Research Report · 2026-06-30
Registered Investment Advisers Managing $100 Million to $500 Million
SEC-registered investment advisers with between $100 million and $500 million in reported regulatory assets under management.
Firms
1,000
Total AUM
$446.91B
Median AUM
$444.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 901 | RANGE FINANCIAL GROUP, LLC | 290001 | $408.1M | $408.1M | 9 | 2026-06-30 | → |
| 902 | HERITAGE FINANCIAL, LLC | 285149 | $408.0M | $408.0M | 8 | 2026-06-30 | → |
| 903 | QUAD CITY INVESTMENT ADVISORS, LLC | 112187 | $408.0M | $408.0M | 8 | 2026-03-31 | → |
| 904 | REVERE ASSET MANAGEMENT, INC. | 152881 | $407.9M | $407.9M | 7 | 2026-02-28 | → |
| 905 | STUART CHAUSSÉE & ASSOCIATES, INC. | 112105 | $407.9M | $407.9M | 2 | 2025-04-30 | → |
| 906 | NEXUS338, LLC | 315250 | $407.8M | $407.8M | 3 | 2026-02-28 | → |
| 907 | KOM WEALTH MANAGEMENT GROUP, LLC | 142682 | $407.8M | $407.8M | 7 | 2026-03-31 | → |
| 908 | NAVIGOE, LLC | 168716 | $407.8M | $407.8M | 3 | 2026-05-31 | → |
| 909 | MAXQ ASSET MANAGEMENT LLC | 336560 | $407.7M | $407.7M | 1 | 2026-03-31 | → |
| 910 | COMPASS FINANCIAL SERVICES, INC. | 109441 | $407.4M | $407.4M | 12 | 2026-04-30 | → |
| 911 | WEALTHCARE CAPITAL PARTNERS, LLC | 330300 | $407.4M | $407.4M | 14 | 2026-05-31 | → |
| 912 | OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC | 168342 | $407.2M | $407.2M | 10 | 2025-03-31 | → |
| 913 | J.R. PRUNIER CAPITAL MANAGEMENT LLC | 321026 | $407.0M | $407.0M | 3 | 2026-06-30 | → |
| 914 | BRIDGE GROWTH PARTNERS, LLC | 168682 | $407.0M | $407.0M | 11 | 2026-03-31 | → |
| 915 | FIFTH FORCE MANAGEMENT LLC | 325161 | $406.9M | $406.9M | 4 | 2026-03-31 | → |
| 916 | KEYSTONE FINANCIAL PLANNING, INC | 104640 | $406.9M | $406.9M | 2 | 2026-02-28 | → |
| 917 | WOMACK WEALTH MANAGEMENT, INC. | 146126 | $406.9M | $406.9M | 7 | 2026-06-30 | → |
| 918 | GREENBERG FINANCIAL GROUP | 38747 | $406.9M | $406.9M | 10 | 2026-03-31 | → |
| 919 | HENDERSON BROTHERS FINANCIAL PARTNERS LLC | 333732 | $406.8M | $406.8M | 30 | 2026-06-30 | → |
| 920 | ASSET PLANNING CORPORATION | 7890 | $406.6M | $406.6M | 9 | 2025-08-31 | → |
| 921 | UNITED WEALTH MANAGEMENT, LLC | 133986 | $406.6M | $406.6M | 5 | 2026-03-31 | → |
| 922 | TUMWATER WEALTH MANAGEMENT, LLC | 300443 | $406.6M | $406.6M | 4 | 2026-03-31 | → |
| 923 | HURLEY FINANCIAL GROUP, INC. | 108983 | $406.5M | $406.5M | 6 | 2026-03-31 | → |
| 924 | KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC | 146655 | $406.5M | $406.5M | 9 | 2026-03-31 | → |
| 925 | CLARITY CAPITAL ADVISORS, LLC | 282405 | $406.3M | $406.3M | 2 | 2026-02-28 | → |
| 926 | GUERRA ADVISORS INC. | 282409 | $406.2M | $406.2M | 12 | 2026-03-31 | → |
| 927 | ALPHAMARK ADVISORS, LLC | 109366 | $405.8M | $405.8M | 5 | 2025-03-31 | → |
| 928 | BALLAST ROCK PRIVATE WEALTH LLC | 322064 | $405.7M | $405.7M | 9 | 2026-03-31 | → |
| 929 | BONTEMPO OHLY CAPITAL MANAGEMENT, LLC | 132804 | $405.7M | $405.7M | 6 | 2026-03-31 | → |
| 930 | PALOGIC VALUE MANAGEMENT, L.P. | 155133 | $405.5M | $405.5M | 5 | 2026-06-30 | → |
| 931 | NORTHLAND SECURITIES, INC. | 40258 | $405.5M | $405.5M | 22 | 2026-06-30 | → |
| 932 | ORBIS INVESTMENT MANAGEMENT (U.S.), L.P. | 158511 | $405.4M | $405.4M | 18 | 2026-03-31 | → |
| 933 | GOODHAVEN CAPITAL MANAGEMENT, LLC | 156032 | $405.3M | $405.3M | 5 | 2026-03-31 | → |
| 934 | EVERGREEN WEALTH PARTNERS LLC | 335451 | $405.2M | $405.2M | 9 | 2026-03-31 | → |
| 935 | ALTUS WEALTH MANAGEMENT, LLC | 153650 | $405.2M | $405.2M | 5 | 2026-04-30 | → |
| 936 | COVARA CAPITAL, LLC | 337515 | $405.1M | $405.1M | 7 | 2026-05-31 | → |
| 937 | FOCUSGROWTH ASSET MANAGEMENT, LP | 309245 | $405.1M | $405.1M | 10 | 2026-04-30 | → |
| 938 | TRITON WEALTH MANAGEMENT, PLLC | 291070 | $405.1M | $405.1M | 9 | 2026-03-31 | → |
| 939 | LOTUS TECHNOLOGY MANAGEMENT, LP | 335468 | $405.0M | $405.0M | 30 | 2026-03-31 | → |
| 940 | QP WEALTH MANAGEMENT, LLC | 301071 | $405.0M | $405.0M | 7 | 2026-05-31 | → |
| 941 | CORE WEALTH MANAGEMENT, INC. | 162870 | $404.7M | $404.7M | 4 | 2026-03-31 | → |
| 942 | LONG ANGLE MANAGEMENT, LLC | 330169 | $404.7M | $404.7M | 10 | 2026-03-31 | → |
| 943 | KANEN WEALTH MANAGEMENT LLC | 282746 | $404.6M | $404.6M | 5 | 2026-05-31 | → |
| 944 | CRE VENTURE CAPITAL, INC. | 317875 | $404.6M | $404.6M | 7 | 2026-03-31 | → |
| 945 | EXCEL FINANCIAL, LLC | 145301 | $404.5M | $404.5M | 11 | 2026-05-31 | → |
| 946 | MB GENERATIONAL WEALTH, LLC | 327967 | $404.4M | $404.4M | 3 | 2026-03-31 | → |
| 947 | S HARRIS FINANCIAL GROUP, LLC | 151899 | $404.4M | $404.4M | 7 | 2026-03-31 | → |
| 948 | DUPREE FINANCIAL GROUP, LLC | 131091 | $404.4M | $404.4M | 7 | 2026-04-30 | → |
| 949 | FEE-ONLY FINANCIAL PLANNING, L.C. | 108365 | $404.4M | $404.4M | 3 | 2026-02-28 | → |
| 950 | NAPLES ASSET MANAGEMENT CO., LLC | 133978 | $404.3M | $404.3M | 11 | 2026-06-30 | → |
| 951 | WESTBECK CAPITAL MANAGEMENT LLP | 324606 | $404.2M | $404.2M | 8 | 2026-06-30 | → |
| 952 | AXIOM FINANCIAL STRATEGIES GROUP, LLC | 306618 | $404.1M | $404.1M | 9 | 2026-03-31 | → |
| 953 | HFM INVESTMENT ADVISORS, LLC | 289103 | $404.1M | $404.1M | 5 | 2026-03-31 | → |
| 954 | CLOUD INVESTMENTS, LLC | 281915 | $404.0M | $404.0M | 6 | 2026-02-28 | → |
| 955 | CHARTER OAK ADVISORS LP | 328387 | $403.9M | $403.9M | 6 | 2026-03-31 | → |
| 956 | MAINSAIL FINANCIAL GROUP, LLC | 317970 | $403.9M | $403.9M | 12 | 2026-06-30 | → |
| 957 | ALEXANDER RANDOLPH ADVISORY INC | 106024 | $403.9M | $403.9M | 5 | 2026-03-31 | → |
| 958 | A.G. CAMPBELL ADVISORY, LLC | 162150 | $403.9M | $403.9M | 5 | 2026-03-31 | → |
| 959 | TILIA FIDUCIARY PARTNERS, INC. | 157852 | $403.7M | $403.7M | 8 | 2026-05-31 | → |
| 960 | MRM-HORIZON ADVISORS, LLC | 130585 | $403.5M | $403.5M | 6 | 2026-03-31 | → |
| 961 | HIDDEN COVE WEALTH MANAGEMENT, LLC | 318677 | $403.5M | $403.5M | 7 | 2026-02-28 | → |
| 962 | FORUM SOLUTIONS GROUP, LLC | 143075 | $403.3M | $403.3M | 11 | 2026-02-28 | → |
| 963 | SFM, LLC | 116564 | $403.2M | $403.2M | 6 | 2026-03-31 | → |
| 964 | TFR CAPITAL, LLC | 333108 | $403.1M | $403.1M | 9 | 2026-03-31 | → |
| 965 | LEGACY INVESTMENT PARTNERS, LLC | 133014 | $403.1M | $403.1M | 4 | 2026-02-28 | → |
| 966 | BORER DENTON & ASSOCIATES, INC. | 135729 | $403.0M | $403.0M | 4 | 2026-03-31 | → |
| 967 | CARNEGIE LAKE ADVISORS LLC | 330024 | $403.0M | $403.0M | 7 | 2026-03-31 | → |
| 968 | LCM CAPITAL MANAGEMENT INC | 111074 | $403.0M | $403.0M | 8 | 2026-04-30 | → |
| 969 | PALO DURO INVESTMENT PARTNERS, LP | 324320 | $402.8M | $402.8M | 6 | 2026-03-31 | → |
| 970 | GOLDBERG ADVISERS, LLC | 134174 | $402.6M | $402.6M | 4 | 2026-04-30 | → |
| 971 | RATIONAL INVESTMENT MANAGEMENT, LLC | 163057 | $402.6M | $402.6M | 2 | 2026-03-31 | → |
| 972 | CENTERED WEALTH, LLC | 141343 | $402.5M | $402.5M | 6 | 2025-03-31 | → |
| 973 | ERBEN ASSOCIATES, LLC | 148703 | $402.5M | $402.5M | 10 | 2026-03-31 | → |
| 974 | HENRY JAMES INTERNATIONAL MANAGEMENT, INC. | 169293 | $402.4M | $402.4M | 5 | 2026-03-31 | → |
| 975 | STURGEON VENTURES LLP | 167026 | $402.3M | $402.3M | 12 | 2026-06-30 | → |
| 976 | BCI SECURITIES, INC. | 168047 | $402.2M | $402.2M | 74 | 2026-03-31 | → |
| 977 | PROATHLETE WEALTH MANAGEMENT LLC | 317372 | $402.2M | $402.2M | 5 | 2026-05-31 | → |
| 978 | ANDERSON FINANCIAL STRATEGIES, LLC | 290343 | $402.1M | $402.1M | 7 | 2026-03-31 | → |
| 979 | BALCH HILL CAPITAL, LLC | 113209 | $402.1M | $402.1M | 1 | 2026-03-31 | → |
| 980 | O'NEIL GLOBAL ADVISORS, INC. | 308150 | $401.9M | $401.9M | 40 | 2026-05-31 | → |
| 981 | RATAN CAPITAL MANAGEMENT, LP | 160440 | $401.9M | $401.9M | 2 | 2026-03-31 | → |
| 982 | AS AVARON ASSET MANAGEMENT | 282350 | $401.9M | $401.9M | 17 | 2026-02-28 | → |
| 983 | GENERATION PARTNERS MANAGEMENT, LLC | 160589 | $401.6M | $401.6M | 4 | 2026-05-31 | → |
| 984 | SILVER COAST INVESTMENTS LLC | 167771 | $401.6M | $401.6M | 32 | 2026-03-31 | → |
| 985 | LEEWARD FINANCIAL PARTNERS, LLC | 288779 | $401.5M | $401.5M | 3 | 2026-03-31 | → |
| 986 | H. L. ORMOND & COMPANY, LLC | 313593 | $401.4M | $401.4M | 7 | 2026-05-31 | → |
| 987 | TAR RIVER WEALTH PLANNING, LLC | 328530 | $401.2M | $401.2M | 9 | 2026-02-28 | → |
| 988 | ESSENTIAL PARTNERS LLC | 315959 | $401.1M | $401.1M | 2 | 2026-03-31 | → |
| 989 | ROG IX, LLC | 304142 | $401.0M | $401.0M | 43 | 2026-03-31 | → |
| 990 | INSIGHT STRATEGIC WEALTH LLC | 147290 | $401.0M | $401.0M | 7 | 2026-03-31 | → |
| 991 | THE CAPITAL CHART ROOM, LTD | 117980 | $400.9M | $400.9M | 7 | 2026-03-31 | → |
| 992 | PALM PEAK CAPITAL, LLC | 334986 | $400.8M | $400.8M | 9 | 2026-06-30 | → |
| 993 | VALUEQUEST ADVISERS, LLC | 337781 | $400.8M | $400.8M | 4 | 2026-03-31 | → |
| 994 | HELM CAPITAL MANAGEMENT LLC | 123174 | $400.8M | $400.8M | 1 | 2026-04-30 | → |
| 995 | CORNERSTONE FINANCIAL PLANNING, LLC | 129656 | $400.7M | $400.7M | 6 | 2026-03-31 | → |
| 996 | NOBLE WEALTH MANAGEMENT P.B.C. | 322607 | $400.5M | $400.5M | 5 | 2026-02-28 | → |
| 997 | SOUNDCORE CAPITAL PARTNERS, LP | 331288 | $400.4M | $400.4M | 15 | 2026-05-31 | → |
| 998 | BURNS MATTESON CAPITAL MANAGEMENT, LLC | 118315 | $400.4M | $400.4M | 6 | 2026-04-30 | → |
| 999 | TICINO WEALTH LLC | 335808 | $400.2M | $400.2M | 4 | 2026-06-30 | → |
| 1000 | KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC | 139806 | $400.1M | $400.1M | 9 | 2026-03-31 | → |
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