. | 7294 | 83 | $10.49B | 30 | 2026-03-31 | → |
| 414 | REHMANN CAPITAL ADVISORY GROUP, LLC | 123047 | 83 | $5.27B | 39 | 2026-03-31 | → |
| 415 | BCP ADVISORS LLC | 157973 | 83 | $475.3M | 5 | 2026-03-31 | → |
| 416 | BEUTEL, GOODMAN & COMPANY LTD. | 135829 | 82 | $36.11B | 128 | 2026-03-31 | → |
| 417 | RIVERBRIDGE PARTNERS LLC | 108074 | 82 | $5.03B | 46 | 2026-03-31 | → |
| 418 | ABNER HERRMAN & BROCK, LLC | 8517 | 82 | $2.74B | 13 | 2026-06-30 | → |
| 419 | FIRST CITIZENS INVESTOR SERVICES, INC. | 44430 | 82 | $2.63B | 352 | 2026-05-31 | → |
| 420 | RBC SECURITIES, INC. | 103705 | 82 | $1.52B | 186 | 2026-05-31 | → |
| 421 | THE AMERIFLEX GROUP, INC. | 305585 | 81 | $9.66B | 201 | 2026-03-31 | → |
| 422 | MILLER HOWARD INVESTMENTS INC | 105800 | 81 | $3.81B | 34 | 2026-03-31 | → |
| 423 | WINDSOR ADVISORY GROUP, LLC | 122266 | 80 | $2.92B | 22 | 2026-03-31 | → |
| 424 | ORIENTAL FINANCIAL SERVICES LLC | 29753 | 80 | $419.6M | 28 | 2026-03-31 | → |
| 425 | ZACKS INVESTMENT MANAGEMENT, INC. | 110897 | 79 | $14.59B | 132 | 2026-05-31 | → |
| 426 | WESTERN INTERNATIONAL SECURITIES, INC. | 39262 | 79 | $3.51B | 407 | 2025-06-30 | → |
| 427 | MONEX ASSET MANAGEMENT, INC. | 148123 | 79 | $650.9M | 20 | 2026-05-31 | → |
| 428 | MUTUAL ADVISORS, LLC | 167658 | 78 | $8.55B | 208 | 2026-06-30 | → |
| 429 | BFC PLANNING, INC. | 119682 | 78 | $3.84B | 200 | 2026-03-31 | → |
| 430 | GFG CAPITAL, LLC | 128059 | 78 | $1.01B | 16 | 2026-03-31 | → |
| 431 | CAPITAL MARKETS IQ, LLC | 134921 | 78 | $571.4M | 23 | 2026-04-30 | → |
| 432 | F.N.B. INVESTMENT ADVISORS INC | 109515 | 77 | $6.70B | 44 | 2025-03-31 | → |
| 433 | EMPOWER ADVISORY GROUP, LLC | 112058 | 76 | $195.43B | 8,051 | 2026-06-30 | → |
| 434 | FORUM FINANCIAL MANAGEMENT, LP | 145706 | 76 | $8.69B | 143 | 2026-06-30 | → |
| 435 | SYMMETRY PARTNERS, LLC. | 120982 | 76 | $4.73B | 52 | 2026-02-28 | → |
| 436 | KARPUS MANAGEMENT INC | 110275 | 76 | $4.01B | 38 | 2026-05-31 | → |
| 437 | VISIONARY WEALTH ADVISORS, LLC | 169610 | 76 | $3.54B | 74 | 2026-03-31 | → |
| 438 | VALLEY WEALTH MANAGERS, INC. | 108879 | 76 | $2.69B | 54 | 2026-03-31 | → |
| 439 | OCTAGON FINANCIAL SERVICES INC | 107335 | 76 | $1.36B | 24 | 2025-03-31 | → |
| 440 | VENTURE VISIONARY PARTNERS LLC | 304237 | 75 | $5.24B | 46 | 2026-03-31 | → |
| 441 | STANLEY-LAMAN GROUP LTD. | 112112 | 75 | $1.02B | 24 | 2026-04-30 | → |
| 442 | X-SQUARE CAPITAL, LLC | 167237 | 75 | $790.9M | 7 | 2026-04-30 | → |
| 443 | TAGLICH BROTHERS, INC. | 29102 | 75 | $37.7M | 5 | 2026-03-31 | → |
| 444 | WESTERN WEALTH MANAGEMENT LLC | 283545 | 74 | $5.36B | 98 | 2026-06-30 | → |
| 445 | NPA ASSET MANAGEMENT, LLC | 131534 | 74 | $1.06B | 68 | 2026-03-31 | → |
| 446 | BRAINVEST WEALTH MANAGEMENT LLC | 289743 | 74 | $690.9M | 8 | 2026-04-30 | → |
| 447 | WEALTHSPIRE ADVISORS LLC | 106181 | 73 | $34.32B | 397 | 2026-04-30 | → |
| 448 | CORNERSTONE WEALTH MANAGEMENT, LLC | 164666 | 73 | $4.93B | 103 | 2026-05-31 | → |
| 449 | GOOD LIFE ADVISORS, LLC | 171898 | 73 | $4.35B | 135 | 2026-03-31 | → |
| 450 | AMERAUDI ASSET MANAGEMENT, INC. | 119854 | 73 | $2.10B | 15 | 2026-03-31 | → |
| 451 | U.S. BANCORP ADVISORS, LLC | 14455 | 73 | $1.80B | 379 | 2026-03-31 | → |
| 452 | KAISER PARTNER FINANCIAL ADVISORS LTD. | 149431 | 73 | $1.76B | 6 | 2026-04-30 | → |
| 453 | LIFEWEALTH INVESTMENTS, LLC | 332978 | 73 | $490.6M | 22 | 2026-03-31 | → |
| 454 | LEAVELL INVESTMENT MANAGEMENT, INC. | 107890 | 72 | $3.40B | 36 | 2026-05-31 | → |
| 455 | MSH CAPITAL ADVISORS LLC | 157835 | 72 | $1.35B | 35 | 2026-04-30 | → |
| 456 | TCW INVESTMENT MANAGEMENT COMPANY LLC | 106546 | 71 | $38.82B | 405 | 2026-05-31 | → |
| 457 | EARNED WEALTH ADVISORS, LLC | 108052 | 71 | $3.11B | 35 | 2026-03-31 | → |
| 458 | ASCENTIS INDEPENDENT ADVISORS, LLC | 322879 | 71 | $2.09B | 43 | 2026-06-30 | → |
| 459 | THE O'DELL GROUP, LLC | 119850 | 71 | $803.3M | 15 | 2025-03-31 | → |
| 460 | DAGCO, INC. | 106950 | 71 | $628.7M | 8 | 2026-02-28 | → |
| 461 | CALAMOS ADVISORS LLC | 105758 | 70 | $43.89B | 300 | 2026-04-30 | → |
| 462 | SHAPIRO CAPITAL MANAGEMENT LLC | 105581 | 70 | $1.97B | 10 | 2026-05-31 | → |
| 463 | PIONEER FAMILY OFFICE, LLC | 142856 | 70 | $956.8M | 5 | 2026-04-30 | → |
| 464 | MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED | 277065 | 69 | $187.35B | 227 | 2026-06-30 | → |
| 465 | EURO PACIFIC ASSET MANAGEMENT, LLC | 152922 | 69 | $2.18B | 14 | 2026-04-30 | → |
| 466 | GAMCO ASSET MANAGEMENT INC. | 104950 | 68 | $11.69B | 120 | 2026-03-31 | → |
| 467 | SHEPHERD KAPLAN KROCHUK, LLC | 127304 | 68 | $10.88B | 34 | 2026-03-31 | → |
| 468 | CROSSMARK GLOBAL INVESTMENTS, INC. | 113360 | 68 | $8.98B | 54 | 2026-06-30 | → |
| 469 | ANDINA CAPITAL MANAGEMENT, LLC | 151762 | 68 | $1.26B | 31 | 2026-03-31 | → |
| 470 | CAPFINANCIAL PARTNERS, LLC | 175112 | 67 | $1.24T | 1,841 | 2026-05-31 | → |
| 471 | SEGALL BRYANT & HAMILL, LLC | 106505 | 67 | $22.64B | 161 | 2026-06-30 | → |
| 472 | TRANSAMERICA FINANCIAL ADVISORS, LLC | 16164 | 67 | $2.11B | 991 | 2026-03-31 | → |
| 473 | MONETA GROUP INVESTMENT ADVISORS, LLC | 104727 | 66 | $50.54B | 585 | 2026-03-31 | → |
| 474 | BARTLETT & CO. WEALTH MANAGEMENT LLC | 292246 | 66 | $10.25B | 84 | 2026-03-31 | → |
| 475 | MOSS ADAMS WEALTH ADVISORS LLC | 108917 | 66 | $5.77B | 59 | 2026-05-31 | → |
| 476 | WEDBUSH SECURITIES INC. | 877 | 66 | $5.68B | 897 | 2026-04-30 | → |
| 477 | STOCKMAN WEALTH MANAGEMENT, INC. | 122166 | 66 | $5.24B | 30 | 2026-05-31 | → |
| 478 | WALLACE CAPITAL MANAGEMENT, INC. | 119174 | 65 | $1.49B | 7 | 2026-03-31 | → |
| 479 | BCM ADVISORS, LLC | 107946 | 65 | $775.7M | 9 | 2026-02-28 | → |
| 480 | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | 110353 | 64 | $702.25B | 670 | 2026-06-30 | → |
| 481 | CREATIVEONE SECURITIES, LLC | 152974 | 64 | $2.54B | 196 | 2026-05-31 | → |
| 482 | ALTA CAPITAL MANAGEMENT LLC | 106786 | 64 | $1.60B | 19 | 2026-06-30 | → |
| 483 | VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | 106975 | 63 | $12.24B | 53 | 2026-03-31 | → |
| 484 | RTD FINANCIAL ADVISORS INC | 110744 | 63 | $2.72B | 39 | 2026-02-28 | → |
| 485 | GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | 170990 | 63 | $2.39B | 35 | 2026-03-31 | → |
| 486 | WESTEND ADVISORS, LLC | 133279 | 63 | $1.87B | 29 | 2026-01-31 | → |
| 487 | OASIS ADVISORS, LLC | 335555 | 63 | $277.7M | 27 | 2026-06-30 | → |
| 488 | INVESCO ADVISERS, INC. | 105360 | 62 | $749.52B | 2,804 | 2026-06-30 | → |
| 489 | D.F. DENT AND COMPANY, INC. | 105179 | 62 | $7.88B | 31 | 2026-06-30 | → |
| 490 | J. SAFRA ASSET MANAGEMENT CORPORATION | 131243 | 62 | $6.26B | 22 | 2026-03-31 | → |
| 491 | STONECREST ADVISORS, INC. | 142095 | 62 | $398.8M | 25 | 2026-04-30 | → |
| 492 | VERDENCE CAPITAL ADVISORS, LLC | 288512 | 61 | $4.63B | 52 | 2026-05-31 | → |
| 493 | SVB WEALTH LLC | 172832 | 61 | $3.10B | 73 | 2026-03-31 | → |
| 494 | ALLSTATE INVESTMENT MANAGEMENT COMPANY | 107775 | 60 | $26.46B | 149 | 2026-03-31 | → |
| 495 | FOSTER GROUP, INC. | 107148 | 60 | $4.78B | 93 | 2026-03-31 | → |
| 496 | TRB WEALTH MANAGEMENT, LLC | 309370 | 60 | $3.74B | 15 | 2026-03-31 | → |
| 497 | CHILTON CAPITAL MANAGEMENT LLC | 104592 | 60 | $2.67B | 32 | 2026-03-31 | → |
| 498 | GINSLER WEALTH MANAGEMENT INC. | 337557 | 60 | $215.5M | 5 | 2025-11-30 | → |
| 499 | ASSET MANAGEMENT ONE CO., LTD. | 110843 | 59 | $470.54B | 950 | 2026-06-30 | → |
| 500 | THRIVENT ADVISOR NETWORK, LLC | 304569 | 59 | $6.84B | 119 | 2026-06-30 | → |
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