Research Report · 2026-06-30
Registered Investment Advisers Reporting Financial Planning Services
SEC-registered investment advisers that report providing financial planning services, ranked by AUM.
Firms
1,000
Total AUM
$26.43T
Median AUM
$4.30B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 501 | NICOLET ADVISORY SERVICES, LLC | 283940 | $4.29B | $4.29B | 75 | 2026-03-31 | → |
| 502 | SAGE FINANCIAL GROUP INC. | 116574 | $4.29B | $4.29B | 28 | 2026-06-30 | → |
| 503 | SAGE MOUNTAIN ADVISORS, LLC | 298593 | $4.29B | $4.29B | 31 | 2026-03-31 | → |
| 504 | SIMPLICITY WEALTH LLC | 300572 | $4.27B | $4.27B | 424 | 2026-04-30 | → |
| 505 | REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC | 137342 | $4.23B | $4.23B | 35 | 2026-03-31 | → |
| 506 | ZWJ INVESTMENT COUNSEL INC | 110397 | $4.23B | $4.23B | 20 | 2026-03-31 | → |
| 507 | WILLIS INVESTMENT COUNSEL INC | 111042 | $4.23B | $4.23B | 13 | 2026-04-30 | → |
| 508 | B. RILEY WEALTH ADVISORS, INC. | 115927 | $4.21B | $4.21B | 268 | 2026-03-31 | → |
| 509 | SCHARF INVESTMENTS, LLC | 105508 | $4.21B | $4.21B | 23 | 2026-03-31 | → |
| 510 | HALBERT HARGROVE GLOBAL ADVISORS, LLC | 105515 | $4.20B | $4.20B | 52 | 2026-03-31 | → |
| 511 | SOUTHEAST ASSET ADVISORS, LLC | 107588 | $4.20B | $4.20B | 14 | 2026-05-31 | → |
| 512 | CLEAR INVESTMENT RESEARCH, LLC | 172685 | $4.19B | $4.19B | 5 | 2026-03-31 | → |
| 513 | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC. | 298422 | $4.19B | $4.19B | 64 | 2026-06-30 | → |
| 514 | SALEM INVESTMENT COUNSELORS INC | 104855 | $4.19B | $4.19B | 18 | 2026-03-31 | → |
| 515 | SOUND INCOME STRATEGIES, LLC | 173272 | $4.18B | $4.18B | 134 | 2026-01-31 | → |
| 516 | ESSEX FINANCIAL SERVICES, INC. | 127549 | $4.17B | $4.17B | 46 | 2025-12-31 | → |
| 517 | THE RETIREMENT PLANNING GROUP, LLC | 129625 | $4.16B | $4.16B | 78 | 2026-06-30 | → |
| 518 | WESCOTT FINANCIAL ADVISORY GROUP LLC | 105989 | $4.16B | $4.16B | 48 | 2026-04-30 | → |
| 519 | APRIO WEALTH MANAGEMENT, LLC | 127333 | $4.15B | $4.15B | 55 | 2026-06-30 | → |
| 520 | STEELPEAK WEALTH, LLC | 165168 | $4.15B | $4.15B | 84 | 2026-03-31 | → |
| 521 | FOUNDERS FINANCIAL SECURITIES, LLC | 137945 | $4.14B | $4.14B | 139 | 2026-04-30 | → |
| 522 | NWAM, LLC | 147923 | $4.13B | $4.13B | 62 | 2026-03-31 | → |
| 523 | FINACCESS ADVISORS, LLC | 150697 | $4.11B | $4.11B | 13 | 2026-03-31 | → |
| 524 | GERBER KAWASAKI, INC. | 153649 | $4.11B | $4.11B | 59 | 2026-03-31 | → |
| 525 | DIVERSIFY WEALTH MANAGEMENT, LLC | 329878 | $4.11B | $4.11B | 95 | 2026-03-31 | → |
| 526 | PERFORMANCE WEALTH PARTNERS, LLC | 311735 | $4.09B | $4.09B | 15 | 2026-06-30 | → |
| 527 | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | 151298 | $4.07B | $4.07B | 85 | 2025-09-30 | → |
| 528 | KEEL POINT, LLC | 127902 | $4.07B | $4.07B | 92 | 2026-06-30 | → |
| 529 | MONEY CONCEPTS CAPITAL CORP | 12963 | $4.07B | $4.07B | 478 | 2026-03-31 | → |
| 530 | PROMANAGE, LLC | 133357 | $4.06B | $4.06B | 9 | 2026-06-30 | → |
| 531 | THOROUGHBRED FINANCIAL SERVICES, LLC | 47893 | $4.04B | $4.04B | 31 | 2026-03-31 | → |
| 532 | APEXIUM FINANCIAL LP | 283726 | $4.02B | $4.02B | 15 | 2025-10-31 | → |
| 533 | CARDINAL CAPITAL MANAGEMENT, INC. | 124729 | $4.02B | $4.02B | 81 | 2026-01-31 | → |
| 534 | PERMANENS CAPITAL L.P. | 157476 | $4.02B | $4.02B | 17 | 2026-03-31 | → |
| 535 | BLUESPRING WEALTH MANAGEMENT, LLC | 152667 | $4.02B | $4.02B | 41 | 2026-06-30 | → |
| 536 | JFS WEALTH ADVISORS, LLC | 145051 | $4.01B | $4.01B | 86 | 2026-03-31 | → |
| 537 | BT FAMILY OFFICE, LLC | 305713 | $4.00B | $4.00B | 7 | 2026-03-31 | → |
| 538 | AZIMUTH CAPITAL INVESTMENT MANAGEMENT LLC | 319062 | $3.99B | $3.99B | 25 | 2026-03-31 | → |
| 539 | CORECAP ADVISORS, LLC | 158819 | $3.99B | $3.99B | 116 | 2026-03-31 | → |
| 540 | WINTHROP CAPITAL MANAGEMENT, LLC | 145216 | $3.97B | $3.97B | 29 | 2026-03-31 | → |
| 541 | ADVUS FINANCIAL PARTNERS, LLC | 311990 | $3.97B | $3.97B | 16 | 2026-06-30 | → |
| 542 | NORDWAND ADVISORS, LLC | 322936 | $3.97B | $3.97B | 10 | 2026-03-31 | → |
| 543 | TEAM HEWINS, LLC | 291194 | $3.97B | $3.97B | 29 | 2026-04-30 | → |
| 544 | FINANCIAL INTEGRITY ADVISORS, LLC | 130458 | $3.96B | $3.96B | 2 | 2026-03-31 | → |
| 545 | INSPIRE INVESTING, LLC | 171988 | $3.96B | $3.96B | 33 | 2026-03-31 | → |
| 546 | SCHECHTER INVESTMENT ADVISORS, LLC | 169114 | $3.94B | $3.94B | 30 | 2025-04-30 | → |
| 547 | VERNAL POINT ADVISORS, LLC | 166587 | $3.94B | $3.94B | 25 | 2026-03-31 | → |
| 548 | WEALTHCARE CAPITAL MANAGEMENT LLC | 111119 | $3.93B | $3.93B | 54 | 2026-05-31 | → |
| 549 | IMA ADVISORY SERVICES, INC. | 112091 | $3.90B | $3.90B | 50 | 2026-05-31 | → |
| 550 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 124845 | $3.90B | $3.90B | 53 | 2026-04-30 | → |
| 551 | TWO WEST CAPITAL ADVISORS LLC | 154543 | $3.89B | $3.89B | 15 | 2026-05-31 | → |
| 552 | ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | 309550 | $3.88B | $3.88B | 58 | 2026-04-30 | → |
| 553 | VOYA FINANCIAL ADVISORS, INC. | 2882 | $3.87B | $3.87B | 638 | 2026-05-31 | → |
| 554 | PALISADE CAPITAL MANAGEMENT, LP | 104581 | $3.86B | $3.86B | 42 | 2026-05-31 | → |
| 555 | BFC PLANNING, INC. | 119682 | $3.84B | $3.84B | 200 | 2026-03-31 | → |
| 556 | G. W. HENSSLER & ASSOCIATES, LTD | 104545 | $3.81B | $3.81B | 88 | 2026-03-31 | → |
| 557 | MATTER, LLC | 106806 | $3.81B | $3.81B | 55 | 2026-03-31 | → |
| 558 | CARLSON CAPITAL MANAGEMENT, LLC | 281544 | $3.81B | $3.81B | 78 | 2025-03-31 | → |
| 559 | KINGSWOOD WEALTH ADVISORS, LLC | 288792 | $3.80B | $3.80B | 88 | 2026-05-31 | → |
| 560 | ST. GERMAIN INVESTMENT MANAGEMENT, INC. | 155186 | $3.79B | $3.79B | 42 | 2026-03-31 | → |
| 561 | SOUTHSTATE ADVISORY, INC. | 153113 | $3.78B | $3.78B | 22 | 2025-06-30 | → |
| 562 | ALPHA CUBED INVESTMENTS, LLC | 159347 | $3.78B | $3.78B | 29 | 2026-03-31 | → |
| 563 | FAS WEALTH PARTNERS, INC. | 109796 | $3.78B | $3.78B | 33 | 2026-02-28 | → |
| 564 | NEXT FINANCIAL GROUP, INC. | 46214 | $3.77B | $3.77B | 564 | 2025-08-31 | → |
| 565 | GFS ADVISORS LLC | 143110 | $3.76B | $3.76B | 11 | 2026-03-31 | → |
| 566 | BEAUMONT FINANCIAL ADVISORS, LLC | 322925 | $3.76B | $3.76B | 24 | 2026-03-31 | → |
| 567 | HOWLAND CAPITAL MANAGEMENT LLC | 104726 | $3.74B | $3.74B | 35 | 2026-03-31 | → |
| 568 | TRB WEALTH MANAGEMENT, LLC | 309370 | $3.74B | $3.74B | 15 | 2026-03-31 | → |
| 569 | AUSDAL FINANCIAL PARTNERS, INC. | 7995 | $3.73B | $3.73B | 306 | 2026-04-30 | → |
| 570 | BOK FINANCIAL PRIVATE WEALTH, INC. | 106733 | $3.72B | $3.72B | 37 | 2026-03-31 | → |
| 571 | WEALTH MANAGEMENT NEBRASKA LLC | 137080 | $3.71B | $3.71B | 61 | 2026-06-30 | → |
| 572 | THE WELCH GROUP, LLC | 111273 | $3.68B | $3.68B | 28 | 2026-03-31 | → |
| 573 | THURSTON SPRINGER ADVISORS, LLC | 299201 | $3.68B | $3.68B | 93 | 2025-11-30 | → |
| 574 | FROST INVESTMENT SERVICES, LLC | 286129 | $3.67B | $3.67B | 177 | 2026-03-31 | → |
| 575 | STOKER OSTLER WEALTH ADVISORS, INC. | 111320 | $3.67B | $3.67B | 30 | 2026-04-30 | → |
| 576 | MOZAIC, LLC | 145777 | $3.64B | $3.64B | 14 | 2026-03-31 | → |
| 577 | ULRICH CONSULTING AND INVESTMENT GROUP, LLC | 159499 | $3.62B | $3.62B | 22 | 2026-01-31 | → |
| 578 | CM WEALTH ADVISORS LLC | 119467 | $3.60B | $3.60B | 24 | 2026-03-31 | → |
| 579 | SAX WEALTH ADVISORS, LLC | 119193 | $3.60B | $3.60B | 39 | 2026-06-30 | → |
| 580 | RPOA ADVISORS, INC. | 157222 | $3.59B | $3.59B | 126 | 2026-04-30 | → |
| 581 | THE BURNEY COMPANY | 106945 | $3.59B | $3.59B | 46 | 2026-03-31 | → |
| 582 | COURIER CAPITAL, LLC | 282485 | $3.59B | $3.59B | 26 | 2026-03-31 | → |
| 583 | VENTURI WEALTH MANAGEMENT, LLC | 169576 | $3.58B | $3.58B | 38 | 2026-03-31 | → |
| 584 | ABACUS WEALTH PARTNERS, LLC | 128590 | $3.58B | $3.58B | 65 | 2026-05-31 | → |
| 585 | STEELE CAPITAL MANAGEMENT, INC. | 107097 | $3.55B | $3.55B | 15 | 2026-03-31 | → |
| 586 | RETIREMENT PLAN ADVISORS, LLC | 122758 | $3.54B | $3.54B | 47 | 2026-03-31 | → |
| 587 | ONEASCENT FINANCIAL SERVICES LLC | 284549 | $3.54B | $3.54B | 161 | 2026-06-30 | → |
| 588 | VISIONARY WEALTH ADVISORS, LLC | 169610 | $3.54B | $3.54B | 74 | 2026-03-31 | → |
| 589 | GREENWICH WEALTH MANAGEMENT LLC | 142820 | $3.52B | $3.52B | 13 | 2026-03-31 | → |
| 590 | BRYN MAWR TRUST ADVISORS, LLC | 285359 | $3.51B | $3.51B | 87 | 2026-04-30 | → |
| 591 | WESTERN INTERNATIONAL SECURITIES, INC. | 39262 | $3.51B | $3.51B | 407 | 2025-06-30 | → |
| 592 | LINDBROOK CAPITAL, LLC | 155812 | $3.50B | $3.50B | 10 | 2025-02-28 | → |
| 593 | VALLEY FORGE INVESTMENT CONSULTANTS, INC. | 123898 | $3.49B | $3.49B | 16 | 2026-03-31 | → |
| 594 | ADVISOR RESOURCE COUNCIL | 164109 | $3.49B | $3.49B | 119 | 2026-03-31 | → |
| 595 | KATHMERE CAPITAL MANAGEMENT, LLC | 305118 | $3.48B | $3.48B | 24 | 2026-03-31 | → |
| 596 | BILTMORE FAMILY OFFICE, LLC | 167174 | $3.47B | $3.47B | 24 | 2026-03-31 | → |
| 597 | MORTON CAPITAL MANAGEMENT, LLC | 141250 | $3.47B | $3.47B | 58 | 2026-05-31 | → |
| 598 | DONALDSON CAPITAL MANAGEMENT LLC | 106131 | $3.46B | $3.46B | 68 | 2026-04-30 | → |
| 599 | SAGE, RUTTY & CO., INC. | 3254 | $3.46B | $3.46B | 36 | 2026-03-31 | → |
| 600 | WEDMONT PRIVATE CAPITAL, LLC | 305815 | $3.44B | $3.44B | 14 | 2026-05-31 | → |
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