Research Report · 2026-06-30
Largest Registered Investment Advisers in North Carolina
North Carolina SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
290
Total AUM
$3.04T
Median AUM
$399.5M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | INTEGRATED WEALTHCARE, LLC | DURHAM | 312929 | $218.2M | 11 | 2026-03-31 | → |
| 202 | GRAGG & GRAGG, L.L.P. | SHELBY | 110592 | $215.4M | 12 | 2026-02-28 | → |
| 203 | A4 WEALTH ADVISORS LLC | HUNTERSVILLE | 152397 | $213.7M | 8 | 2026-05-31 | → |
| 204 | GOUWS CAPITAL LLC | CHARLOTTE | 153812 | $209.9M | 3 | 2026-02-28 | → |
| 205 | COUNTERWEIGHT VENTURES, LLC | WILMINGTON | 327880 | $207.2M | 3 | 2026-03-31 | → |
| 206 | KENNETH FRENKE & CO., INC. | ARDEN | 109352 | $206.5M | 3 | 2026-03-31 | → |
| 207 | GLASGOW & ASSOCIATES, LLC | WILMINGTON | 145151 | $206.5M | 9 | 2026-03-31 | → |
| 208 | BROYHILL ASSET MANAGEMENT, LLC | CHARLOTTE | 120462 | $204.5M | 6 | 2026-03-31 | → |
| 209 | PORTUS WEALTH ADVISORS, LLC | CHARLOTTE | 300558 | $204.1M | 4 | 2026-02-28 | → |
| 210 | IA NETWORK, LLC | CHARLOTTE | 319096 | $199.5M | 5 | 2026-03-31 | → |
| 211 | WEALTH MANAGEMENT GROUP, INC. | WINSTON-SALEM | 113706 | $197.7M | 3 | 2026-03-31 | → |
| 212 | AMPHORA WEALTH MANAGEMENT, LLC | CHAPEL HILL | 157968 | $196.2M | 3 | 2026-03-31 | → |
| 213 | SMITH PARTNERS WEALTH MANAGEMENT, LLC | GREENSBORO | 112231 | $196.1M | 4 | 2026-03-31 | → |
| 214 | FRAZIER FINANCIAL CONSULTANTS, LLC | CHAPEL HILL | 112897 | $196.0M | 3 | 2026-02-28 | → |
| 215 | CHARTER WEALTH MANAGEMENT, INC. | RALEIGH | 162299 | $195.6M | 4 | 2026-03-31 | → |
| 216 | INDEPENDENT WEALTH ADVISORS, LLC | CARY | 328786 | $195.3M | 4 | 2026-06-30 | → |
| 217 | STRATEGIC ADVISORY PARTNERS, LLC | GREENSBORO | 314842 | $191.4M | 8 | 2026-03-31 | → |
| 218 | RIDGELINE WEALTH ADVISORS, LLC. | RALEIGH | 284843 | $189.0M | 7 | 2026-03-31 | → |
| 219 | GREENWAY WEALTH ADVISORS, LLC | CHARLOTTE | 290727 | $184.5M | 4 | 2026-06-30 | → |
| 220 | SLEDGE AND COMPANY WEALTH ADVISORS, LLC | HIGH POINT | 336314 | $183.4M | 4 | 2026-04-30 | → |
| 221 | SHERCLAR, INC | CHARLOTTE | 166812 | $182.4M | 4 | 2026-03-31 | → |
| 222 | CANNON ADVISORS, INC. | CHARLOTTE | 293929 | $181.6M | 5 | 2026-03-31 | → |
| 223 | FPF FA L.L.C. | CHARLOTTE | 311329 | $181.3M | 1 | 2026-01-31 | → |
| 224 | BROAD REACH CAPITAL LLC | RALEIGH | 144686 | $180.5M | 4 | 2026-05-31 | → |
| 225 | DOLAN CAPITAL ADVISORS, LLC | CHARLOTTE | 269886 | $179.1M | 4 | 2026-03-31 | → |
| 226 | HOLLINGSWORTH AVENT AVERRE & PURVIS, PA | RALEIGH | 118943 | $177.4M | 3 | 2026-03-31 | → |
| 227 | ADVISORENGINE PORTFOLIO SOLUTIONS INC. | RALEIGH | 336317 | $176.4M | 1 | 2026-06-30 | → |
| 228 | FAMILY LEGACY FINANCIAL SOLUTIONS, LLC | CARY | 314351 | $174.5M | 7 | 2026-03-31 | → |
| 229 | PINAFORE WEALTH COUNSEL INC. | DURHAM | 170540 | $173.6M | 2 | 2026-02-28 | → |
| 230 | INVESTOR ADVISORY GROUP, LLC | CHARLOTTE | 106837 | $172.1M | 4 | 2026-03-31 | → |
| 231 | GRANADA WEALTH MANAGEMENT, LLC | DAVIDSON | 285812 | $171.4M | 1 | 2026-03-31 | → |
| 232 | HAYDEN HARPER WEALTH ADVISORY, LLC | CHARLOTTE | 152091 | $171.1M | 7 | 2026-03-31 | → |
| 233 | KENSINGTON FINANCIAL GROUP, INC. | WINSTON-SALEM | 127658 | $169.5M | 2 | 2026-05-31 | → |
| 234 | ARK ROYAL WEALTH MANAGEMENT LLC | RALEIGH | 175151 | $169.3M | 4 | 2026-03-31 | → |
| 235 | OBP CAPITAL LLC | ROCKY MOUNT | 167619 | $168.8M | 2 | 2026-05-31 | → |
| 236 | HUNTER STREET INVESTMENT ADVISORS LLC | APEX | 145334 | $166.4M | 8 | 2026-06-30 | → |
| 237 | COLLIE FINANCIAL PLANNING, INC. | BLACK MOUNTAIN | 134884 | $162.9M | 2 | 2026-02-28 | → |
| 238 | PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC | HENDERSON | 149889 | $162.8M | 3 | 2026-03-31 | → |
| 239 | THE WEALTH GROUP, LTD | RALEIGH | 154106 | $160.2M | 8 | 2026-03-31 | → |
| 240 | PENDLETON FINANCIAL, LLC | RALEIGH | 325303 | $160.0M | 4 | 2026-03-31 | → |
| 241 | BLUE WATER CAPITAL MANAGEMENT, LLC | APEX | 127193 | $159.8M | 2 | 2026-02-28 | → |
| 242 | AIM ADVISORS, LLC | RALEIGH | 325125 | $158.2M | 5 | 2026-01-31 | → |
| 243 | MCGRATH & ASSOCIATES, INC. | ASHEVILLE | 121197 | $155.9M | 3 | 2026-04-30 | → |
| 244 | BP ASSET MANAGEMENT INC. | CHARLOTTE | 328276 | $155.3M | 3 | 2026-03-31 | → |
| 245 | SHINING ROCK ADVISORS LLC | ASHEVILLE | 311295 | $153.8M | 2 | 2026-03-31 | → |
| 246 | TERRA WEALTH MANAGEMENT, LLC | HIGH POINT | 320643 | $152.0M | 13 | 2026-03-31 | → |
| 247 | TWIN CITY PRIVATE WEALTH, LLC | WINSTON-SALEM | 315836 | $151.3M | 10 | 2026-03-31 | → |
| 248 | H. S. DREHER CAPITAL MANAGEMENT, LLC | SOUTHERN PINES | 104537 | $148.2M | 2 | 2026-02-28 | → |
| 249 | WEALTHPOINT FINANCIAL LLC | CRAMERTON | 332312 | $147.1M | 7 | 2026-03-31 | → |
| 250 | ASCENDOR WEALTH, LLC | WILMINGTON | 148969 | $145.6M | 7 | 2026-03-31 | → |
| 251 | BLUE WEALTH INC. | CHARLOTTE | 330324 | $145.1M | 11 | 2026-02-28 | → |
| 252 | WHITE OAK FINANCIAL MANAGEMENT, INC | ASHEVILLE | 142615 | $143.5M | 3 | 2026-01-31 | → |
| 253 | FOREST CAPITAL OPERATING COMPANY LLC | CONCORD | 325514 | $143.2M | 4 | 2026-01-31 | → |
| 254 | TRENT CAPITAL MANAGEMENT INC | GREENSBORO | 107344 | $140.9M | 4 | 2025-03-31 | → |
| 255 | CALAMITA WEALTH MANAGEMENT INC. | CHARLOTTE | 153316 | $138.2M | 4 | 2026-02-28 | → |
| 256 | TARHEEL ADVISORS, LLC | CHAPEL HILL | 149308 | $137.8M | 2 | 2026-01-31 | → |
| 257 | PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC | STATESVILLE | 150266 | $136.2M | 3 | 2026-01-31 | → |
| 258 | BUSINESS-OWNER STRATEGIES GROUP, LLC | APEX | 297243 | $134.8M | 9 | 2026-01-31 | → |
| 259 | SOUND FINANCIAL MANAGEMENT, INC. | RALEIGH | 122670 | $134.1M | 2 | 2026-03-31 | → |
| 260 | STRUCTURAL SOLUTIONS LLC | CHAPEL HILL | 319155 | $133.0M | 3 | 2026-04-30 | → |
| 261 | TRICAPITAL WEALTH MANAGEMENT, INC. | CHARLOTTE | 118788 | $132.7M | 3 | 2026-03-31 | → |
| 262 | WELLS FINANCIAL MANAGEMENT, LLC | ASHEVILLE | 158030 | $132.7M | 2 | 2026-03-31 | → |
| 263 | THE BREIT GROUP, LLC | WRIGHTSVILLE BEACH | 335020 | $131.6M | 3 | 2026-03-31 | → |
| 264 | SABER CAPITAL MANAGEMENT LLC | FUQUAY VARINA | 166103 | $129.3M | 2 | 2026-02-28 | → |
| 265 | KUCHARO WEALTH, LLC | CHARLOTTE | 329601 | $123.7M | 2 | 2026-05-31 | → |
| 266 | TOLLEY FINANCIAL GROUP, LLC | RALEIGH | 302115 | $121.9M | 1 | 2026-04-30 | → |
| 267 | WEST FINANCIAL STRATEGIES, INC. | SANFORD | 118241 | $121.0M | 3 | 2026-05-31 | → |
| 268 | EMERALD ASSET MANAGEMENT, INC. | ROCKY MOUNT | 174691 | $120.8M | 2 | 2026-03-31 | → |
| 269 | HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC | CARY | 323171 | $119.6M | 4 | 2026-02-28 | → |
| 270 | TRG CAPITAL MANAGEMENT INCORPORATED | RALEIGH | 146674 | $118.2M | 5 | 2026-06-30 | → |
| 271 | PASSPORT WEALTH MANAGEMENT LLC | CORNELIUS | 297449 | $115.3M | 3 | 2026-02-28 | → |
| 272 | HATTERAS INVESTMENT PARTNERS, LP | RALEIGH | 170628 | $114.8M | 9 | 2026-03-31 | → |
| 273 | EVERGREEN WEALTH ADVISORS | RALEIGH | 326535 | $112.5M | 18 | 2026-03-31 | → |
| 274 | REH WEALTH ADVISORS LLC | RALEIGH | 153826 | $110.5M | 1 | 2026-01-31 | → |
| 275 | THE TURLINGTON GROUP, INC. | RALEIGH | 317324 | $110.5M | 2 | 2026-03-31 | → |
| 276 | THE FINANCIAL LEGACY GROUP, LLC | CHARLOTTE | 287632 | $107.3M | 3 | 2026-01-31 | → |
| 277 | EQV ADVISORY, LLC | RALEIGH | 338271 | $106.8M | 6 | 2026-01-31 | → |
| 278 | THAYER FINANCIAL, L.L.C. | HICKORY | 304729 | $106.4M | 3 | 2026-02-28 | → |
| 279 | SEASIDE WEALTH ADVISORS LLC | WILMINGTON | 327645 | $103.5M | 5 | 2026-03-31 | → |
| 280 | INTEGRATIVE PLANNING, INC. | CORNELIUS | 336307 | $101.4M | 6 | 2026-03-31 | → |
| 281 | INDEXPERTS, LLC | CHARLOTTE | 314858 | $100.9M | 4 | 2026-03-31 | → |
| 282 | COURSE MANAGEMENT INVESTMENT ADVISORS, LLC | PINEHURST | 306974 | $100.3M | 4 | 2026-05-31 | → |
| 283 | INTERCAROLINA FINANCIAL SERVICES, INC. | GREENSBORO | 19475 | $85.4M | 29 | 2026-04-30 | → |
| 284 | SLP WEALTH LLC | DURHAM | 325631 | $63.7M | 21 | 2026-06-30 | → |
| 285 | VN CAPITAL MANAGEMENT, LLC | GREENSBORO | 166761 | $63.0M | 1 | 2026-03-31 | → |
| 286 | SQUARE 1 VENTURES, LLC | DURHAM | 163231 | $43.3M | 2 | 2024-12-31 | → |
| 287 | VARIANT PERCEPTION, LLC | CHARLOTTE | 334510 | $31.9M | 1 | 2026-03-31 | → |
| 288 | INNOVATION PARTNERS LLC. | CHARLOTTE | 146344 | $21.7M | 305 | 2026-03-31 | → |
| 289 | PENSION PLANNING SOLUTIONS, INC. | GREENSBORO | 126393 | $9.1M | 1 | 2025-05-31 | → |
| 290 | HAVEN CAPITAL ADVISORS, LLC | CHARLOTTE | 338419 | $5.4M | 15 | 2026-06-30 | → |
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