Research Report · 2026-06-30
Institutional Registered Investment Advisers in North Carolina
SEC-registered investment advisers in North Carolina ranked by reported institutional client assets.
Firms
205
Total AUM
$2.75T
Median AUM
$437.5M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | CAPFINANCIAL PARTNERS, LLC | RALEIGH | 175112 | $1.24T | 1,841 | 2026-05-31 | → |
| 2 | BARINGS LLC | CHARLOTTE | 106006 | $392.75B | 1,101 | 2026-05-31 | → |
| 3 | ALLSPRING GLOBAL INVESTMENTS, LLC | CHARLOTTE | 104973 | $475.78B | 956 | 2026-05-31 | → |
| 4 | STERLING CAPITAL MANAGEMENT LLC | CHARLOTTE | 135405 | $69.23B | 186 | 2026-03-31 | → |
| 5 | ATRIA INVESTMENTS, INC. | CHARLOTTE | 143593 | $11.05B | 60 | 2026-03-31 | → |
| 6 | WEDGE CAPITAL MANAGEMENT LLP | CHARLOTTE | 106234 | $7.75B | 26 | 2026-03-31 | → |
| 7 | VERATIS ADVISORS, INC. | CARY | 117892 | $5.99B | 8 | 2026-03-31 | → |
| 8 | ALUMINA INVESTMENT MANAGEMENT, LLC | CHARLOTTE | 164273 | $5.26B | 2 | 2026-03-31 | → |
| 9 | GLOBAL ENDOWMENT MANAGEMENT, LP | CHARLOTTE | 157772 | $12.88B | 82 | 2026-05-31 | → |
| 10 | WELLS FARGO INVESTMENT INSTITUTE, INC. | CHARLOTTE | 133204 | $43.00B | 225 | 2026-03-31 | → |
| 11 | ALLSPRING FUNDS MANAGEMENT, LLC | CHARLOTTE | 110841 | $324.65B | 714 | 2026-05-31 | → |
| 12 | COMPERIO RETIREMENT CONSULTING, INC. | CARY | 140786 | $1.99B | 4 | 2026-03-31 | → |
| 13 | BLUEPRINT INVESTMENT PARTNERS LLC | GREENSBORO | 170196 | $1.87B | 9 | 2026-04-30 | → |
| 14 | OAK CITY CONSULTING, LLC | WAKE FOREST | 162220 | $1.43B | 6 | 2026-03-31 | → |
| 15 | FTA ASSET MANAGEMENT, LLC | CHARLOTTE | 332377 | $1.01B | 13 | 2026-03-31 | → |
| 16 | INDEPENDENT ADVISOR ALLIANCE, LLC | CHARLOTTE | 168267 | $17.23B | 251 | 2026-06-30 | → |
| 17 | FCA PARTNERS, LLC | CHARLOTTE | 322393 | $910.3M | 11 | 2026-03-31 | → |
| 18 | ETON ADVISORS GROUP, LLC | CHAPEL HILL | 289395 | $1.89B | 11 | 2026-03-31 | → |
| 19 | SILVERBACK ASSET MANAGEMENT, LLC | DURHAM | 141407 | $1.19B | 12 | 2026-03-31 | → |
| 20 | GUARDIAN WEALTH ADVISORS, LLC | RALEIGH | 305412 | $2.74B | 50 | 2026-03-31 | → |
| 21 | FRANKLIN STREET ADVISORS, INC. | CHAPEL HILL | 106275 | $4.53B | 40 | 2026-05-31 | → |
| 22 | MILL CAPITAL MANAGEMENT, LLC | CONCORD | 312798 | $1.49B | 5 | 2026-02-28 | → |
| 23 | FUND DIRECT ADVISORS INC. | GREENSBORO | 155363 | $593.0M | 4 | 2026-03-31 | → |
| 24 | HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC | CHARLOTTE | 297174 | $788.3M | 2 | 2026-03-31 | → |
| 25 | CC MANAGEMENT GP, LLC | CHARLOTTE | 168693 | $1.39B | 17 | 2026-03-31 | → |
| 26 | SALEM INVESTMENT COUNSELORS INC | WINSTON SALEM | 104855 | $4.19B | 18 | 2026-03-31 | → |
| 27 | QUANTITATIVE PROCESS, LLC | CHARLOTTE | 165699 | $502.1M | 3 | 2026-02-28 | → |
| 28 | SAFE HARBOR FAMILY CAPITAL, LLC | CHAPEL HILL | 317547 | $613.9M | 3 | 2026-03-31 | → |
| 29 | NEW REPUBLIC CAPITAL, LLC | CHARLOTTE | 310907 | $3.03B | 28 | 2026-03-31 | → |
| 30 | DELEGATE ADVISORS, LLC | CHAPEL HILL | 159953 | $1.71B | 13 | 2026-03-31 | → |
| 31 | HAMILTON POINT INVESTMENT ADVISORS, LLC | CHAPEL HILL | 144534 | $1.21B | 12 | 2026-03-31 | → |
| 32 | OAK HARBOR WEALTH PARTNERS, LLC | RALEIGH | 311528 | $729.9M | 8 | 2026-04-30 | → |
| 33 | NAPLES ASSET MANAGEMENT CO., LLC | MOORESVILLE | 133978 | $404.3M | 11 | 2026-06-30 | → |
| 34 | MILLBANK DARTMOOR PORTSMOUTH LLC | ASHEVILLE | 311046 | $263.2M | 3 | 2026-03-31 | → |
| 35 | ALPHASTAR CAPITAL MANAGEMENT, LLC | CORNELIUS | 157423 | $2.50B | 150 | 2026-05-31 | → |
| 36 | CARDINAL CAPITAL MANAGEMENT INC | RALEIGH | 108076 | $1.03B | 4 | 2026-02-28 | → |
| 37 | MORGAN CREEK CAPITAL MANAGEMENT, LLC | CHAPEL HILL | 138401 | $1.79B | 29 | 2026-03-31 | → |
| 38 | MILESTONE INVESTMENTS, INC. | CHARLOTTE | 47090 | $277.3M | 2 | 2026-02-28 | → |
| 39 | ABS LEGACY PARTNERS, LLC | HICKORY | 325604 | $670.8M | 3 | 2026-03-31 | → |
| 40 | CAROLINA WEALTH MANAGEMENT, INC. | GREENVILLE | 131393 | $798.5M | 10 | 2026-04-30 | → |
| 41 | VERITY ASSET MANAGEMENT, INC. | DURHAM | 158667 | $1.15B | 77 | 2026-06-30 | → |
| 42 | BRAGG FINANCIAL ADVISORS INC | CHARLOTTE | 108780 | $4.67B | 39 | 2026-03-31 | → |
| 43 | SMITH, SALLEY & ASSOCIATES, LLC | GREENSBORO | 129614 | $2.89B | 18 | 2026-05-31 | → |
| 44 | ADVISORTRUST PARTNERS, LLC | RALEIGH | 304967 | $435.3M | 6 | 2026-05-31 | → |
| 45 | HORIZON INVESTMENTS LLC | CHARLOTTE | 109552 | $8.47B | 76 | 2026-03-31 | → |
| 46 | BROAD REACH CAPITAL LLC | RALEIGH | 144686 | $180.5M | 4 | 2026-05-31 | → |
| 47 | ADVISORENGINE PORTFOLIO SOLUTIONS INC. | RALEIGH | 336317 | $176.4M | 1 | 2026-06-30 | → |
| 48 | LYON WEALTH ADVISORS GROUP, LLC | CHARLOTTE | 325041 | $311.4M | 3 | 2026-01-31 | → |
| 49 | KERUSSO CAPITAL MANAGEMENT, LLC | WINSTON-SALEM | 316352 | $222.4M | 3 | 2026-03-31 | → |
| 50 | TANNIN CAPITAL, LLC | CHARLOTTE | 304238 | $824.9M | 7 | 2026-03-31 | → |
| 51 | LINDEN THOMAS ADVISORY SERVICES, LLC | CHARLOTTE | 288557 | $1.77B | 14 | 2026-05-31 | → |
| 52 | CAPITAL ADVISERS, INC. | RALEIGH | 118442 | $620.0M | 5 | 2026-01-31 | → |
| 53 | COLONY FAMILY OFFICES, LLC | CHARLOTTE | 167017 | $3.36B | 16 | 2026-02-28 | → |
| 54 | VERUM PARTNERS LLC | CHARLOTTE | 301058 | $1.01B | 17 | 2026-03-31 | → |
| 55 | WESTEND ADVISORS, LLC | CHARLOTTE | 133279 | $1.87B | 29 | 2026-01-31 | → |
| 56 | CAROLINAS WEALTH CONSULTING LLC | CHARLOTTE | 300003 | $1.34B | 18 | 2025-03-31 | → |
| 57 | CHARTER WEALTH MANAGEMENT, INC. | RALEIGH | 162299 | $195.6M | 4 | 2026-03-31 | → |
| 58 | SHEETS SMITH WEALTH MANAGEMENT | WINSTON SALEM | 105710 | $1.37B | 15 | 2026-03-31 | → |
| 59 | FIRST OAK WEALTH MANAGEMENT, LLC | RALEIGH | 288316 | $316.2M | 3 | 2026-03-31 | → |
| 60 | FORTRESS PRIVATE LEDGER, LLC | RALEIGH | 290298 | $584.0M | 22 | 2026-03-31 | → |
| 61 | CAPITAL INVESTMENT COUNSEL INC | RALEIGH | 104591 | $1.02B | 11 | 2026-04-30 | → |
| 62 | ATLANTIC PRIVATE WEALTH, LLC | CHAPEL HILL | 311517 | $894.0M | 5 | 2026-02-28 | → |
| 63 | ALTAMONT CAPITAL MANAGEMENT, LLC. | ASHEVILLE | 118979 | $412.3M | 2 | 2026-01-31 | → |
| 64 | ZURAW FINANCIAL ADVISORS, LLC | GREENSBORO | 173129 | $519.9M | 3 | 2026-02-28 | → |
| 65 | THE BREIT GROUP, LLC | WRIGHTSVILLE BEACH | 335020 | $131.6M | 3 | 2026-03-31 | → |
| 66 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | RALEIGH | 149124 | $2.39B | 91 | 2026-03-31 | → |
| 67 | FIRST CITIZENS ASSET MANAGEMENT, INC | RALEIGH | 140777 | $465.1M | 58 | 2026-05-31 | → |
| 68 | LUMINA WEALTH MANAGEMENT, LLC | WILMINGTON | 291548 | $240.2M | 4 | 2026-04-30 | → |
| 69 | LAUREL WEALTH ADVISORS, LLC | CHARLOTTE | 118469 | $1.11B | 9 | 2026-03-31 | → |
| 70 | PENDLETON FINANCIAL, LLC | RALEIGH | 325303 | $160.0M | 4 | 2026-03-31 | → |
| 71 | COLTON GROOME FINANCIAL ADVISORS, LLC | ASHEVILLE | 128365 | $724.9M | 18 | 2026-04-30 | → |
| 72 | FPF FA L.L.C. | CHARLOTTE | 311329 | $181.3M | 1 | 2026-01-31 | → |
| 73 | CROSSGEN WEALTH LLC | GREENVILLE | 336270 | $222.8M | 3 | 2026-03-31 | → |
| 74 | TRENT CAPITAL MANAGEMENT INC | GREENSBORO | 107344 | $140.9M | 4 | 2025-03-31 | → |
| 75 | EASTOVER INVESTMENT ADVISORS, LLC | CHARLOTTE | 150821 | $392.3M | 4 | 2026-02-28 | → |
| 76 | GRANVILLE CAPITAL, INC. | GREENSBORO | 126679 | $1.37B | 9 | 2026-03-31 | → |
| 77 | OMNISTAR FINANCIAL GROUP, INC. | WILMINGTON | 138515 | $285.7M | 7 | 2026-05-31 | → |
| 78 | TOPSAIL WEALTH MANAGEMENT LLC | CHARLOTTE | 331098 | $1.31B | 5 | 2026-05-31 | → |
| 79 | WHITENER CAPITAL MANAGEMENT, INC | ROCKY MOUNT | 106865 | $598.5M | 9 | 2026-02-28 | → |
| 80 | NOVARE CAPITAL MANAGEMENT | CHARLOTTE | 117949 | $1.92B | 23 | 2026-06-30 | → |
| 81 | GRAGG & GRAGG, L.L.P. | SHELBY | 110592 | $215.4M | 12 | 2026-02-28 | → |
| 82 | TAGSTONE CAPITAL, INC. | CHARLOTTE | 158864 | $368.9M | 1 | 2026-02-28 | → |
| 83 | LIVE OAK PRIVATE WEALTH, LLC | WILMINGTON | 297904 | $1.32B | 12 | 2026-04-30 | → |
| 84 | FOUNDERS FINANCIAL ALLIANCE, LLC | RALEIGH | 173011 | $1.19B | 31 | 2026-03-31 | → |
| 85 | BILTMORE FAMILY OFFICE, LLC | CHARLOTTE | 167174 | $3.47B | 24 | 2026-03-31 | → |
| 86 | UWHARRIE INVESTMENT ADVISORS, INC. | ALBEMARLE | 117592 | $337.8M | 14 | 2026-03-31 | → |
| 87 | HOLDERNESS INVESTMENTS CO | GREENSBORO | 106530 | $660.7M | 8 | 2026-03-31 | → |
| 88 | ABSHER WEALTH MANAGEMENT, LLC | CHAPEL HILL | 304642 | $1.26B | 9 | 2026-05-31 | → |
| 89 | PIEDMONT CAPITAL MANAGEMENT, LLC | GREENBORO | 155682 | $495.6M | 24 | 2026-03-31 | → |
| 90 | TIMONIER FAMILY OFFICE, LTD. | WINSTON SALEM | 150748 | $388.8M | 8 | 2026-02-28 | → |
| 91 | ARBOR INVESTMENT ADVISORS, LLC | WINSTON SALEM | 111077 | $1.29B | 8 | 2026-03-31 | → |
| 92 | WOODARD & CO ASSET MANAGEMENT GROUP INC | BERMUDA RUN | 108199 | $1.17B | 5 | 2026-04-30 | → |
| 93 | CASCADES CAPITAL ASSET MANAGEMENT, LLC | GREENSBORO | 167102 | $383.3M | 3 | 2026-03-31 | → |
| 94 | EQV ADVISORY, LLC | RALEIGH | 338271 | $106.8M | 6 | 2026-01-31 | → |
| 95 | H. L. ORMOND & COMPANY, LLC | GREENVILLE | 313593 | $401.4M | 7 | 2026-05-31 | → |
| 96 | REICHARD CAPITAL, LLC | CHARLOTTE | 305695 | $341.0M | 4 | 2026-03-31 | → |
| 97 | BROYHILL ASSET MANAGEMENT, LLC | CHARLOTTE | 120462 | $204.5M | 6 | 2026-03-31 | → |
| 98 | IRONSIDES ASSET ADVISORS, LLC | ROCKY MOUNT | 161683 | $1.42B | 3 | 2026-02-28 | → |
| 99 | EVERGREEN WEALTH ADVISORS | RALEIGH | 326535 | $112.5M | 18 | 2026-03-31 | → |
| 100 | WEALTHSHIELD PARTNERS, LLC | CARY | 169584 | $1.27B | 23 | 2026-03-31 | → |
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