Research Report · 2026-06-30
Registered Investment Advisers Managing $500 Million to $1 Billion
SEC-registered investment advisers with between $500 million and $1 billion in reported regulatory assets under management.
Firms
1,000
Total AUM
$860.51B
Median AUM
$857.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | E&E ADVISORS L.P. | 111300 | $932.6M | $932.6M | 50 | 2025-07-31 | → |
| 202 | 3L CAPITAL MANAGEMENT, LLC | 294003 | $932.3M | $932.3M | 4 | 2026-03-31 | → |
| 203 | LS INVESTMENT ADVISORS, LLC | 146829 | $932.1M | $932.1M | 10 | 2026-06-30 | → |
| 204 | J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD | 292433 | $931.9M | $931.9M | 7 | 2026-03-31 | → |
| 205 | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 288641 | $931.8M | $931.8M | 41 | 2026-04-30 | → |
| 206 | NW1 PARTNERS UK LLP | 289003 | $931.7M | $931.7M | 22 | 2026-06-30 | → |
| 207 | FRISCH FINANCIAL GROUP, INC. | 126524 | $931.6M | $931.6M | 18 | 2026-04-30 | → |
| 208 | CLEARALPHA TECHNOLOGIES LP | 325995 | $931.6M | $931.6M | 21 | 2026-03-31 | → |
| 209 | BELMONT CAPITAL, LLC | 154078 | $931.4M | $931.4M | 4 | 2025-03-31 | → |
| 210 | PCG WEALTH ADVISORS, LLC | 290977 | $931.1M | $931.1M | 24 | 2026-06-30 | → |
| 211 | SKY INVESTMENT GROUP LLC | 134001 | $931.0M | $931.0M | 11 | 2026-03-31 | → |
| 212 | BRIGHTON SECURITIES CORP. | 3875 | $931.0M | $931.0M | 26 | 2026-04-30 | → |
| 213 | PHILIP JAMES WEALTH MANAGEMENT, LLC | 297517 | $930.6M | $930.6M | 9 | 2026-05-31 | → |
| 214 | RB CAPITAL MANAGEMENT, LLC | 125678 | $930.6M | $930.6M | 16 | 2026-03-31 | → |
| 215 | SANDALWOOD SECURITIES, INC. | 27240 | $930.2M | $930.2M | 11 | 2026-03-31 | → |
| 216 | STRATEGY ASSET MANAGERS L.L.C. | 109939 | $930.1M | $930.1M | 10 | 2026-06-30 | → |
| 217 | TRINITY FUND ADVISORS LLC | 310217 | $930.0M | $930.0M | 32 | 2026-03-31 | → |
| 218 | STABLEPOINT PARTNERS, LLC | 328503 | $930.0M | $930.0M | 11 | 2026-03-31 | → |
| 219 | WICK CAPITAL PARTNERS, LLC | 299194 | $929.7M | $929.7M | 11 | 2026-03-31 | → |
| 220 | MIRI CAPITAL MANAGEMENT LLC | 311308 | $929.7M | $929.7M | 10 | 2026-03-31 | → |
| 221 | INVESTMARK ADVISORY GROUP LLC | 121060 | $929.7M | $929.7M | 10 | 2026-03-31 | → |
| 222 | GALECKI FINANCIAL MANAGEMENT INC | 107218 | $929.5M | $929.5M | 15 | 2026-02-28 | → |
| 223 | OPPENHEIMER INVESTMENT MANAGEMENT LLC | 133243 | $929.4M | $929.4M | 8 | 2026-03-31 | → |
| 224 | CANVAS WEALTH ADVISORS, LLC | 306343 | $929.2M | $929.2M | 11 | 2026-05-31 | → |
| 225 | MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | 156660 | $929.1M | $929.1M | 17 | 2026-05-31 | → |
| 226 | OLD MISSION INVESTMENT COMPANY, LLC | 140381 | $929.0M | $929.0M | 10 | 2026-03-31 | → |
| 227 | VAQUERO PRIVATE WEALTH, LTD. | 305266 | $928.9M | $928.9M | 9 | 2026-02-28 | → |
| 228 | UNION PARK CAPITAL MANAGEMENT, L.P. | 169842 | $928.5M | $928.5M | 10 | 2026-04-30 | → |
| 229 | RIVERSEDGE ADVISORS, LLC | 298390 | $928.4M | $928.4M | 20 | 2026-06-30 | → |
| 230 | GLASS JACOBSON INVESTMENT ADVISORS, LLC | 120141 | $928.0M | $928.0M | 9 | 2026-03-31 | → |
| 231 | PITON INVESTMENT MANAGEMENT, LP | 282517 | $927.9M | $927.9M | 9 | 2026-04-30 | → |
| 232 | BLUE WATER ADVISORS LP | 288923 | $927.9M | $927.9M | 20 | 2026-03-31 | → |
| 233 | STRATEGIC FINANCIAL CONCEPTS, LLC | 141849 | $927.7M | $927.7M | 41 | 2026-06-30 | → |
| 234 | TRIFECTA CAPITAL ADVISORS, LLC | 317391 | $927.4M | $927.4M | 3 | 2026-03-31 | → |
| 235 | LAVACA CAPITAL, LLC | 167238 | $927.1M | $927.1M | 4 | 2026-03-31 | → |
| 236 | THE ADVISORY RESOURCE GROUP, LLC | 290110 | $926.6M | $926.6M | 13 | 2026-03-31 | → |
| 237 | STATHEROS FINANCIAL SOLUTIONS, INC. | 306217 | $926.2M | $926.2M | 15 | 2026-06-30 | → |
| 238 | SPRINKLE FINANCIAL CONSULTANTS LLC | 112227 | $926.1M | $926.1M | 8 | 2026-03-31 | → |
| 239 | B&D WHITE CAPITAL COMPANY, LLC | 173822 | $925.2M | $925.2M | 7 | 2026-03-31 | → |
| 240 | BUOYANT CAPITAL PRIVATE LIMITED | 327612 | $924.8M | $924.8M | 79 | 2026-06-30 | → |
| 241 | GLS CAPITAL, LLC | 298976 | $924.7M | $924.7M | 11 | 2026-03-31 | → |
| 242 | PCJ INVESTMENT COUNSEL LTD. | 174083 | $924.3M | $924.3M | 10 | 2026-06-30 | → |
| 243 | RIVERSIDE PARTNERS, LLC | 160754 | $923.7M | $923.7M | 16 | 2026-04-30 | → |
| 244 | MONTICELLOAM, LLC | 173553 | $923.3M | $923.3M | 73 | 2026-04-30 | → |
| 245 | KMH WEALTH MANAGEMENT, LLC | 111610 | $923.1M | $923.1M | 10 | 2026-03-31 | → |
| 246 | LEGACY WEALTH ADVISORS, LLC | 326117 | $922.8M | $922.8M | 14 | 2026-03-31 | → |
| 247 | SEVENONESEVEN CAPITAL MANAGEMENT, LTD | 305092 | $922.7M | $922.7M | 4 | 2026-03-31 | → |
| 248 | GATSBY MANAGEMENT, LLC | 334518 | $921.9M | $921.9M | 5 | 2026-06-30 | → |
| 249 | KEUDELL MORRISON WEALTH MANAGEMENT, LLC | 292600 | $921.5M | $921.5M | 11 | 2026-03-31 | → |
| 250 | INTEGRITY FIXED INCOME MANAGEMENT, LLC | 135635 | $921.5M | $921.5M | 6 | 2026-04-30 | → |
| 251 | PRINCETON GLOBAL ASSET MANAGEMENT LLC | 146644 | $921.3M | $921.3M | 22 | 2026-03-31 | → |
| 252 | CASTLEKEEP INVESTMENT ADVISORS LLC | 111656 | $920.8M | $920.8M | 5 | 2026-03-31 | → |
| 253 | FOUNDERS CAPITAL MANAGEMENT, LLC | 118853 | $920.3M | $920.3M | 5 | 2026-02-28 | → |
| 254 | BRIDGER INVESTMENT PARTNERS LLC | 323251 | $920.2M | $920.2M | 9 | 2026-05-31 | → |
| 255 | HORST & GRABEN WEALTH MANAGEMENT, LLC | 297368 | $920.1M | $920.1M | 10 | 2026-03-31 | → |
| 256 | OAK ROOT LLC | 246788 | $920.0M | $920.0M | 2 | 2026-06-30 | → |
| 257 | LONG WHARF CAPITAL LLC | 158038 | $919.1M | $919.1M | 24 | 2026-04-30 | → |
| 258 | WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC. | 108030 | $918.6M | $918.6M | 9 | 2026-06-30 | → |
| 259 | RAINEY & RANDALL WEALTH ADVISORS, INC. | 116251 | $918.2M | $918.2M | 7 | 2026-03-31 | → |
| 260 | AVEGO MANAGEMENT, LLC | 310520 | $917.5M | $917.5M | 16 | 2026-03-31 | → |
| 261 | MRAZ, AMERINE & ASSOCIATES, INC. | 158338 | $917.5M | $917.5M | 6 | 2026-03-31 | → |
| 262 | DILLON & ASSOCIATES INC | 104662 | $916.4M | $916.4M | 8 | 2026-06-30 | → |
| 263 | CHARLES PRATT & COMPANY, L.L.C. | 104864 | $916.1M | $916.1M | 9 | 2026-06-30 | → |
| 264 | STRENTA INVESTMENT MANAGEMENT SERVICES, LLC | 169667 | $916.1M | $916.1M | 18 | 2026-03-31 | → |
| 265 | GOODMAN FINANCIAL CORPORATION | 114637 | $915.9M | $915.9M | 26 | 2026-04-30 | → |
| 266 | OLD WEST INVESTMENT MANAGEMENT, LLC | 148343 | $915.7M | $915.7M | 8 | 2026-03-31 | → |
| 267 | DOME EQUITIES, LLC | 159102 | $915.4M | $915.4M | 11 | 2026-03-31 | → |
| 268 | MADRYN ASSET MANAGEMENT, LP | 286065 | $915.0M | $915.0M | 11 | 2026-03-31 | → |
| 269 | FI401K ADVISORS, LLC | 168408 | $915.0M | $915.0M | 2 | 2026-01-31 | → |
| 270 | STRATEGIC POINT INVESTMENT ADVISORS LLC | 124636 | $914.8M | $914.8M | 12 | 2026-03-31 | → |
| 271 | EXTRACT ADVISORS LLC | 285535 | $914.4M | $914.4M | 9 | 2026-03-31 | → |
| 272 | RMG WEALTH MANAGEMENT, LLC | 310363 | $914.0M | $914.0M | 23 | 2026-04-30 | → |
| 273 | CHRISTOPHER & CO., LLC | 325504 | $913.8M | $913.8M | 8 | 2026-03-31 | → |
| 274 | MCMILLAN OFFICE, INC. | 157836 | $913.7M | $913.7M | 9 | 2026-03-31 | → |
| 275 | PARTNERS IN FINANCIAL PLANNING, LLC | 151980 | $913.6M | $913.6M | 14 | 2026-03-31 | → |
| 276 | RFE MANAGEMENT CORPORATION | 160360 | $913.3M | $913.3M | 17 | 2026-03-31 | → |
| 277 | BRAEMONT CAPITAL MANAGEMENT LLC | 314704 | $913.0M | $913.0M | 17 | 2026-03-31 | → |
| 278 | SYSTEM 2 ADVISORS, L.P. | 164189 | $912.9M | $912.9M | 6 | 2026-03-31 | → |
| 279 | BRIAUD FINANCIAL PLANNING INC | 105638 | $912.8M | $912.8M | 16 | 2026-05-31 | → |
| 280 | BEVERLY HILLS PRIVATE WEALTH, LLC | 321132 | $912.2M | $912.2M | 10 | 2026-03-31 | → |
| 281 | GUARDIAN FINANCIAL PARTNERS, LLC | 287652 | $911.9M | $911.9M | 4 | 2026-02-28 | → |
| 282 | SG TRADING SOLUTIONS, LLC | 322928 | $911.7M | $911.7M | 5 | 2026-05-31 | → |
| 283 | BROOKFIELD ASSET MANAGEMENT PIC BMG, LLC | 312797 | $911.7M | $911.7M | 1,096 | 2026-03-31 | → |
| 284 | PEAK WEALTH SOLUTIONS, INC. | 127391 | $911.6M | $911.6M | 10 | 2026-03-31 | → |
| 285 | TRUBEE WEALTH ADVISORS, INC. | 3618 | $911.5M | $911.5M | 17 | 2026-03-31 | → |
| 286 | NESTEGGS RETIREMENT PLAN SERVICES, INC. | 133507 | $911.3M | $911.3M | 29 | 2026-02-28 | → |
| 287 | MOON CAPITAL MANAGEMENT LP | 156460 | $911.2M | $911.2M | 23 | 2026-03-31 | → |
| 288 | CLARIS ADVISORS, LLC | 117734 | $911.1M | $911.1M | 3 | 2026-03-31 | → |
| 289 | TIEMPO CAPITAL PARTNERS, LLC | 329367 | $911.0M | $911.0M | 7 | 2026-06-30 | → |
| 290 | SYVERSON STREGE & COMPANY | 109228 | $910.8M | $910.8M | 15 | 2026-05-31 | → |
| 291 | CONSTITUTION CAPITAL PM, L. P. | 319678 | $910.8M | $910.8M | 67 | 2026-03-31 | → |
| 292 | TAYLOR DERRICK CAPITAL, L.L.C. | 158016 | $910.7M | $910.7M | 22 | 2026-03-31 | → |
| 293 | BROOKMONT CAPITAL MANAGEMENT, LLC | 145475 | $910.5M | $910.5M | 4 | 2026-03-31 | → |
| 294 | FCA PARTNERS, LLC | 322393 | $910.3M | $910.3M | 11 | 2026-03-31 | → |
| 295 | STRATEGIC PLANNING GROUP, LLC | 113844 | $910.3M | $910.3M | 20 | 2026-03-31 | → |
| 296 | CULLEN INVESTMENT GROUP, LTD. | 18266 | $910.0M | $910.0M | 11 | 2026-03-31 | → |
| 297 | CLAYTON FINANCIAL SERVICES INC | 105898 | $909.8M | $909.8M | 14 | 2026-03-31 | → |
| 298 | FONVILLE WEALTH MANAGEMENT LLC | 155221 | $909.6M | $909.6M | 12 | 2026-05-31 | → |
| 299 | DEAN INVESTMENT ASSOCIATES, LLC | 104635 | $909.3M | $909.3M | 10 | 2026-03-31 | → |
| 300 | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | 112248 | $909.3M | $909.3M | 7 | 2026-02-28 | → |
Related Lists
Sleeve1,000 firms · 2026-06-30