Research Report · 2026-06-30
Institutional Registered Investment Advisers in the East Coast
SEC-registered investment advisers in the East Coast ranked by reported institutional client assets.
Firms
3,543
Total AUM
$67.47T
Median AUM
$581.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 3401 | UNIFIED INVESTMENT MANAGEMENT, LLC | ATLANTA | 326056 | $150.6M | 2 | 2026-01-31 | → |
| 3402 | LIFEPLAN INVESTMENT ADVISORS, INC | RALEIGH | 144157 | $326.0M | 9 | 2026-03-31 | → |
| 3403 | CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC | FAIR HAVEN | 107865 | $107.9M | 6 | 2026-03-31 | → |
| 3404 | KENSINGTON FINANCIAL ADVISORS LLC | ROSELAND | 136346 | $159.9M | 2 | 2026-01-31 | → |
| 3405 | J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC. | NEW YORK | 335439 | $9.0M | 65 | 2026-03-31 | → |
| 3406 | FSC WEALTH ADVISORS, LLC | FISHKILL | 154382 | $122.3M | 5 | 2026-03-31 | → |
| 3407 | LIFE PLANNING PARTNERS, INC. | JACKSONVILLE | 129338 | $354.0M | 8 | 2026-01-31 | → |
| 3408 | TOEWS CORPORATION | NORTHFIELD | 106304 | $1.04B | 20 | 2026-03-31 | → |
| 3409 | BAUGH & ASSOCIATES, LLC | ATLANTA | 136342 | $294.2M | 4 | 2026-03-31 | → |
| 3410 | IDLE HILL ADVISORS LLC | GREENVILLE | 317040 | $107.5M | 7 | 2026-06-30 | → |
| 3411 | BROPHY WEALTH MANAGEMENT, LLC | BEDFORD | 169894 | $532.5M | 11 | 2026-05-31 | → |
| 3412 | REES WEALTH MANAGEMENT, LLC | SARASOTA | 335458 | $115.7M | 2 | 2026-03-31 | → |
| 3413 | BYRON PLACE CAPITAL MANAGEMENT, LLC | METUCHEN | 282078 | $48.4M | 2 | 2026-03-31 | → |
| 3414 | OXENFREE CAPITAL LLC | MELBOURNE | 327105 | $249.8M | 8 | 2026-06-30 | → |
| 3415 | REDE WEALTH, LLC | CHARLOTTESVILLE | 173346 | $346.1M | 4 | 2026-02-28 | → |
| 3416 | VIRGINIA WEALTH MANAGEMENT GROUP, INC. | VIRGINIA BEACH | 311248 | $393.8M | 4 | 2026-02-28 | → |
| 3417 | TERRA WEALTH MANAGEMENT, LLC | HIGH POINT | 320643 | $152.0M | 13 | 2026-03-31 | → |
| 3418 | CAPITAL SQUARED FINANCIAL LLC | ROCKVILLE | 326861 | $198.7M | 3 | 2026-02-28 | → |
| 3419 | OAK ADVISORS, LLC | BLUFFTON | 137192 | $284.7M | 6 | 2026-02-28 | → |
| 3420 | FOUR POINTS ADVISORS, LLC | NEW YORK | 171720 | $40.0M | 12 | 2026-04-30 | → |
| 3421 | COURSE MANAGEMENT INVESTMENT ADVISORS, LLC | PINEHURST | 306974 | $100.3M | 4 | 2026-05-31 | → |
| 3422 | FINANCIAL PLANNING ASSOCIATES, LLC | WHITE PLAINS | 159404 | $74.7M | 1 | 2026-03-31 | → |
| 3423 | CHRISTY CAPITAL MANAGEMENT, INC. | MACON | 149313 | $376.3M | 22 | 2026-03-31 | → |
| 3424 | TC FINANCIAL MANAGEMENT, CO. INC. | MARGATE CITY | 128967 | $122.7M | 5 | 2026-01-31 | → |
| 3425 | DANER WEALTH MANAGEMENT, LLC | ALPHARETTA | 317373 | $201.7M | 2 | 2026-03-31 | → |
| 3426 | COLONIAL RIVER INVESTMENTS, LLC | MIDLOTHIAN | 284839 | $464.4M | 21 | 2026-03-31 | → |
| 3427 | PROFESSIONAL FINANCIAL SOLUTIONS, LLC | FAIRFAX | 114957 | $409.7M | 8 | 2026-02-28 | → |
| 3428 | ALIGN ADVISOR GROUP, LLC | VINELAND | 336638 | $127.5M | 2 | 2026-03-31 | → |
| 3429 | TRUSTWELL FINANCIAL ADVISORS, LLC | JACKSONVILLE | 108426 | $260.8M | 7 | 2026-03-31 | → |
| 3430 | BLACKSTON'S FINANCIAL ADVISORY GROUP, LLC | THE VILLAGES | 291380 | $332.8M | 17 | 2026-03-31 | → |
| 3431 | SEVEN HILLS FINANCIAL, LLC | TALLAHASSEE | 143190 | $280.9M | 5 | 2026-03-31 | → |
| 3432 | EVOLUTION ADVISERS, INC. | RICHMOND | 149615 | $337.2M | 7 | 2026-04-30 | → |
| 3433 | VAUGHAN AND COMPANY SECURITIES, INC. | RIDGEWOOD | 18826 | $218.9M | 6 | 2026-05-31 | → |
| 3434 | STERLING BRIDGE FINANCIAL GROUP LLC | PALM HARBOR | 304409 | $131.1M | 8 | 2026-03-31 | → |
| 3435 | INTEGRAS PARTNERS, LLC | ALPHARETTA | 172979 | $244.8M | 5 | 2026-02-28 | → |
| 3436 | SCHAFFER & COMPANY ASSET MANAGEMENT, INC. | JACKSONVILLE | 138463 | $90.8M | 1 | 2026-03-31 | → |
| 3437 | WRIGHT WEALTH LLC | ATLANTA | 321215 | $188.5M | 7 | 2026-06-30 | → |
| 3438 | FAMA FIDUCIARY WEALTH LLC | ROCHESTER | 125627 | $99.9M | 1 | 2026-01-31 | → |
| 3439 | LOWELL ROAD ASSET MANAGEMENT, INC. | MANHASSET | 164370 | $50.3M | 2 | 2026-02-28 | → |
| 3440 | AUREUM WEALTH MANAGEMENT, LLC | NORTH PALM BEACH | 272027 | $150.6M | 4 | 2026-04-30 | → |
| 3441 | ALLIANCE PRIVATE WEALTH, LLC | NORTH READING | 316612 | $466.2M | 11 | 2026-03-31 | → |
| 3442 | PENSION PLANNING SOLUTIONS, INC. | GREENSBORO | 126393 | $9.1M | 1 | 2025-05-31 | → |
| 3443 | LEGACY WEALTH MANAGEMENT INC. | MANASSAS | 173453 | $251.0M | 10 | 2026-03-31 | → |
| 3444 | SPRINGBOARD ASSET MANAGEMENT LLC | CHESHIRE | 154862 | $136.8M | 2 | 2026-03-31 | → |
| 3445 | BELLEAIR WEALTH MANAGEMENT, LLC | BELLEAIR BLUFFS | 131666 | $111.2M | 6 | 2026-03-31 | → |
| 3446 | THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC. | WARWICK | 108705 | $394.4M | 4 | 2026-03-31 | → |
| 3447 | KIRK CAPITAL ADVISORS LLC | VIENNA | 312401 | $204.9M | 5 | 2026-03-31 | → |
| 3448 | NORTHBROOK FINANCIAL PLANNING LLC | BALTIMORE | 309060 | $108.8M | 8 | 2026-06-30 | → |
| 3449 | ROGAN & ASSOCIATES, INC. | SAFETY HARBOR | 42762 | $709.6M | 14 | 2026-05-31 | → |
| 3450 | GLENWOOD INVESTMENT GROUP, LLC | MANCHESTER | 132950 | $199.4M | 4 | 2026-03-31 | → |
| 3451 | RAAB & MOSKOWITZ ASSET MANAGEMENT LLC | CHATHAM | 111987 | $642.9M | 6 | 2026-03-31 | → |
| 3452 | EMPOWER FINANCIAL ADVISORY, LLC | GLASTONBURY | 313968 | $635.8M | 7 | 2026-05-31 | → |
| 3453 | PROATHLETE WEALTH MANAGEMENT LLC | BOCA RATON | 317372 | $402.2M | 5 | 2026-05-31 | → |
| 3454 | BASE WEALTH MANAGEMENT LLC | LAKEWOOD RANCH | 321991 | $326.3M | 15 | 2026-03-31 | → |
| 3455 | AMIDON & PETERSEN FINANCIALS, LLC | ALBANY | 143079 | $39.1M | 2 | 2026-03-31 | → |
| 3456 | MEMBERS ADVISORY GROUP, LLC | WILLIAMSVILLE | 153723 | $443.2M | 7 | 2026-04-30 | → |
| 3457 | CONCORDE FINANCIAL RESOURCES I INC. | YORK | 117836 | $231.0M | 2 | 2026-03-31 | → |
| 3458 | HUGHES FINANCIAL SERVICES, LLC | HERNDON | 173195 | $759.8M | 12 | 2026-02-28 | → |
| 3459 | CONSTELLATION ASSET MANAGEMENT, INC. | FAYETTEVILLE | 125704 | $79.3M | 1 | 2026-02-28 | → |
| 3460 | KAHN FINANCIAL GROUP, INC. | CLEARWATER | 134802 | $122.6M | 2 | 2026-03-31 | → |
| 3461 | CAROLINA FINANCIAL ADVISORS, INC. | GREENSBORO | 118823 | $240.9M | 7 | 2026-05-31 | → |
| 3462 | THINKING BIG FINANCIAL INC. | BROOKLYN | 287476 | $93.0M | 2 | 2026-02-28 | → |
| 3463 | FOX FINANCIAL SERVICES, INC. | WHITE PLAINS | 112506 | $110.9M | 1 | 2026-02-28 | → |
| 3464 | GODFREY FINANCIAL ASSOCIATES, INC. | GLENMONT | 126189 | $182.5M | 3 | 2026-03-31 | → |
| 3465 | MONTGOMERY FINANCIAL SERVICES, LLC | OCEAN CITY | 170024 | $229.8M | 6 | 2026-06-30 | → |
| 3466 | GRAND STRATEGY CAPITAL, LLC | CHARLOTTESVILLE | 154400 | $137.7M | 3 | 2025-01-31 | → |
| 3467 | CARDEA CAPITAL ADVISORS, LLC | VERO BEACH | 307600 | $124.2M | 9 | 2026-06-30 | → |
| 3468 | TIM LOONEY INVESTMENTS, LLC | LONGWOOD | 164413 | $490.3M | 4 | 2026-03-31 | → |
| 3469 | THE SHER WEALTH MANAGEMENT GROUP, INC. | NEEDHAM | 172369 | $145.6M | 2 | 2026-01-31 | → |
| 3470 | PLANVEST FINANCIAL, INC. | GAITHERSBURG | 290306 | $175.9M | 8 | 2026-03-31 | → |
| 3471 | GIRA & GIRA INVESTMENT ADVISORS LLC | HARRISONBURG | 167813 | $121.4M | 2 | 2026-04-30 | → |
| 3472 | RESNICK WEALTH ALLIANCE, LLC | PALM BEACH GARDENS | 316188 | $121.1M | 2 | 2026-05-31 | → |
| 3473 | STEELHEAD WEALTH MANAGEMENT LLC | GLEN ALLEN | 338410 | $341.9M | 7 | 2026-03-31 | → |
| 3474 | EVOLUTION WEALTH MANAGEMENT INC. | FORT MYERS | 307644 | $171.7M | 7 | 2026-03-31 | → |
| 3475 | STEMBROOK ASSET MANAGEMENT, LLC | RED BANK | 144116 | $147.5M | 2 | 2026-03-31 | → |
| 3476 | HYJC CAPITAL OF WNY, LLC | LAKEVILLE | 325574 | $82.6M | 2 | 2026-03-31 | → |
| 3477 | BREWSTER FINANCIAL PLANNING LLC | BROOKLYN | 125291 | $239.7M | 3 | 2026-03-31 | → |
| 3478 | OAKMONT WEALTH ADVISORY, LLC | COLUMBIA | 299021 | $124.2M | 3 | 2026-03-31 | → |
| 3479 | BLUE CURVE ADVISORY, LLC | TOWSON | 333724 | $125.2M | 8 | 2026-03-31 | → |
| 3480 | LTG CAPITAL LLC | FRAMINGHAM | 128216 | $142.2M | 5 | 2026-03-31 | → |
| 3481 | STANDARD PARTNERS LLC | BETHESDA | 167956 | $108.3M | 2 | 2026-03-31 | → |
| 3482 | TAVERIK CAPITAL, LLC | GREENVILLE | 156594 | $97.5M | 10 | 2026-03-31 | → |
| 3483 | APOLLON FINANCIAL, LLC | MOUNT PLEASANT | 321217 | $1.45B | 29 | 2026-06-30 | → |
| 3484 | HOBART PRIVATE CAPITAL, LLC | CHARLOTTE | 168494 | $558.2M | 18 | 2026-06-30 | → |
| 3485 | HAYES ASSET MANAGEMENT, LLC | ROCHESTER | 141220 | $116.6M | 4 | 2026-03-31 | → |
| 3486 | LEO WEALTH MANAGEMENT, LLC | STATEN ISLAND | 337537 | $33.0M | 1 | 2026-03-31 | → |
| 3487 | ADVISOR FINANCIAL SERVICES INC | CHATHAM | 118537 | $62.6M | 2 | 2026-04-30 | → |
| 3488 | HERITAGE OAK WEALTH ADVISORS LLC | SANTA ROSA BEACH | 323925 | $347.4M | 11 | 2026-02-28 | → |
| 3489 | ALEXANDER RANDOLPH ADVISORY INC | MCLEAN | 106024 | $403.9M | 5 | 2026-03-31 | → |
| 3490 | TEA & TAXES COMPANY DBA PROSPERITEA PLANNING | GREENFIELD | 282041 | $176.9M | 4 | 2026-03-31 | → |
| 3491 | DDO ADVISORY SERVICES, LLC | RHINEBECK | 154944 | $26.8M | 1 | 2026-03-31 | → |
| 3492 | WAYPOINT STRATEGIC ADVISORS, LLC | SUMMERVILLE | 152077 | $136.3M | 4 | 2026-01-31 | → |
| 3493 | BLUE JEAN FINANCIAL LLC | ALBANY | 331138 | $133.3M | 14 | 2026-05-31 | → |
| 3494 | TENON FINANCIAL LLC | METUCHEN | 305581 | $316.0M | 3 | 2026-01-31 | → |
| 3495 | STRATEGIC FORESIGHT INVESTMENTS LLC | WILMINGTON | 164744 | $115.0M | 2 | 2026-02-28 | → |
| 3496 | TABLEAUX LLC | GREAT BARRINGTON | 319355 | $229.7M | 6 | 2026-03-31 | → |
| 3497 | COMMONWEALTH RETIREMENT INVESTMENTS LLC | RICHMOND | 285998 | $377.0M | 12 | 2026-03-31 | → |
| 3498 | SENTARA CAPITAL LLC | MARIETTA | 161132 | $119.6M | 3 | 2026-02-28 | → |
| 3499 | LINDER FINANCIAL SERVICES, INC. | ALPHARETTA | 117861 | $163.6M | 4 | 2025-02-28 | → |
| 3500 | NANTAHALA CAPITAL MANAGEMENT, LLC | NEW CANAAN | 158081 | $3.11B | 14 | 2026-03-31 | → |
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