Research Report · 2026-06-30
Registered Investment Advisers Reporting Recommendations of Their Own Securities
SEC-registered investment advisers that report recommending their own securities, ranked by AUM.
Firms
1,000
Total AUM
$158.07T
Median AUM
$41.78B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | LMR PARTNERS LLC | 292183 | $140.11B | $140.11B | 106 | 2026-06-30 | → |
| 202 | FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | 142219 | $139.88B | $139.88B | 15 | 2026-06-30 | → |
| 203 | VERITION FUND MANAGEMENT LLC | 156610 | $139.39B | $139.39B | 899 | 2026-03-31 | → |
| 204 | PRIMECAP MANAGEMENT CO | 105516 | $139.34B | $139.34B | 43 | 2026-03-31 | → |
| 205 | CAPITAL BANK AND TRUST COMPANY | 170017 | $139.29B | $139.29B | 121 | 2026-05-31 | → |
| 206 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 134139 | $138.69B | $138.69B | 3,527 | 2026-06-30 | → |
| 207 | CAPULA INVESTMENT US LP | 157589 | $137.44B | $137.44B | 80 | 2026-06-30 | → |
| 208 | FIRST EAGLE INVESTMENT MANAGEMENT, LLC | 108260 | $136.48B | $136.48B | 392 | 2026-05-31 | → |
| 209 | RHUMBLINE ADVISERS LTD PARTNERSHIP | 107151 | $136.48B | $136.48B | 32 | 2026-03-31 | → |
| 210 | RATHBONES INVESTMENT MANAGEMENT LIMITED | 124925 | $135.09B | $135.09B | 1,715 | 2026-03-31 | → |
| 211 | GOLDMAN SACHS & CO. LLC | 361 | $133.64B | $133.64B | 2,268 | 2026-06-30 | → |
| 212 | AFLAC ASSET MANAGEMENT LLC | 304316 | $133.47B | $133.47B | 110 | 2026-03-31 | → |
| 213 | BRIGHTHOUSE INVESTMENT ADVISERS, LLC | 107312 | $132.63B | $132.63B | 29 | 2026-03-31 | → |
| 214 | BLACKSTONE REAL ESTATE ADVISORS L.P. | 142979 | $130.74B | $130.74B | 547 | 2026-03-31 | → |
| 215 | INCOME RESEARCH + MANAGEMENT | 104863 | $130.65B | $130.65B | 218 | 2026-03-31 | → |
| 216 | NINETY ONE UK LIMITED | 158310 | $130.19B | $130.19B | 439 | 2026-06-30 | → |
| 217 | THRIVENT FINANCIAL FOR LUTHERANS | 115785 | $128.73B | $128.73B | 4,220 | 2026-06-30 | → |
| 218 | ELLIOTT INVESTMENT MANAGEMENT L.P. | 307151 | $128.62B | $128.62B | 665 | 2026-05-31 | → |
| 219 | VAN ECK ASSOCIATES CORPORATION | 105080 | $125.61B | $125.61B | 292 | 2026-03-31 | → |
| 220 | MARINER, LLC | 140195 | $125.41B | $125.41B | 1,889 | 2026-03-31 | → |
| 221 | GENERAL ATLANTIC SERVICE COMPANY, L.P. | 133536 | $125.26B | $125.26B | 881 | 2026-03-31 | → |
| 222 | BROWN ADVISORY LLC | 110181 | $124.31B | $124.31B | 782 | 2026-03-31 | → |
| 223 | GC OPAL ADVISORS LLC | 289425 | $124.30B | $124.30B | 1,087 | 2026-06-30 | → |
| 224 | HARTFORD INVESTMENT MANAGEMENT COMPANY | 106699 | $123.58B | $123.58B | 322 | 2026-03-31 | → |
| 225 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 116407 | $122.19B | $122.19B | 1,700 | 2026-06-30 | → |
| 226 | SANDERS CAPITAL, LLC | 151480 | $122.18B | $122.18B | 26 | 2026-03-31 | → |
| 227 | AMUNDI ASSET MANAGEMENT US, INC. | 107719 | $122.06B | $122.06B | 354 | 2025-03-31 | → |
| 228 | SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC | 321109 | $122.05B | $122.05B | 60 | 2026-03-31 | → |
| 229 | COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC | 150088 | $121.05B | $121.05B | 419 | 2026-06-30 | → |
| 230 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 109591 | $120.70B | $120.70B | 364 | 2026-03-31 | → |
| 231 | LAZARD ASSET MANAGEMENT LLC | 122836 | $120.52B | $120.52B | 532 | 2026-03-31 | → |
| 232 | SILVER LAKE TECHNOLOGY MANAGEMENT, LLC | 161206 | $117.70B | $117.70B | 227 | 2026-05-31 | → |
| 233 | ICONIQ CAPITAL, LLC | 159198 | $117.53B | $117.53B | 513 | 2026-04-30 | → |
| 234 | PUTNAM INVESTMENT MANAGEMENT, LLC | 106629 | $117.24B | $117.24B | 139 | 2026-02-28 | → |
| 235 | BOSTON PARTNERS GLOBAL INVESTORS, INC. | 124982 | $116.17B | $116.17B | 185 | 2026-06-30 | → |
| 236 | ANGELO, GORDON & CO., L.P. | 131940 | $115.94B | $115.94B | 1,096 | 2026-05-31 | → |
| 237 | MML INVESTORS SERVICES, LLC | 10409 | $115.64B | $115.64B | 6,976 | 2026-05-31 | → |
| 238 | RECORD CURRENCY MANAGEMENT LIMITED | 110893 | $114.16B | $114.16B | 87 | 2026-06-30 | → |
| 239 | MFS INSTITUTIONAL ADVISORS INC. | 107144 | $113.59B | $113.59B | 1,311 | 2026-03-31 | → |
| 240 | NEW ENGLAND ASSET MANAGEMENT, INC. | 105900 | $111.72B | $111.72B | 122 | 2026-03-31 | → |
| 241 | PGIM QUANTITATIVE SOLUTIONS LLC | 129752 | $110.95B | $110.95B | 147 | 2026-03-31 | → |
| 242 | HELLMAN & FRIEDMAN LLC | 158614 | $110.42B | $110.42B | 120 | 2026-03-31 | → |
| 243 | PATHSTONE FAMILY OFFICE, LLC | 151736 | $110.30B | $110.30B | 704 | 2026-03-31 | → |
| 244 | JANNEY MONTGOMERY SCOTT LLC | 463 | $110.11B | $110.11B | 2,404 | 2026-06-30 | → |
| 245 | HARRIS ASSOCIATES LP | 106960 | $109.48B | $109.48B | 221 | 2026-03-31 | → |
| 246 | WARBURG PINCUS LLC | 156945 | $108.66B | $108.66B | 829 | 2026-03-31 | → |
| 247 | NATIXIS ADVISORS, LLC | 106800 | $108.65B | $108.65B | 412 | 2026-03-31 | → |
| 248 | STEPSTONE GROUP LP | 143635 | $107.82B | $107.82B | 978 | 2026-06-30 | → |
| 249 | BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC | 312792 | $107.29B | $107.29B | 1,421 | 2026-03-31 | → |
| 250 | CONNING, INC. | 107423 | $106.90B | $106.90B | 270 | 2026-03-31 | → |
| 251 | TUDOR INVESTMENT CORPORATION | 159792 | $106.84B | $106.84B | 483 | 2026-03-31 | → |
| 252 | A16Z CAPITAL MANAGEMENT, L.L.C. | 160489 | $106.48B | $106.48B | 738 | 2026-03-31 | → |
| 253 | VISTA EQUITY PARTNERS MANAGEMENT, LLC | 156973 | $106.02B | $106.02B | 643 | 2026-03-31 | → |
| 254 | PRINCIPAL REAL ESTATE INVESTORS, LLC | 109008 | $105.65B | $105.65B | 477 | 2026-05-31 | → |
| 255 | BROOKFIELD ASSET MANAGEMENT PIC US, LLC | 151599 | $105.30B | $105.30B | 1,790 | 2026-04-30 | → |
| 256 | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | 107173 | $104.49B | $104.49B | 212 | 2026-05-31 | → |
| 257 | LSV ASSET MANAGEMENT | 109918 | $104.25B | $104.25B | 45 | 2026-03-31 | → |
| 258 | PUBLIC TRUST ADVISORS, LLC | 159189 | $104.24B | $104.24B | 157 | 2026-04-30 | → |
| 259 | LINCOLN FINANCIAL INVESTMENTS CORPORATION | 108881 | $102.10B | $102.10B | 86 | 2026-03-31 | → |
| 260 | SIXTH STREET ADVISERS, LLC | 159014 | $101.61B | $101.61B | 703 | 2026-05-31 | → |
| 261 | OAK HILL ADVISORS, L.P. | 125352 | $100.72B | $100.72B | 435 | 2026-06-30 | → |
| 262 | BLACKSTONE CREDIT BDC ADVISORS LLC | 296294 | $100.65B | $100.65B | 753 | 2026-03-31 | → |
| 263 | BRACEBRIDGE CAPITAL, LLC | 158343 | $100.35B | $100.35B | 168 | 2026-03-31 | → |
| 264 | ROCKEFELLER FINANCIAL LLC | 291361 | $99.60B | $99.60B | 1,005 | 2026-03-31 | → |
| 265 | BROOKFIELD RENEWABLE ENERGY GROUP LLC | 316590 | $99.12B | $99.12B | 1,072 | 2026-03-31 | → |
| 266 | NEUBERGER BERMAN EUROPE LIMITED | 162267 | $97.98B | $97.98B | 312 | 2026-05-31 | → |
| 267 | PATHWAY CAPITAL MANAGEMENT, LP | 108016 | $97.82B | $97.82B | 248 | 2026-06-30 | → |
| 268 | ARES CAPITAL MANAGEMENT LLC | 131619 | $97.62B | $97.62B | 634 | 2026-05-31 | → |
| 269 | FIDUCIENT ADVISORS LLC | 106720 | $97.54B | $97.54B | 210 | 2026-03-31 | → |
| 270 | EATON VANCE MANAGEMENT | 104859 | $97.02B | $97.02B | 219 | 2026-05-31 | → |
| 271 | WCM INVESTMENT MANAGEMENT, LLC | 104702 | $96.77B | $96.77B | 102 | 2026-03-31 | → |
| 272 | BAIN CAPITAL PRIVATE EQUITY, LP | 145653 | $96.43B | $96.43B | 919 | 2026-03-31 | → |
| 273 | RENAISSANCE TECHNOLOGIES LLC | 106661 | $96.38B | $96.38B | 310 | 2026-04-30 | → |
| 274 | GCM GROSVENOR L.P. | 108654 | $95.49B | $95.49B | 466 | 2026-06-30 | → |
| 275 | BLUE OWL GPSC ADVISORS LLC | 293945 | $94.65B | $94.65B | 40 | 2026-04-30 | → |
| 276 | NUMERIC INVESTORS LLC | 131684 | $94.40B | $94.40B | 54 | 2026-04-30 | → |
| 277 | PPM AMERICA, INC. | 107269 | $93.79B | $93.79B | 217 | 2026-05-31 | → |
| 278 | FORT WASHINGTON INVESTMENT ADVISORS INC | 107126 | $93.47B | $93.47B | 157 | 2026-06-30 | → |
| 279 | DOUBLELINE CAPITAL LP | 152606 | $93.32B | $93.32B | 258 | 2026-03-31 | → |
| 280 | COATUE MANAGEMENT, L.L.C. | 157910 | $92.71B | $92.71B | 199 | 2026-05-31 | → |
| 281 | CERBERUS CAPITAL MANAGEMENT, L.P. | 152175 | $92.50B | $92.50B | 936 | 2026-05-31 | → |
| 282 | VANGUARD INVESTMENTS AUSTRALIA LIMITED | 282933 | $92.43B | $92.43B | 110 | 2025-05-31 | → |
| 283 | INSIGHT VENTURE MANAGEMENT, LLC | 142994 | $92.18B | $92.18B | 438 | 2026-03-31 | → |
| 284 | WELLINGTON ALTERNATIVE INVESTMENTS LLC | 226715 | $92.17B | $92.17B | 2 | 2026-03-31 | → |
| 285 | BLACKSTONE ALTERNATIVE ASSET MANAGEMENT L.P. | 107580 | $92.04B | $92.04B | 293 | 2026-06-30 | → |
| 286 | ASSETMARK, INC. | 109018 | $91.76B | $91.76B | 859 | 2026-05-31 | → |
| 287 | ADVENT INTERNATIONAL, L.P. | 105673 | $91.63B | $91.63B | 262 | 2026-03-31 | → |
| 288 | CAPSTONE INVESTMENT ADVISORS, LLC | 155563 | $91.53B | $91.53B | 304 | 2026-04-30 | → |
| 289 | AST INVESTMENT SERVICES, INC. | 108897 | $91.47B | $91.47B | 42 | 2026-05-31 | → |
| 290 | AEGON USA INVESTMENT MANAGEMENT, LLC | 114537 | $88.80B | $88.80B | 217 | 2026-03-31 | → |
| 291 | SYMETRA INVESTMENT MANAGEMENT COMPANY | 312176 | $88.78B | $88.78B | 101 | 2026-04-30 | → |
| 292 | WISDOMTREE ASSET MANAGEMENT, INC. | 139684 | $88.38B | $88.38B | 175 | 2026-03-31 | → |
| 293 | III CAPITAL MANAGEMENT | 113539 | $88.24B | $88.24B | 9 | 2026-05-31 | → |
| 294 | MORNINGSTAR INVESTMENT MANAGEMENT LLC | 108031 | $87.82B | $87.82B | 267 | 2026-03-31 | → |
| 295 | PANTHEON VENTURES (US) LP | 153425 | $87.69B | $87.69B | 129 | 2026-03-31 | → |
| 296 | LIGHTHOUSE INVESTMENT PARTNERS, LLC | 136591 | $87.38B | $87.38B | 481 | 2026-05-31 | → |
| 297 | CLAYTON, DUBILIER & RICE, LLC | 160492 | $87.35B | $87.35B | 271 | 2026-04-30 | → |
| 298 | FIG LLC | 129612 | $87.30B | $87.30B | 1,004 | 2026-06-30 | → |
| 299 | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 108559 | $86.27B | $86.27B | 690 | 2025-01-31 | → |
| 300 | COHEN & STEERS CAPITAL MANAGEMENT, INC. | 106266 | $85.67B | $85.67B | 367 | 2026-04-30 | → |
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