Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 2501 | CANTERBURY INVESTMENT MANAGEMENT, LLC | ZIONSVILLE | 125680 | $69.8M | 2 | 2026-03-31 | → |
| 2502 | STEBEN & COMPANY, LLC | EXCELSIOR | 117808 | $69.2M | 8 | 2026-02-28 | → |
| 2503 | UMB PRIVATE WEALTH MANAGEMENT, LLC | KANSAS CITY | 306374 | $68.4M | 94 | 2026-05-31 | → |
| 2504 | ANEW ADVISORS, LLC | WAUWATOSA | 316462 | $67.8M | 4 | 2025-05-31 | → |
| 2505 | BUILD ASSET MANAGEMENT, LLC | JEFFERSON CITY | 298354 | $64.6M | 6 | 2026-03-31 | → |
| 2506 | SBAUER FUNDS, LLC | CARMEL | 144782 | $61.3M | 7 | 2026-02-28 | → |
| 2507 | RAIL SPLITTER CAPITAL ADVISERS, LLC | CHICAGO | 338780 | $61.0M | 3 | 2026-03-31 | → |
| 2508 | SMART STEPS WEALTH MANAGEMENT LLC | ST. LOUIS | 330411 | $60.9M | 1 | 2025-06-30 | → |
| 2509 | CENTRALIS CAPITAL LLC | PRAIRIE VILLAGE | 305897 | $60.3M | 2 | 2025-12-31 | → |
| 2510 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC | MINNEAPOLIS | 173350 | $58.6M | 4 | 2026-05-31 | → |
| 2511 | NORTHERN PACIFIC GROUP, L.P. | MINNEAPOLIS | 299012 | $58.6M | 3 | 2026-05-31 | → |
| 2512 | SIMS CAPITAL MANAGEMENT LLC | MILWAUKEE | 129398 | $56.4M | 2 | 2026-03-31 | → |
| 2513 | YOUR FINANCIAL PHARMACIST PLANNING, LLC | NEW ALBANY | 282918 | $53.2M | 7 | 2026-06-30 | → |
| 2514 | EASTSPRING INVESTMENTS INCORPORATED | CHICAGO | 169439 | $49.7M | 7 | 2026-03-31 | → |
| 2515 | HERITAGE STRATEGIC WEALTH, LLC | CARY | 338025 | $45.7M | 3 | 2026-03-31 | → |
| 2516 | QUINCY WELLS ADVISORS, LLC | CHICAGO | 307477 | $45.1M | 22 | 2026-03-31 | → |
| 2517 | BARZIDEH & NADEAU WEALTH MANAGEMENT LLC | BARRINGTON | 334876 | $44.6M | 3 | 2025-06-30 | → |
| 2518 | MITCHELL VAUGHT & TAYLOR INC | CHICAGO | 106160 | $42.4M | 5 | 2025-03-31 | → |
| 2519 | LINCOLNBRIDGE FINANCIAL PLANNING, LLC | OGLESBY | 333779 | $39.8M | 3 | 2025-03-31 | → |
| 2520 | ANTHONY CAPITAL MANAGEMENT, LLC | DE PERE | 312256 | $37.9M | 2 | 2026-03-31 | → |
| 2521 | TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC | INDIANAPOLIS | 329218 | $34.4M | 3 | 2026-05-31 | → |
| 2522 | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | OMAHA | 611 | $32.0M | 285 | 2026-06-30 | → |
| 2523 | M3SIXTY CAPITAL, LLC | FAIRWAY | 323764 | $28.7M | 6 | 2026-05-31 | → |
| 2524 | CQL CAPITAL MANAGEMENT | CHESTERFIELD | 319557 | $27.4M | 4 | 2026-03-31 | → |
| 2525 | INTELLIGENT ALPHA LLC | MINNEAPOLIS | 332518 | $27.0M | 1 | 2026-03-31 | → |
| 2526 | CALAMOS ANTETOKOUNMPO ASSET MANAGEMENT LLC | NAPERVILLE | 322813 | $26.8M | 17 | 2026-03-31 | → |
| 2527 | TALL PINES CAPITAL, LLC | OAK BROOK | 286089 | $25.0M | 2 | 2026-05-31 | → |
| 2528 | AGDEAVOR INVESTMENTS, LLC | WORTHINGTON | 147340 | $24.8M | 4 | 2025-07-31 | → |
| 2529 | CHRISTENSEN GROUP FINANCIAL, LLC | EDEN PRAIRIE | 318144 | $24.8M | 6 | 2026-03-31 | → |
| 2530 | LFN ADVISORS INC. | MUSKEGON | 169361 | $23.7M | 4 | 2026-05-31 | → |
| 2531 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC | MILWAUKEE | 269982 | $22.4M | 3 | 2026-06-30 | → |
| 2532 | RM INVESTMENT STRATEGIES, LLC | GRAND RAPIDS | 322828 | $21.9M | 3 | 2026-03-31 | → |
| 2533 | RCP ADVISORS, LLC | CHICAGO | 119813 | $21.0M | 0 | 2026-03-31 | → |
| 2534 | GLASS RETIREMENT STRATEGIES, INC. | WEST BLOOMFIELD | 172610 | $20.1M | 2 | 2026-03-31 | → |
| 2535 | ETF MODEL SOLUTIONS, LLC | APPLETON | 168410 | $18.1M | 14 | 2026-03-31 | → |
| 2536 | RIVERWALK CAPITAL PARTNERS, LLC | CHICAGO | 328320 | $16.2M | 6 | 2026-04-30 | → |
| 2537 | KEELEY-TETON ADVISORS, LLC | CHICAGO | 286297 | $12.6M | 5 | 2026-03-31 | → |
| 2538 | ADVANCED ADVISOR GROUP, LLC | CAMBRIDGE | 140393 | $10.9M | 11 | 2026-03-31 | → |
| 2539 | TRUSTEE EMPOWERMENT & PROTECTION, INC. | TROY | 108249 | $10.3M | 4 | 2026-04-30 | → |
| 2540 | ARMADA ETF ADVISORS LLC | NOVI | 317979 | $10.2M | 1 | 2026-04-30 | → |
| 2541 | PARVIN FUND MANAGEMENT, LLC | SIOUX FALLS | 311304 | $10.1M | 2 | 2026-03-31 | → |
| 2542 | PALADIN CAPITAL, LLC | ARDEN HILLS | 288037 | $10.0M | 5 | 2026-06-30 | → |
| 2543 | WAYZATA INVESTMENT PARTNERS LLC | WAYZATA | 132046 | $9.4M | 4 | 2026-03-31 | → |
| 2544 | FBL WEALTH MANAGEMENT, LLC | WEST DES MOINES | 291396 | $9.2M | 207 | 2026-06-30 | → |
| 2545 | CBIZ FINANCIAL SOLUTIONS, INC. | CLEVELAND | 16678 | $8.9M | 19 | 2026-03-31 | → |
| 2546 | CASTLEARK ALTERNATIVES, LLC | CHICAGO | 288893 | $8.2M | 5 | 2026-04-30 | → |
| 2547 | ALPHABIT INVESTMENTS, LLC | FOREST CITY | 334827 | $7.7M | 5 | 2026-03-31 | → |
| 2548 | ACCESS SOFTEK ADVISORY SERVICES, LLC | NAPERVILLE | 299800 | $6.3M | 4 | 2026-02-28 | → |
| 2549 | ST. LOUIS FINANCIAL PLANNERS INC. | CHESTERFIELD | 105511 | $5.7M | 9 | 2025-11-30 | → |
| 2550 | STEPHENS CONSULTING, LLC | FLINT | 308970 | $5.3M | 1 | 2026-03-31 | → |
| 2551 | W&S ADVISORY SERVICES, LLC | CINCINNATI | 334683 | $5.3M | 9 | 2026-05-31 | → |
| 2552 | UMB FINANCIAL SERVICES, INC. | KANSAS CITY | 17073 | $5.0M | 55 | 2026-04-30 | → |
| 2553 | REDMONT WEALTH ADVISORS LLC | CHICAGO | 310981 | $4.8M | 2 | 2026-05-31 | → |
| 2554 | MARKETOCRACY MASTERS INC. | NORTHVILLE | 314667 | $4.5M | 7 | 2026-03-31 | → |
| 2555 | AVENTINE CAPITAL MANAGEMENT LLC | CHICAGO | 330233 | $4.1M | 2 | 2025-03-31 | → |
| 2556 | SIGNIFICANCE CAPITAL MANAGEMENT LLC | MILWAUKEE | 331940 | $3.8M | 2 | 2026-05-31 | → |
| 2557 | FORESTER CAPITAL MANAGEMENT LTD | LIBERTYVILLE | 109474 | $3.5M | 1 | 2026-03-31 | → |
| 2558 | BUILD WHALE, INC. | CHICAGO | 330063 | $2.5M | 7 | 2026-03-31 | → |
| 2559 | MARINER WEALTH ADVISORS-PR, LLC | OVERLAND PARK | 329377 | $2.2M | 1 | 2025-03-31 | → |
| 2560 | BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY V, LLC | MILWAUKEE | 148519 | $1.5M | 14 | 2025-03-31 | → |
| 2561 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC | MILWAUKEE | 145166 | $1.3M | 14 | 2026-06-30 | → |
| 2562 | CCM NEW OPPORTUNITIES, LLC | MERRIAM | 301887 | $1.3M | 4 | 2026-03-31 | → |
| 2563 | ONEDIGITAL ASSET MANAGEMENT, LLC | OVERLAND PARK | 320608 | $762,310 | 3 | 2026-04-30 | → |
| 2564 | M1 ADVISORY SERVICES LLC | CHICAGO | 249787 | $633,573 | 14 | 2026-05-31 | → |
| 2565 | PATH DIGITAL ADVISORS, LLC | CHICAGO | 312983 | $150,000 | 4 | 2025-03-31 | → |
| 2566 | TENMA LIMITED I, LLC | CHICAGO | 299563 | $109,345 | 1 | 2025-03-31 | → |
| 2567 | ZACKS INTELLIGENCE LLC | CHICAGO | 333798 | $2 | 10 | 2026-05-31 | → |
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