Research Report · 2026-06-30
Registered Investment Advisers Reporting Referral Compensation
SEC-registered investment advisers that report referral compensation arrangements, ranked by AUM.
Firms
782
Total AUM
$44.22T
Median AUM
$1.39B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | QCA CAPITAL MANAGEMENT INC | 112104 | $252.2M | $252.2M | 8 | 2026-04-30 | → |
| 602 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC | 168956 | $252.1M | $252.1M | 14 | 2026-06-30 | → |
| 603 | TETON ADVISORS, LLC | 105963 | $250.9M | $250.9M | 5 | 2026-03-31 | → |
| 604 | EMERGENT WEALTH ADVISORS, LLC | 174845 | $249.1M | $249.1M | 3 | 2026-01-31 | → |
| 605 | AEGIS WEALTH GROUP, LLC | 222515 | $247.7M | $247.7M | 20 | 2026-03-31 | → |
| 606 | ANCHOR BAY CAPITAL, INC. | 116913 | $247.1M | $247.1M | 6 | 2026-03-31 | → |
| 607 | CAYMUS EQUITY PARTNERS, LLC | 322999 | $241.6M | $241.6M | 11 | 2026-03-31 | → |
| 608 | PSC CAPITAL PARTNERS LLC | 165620 | $240.8M | $240.8M | 19 | 2026-03-31 | → |
| 609 | E6 PORTFOLIOS | 326617 | $239.4M | $239.4M | 9 | 2026-03-31 | → |
| 610 | CPR INVESTMENTS INC | 139067 | $238.8M | $238.8M | 24 | 2026-04-30 | → |
| 611 | 3J CAPITAL PARTNERS LTD | 292257 | $238.0M | $238.0M | 5 | 2026-03-31 | → |
| 612 | COHEN & COMPANY FINANCIAL MANAGEMENT, LLC | 133171 | $237.4M | $237.4M | 29 | 2026-03-31 | → |
| 613 | WHARTON MIDMARKET INVESTMENT ADVISORS INC. | 301186 | $231.1M | $231.1M | 2 | 2026-04-30 | → |
| 614 | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | 26455 | $228.7M | $228.7M | 20 | 2026-03-31 | → |
| 615 | SECFI ADVISORY LIMITED | 306961 | $225.9M | $225.9M | 15 | 2026-06-30 | → |
| 616 | NATURAL CAPITAL MANAGEMENT, LLC | 306002 | $225.7M | $225.7M | 11 | 2026-06-30 | → |
| 617 | WL ROSS & CO. LLC | 141854 | $224.6M | $224.6M | 9 | 2026-03-31 | → |
| 618 | MBX INVESTORS LLC | 339299 | $224.6M | $224.6M | 3 | 2026-05-31 | → |
| 619 | LIONSTONE PARTNERS, LLC | 160214 | $224.4M | $224.4M | 3 | 2026-03-31 | → |
| 620 | SORRENTO PACIFIC FINANCIAL, LLC | 127787 | $222.3M | $222.3M | 248 | 2025-08-31 | → |
| 621 | SAN BLAS ADVISORY, INC. | 296929 | $218.9M | $218.9M | 13 | 2026-05-31 | → |
| 622 | VAUGHAN AND COMPANY SECURITIES, INC. | 18826 | $218.9M | $218.9M | 6 | 2026-05-31 | → |
| 623 | PIPER HEARTLAND HEALTHCARE CAPITAL, LLC | 310044 | $218.3M | $218.3M | 16 | 2026-03-31 | → |
| 624 | KINETIC WEALTH INVESTMENT ADVISORS, LLC | 311536 | $214.5M | $214.5M | 3 | 2026-05-31 | → |
| 625 | MIAI, INC. | 111695 | $213.3M | $213.3M | 4 | 2026-01-31 | → |
| 626 | THOMPSON DAVIS & CO., INC. | 41353 | $211.3M | $211.3M | 9 | 2026-03-31 | → |
| 627 | ADVISORY INVESTOR SERVICES LLC | 173134 | $209.9M | $209.9M | 12 | 2026-03-31 | → |
| 628 | UCAP ASSET MANAGEMENT LLC | 170846 | $208.2M | $208.2M | 14 | 2026-03-31 | → |
| 629 | BURNHAM STERLING ASSET MANAGEMENT LLC | 283907 | $206.8M | $206.8M | 6 | 2026-03-31 | → |
| 630 | DV CAPITAL ADVISORS, LLC | 330325 | $203.4M | $203.4M | 11 | 2026-03-31 | → |
| 631 | MCDERMOTT INVESTMENT ADVISORS, LLC | 132221 | $203.3M | $203.3M | 10 | 2026-03-31 | → |
| 632 | BRASIL PLURAL INVESTMENT ADVISOR LLC | 288563 | $201.6M | $201.6M | 14 | 2026-05-31 | → |
| 633 | NESTLERODE & LOY, INC. | 2907 | $199.1M | $199.1M | 4 | 2025-12-31 | → |
| 634 | LIEBLONG & ASSOCIATES, INC. | 42578 | $197.9M | $197.9M | 4 | 2025-12-31 | → |
| 635 | GLADOWSKY CAPITAL MANAGEMENT CORP | 45287 | $197.8M | $197.8M | 4 | 2026-02-28 | → |
| 636 | BELLINGRATH WEALTH MANAGEMENT, L.L.C. | 336024 | $196.1M | $196.1M | 6 | 2026-05-31 | → |
| 637 | COVESTOR LTD | 145694 | $195.8M | $195.8M | 17 | 2026-03-31 | → |
| 638 | ATCAP PARTNERS, LLC | 158214 | $195.5M | $195.5M | 26 | 2026-04-30 | → |
| 639 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC | 298155 | $195.2M | $195.2M | 14 | 2026-06-30 | → |
| 640 | AMUNI FINANCIAL, INC. | 8365 | $194.6M | $194.6M | 21 | 2026-03-31 | → |
| 641 | ACCORD EQUITY ADVISORS LLC | 166977 | $194.3M | $194.3M | 7 | 2026-06-30 | → |
| 642 | CIG ASSET MANAGEMENT, INC. | 123609 | $192.5M | $192.5M | 8 | 2026-03-31 | → |
| 643 | INCOMPASS FINANCIAL PARTNERS, LLC | 318227 | $192.0M | $192.0M | 6 | 2026-02-28 | → |
| 644 | FIRST AMERICAN ASSET ADVISORY, LLC. | 282254 | $191.8M | $191.8M | 8 | 2026-03-31 | → |
| 645 | PHORCYS CAPITAL PARTNERS, LLC | 285635 | $191.5M | $191.5M | 7 | 2026-04-30 | → |
| 646 | SIGNET PRIVATE WEALTH, LLC | 290029 | $189.7M | $189.7M | 4 | 2026-06-30 | → |
| 647 | HARBOR ASSET PLANNING, INC. | 144944 | $187.3M | $187.3M | 3 | 2026-01-31 | → |
| 648 | MERITED WEALTH, LLC | 299549 | $186.1M | $186.1M | 8 | 2026-06-30 | → |
| 649 | ANGELES FAMILY OFFICE, LLC | 338266 | $182.0M | $182.0M | 5 | 2026-06-30 | → |
| 650 | CREWS & ASSOCIATES, INC. | 8052 | $181.1M | $181.1M | 145 | 2026-03-31 | → |
| 651 | CARRY ADVISORS LLC | 323620 | $180.9M | $180.9M | 2 | 2026-06-30 | → |
| 652 | ALLEGIANCE FINANCIAL GROUP, INC. | 113826 | $180.6M | $180.6M | 10 | 2026-03-31 | → |
| 653 | TILDEN LOUCKS & WOODNORTH LLC | 106713 | $173.3M | $173.3M | 4 | 2026-03-31 | → |
| 654 | DRAGON CAPITAL MANAGEMENT (HK) LIMITED | 287890 | $168.3M | $168.3M | 4 | 2026-06-30 | → |
| 655 | REDSWAN PC, INC | 307278 | $165.3M | $165.3M | 8 | 2026-03-31 | → |
| 656 | CONFIDENTIAL MANAGEMENT ADVISORS, INC. | 125936 | $161.9M | $161.9M | 1 | 2026-03-31 | → |
| 657 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC | 155392 | $161.7M | $161.7M | 14 | 2026-03-31 | → |
| 658 | FENIX ASSET MANAGEMENT, LLC | 291069 | $160.4M | $160.4M | 5 | 2026-02-28 | → |
| 659 | STEVEN FELDSTEIN & ASSOCIATES | 109022 | $160.0M | $160.0M | 4 | 2026-02-28 | → |
| 660 | SYCAMORE INVESTMENT CONSULTING SERVICES, LLC | 125081 | $159.6M | $159.6M | 2 | 2025-12-31 | → |
| 661 | DIVERSIFIED PARTNERS INC | 109570 | $155.1M | $155.1M | 3 | 2026-03-31 | → |
| 662 | TECTONIC CAPITAL ADVISORS, LLC | 339604 | $154.4M | $154.4M | 3 | 2026-03-31 | → |
| 663 | BALANZ ADVISORS LLC | 322263 | $152.6M | $152.6M | 11 | 2026-04-30 | → |
| 664 | THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC | 293532 | $151.0M | $151.0M | 5 | 2026-02-28 | → |
| 665 | AXOS INVEST, INC | 150953 | $150.8M | $150.8M | 13 | 2026-03-31 | → |
| 666 | UNION CAPITAL COMPANY | 110301 | $150.0M | $150.0M | 13 | 2026-03-31 | → |
| 667 | CHAMONIX PARTNERS CAPITAL MANAGEMENT LLC | 318867 | $149.2M | $149.2M | 3 | 2026-03-31 | → |
| 668 | PEAK AMERICAN INVESTMENT ADVISORS, INC. | 145056 | $149.0M | $149.0M | 10 | 2026-06-30 | → |
| 669 | SANDENA, INC. | 322947 | $148.8M | $148.8M | 7 | 2026-03-31 | → |
| 670 | STAVIS WEALTH TRANSFER SOLUTIONS, LLC | 328185 | $148.1M | $148.1M | 6 | 2026-03-31 | → |
| 671 | FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLC | 314171 | $147.7M | $147.7M | 7 | 2026-05-31 | → |
| 672 | CHELSEA ADVISORY SERVICES, INC | 150791 | $147.4M | $147.4M | 30 | 2026-03-31 | → |
| 673 | HOBBS WEALTH MANAGEMENT, LLC | 325374 | $146.7M | $146.7M | 6 | 2026-03-31 | → |
| 674 | MOELIS CAPITAL PARTNERS LLC | 154219 | $146.5M | $146.5M | 1 | 2026-06-30 | → |
| 675 | A.G.P. ASSET MANAGEMENT LLC | 339720 | $144.5M | $144.5M | 2 | 2026-02-28 | → |
| 676 | ASSET MANAGEMENT CONSULTING SERVICES, INC. | 128793 | $144.2M | $144.2M | 2 | 2026-03-31 | → |
| 677 | JAMES I. BLACK & COMPANY | 1249 | $144.1M | $144.1M | 10 | 2026-02-28 | → |
| 678 | BGV FINANCIAL ADVISORS USA, LLC | 324511 | $143.8M | $143.8M | 2 | 2026-03-31 | → |
| 679 | SYNDICATED CAPITAL, INC. | 29037 | $142.0M | $142.0M | 12 | 2026-03-31 | → |
| 680 | VERITAS INDEPENDENT PARTNERS, LLC | 169291 | $142.0M | $142.0M | 9 | 2026-03-31 | → |
| 681 | STOCK MANAGEMENT LLC | 113902 | $141.8M | $141.8M | 2 | 2026-03-31 | → |
| 682 | WILMINGTON TRUST INVESTMENT MANAGEMENT LLC | 19396 | $140.8M | $140.8M | 36 | 2026-05-31 | → |
| 683 | JAMES SCOTT S CO | 105861 | $139.4M | $139.4M | 3 | 2026-03-31 | → |
| 684 | LEGACY FINANCIAL ADVISORS II, LLC | 309156 | $139.2M | $139.2M | 3 | 2026-02-28 | → |
| 685 | CENTERSTAR ASSET MANAGEMENT, LLC | 289928 | $138.6M | $138.6M | 8 | 2026-03-31 | → |
| 686 | FSAM LLC | 287851 | $138.4M | $138.4M | 14 | 2026-03-31 | → |
| 687 | VISION INVESTMENT ADVISORS, LLC | 109621 | $137.4M | $137.4M | 9 | 2026-05-31 | → |
| 688 | GLOBAL BROKERAGE SERVICES, INC. | 37505 | $137.3M | $137.3M | 5 | 2025-08-31 | → |
| 689 | J K R & COMPANY, INC. | 8040 | $136.3M | $136.3M | 5 | 2026-05-31 | → |
| 690 | ST. BERNARD FINANCIAL SERVICES, INC. | 36956 | $136.2M | $136.2M | 117 | 2026-05-31 | → |
| 691 | CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | 123483 | $135.2M | $135.2M | 20 | 2026-03-31 | → |
| 692 | EPIC ADVISORY SERVICES CORP | 176526 | $134.3M | $134.3M | 23 | 2026-05-31 | → |
| 693 | CIM CAPITAL SA MANAGEMENT, LLC | 306166 | $134.2M | $134.2M | 160 | 2026-03-31 | → |
| 694 | 1ST DISCOUNT BROKERAGE, INC. | 39164 | $131.4M | $131.4M | 8 | 2026-03-31 | → |
| 695 | LINCOLN DOUGLAS INVESTMENTS, LLC | 155578 | $130.5M | $130.5M | 27 | 2026-03-31 | → |
| 696 | GLOBAL VENTURE MANAGEMENT LLC | 324517 | $130.0M | $130.0M | 1 | 2026-06-30 | → |
| 697 | MARIVA GLOBAL ASSET MANAGEMENT, LLC | 285674 | $129.0M | $129.0M | 5 | 2026-04-30 | → |
| 698 | BHK SECURITIES, LLC | 139665 | $128.4M | $128.4M | 8 | 2026-03-31 | → |
| 699 | COKER & PALMER, INC. | 29163 | $126.3M | $126.3M | 8 | 2026-03-31 | → |
| 700 | LIONTREE PARTNERS LLC | 289817 | $125.5M | $125.5M | 30 | 2026-05-31 | → |
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