Research Report · 2026-06-30
Top Registered Investment Advisers for Individual Clients
SEC-registered investment advisers ranked by reported individual-client relationships in ADV Part 1 filings.
Firms
1,000
Total AUM
$59.41T
Median AUM
$3.75B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Individual Clients↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | CAPITAL INVESTMENT ADVISORS, LLC | 158055 | 6,014 | $8.21B | 107 | 2026-04-30 | → |
| 402 | RWA WEALTH PARTNERS, LLC | 156984 | 5,951 | $19.80B | 178 | 2026-05-31 | → |
| 403 | NICOLA WEALTH MANAGEMENT LTD. | 173201 | 5,947 | $11.04B | 531 | 2026-03-31 | → |
| 404 | ROCKEFELLER & CO. LLC | 294197 | 5,931 | $36.76B | 602 | 2026-03-31 | → |
| 405 | THE PARTNERS WEALTH MANAGEMENT, LLC | 314816 | 5,925 | $1.18B | 39 | 2026-06-30 | → |
| 406 | MODERA WEALTH MANAGEMENT, LLC | 155649 | 5,918 | $17.68B | 238 | 2026-06-30 | → |
| 407 | QUANTBASE, LLC | 315414 | 5,887 | $26.6M | 2 | 2026-04-30 | → |
| 408 | SNOWDEN CAPITAL ADVISORS LLC | 157299 | 5,878 | $8.87B | 154 | 2026-04-30 | → |
| 409 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 144426 | 5,871 | $2.57B | 124 | 2026-01-31 | → |
| 410 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | 104559 | 5,850 | $3.67T | 1,968 | 2026-05-31 | → |
| 411 | VERITY ASSET MANAGEMENT, INC. | 158667 | 5,803 | $1.15B | 77 | 2026-06-30 | → |
| 412 | RBC PRIVATE COUNSEL (USA) INC. | 109648 | 5,773 | $7.89B | 1,455 | 2026-06-30 | → |
| 413 | FULLER & THALER ASSET MANAGEMENT INC | 107033 | 5,756 | $30.25B | 30 | 2026-03-31 | → |
| 414 | VIRTUE CAPITAL MANAGEMENT, LLC | 167816 | 5,740 | $1.31B | 105 | 2026-03-31 | → |
| 415 | BUOYANT CAPITAL PRIVATE LIMITED | 327612 | 5,721 | $924.8M | 79 | 2026-06-30 | → |
| 416 | WCM INVESTMENT MANAGEMENT, LLC | 104702 | 5,711 | $96.77B | 102 | 2026-03-31 | → |
| 417 | WEALTHCARE CAPITAL MANAGEMENT LLC | 111119 | 5,638 | $3.93B | 54 | 2026-05-31 | → |
| 418 | BRIGHTHOUSE INVESTMENT ADVISERS, LLC | 107312 | 5,633 | $132.63B | 29 | 2026-03-31 | → |
| 419 | RPOA ADVISORS, INC. | 157222 | 5,625 | $3.59B | 126 | 2026-04-30 | → |
| 420 | FORUM FINANCIAL MANAGEMENT, LP | 145706 | 5,622 | $8.69B | 143 | 2026-06-30 | → |
| 421 | CROSSMARK GLOBAL INVESTMENTS, INC. | 113360 | 5,614 | $8.98B | 54 | 2026-06-30 | → |
| 422 | CINCINNATI ASSET MANAGEMENT INC | 104946 | 5,613 | $2.53B | 15 | 2026-03-31 | → |
| 423 | THURSTON SPRINGER ADVISORS, LLC | 299201 | 5,600 | $3.68B | 93 | 2025-11-30 | → |
| 424 | MCMILL WEALTH INC | 129015 | 5,574 | $862.3M | 50 | 2026-03-31 | → |
| 425 | BOLTON SECURITIES CORP | 129376 | 5,566 | $8.28B | 158 | 2026-03-31 | → |
| 426 | THE LONDON COMPANY OF VIRGINIA, LLC | 106654 | 5,562 | $14.89B | 56 | 2026-03-31 | → |
| 427 | MCADAM LLC | 170914 | 5,538 | $2.68B | 174 | 2026-04-30 | → |
| 428 | NATIONS FINANCIAL GROUP, INC. | 44181 | 5,525 | $4.77B | 94 | 2026-03-31 | → |
| 429 | DYNAMIC ADVISOR SOLUTIONS LLC | 151367 | 5,509 | $5.64B | 130 | 2026-06-30 | → |
| 430 | HUB INVESTMENT PARTNERS, LLC | 307956 | 5,446 | $11.88B | 172 | 2026-06-30 | → |
| 431 | TOM JOHNSON INVESTMENT MANAGEMENT, LLC | 104511 | 5,437 | $1.63B | 11 | 2026-04-30 | → |
| 432 | IC ADVISORY SERVICES, INC. | 140190 | 5,434 | $2.06B | 220 | 2025-03-31 | → |
| 433 | W1M WEALTH MANAGEMENT LIMITED | 132210 | 5,426 | $24.85B | 200 | 2026-05-31 | → |
| 434 | PERIGON WEALTH MANAGEMENT, LLC | 131037 | 5,421 | $11.29B | 159 | 2026-06-30 | → |
| 435 | GILDER GAGNON HOWE & CO. LLC | 2002 | 5,404 | $12.12B | 84 | 2026-03-31 | → |
| 436 | MERIDIAN WEALTH MANAGEMENT, LLC | 151523 | 5,366 | $4.98B | 67 | 2026-03-31 | → |
| 437 | JENNISON ASSOCIATES LLC | 107959 | 5,356 | $214.84B | 360 | 2026-03-31 | → |
| 438 | GIBBS WEALTH MANAGEMENT, LLC | 281621 | 5,356 | $1.06B | 147 | 2026-04-30 | → |
| 439 | SEGALL BRYANT & HAMILL, LLC | 106505 | 5,337 | $22.64B | 161 | 2026-06-30 | → |
| 440 | ARETE WEALTH ADVISORS, LLC | 145488 | 5,289 | $2.75B | 135 | 2026-06-30 | → |
| 441 | BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. | 159388 | 5,272 | $2.99B | 36 | 2026-03-31 | → |
| 442 | CAMBIAR INVESTORS, LLC | 115093 | 5,254 | $2.92B | 28 | 2026-03-31 | → |
| 443 | JOHNSON INVESTMENT COUNSEL, INC. | 117054 | 5,251 | $22.98B | 164 | 2026-05-31 | → |
| 444 | DIVERSIFY ADVISORY SERVICES, LLC | 326060 | 5,200 | $4.65B | 206 | 2026-06-30 | → |
| 445 | ADVISOR PARTNERS II, LLC | 321633 | 5,142 | $13.91B | 26 | 2026-03-31 | → |
| 446 | ONEASCENT FINANCIAL SERVICES LLC | 284549 | 5,128 | $3.54B | 161 | 2026-06-30 | → |
| 447 | SOLTIS INVESTMENT ADVISORS, LLC | 154690 | 5,113 | $12.04B | 121 | 2026-03-31 | → |
| 448 | VERUS CAPITAL PARTNERS, LLC | 151568 | 5,086 | $2.29B | 68 | 2026-03-31 | → |
| 449 | CALTON & ASSOCIATES, INC. | 20999 | 5,056 | $1.58B | 373 | 2026-05-31 | → |
| 450 | TLG ADVISORS, INC. | 111052 | 5,018 | $2.30B | 290 | 2026-03-31 | → |
| 451 | CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED | 139012 | 4,994 | $9.89B | 44 | 2026-06-30 | → |
| 452 | KEATING FINANCIAL ADVISORY SERVICES, INC. | 142772 | 4,994 | $1.45B | 65 | 2026-03-31 | → |
| 453 | OASIS ADVISORS, LLC | 335555 | 4,987 | $277.7M | 27 | 2026-06-30 | → |
| 454 | MAWER INVESTMENT MANAGEMENT LTD. | 159100 | 4,960 | $40.94B | 278 | 2026-03-31 | → |
| 455 | B.O.S.S. RETIREMENT ADVISORS, LLC | 171143 | 4,956 | $1.38B | 87 | 2026-04-30 | → |
| 456 | ROYAL FUND MANAGEMENT, LLC | 144434 | 4,940 | $1.56B | 93 | 2026-05-31 | → |
| 457 | LARSON FINANCIAL GROUP, LLC | 140599 | 4,937 | $5.48B | 131 | 2026-03-31 | → |
| 458 | STRATOS WEALTH ADVISORS LLC | 283816 | 4,928 | $5.57B | 170 | 2026-06-30 | → |
| 459 | SUMMIT X | 282502 | 4,925 | $978.7M | 22 | 2025-03-31 | → |
| 460 | MOORS & CABOT, INC. | 594 | 4,921 | $3.44B | 121 | 2025-09-30 | → |
| 461 | CAPITAL ASSET ADVISORY SERVICES, LLC. | 110929 | 4,898 | $4.64B | 136 | 2026-03-31 | → |
| 462 | ELEVATION POINT WEALTH PARTNERS, LLC | 137068 | 4,879 | $8.29B | 91 | 2026-06-30 | → |
| 463 | PKS ADVISORY SERVICES, LLC | 125648 | 4,874 | $1.09B | 45 | 2026-06-30 | → |
| 464 | 1919 INVESTMENT COUNSEL, LLC | 133370 | 4,866 | $26.04B | 131 | 2026-04-30 | → |
| 465 | FIRST ADVISORS NATIONAL, LLC | 166212 | 4,858 | $505.9M | 65 | 2026-03-31 | → |
| 466 | RAYMOND JAMES (USA) LTD | 25853 | 4,850 | $1.99B | 175 | 2026-06-30 | → |
| 467 | PACKERLAND BROKERAGE SERVICES, INC. | 37031 | 4,845 | $1.36B | 318 | 2026-04-30 | → |
| 468 | N.E.W. ADVISORY SERVICES, LLC | 290405 | 4,842 | $1.60B | 23 | 2026-03-31 | → |
| 469 | SIGNAL ADVISORS WEALTH, LLC | 301086 | 4,816 | $1.69B | 37 | 2026-05-31 | → |
| 470 | HB WEALTH MANAGEMENT, LLC | 316731 | 4,808 | $30.16B | 325 | 2026-05-31 | → |
| 471 | NORTHROCK PARTNERS, LLC | 167908 | 4,778 | $12.19B | 233 | 2026-03-31 | → |
| 472 | AVIOR WEALTH MANAGEMENT, LLC | 148674 | 4,775 | $6.46B | 170 | 2026-04-30 | → |
| 473 | THE MATHER GROUP, LLC | 156005 | 4,773 | $13.45B | 186 | 2026-04-30 | → |
| 474 | TCW INVESTMENT MANAGEMENT COMPANY LLC | 106546 | 4,763 | $38.82B | 405 | 2026-05-31 | → |
| 475 | MCGOWAN GROUP ASSET MANAGEMENT, INC. | 154127 | 4,754 | $1.08B | 9 | 2026-05-31 | → |
| 476 | THE RETIREMENT PLANNING GROUP, LLC | 129625 | 4,748 | $4.16B | 78 | 2026-06-30 | → |
| 477 | CRESSET ASSET MANAGEMENT, LLC | 288566 | 4,746 | $78.94B | 496 | 2026-05-31 | → |
| 478 | WEALTH MANAGEMENT NEBRASKA LLC | 137080 | 4,731 | $3.71B | 61 | 2026-06-30 | → |
| 479 | BCP ADVISORS LLC | 157973 | 4,727 | $475.3M | 5 | 2026-03-31 | → |
| 480 | DIVERSIFY WEALTH MANAGEMENT, LLC | 329878 | 4,719 | $4.11B | 95 | 2026-03-31 | → |
| 481 | CONFLUENCE WEALTH SERVICES, INC. | 311980 | 4,698 | $6.84B | 70 | 2026-06-30 | → |
| 482 | MISSION WEALTH MANAGEMENT, LP | 113057 | 4,679 | $13.91B | 184 | 2026-04-30 | → |
| 483 | FORGE FINANCIAL SERVICES, LLC | 306480 | 4,674 | $1.46B | 15 | 2026-03-31 | → |
| 484 | RUFFER LLP | 309733 | 4,669 | $24.87B | 282 | 2026-06-30 | → |
| 485 | TRUWEALTH ADVISORS, LLC | 306876 | 4,655 | $3.05B | 3 | 2026-05-31 | → |
| 486 | LAUREL OAK WEALTH MANAGEMENT, LLC | 336824 | 4,640 | $1.40B | 22 | 2026-06-30 | → |
| 487 | JAMES HAMBRO & PARTNERS LLP | 286283 | 4,621 | $10.56B | 166 | 2025-11-30 | → |
| 488 | IGNITE PLANNERS LLC | 289797 | 4,605 | $1.14B | 38 | 2026-05-31 | → |
| 489 | CX INSTITUTIONAL, LLC | 292627 | 4,553 | $4.46B | 130 | 2026-03-31 | → |
| 490 | SAVVY ADVISORS, INC. | 318493 | 4,552 | $5.00B | 170 | 2026-03-31 | → |
| 491 | 360 ONE ASSET MANAGEMENT LIMITED | 300914 | 4,548 | $4.31B | 130 | 2026-06-30 | → |
| 492 | GRADIENT SECURITIES, LLC | 127701 | 4,546 | $607.9M | 67 | 2026-04-30 | → |
| 493 | TREK FINANCIAL, LLC | 109376 | 4,539 | $2.82B | 55 | 2026-05-31 | → |
| 494 | CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITED | 335103 | 4,535 | $1.50B | 73 | 2026-05-31 | → |
| 495 | PUBLIC ADVISORS LLC | 318234 | 4,521 | $18.8M | 44 | 2026-03-31 | → |
| 496 | ARISTOTLE CAPITAL MANAGEMENT, LLC | 109876 | 4,452 | $43.54B | 170 | 2026-04-30 | → |
| 497 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 124845 | 4,414 | $3.90B | 53 | 2026-04-30 | → |
| 498 | NORTHCOAST ASSET MANAGEMENT LLC | 282241 | 4,412 | $4.97B | 45 | 2026-06-30 | → |
| 499 | GIVERNY CAPITAL INC. | 130640 | 4,408 | $2.70B | 31 | 2026-06-30 | → |
| 500 | FSA ADVISORS, INC. | 286251 | 4,406 | $573.4M | 31 | 2026-03-31 | → |
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