Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary AUM
SEC-registered investment advisers ranked by latest reported non-discretionary regulatory assets under management.
Firms
1,000
Total AUM
$63.98T
Median AUM
$7.37B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | ASPEN GROVE CAPITAL, LLC | 158166 | $1.13B | $6.67B | 22 | 2026-03-31 | → |
| 802 | LARCH CAPITAL PARTNERS LLC | 307653 | $1.13B | $3.00B | 17 | 2026-05-31 | → |
| 803 | NYL INVESTORS LLC | 169553 | $1.13B | $329.20B | 301 | 2026-03-31 | → |
| 804 | FIFTH AVENUE FAMILY OFFICE LLC | 122448 | $1.12B | $1.35B | 7 | 2026-03-31 | → |
| 805 | WITT LAKE ASSET MANAGEMENT LLC | 335523 | $1.12B | $1.12B | 2 | 2026-06-30 | → |
| 806 | ASSOCIATION FINANCIAL SERVICES INC. | 142205 | $1.12B | $1.27B | 19 | 2026-03-31 | → |
| 807 | MARATHON ASSET MANAGEMENT, L.P. | 124613 | $1.12B | $30.48B | 193 | 2026-03-31 | → |
| 808 | LIDO ADVISORS, LLC | 269866 | $1.12B | $42.50B | 437 | 2026-06-30 | → |
| 809 | ADAMO CAPITAL FAMILY OFFICE LLC | 315653 | $1.12B | $1.12B | 17 | 2026-03-31 | → |
| 810 | CWM, LLC | 155344 | $1.12B | $50.58B | 1,416 | 2026-06-30 | → |
| 811 | SCHAEFER FINANCIAL MANAGEMENT, INC. | 110110 | $1.11B | $1.11B | 9 | 2026-03-31 | → |
| 812 | ISLANDBRIDGE CAPITAL LIMITED | 312174 | $1.11B | $1.62B | 16 | 2026-03-31 | → |
| 813 | BLACKSTONE CLO MANAGEMENT LLC (MANAGEMENT SERIES) | 304307 | $1.10B | $30.69B | 711 | 2026-05-31 | → |
| 814 | LUCID ADVISORS, INC. | 116639 | $1.09B | $1.15B | 2 | 2026-03-31 | → |
| 815 | CAPITAL MANAGEMENT ASSOCIATES INC | 105010 | $1.09B | $1.88B | 17 | 2026-03-31 | → |
| 816 | BELZBERG INVESTMENTS LLC | 315114 | $1.09B | $2.33B | 22 | 2026-05-31 | → |
| 817 | ACORN ADVISORY CAPITAL, L.P. | 133040 | $1.09B | $2.96B | 22 | 2026-03-31 | → |
| 818 | CS CAPITAL MANAGEMENT INC | 106492 | $1.09B | $1.09B | 7 | 2026-05-31 | → |
| 819 | SB ADVISORY, LLC | 154680 | $1.09B | $1.10B | 35 | 2026-06-30 | → |
| 820 | FERMAT CAPITAL MANAGEMENT, LLC | 134099 | $1.09B | $11.14B | 47 | 2026-03-31 | → |
| 821 | TWIN FOCUS CAPITAL PARTNERS, LLC | 140522 | $1.08B | $4.58B | 37 | 2026-04-30 | → |
| 822 | BPS WEALTH ADVISORS, INC. | 106249 | $1.08B | $1.08B | 5 | 2026-04-30 | → |
| 823 | GALLIARD CAPITAL MANAGEMENT, LLC | 106487 | $1.08B | $80.27B | 89 | 2026-03-31 | → |
| 824 | TREBUCHET CONSULTING, LLC | 166645 | $1.08B | $1.08B | 7 | 2026-04-30 | → |
| 825 | IPEX, INC. | 124337 | $1.08B | $2.65B | 3 | 2026-06-30 | → |
| 826 | CHRISTOFFERSON, ROBB & COMPANY, LLC | 121299 | $1.08B | $11.27B | 42 | 2026-06-30 | → |
| 827 | CORNERSTONE TRUST MANAGEMENT SERVICES LLC | 170864 | $1.08B | $1.08B | 2 | 2026-03-31 | → |
| 828 | MASON INVESTMENT ADVISORY SERVICES INC | 111113 | $1.07B | $15.67B | 72 | 2026-03-31 | → |
| 829 | OHANA ADVISORS MANAGEMENT, LLC | 158515 | $1.07B | $2.78B | 13 | 2026-05-31 | → |
| 830 | SATORI CAPITAL, LLC | 161829 | $1.07B | $1.61B | 33 | 2026-06-30 | → |
| 831 | PALISADES HUDSON ASSET MANAGEMENT, L.P. | 109134 | $1.07B | $1.84B | 14 | 2026-03-31 | → |
| 832 | COUNTERPOINTE INVESTMENT MANAGEMENT LLC | 333864 | $1.07B | $1.07B | 36 | 2026-03-31 | → |
| 833 | NATIONS FINANCIAL GROUP, INC. | 44181 | $1.07B | $4.77B | 94 | 2026-03-31 | → |
| 834 | POINTOAK RETIREMENT ADVISORS, LLC | 314866 | $1.07B | $1.08B | 3 | 2026-03-31 | → |
| 835 | LION STREET ADVISORS, LLC | 167610 | $1.07B | $3.18B | 152 | 2025-04-30 | → |
| 836 | TRINITY ALPS CAPITAL PARTNERS, LP | 287741 | $1.07B | $1.07B | 6 | 2026-03-31 | → |
| 837 | NEW REPUBLIC CAPITAL, LLC | 310907 | $1.06B | $3.03B | 28 | 2026-03-31 | → |
| 838 | 20 GATES MANAGEMENT LLC | 155480 | $1.06B | $4.97B | 10 | 2026-03-31 | → |
| 839 | CERTUITY, LLC | 129505 | $1.06B | $3.30B | 35 | 2026-04-30 | → |
| 840 | ALLEGIANT WEALTH ADVISORS, LLC | 330239 | $1.05B | $1.17B | 3 | 2026-03-31 | → |
| 841 | PETIOLE USA LIMITED | 159788 | $1.05B | $1.05B | 7 | 2026-03-31 | → |
| 842 | PANORAMIKA ADVISORS INC. | 172737 | $1.05B | $1.05B | 2 | 2026-02-28 | → |
| 843 | DTCP USA LLC | 297884 | $1.05B | $1.05B | 4 | 2026-04-30 | → |
| 844 | CONNELLY CAPITAL MANAGEMENT LLC | 324104 | $1.05B | $1.05B | 2 | 2026-03-31 | → |
| 845 | GFS ADVISORS LLC | 143110 | $1.04B | $3.76B | 11 | 2026-03-31 | → |
| 846 | PHOENIX MERCHANT PARTNERS, LP | 324381 | $1.04B | $2.06B | 29 | 2026-03-31 | → |
| 847 | FITZROY INVESTMENT ADVISORS LLC | 174342 | $1.04B | $1.04B | 9 | 2026-03-31 | → |
| 848 | WAHED INVEST LLC | 242793 | $1.04B | $1.29B | 9 | 2026-06-30 | → |
| 849 | SANDERSON WEALTH MANAGEMENT, LLC | 118910 | $1.03B | $1.43B | 19 | 2026-03-31 | → |
| 850 | LONGPOINT PARTNERS LP | 283800 | $1.03B | $4.79B | 32 | 2026-03-31 | → |
| 851 | VESTWELL ADVISORS LLC | 284173 | $1.03B | $1.03B | 30 | 2026-04-30 | → |
| 852 | APEXIUM FINANCIAL LP | 283726 | $1.02B | $4.02B | 15 | 2025-10-31 | → |
| 853 | BEAUMONT FINANCIAL ADVISORS, LLC | 322925 | $1.02B | $3.76B | 24 | 2026-03-31 | → |
| 854 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | $1.02B | $502.40B | 914 | 2026-05-31 | → |
| 855 | CALLAN FAMILY OFFICE, LLC | 317446 | $1.02B | $10.21B | 49 | 2026-03-31 | → |
| 856 | HANTZ FINANCIAL SERVICES, INC. | 46047 | $1.02B | $10.00B | 435 | 2026-04-30 | → |
| 857 | 1789 CAPITAL MANAGEMENT, LLC | 335007 | $1.01B | $2.73B | 13 | 2026-03-31 | → |
| 858 | CLOVERLAY INVESTMENT MANAGEMENT, LLC | 277170 | $1.01B | $1.83B | 18 | 2026-03-31 | → |
| 859 | VOLOFIN CAPITAL MANAGEMENT (US) LLC | 309922 | $1.01B | $1.01B | 9 | 2026-03-31 | → |
| 860 | FS DIGITAL INFRASTRUCTURE ADVISOR, LLC | 338274 | $1.00B | $3.21B | 52 | 2026-03-31 | → |
| 861 | PENSO ADVISORS, LLC | 158297 | $1.00B | $1.06B | 10 | 2026-03-31 | → |
| 862 | VESTGEN ADVISORS, LLC | 318657 | $999.8M | $6.67B | 165 | 2026-05-31 | → |
| 863 | VALLEY WEALTH STRATEGIES, LLC | 289737 | $999.4M | $1.45B | 59 | 2026-06-30 | → |
| 864 | CORDOBA ADVISORY PARTNERS LLC | 310199 | $999.2M | $2.81B | 11 | 2026-03-31 | → |
| 865 | EMPOWERED FUNDS, LLC | 171412 | $999.1M | $29.74B | 44 | 2026-03-31 | → |
| 866 | FTA ASSET MANAGEMENT, LLC | 332377 | $998.9M | $1.01B | 13 | 2026-03-31 | → |
| 867 | &PARTNERS | 3767 | $993.4M | $30.27B | 703 | 2026-06-30 | → |
| 868 | NBC SECURITIES, INC. | 17870 | $989.7M | $1.78B | 68 | 2026-06-30 | → |
| 869 | WESTERN ASSET MANAGEMENT COMPANY PTE LTD | 142188 | $988.9M | $2.80B | 9 | 2026-06-30 | → |
| 870 | MACD ADVISORS LLC | 171905 | $988.1M | $1.03B | 1 | 2026-03-31 | → |
| 871 | ISC ADVISORS, INC. | 166586 | $986.1M | $1.62B | 30 | 2026-03-31 | → |
| 872 | LGL PARTNERS, LLC | 289784 | $985.2M | $1.71B | 36 | 2026-06-30 | → |
| 873 | DODGE & COX | 104596 | $984.9M | $466.56B | 336 | 2026-04-30 | → |
| 874 | PROMETHEUS WEALTH MANAGEMENT SAM | 332503 | $982.6M | $1.24B | 9 | 2026-03-31 | → |
| 875 | BROADSHORE CAPITAL PARTNERS, LLC | 119200 | $981.6M | $981.6M | 16 | 2026-03-31 | → |
| 876 | RED DOOR WEALTH MANAGEMENT, LLC | 153235 | $975.1M | $3.09B | 19 | 2026-06-30 | → |
| 877 | WESCOTT FINANCIAL ADVISORY GROUP LLC | 105989 | $973.9M | $4.16B | 48 | 2026-04-30 | → |
| 878 | ELSER FINANCIAL PLANNING, INC. | 143311 | $973.8M | $2.11B | 15 | 2026-03-31 | → |
| 879 | TAGES CAPITAL LLP | 337285 | $971.7M | $3.85B | 40 | 2026-03-31 | → |
| 880 | DELEGATE ADVISORS, LLC | 159953 | $971.6M | $1.71B | 13 | 2026-03-31 | → |
| 881 | FIRST TRUST CAPITAL MANAGEMENT L.P. | 317825 | $968.4M | $12.28B | 62 | 2026-03-31 | → |
| 882 | HIRTLE, CALLAGHAN & CO., LLC | 105403 | $968.0M | $25.41B | 94 | 2026-03-31 | → |
| 883 | AMOVA ASSET MANAGEMENT UK LIMITED | 111038 | $963.4M | $19.19B | 85 | 2026-06-30 | → |
| 884 | INTEGRITY ALLIANCE, LLC | 139627 | $957.0M | $5.41B | 400 | 2026-05-31 | → |
| 885 | ANDALUSIAN PRIVATE CAPITAL, LP | 313032 | $954.0M | $1.78B | 12 | 2026-03-31 | → |
| 886 | RATHER & KITTRELL, INC. | 114885 | $951.8M | $2.25B | 32 | 2026-03-31 | → |
| 887 | GENERATION CAPITAL MANAGEMENT LLC | 128523 | $951.4M | $1.15B | 4 | 2026-03-31 | → |
| 888 | INTERTIDE PARTNERS L.L.C. | 326896 | $951.0M | $971.4M | 3 | 2026-04-30 | → |
| 889 | GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | 170990 | $945.8M | $2.39B | 35 | 2026-03-31 | → |
| 890 | LESTE CAPITAL PARTNERS (FLORIDA), LLC | 285179 | $943.5M | $1.61B | 19 | 2026-06-30 | → |
| 891 | DEVELOP CAPITAL PARTNERS, LP. | 338965 | $940.0M | $940.0M | 4 | 2026-01-31 | → |
| 892 | QP GLOBAL FAMILY OFFICES, LLC | 294879 | $936.0M | $1.05B | 9 | 2026-03-31 | → |
| 893 | BAIN CAPITAL REAL ESTATE, LP | 291809 | $933.3M | $10.00B | 125 | 2026-06-30 | → |
| 894 | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | 135288 | $932.7M | $986.3M | 49 | 2026-03-31 | → |
| 895 | NW1 PARTNERS UK LLP | 289003 | $931.7M | $931.7M | 22 | 2026-06-30 | → |
| 896 | BORDEAUX WEALTH ADVISORS LLC | 287758 | $930.3M | $5.64B | 34 | 2025-05-31 | → |
| 897 | 3650 REIT INVESTMENT MANAGEMENT LLC | 286013 | $929.6M | $2.43B | 16 | 2026-03-31 | → |
| 898 | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC. | 132295 | $929.1M | $1.33B | 31 | 2026-03-31 | → |
| 899 | WINCORAM ASSET MANAGEMENT LLC | 312425 | $929.0M | $8.19B | 28 | 2026-03-31 | → |
| 900 | ODEON CAPITAL ADVISORS LLC | 307619 | $927.8M | $967.5M | 14 | 2026-03-31 | → |
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