Research Report · 2026-06-30
Top Registered Investment Advisers for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
Firms
1,000
Total AUM
$59.41T
Median AUM
$3.75B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Individual Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | ADVISOR SHARE WEALTH MANAGEMENT, LLC | 307997 | 2,216 | $376.9M | 47 | 2026-03-31 | → |
| 802 | RETIRABLE INC. | 307472 | 2,210 | $301.0M | 23 | 2026-03-31 | → |
| 803 | FEDERATED MDTA LLC | 109355 | 2,208 | $25.95B | 21 | 2026-05-31 | → |
| 804 | BEAM WEALTH ADVISORS, INC. | 109867 | 2,207 | $1.60B | 27 | 2026-04-30 | → |
| 805 | NINETY ONE NORTH AMERICA, INC. | 167922 | 2,204 | $41.47B | 68 | 2026-06-30 | → |
| 806 | KEY CLIENT FIDUCIARY ADVISORS, LLC | 298240 | 2,195 | $896.3M | 10 | 2026-03-31 | → |
| 807 | INVST, LLC | 282863 | 2,193 | $1.57B | 65 | 2026-04-30 | → |
| 808 | TRIUMPH CAPITAL MANAGEMENT | 282814 | 2,193 | $645.6M | 18 | 2026-03-31 | → |
| 809 | BRAMSHILL INVESTMENTS, LLC | 162492 | 2,192 | $8.14B | 38 | 2026-03-31 | → |
| 810 | ALLEN CAPITAL GROUP, LLC | 135879 | 2,189 | $1.50B | 38 | 2026-03-31 | → |
| 811 | LEXAURUM ADVISORS, LLC | 283653 | 2,189 | $1.27B | 50 | 2026-03-31 | → |
| 812 | REHMANN CAPITAL ADVISORY GROUP, LLC | 123047 | 2,186 | $5.27B | 39 | 2026-03-31 | → |
| 813 | BNC WEALTH MANAGEMENT, LLC | 306483 | 2,183 | $847.5M | 5 | 2026-03-31 | → |
| 814 | CARDINAL POINT CAPITAL MANAGEMENT, ULC | 140619 | 2,175 | $4.81B | 56 | 2026-04-30 | → |
| 815 | CL WEALTH MANAGEMENT LLC | 134922 | 2,165 | $733.6M | 42 | 2026-03-31 | → |
| 816 | FIDUCIARY FINANCIAL ADVISORS | 172103 | 2,164 | $1.33B | 50 | 2026-04-30 | → |
| 817 | FOCUSED WEALTH MANAGEMENT, INC. | 154828 | 2,163 | $2.27B | 19 | 2026-03-31 | → |
| 818 | TRADITION WEALTH MANAGEMENT LLC | 128314 | 2,155 | $2.60B | 32 | 2026-06-30 | → |
| 819 | COMPASS FINANCIAL MANAGEMENT LLC | 156345 | 2,152 | $893.8M | 33 | 2026-05-31 | → |
| 820 | GRADIENT ADVISORS, LLC | 152665 | 2,149 | $289.3M | 173 | 2026-03-31 | → |
| 821 | OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. | 312989 | 2,146 | $607.1M | 30 | 2025-03-31 | → |
| 822 | SILVER GROVE FINANCIAL GROUP, INC. | 287512 | 2,146 | $453.6M | 17 | 2026-06-30 | → |
| 823 | BARTLETT & CO. WEALTH MANAGEMENT LLC | 292246 | 2,133 | $10.25B | 84 | 2026-03-31 | → |
| 824 | FORTIS CAPITAL ADVISORS, LLC | 309709 | 2,127 | $1.62B | 68 | 2026-06-30 | → |
| 825 | MAIA WEALTH, LLC | 292817 | 2,127 | $973.0M | 43 | 2026-05-31 | → |
| 826 | GUARDIAN WEALTH ADVISORS, LLC | 305412 | 2,123 | $2.74B | 50 | 2026-03-31 | → |
| 827 | COZAD ASSET MANAGEMENT INC | 104764 | 2,116 | $2.62B | 29 | 2026-03-31 | → |
| 828 | SYNTEGRA PRIVATE WEALTH GROUP LLC | 323180 | 2,112 | $1.39B | 20 | 2026-05-31 | → |
| 829 | ASSET MANAGEMENT STRATEGIES, INC. | 135173 | 2,110 | $220.2M | 8 | 2026-03-31 | → |
| 830 | NEWSQUARE CAPITAL, LLC | 152430 | 2,105 | $2.39B | 21 | 2026-02-28 | → |
| 831 | JFS WEALTH ADVISORS, LLC | 145051 | 2,104 | $4.01B | 86 | 2026-03-31 | → |
| 832 | ALONGSIDE, LLC | 333587 | 2,103 | $878.6M | 3 | 2026-06-30 | → |
| 833 | MOTLEY FOOL WEALTH MANAGEMENT, LLC | 165689 | 2,099 | $1.60B | 39 | 2026-04-30 | → |
| 834 | LINEWEAVER WEALTH ADVISORS, LLC | 173310 | 2,096 | $1.08B | 21 | 2026-03-31 | → |
| 835 | INDEX FUND ADVISORS, INC. | 109143 | 2,095 | $5.93B | 50 | 2026-03-31 | → |
| 836 | CLINTON INVESTMENT MANAGEMENT, LLC | 143599 | 2,095 | $3.91B | 14 | 2026-05-31 | → |
| 837 | COURIER CAPITAL, LLC | 282485 | 2,094 | $3.59B | 26 | 2026-03-31 | → |
| 838 | WAVERTON INVESTMENT MANAGEMENT LIMITED | 112200 | 2,092 | $17.14B | 184 | 2025-07-31 | → |
| 839 | GUIDESTONE ADVISORS, LLC | 149624 | 2,087 | $1.96B | 34 | 2026-03-31 | → |
| 840 | NORTHWEST WEALTH MANAGEMENT, LLC | 152816 | 2,085 | $1.03B | 26 | 2026-03-31 | → |
| 841 | FRAGASSO FINANCIAL ADVISORS INC. | 123255 | 2,073 | $2.83B | 35 | 2026-02-28 | → |
| 842 | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | 173995 | 2,070 | $2.67B | 37 | 2026-03-31 | → |
| 843 | WEALTHPLAN INVESTMENT MANAGEMENT LLC | 311364 | 2,068 | $2.19B | 34 | 2026-06-30 | → |
| 844 | BEACON CAPITAL MANAGEMENT, LLC | 156228 | 2,064 | $1.27B | 39 | 2026-03-31 | → |
| 845 | DAYMARK WEALTH PARTNERS, LLC | 320878 | 2,060 | $5.04B | 40 | 2026-02-28 | → |
| 846 | BCG SECURITIES, INC. | 70 | 2,060 | $894.2M | 55 | 2026-05-31 | → |
| 847 | ALPHA CUBED INVESTMENTS, LLC | 159347 | 2,058 | $3.78B | 29 | 2026-03-31 | → |
| 848 | STRATEGIC INVESTMENT ADVISORS, LLC | 151501 | 2,056 | $1.82B | 16 | 2026-06-30 | → |
| 849 | BANYAN TREE ADVISORS PVT. LTD. | 340434 | 2,045 | $663.6M | 63 | 2026-06-30 | → |
| 850 | SANDHILL CAPITAL PARTNERS LLC | 129800 | 2,044 | $2.40B | 22 | 2026-03-31 | → |
| 851 | MADISON WEALTH PARTNERS, INC. | 305824 | 2,042 | $1.30B | 17 | 2026-06-30 | → |
| 852 | SBE LLC DBA CEDAR COVE WEALTH PARTNERS | 336245 | 2,036 | $455.0M | 14 | 2026-06-30 | → |
| 853 | ALERA INVESTMENT ADVISORS, LLC | 287906 | 2,034 | $5.29B | 107 | 2026-03-31 | → |
| 854 | NORTHERN TRUST SECURITIES, INC. | 7927 | 2,024 | $1.66B | 385 | 2026-05-31 | → |
| 855 | CASTLE ROCK WEALTH MANAGEMENT, LLC | 199513 | 2,024 | $587.1M | 7 | 2026-03-31 | → |
| 856 | NELSON SECURITIES,INC. | 14377 | 2,016 | $272.0M | 15 | 2025-07-31 | → |
| 857 | GOLDEN RESERVE RETIREMENT, LLC | 283588 | 2,008 | $544.3M | 45 | 2026-03-31 | → |
| 858 | KEY CAPITAL MANAGEMENT, INC. | 173773 | 2,006 | $393.0M | 35 | 2026-04-30 | → |
| 859 | DUNCAN WILLIAMS ASSET MANAGEMENT, LLC | 174809 | 2,001 | $2.69B | 21 | 2026-03-31 | → |
| 860 | IP FINANCIAL ADVISORY SERVICES LLC | 305772 | 2,001 | $481.4M | 112 | 2026-06-30 | → |
| 861 | ACCESS SOFTEK ADVISORY SERVICES, LLC | 299800 | 1,996 | $6.3M | 4 | 2026-02-28 | → |
| 862 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | 104599 | 1,995 | $39.36B | 134 | 2026-03-31 | → |
| 863 | HORIZON KINETICS ASSET MANAGEMENT LLC | 106096 | 1,994 | $9.61B | 80 | 2026-04-30 | → |
| 864 | ASSET DEDICATION, LLC | 151988 | 1,986 | $2.93B | 7 | 2026-03-31 | → |
| 865 | VALTINSON BRUNER FINANCIAL PLANNING LLC | 297866 | 1,985 | $712.0M | 11 | 2026-02-28 | → |
| 866 | ENVOY ADVISORY INC. | 306559 | 1,985 | $615.0M | 23 | 2026-03-31 | → |
| 867 | DIVERSIFIED ENTERPRISES, LLC | 331709 | 1,982 | $2.79B | 53 | 2026-06-30 | → |
| 868 | MAIN STREET FINANCIAL SOLUTIONS, LLC | 305834 | 1,981 | $2.51B | 41 | 2026-03-31 | → |
| 869 | MWA FINANCIAL SERVICES, INC. | 112630 | 1,981 | $640.0M | 721 | 2026-05-31 | → |
| 870 | STRATEGIC EQUITY MANAGEMENT, INC. | 112142 | 1,980 | $933.5M | 11 | 2026-03-31 | → |
| 871 | PATHSTONE FAMILY OFFICE, LLC | 151736 | 1,979 | $110.30B | 704 | 2026-03-31 | → |
| 872 | CHANNEL WEALTH, LLC | 323461 | 1,974 | $850.9M | 17 | 2026-04-30 | → |
| 873 | RIA ADVISORY GROUP, LLC | 152566 | 1,968 | $568.4M | 25 | 2026-06-30 | → |
| 874 | FOSTER GROUP, INC. | 107148 | 1,956 | $4.78B | 93 | 2026-03-31 | → |
| 875 | ASPIRE CAPITAL ADVISORS LLC | 298366 | 1,956 | $1.23B | 22 | 2026-04-30 | → |
| 876 | CRAWFORD INVESTMENT COUNSEL INC | 110271 | 1,943 | $9.14B | 54 | 2026-03-31 | → |
| 877 | RICHARD YOUNG ASSOCIATES, LTD. | 126124 | 1,940 | $1.20B | 16 | 2026-02-28 | → |
| 878 | EVEREST FINANCIAL GROUP LLC | 137260 | 1,940 | $1.00B | 12 | 2026-03-31 | → |
| 879 | WESTMINSTER FINANCIAL ADVISORY CORP | 110283 | 1,935 | $1.36B | 43 | 2026-03-31 | → |
| 880 | KWB WEALTH | 300921 | 1,935 | $1.23B | 10 | 2026-05-31 | → |
| 881 | NAVIGATE PRIVATE WEALTH, LLC | 170774 | 1,929 | $529.2M | 11 | 2026-03-31 | → |
| 882 | TRAPHAGEN INVESTMENT ADVISORS LLC | 107764 | 1,922 | $2.28B | 18 | 2026-03-31 | → |
| 883 | TALON LLC | 298714 | 1,921 | $1.06B | 22 | 2026-05-31 | → |
| 884 | DISCIPLINE WEALTH SOLUTIONS, INC. | 315846 | 1,919 | $746.7M | 18 | 2026-06-30 | → |
| 885 | ANALYST PORTFOLIO MANAGEMENT LTD. | 114642 | 1,917 | $2.69B | 56 | 2026-03-31 | → |
| 886 | SBI FUNDS MANAGEMENT LIMITED | 142968 | 1,916 | $219.93B | 2,463 | 2026-06-30 | → |
| 887 | ADVISORS MANAGEMENT GROUP INC | 113020 | 1,912 | $819.6M | 17 | 2026-03-31 | → |
| 888 | NORTHWEST FINANCIAL ADVISORS LLC | 166769 | 1,908 | $1.24B | 37 | 2026-03-31 | → |
| 889 | COPELAND CAPITAL MANAGEMENT, LLC | 135822 | 1,907 | $4.06B | 30 | 2026-02-28 | → |
| 890 | RMR WEALTH BUILDERS, INC. | 169005 | 1,907 | $2.89B | 64 | 2026-04-30 | → |
| 891 | TITLEIST ASSET MANAGEMENT, LLC | 323567 | 1,905 | $2.66B | 41 | 2026-06-30 | → |
| 892 | WIN ADVISORS, INC | 300351 | 1,905 | $266.8M | 4 | 2026-03-31 | → |
| 893 | USADVISORS WEALTH MANAGEMENT, LLC | 158108 | 1,901 | $483.3M | 15 | 2026-02-28 | → |
| 894 | DIMENSIONAL FUND ADVISORS LP | 106482 | 1,900 | $1.02T | 1,168 | 2026-03-31 | → |
| 895 | BEAUMONT FINANCIAL ADVISORS, LLC | 322925 | 1,898 | $3.76B | 24 | 2026-03-31 | → |
| 896 | GET MOVING INC | 329172 | 1,898 | $4.1M | 4 | 2026-06-30 | → |
| 897 | CREEKMUR ASSET MANAGEMENT, LLC | 306903 | 1,897 | $800.0M | 36 | 2026-03-31 | → |
| 898 | SIGNATUREFD, LLC | 112758 | 1,891 | $9.68B | 130 | 2026-03-31 | → |
| 899 | HARRIS ASSOCIATES LP | 106960 | 1,888 | $109.48B | 221 | 2026-03-31 | → |
| 900 | KORNITZER CAPITAL MANAGEMENT, INC. | 111087 | 1,888 | $6.49B | 41 | 2026-06-30 | → |
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