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Research Report · 2026-06-30

Registered Investment Advisers Reporting Financial Planning Services

SEC-registered investment advisers that report providing financial planning services, ranked by AUM.

Firms
1,000
Total AUM
$26.43T
Median AUM
$4.30B
Latest Filing
2026-06-30
← PreviousPage 8 of 10 · 1,000 firmsNext →
Rank↕Firm NameCRD↕AUM↕AUM↕Employees↕Latest Filing
701HOLLENCREST CAPITAL MANAGEMENT, LLC46217$2.87B$2.87B192026-06-30→
702WATERS, PARKERSON & CO., LLC3711$2.86B$2.86B122026-05-31→
703VERIS WEALTH PARTNERS, LLC143588$2.86B$2.86B312026-03-31→
704PORT CAPITAL LLC206517$2.85B$2.85B132026-02-28→
705COOPER FINANCIAL GROUP111458$2.85B$2.85B532026-06-30→
706LEGACY KNIGHT MFO, LLC305927$2.85B$2.85B212026-05-31→
707INVESTMENT CONSULTING GROUP INC106967$2.84B$2.84B62026-03-31→
708KEY FINANCIAL, INC.116240$2.84B$2.84B362026-03-31→
709WEST FINANCIAL SERVICES, INC.137497$2.84B$2.84B392026-06-30→
710BRICK CAPITAL MANAGEMENT INC107600$2.84B$2.84B12026-03-31→
711MANCHESTER CAPITAL MANAGEMENT LLC110003$2.83B$2.83B382026-03-31→
712FRAGASSO FINANCIAL ADVISORS INC.123255$2.83B$2.83B352026-02-28→
713TREK FINANCIAL, LLC109376$2.82B$2.82B552026-05-31→
714KAUFMAN HALL INVESTMENT MANAGEMENT, LLC328876$2.82B$2.82B92026-03-31→
715CORDOBA ADVISORY PARTNERS LLC310199$2.81B$2.81B112026-03-31→
716ANGELES WEALTH MANAGEMENT, LLC159952$2.81B$2.81B172026-03-31→
717L 1 GLOBAL WEALTH LLC337213$2.81B$2.81B42026-03-31→
718BOWIE CAPITAL MANAGEMENT, LLC171023$2.81B$2.81B102026-04-30→
719STRATEGIC FINANCIAL SERVICES, INC.109677$2.81B$2.81B392026-03-31→
720FIRST ENDOWMENT DEVELOPMENT CORP105335$2.80B$2.80B162026-05-31→
721ROTHSCHILD INVESTMENT LLC728$2.79B$2.79B392026-03-31→
722DIVERSIFIED ENTERPRISES, LLC331709$2.79B$2.79B532026-06-30→
723JB CAPITAL LLC171168$2.78B$2.78B642026-02-28→
724LRI INVESTMENTS, LLC323556$2.78B$2.78B352026-02-28→
725OHANA ADVISORS MANAGEMENT, LLC158515$2.78B$2.78B132026-05-31→
726EQUITY SERVICES, INC.265$2.78B$2.78B5002026-03-31→
727EXPAND FINANCIAL, LLC152515$2.77B$2.77B62026-03-31→
728BARWICK & PARTNERS, INC.174336$2.77B$2.77B22026-02-28→
729A16Z PERENNIAL MANAGEMENT, L.P.324429$2.75B$2.75B262026-05-31→
730ARETE WEALTH ADVISORS, LLC145488$2.75B$2.75B1352026-06-30→
731GUARDIAN WEALTH ADVISORS, LLC305412$2.74B$2.74B502026-03-31→
732DEARBORN PARTNERS L.L.C.108147$2.74B$2.74B242026-03-31→
733BISON WEALTH, LLC299805$2.74B$2.74B782026-06-30→
734CFS INVESTMENT ADVISORY SERVICES LLC106577$2.73B$2.73B132026-03-31→
735SSB WEALTH MANAGEMENT, INC.306510$2.73B$2.73B202026-06-30→
736RTD FINANCIAL ADVISORS INC110744$2.72B$2.72B392026-02-28→
737BILL FEW ASSOCIATES, INC.133561$2.72B$2.72B312026-03-31→
738DUNCAN WILLIAMS ASSET MANAGEMENT, LLC174809$2.69B$2.69B212026-03-31→
739NORRIS PERNE & FRENCH LLP104683$2.69B$2.69B182026-03-31→
740VALLEY WEALTH MANAGERS, INC.108879$2.69B$2.69B542026-03-31→
741MAIN STREET RESEARCH LLC114629$2.68B$2.68B242026-04-30→
742MCADAM LLC170914$2.68B$2.68B1742026-04-30→
743PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY173995$2.67B$2.67B372026-03-31→
744WINDROSE ADVISORS LLC152145$2.67B$2.67B232026-03-31→
745MULTNOMAH GROUP, INC.132131$2.67B$2.67B212026-03-31→
746CHILTON CAPITAL MANAGEMENT LLC104592$2.67B$2.67B322026-03-31→
747ROCK HARBOR PARTNERS LLC322545$2.67B$2.67B42026-03-31→
748PHILLIPS AND COMPANY ADVISORS LLC167214$2.66B$2.66B192026-03-31→
749MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.138240$2.66B$2.66B152026-03-31→
750LEGACY WEALTH MANAGEMENT INC108619$2.66B$2.66B222026-03-31→
751KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC.111872$2.66B$2.66B672026-03-31→
752TITLEIST ASSET MANAGEMENT, LLC323567$2.66B$2.66B412026-06-30→
753GARDE CAPITAL, INC.151043$2.65B$2.65B182026-03-31→
754OSBORNE PARTNERS CAPITAL MANAGEMENT LLC108100$2.65B$2.65B182026-05-31→
755EMBREE FINANCIAL GROUP108233$2.64B$2.64B192026-02-28→
756FOSTER VICTOR WEALTH ADVISORS, LLC283656$2.64B$2.64B422026-03-31→
757JACOBI CAPITAL MANAGEMENT, LLC147663$2.64B$2.64B312026-06-30→
758SUNBELT SECURITIES, INC.42180$2.64B$2.64B682026-06-30→
759THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC172470$2.64B$2.64B592026-06-30→
760PHILLIPS FINANCIAL MANAGEMENT, LLC131344$2.64B$2.64B322026-03-31→
761FIRST CITIZENS INVESTOR SERVICES, INC.44430$2.63B$2.63B3522026-05-31→
762COZAD ASSET MANAGEMENT INC104764$2.62B$2.62B292026-03-31→
763THE PORTFOLIO STRATEGY GROUP, LLC166593$2.62B$2.62B152026-03-31→
764POPULAR SECURITIES, LLC8096$2.62B$2.62B912026-03-31→
765INGHAM RUSSELL INVESTMENT ADVISORS INC106299$2.62B$2.62B102026-03-31→
766ARGOS CAPITAL PARTNERS, LLC116165$2.61B$2.61B152026-04-30→
767ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.121307$2.61B$2.61B442026-03-31→
768TRADITION WEALTH MANAGEMENT LLC128314$2.60B$2.60B322026-06-30→
769MAPLE CAPITAL MANAGEMENT, INC.130209$2.58B$2.58B272026-03-31→
770ICON WEALTH ADVISORS, LLC319609$2.58B$2.58B222026-04-30→
771INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC144426$2.57B$2.57B1242026-01-31→
772BRIDGEWATER ADVISORS INC.109826$2.57B$2.57B242026-03-31→
773COMPASS CAPITAL MANAGEMENT INC107823$2.56B$2.56B202026-03-31→
774GLASSMAN WEALTH SERVICES, LLC151478$2.56B$2.56B212026-04-30→
775COOKSON PEIRCE & CO INC110729$2.56B$2.56B292026-05-31→
776CREATIVEONE SECURITIES, LLC152974$2.54B$2.54B1962026-05-31→
777VALIDUS CAPITAL LLC319212$2.54B$2.54B182026-03-31→
778STRATEGIC BLUEPRINT, LLC284840$2.54B$2.54B562026-05-31→
779REVISOR WEALTH MANAGEMENT LLC169814$2.53B$2.53B112026-05-31→
780CKW FINANCIAL GROUP, LLC152116$2.53B$2.53B72026-03-31→
781FIDUCIARY ALLIANCE LLC284924$2.53B$2.53B762026-06-30→
782PRIVATE WEALTH ASSET MANAGEMENT, LLC315819$2.52B$2.52B322026-04-30→
783STONEBRIDGE CAPITAL ADVISORS LLC111447$2.52B$2.52B312026-03-31→
784ARCUS CAPITAL PARTNERS, LLC147346$2.51B$2.51B152026-03-31→
785SARATOGA RESEARCH & INVESTMENT MANAGEMENT110506$2.51B$2.51B212026-04-30→
786RKL WEALTH MANAGEMENT LLC122693$2.51B$2.51B382026-03-31→
787MAIN STREET FINANCIAL SOLUTIONS, LLC305834$2.51B$2.51B412026-03-31→
788HILLTOP SECURITIES INC.6220$2.51B$2.51B922026-03-31→
789NORTH STAR INVESTMENT MANAGEMENT CORPORATION117681$2.50B$2.50B262026-04-30→
790PERENNIAL INVESTMENT ADVISORS, LLC286477$2.50B$2.50B712026-03-31→
791ALPHASTAR CAPITAL MANAGEMENT, LLC157423$2.50B$2.50B1502026-05-31→
792CORNERSTONE WEALTH GROUP, LLC289971$2.49B$2.49B502026-03-31→
793WARWICK INVESTMENT MANAGEMENT, INC.105951$2.48B$2.48B92026-06-30→
794LVW ADVISORS, LLC159403$2.47B$2.47B192026-03-31→
795GROVE POINT ADVISORS, LLC313171$2.47B$2.47B3892025-07-31→
796OXBOW ADVISORS, LLC156393$2.46B$2.46B132026-06-30→
797EVERHART FINANCIAL GROUP INC107091$2.46B$2.46B592026-06-30→
798SHUFRO, ROSE & CO., LLC3403$2.46B$2.46B272026-04-30→
799RELYEA ZUCKERBERG HANSON, LLC125696$2.45B$2.45B112026-02-28→
800SILVER OAK SECURITIES INCORPORATED46947$2.45B$2.45B1032026-05-31→

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Sleeve1,000 firms · 2026-06-30