Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary AUM
SEC-registered investment advisers ranked by latest reported non-discretionary regulatory assets under management.
Firms
1,000
Total AUM
$63.98T
Median AUM
$7.37B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | STONEBRIDGE FINANCIAL GROUP, LLC | 337972 | $1.79B | $2.40B | 10 | 2026-06-30 | → |
| 602 | TRANSAMERICA ASSET MANAGEMENT, INC. | 107376 | $1.79B | $65.94B | 53 | 2026-05-31 | → |
| 603 | SOUTHEAST ASSET ADVISORS, LLC | 107588 | $1.78B | $4.20B | 14 | 2026-05-31 | → |
| 604 | CRESSET ASSET MANAGEMENT, LLC | 288566 | $1.78B | $78.94B | 496 | 2026-05-31 | → |
| 605 | BLACKSTONE INFRASTRUCTURE ADVISORS L.L.C. | 289751 | $1.78B | $80.17B | 79 | 2026-05-31 | → |
| 606 | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC | 289977 | $1.77B | $8.76B | 118 | 2026-04-30 | → |
| 607 | COOKE & BIELER, L.P. | 113859 | $1.75B | $10.56B | 32 | 2026-03-31 | → |
| 608 | CAIUS CAPITAL US LP | 322911 | $1.75B | $1.75B | 2 | 2026-03-31 | → |
| 609 | WEDBUSH SECURITIES INC. | 877 | $1.75B | $5.68B | 897 | 2026-04-30 | → |
| 610 | NEXTECH VENTURES (US) LLC | 316683 | $1.74B | $1.74B | 8 | 2026-03-31 | → |
| 611 | STIFEL INDEPENDENT ADVISORS, LLC | 28218 | $1.73B | $5.01B | 198 | 2026-03-31 | → |
| 612 | SENTRY, LLC | 150593 | $1.73B | $2.33B | 4 | 2026-03-31 | → |
| 613 | FORESIGHT GROUP LLP | 311974 | $1.73B | $10.06B | 347 | 2026-06-30 | → |
| 614 | SAFFORD NICHOLAS H & CO INC | 104740 | $1.73B | $1.80B | 8 | 2026-03-31 | → |
| 615 | BRINLEY PARTNERS, LP | 316147 | $1.73B | $6.29B | 22 | 2026-03-31 | → |
| 616 | THE CLARIUS GROUP, LLC | 173347 | $1.71B | $4.68B | 35 | 2025-06-30 | → |
| 617 | GCM GROSVENOR L.P. | 108654 | $1.71B | $95.49B | 466 | 2026-06-30 | → |
| 618 | NEWEDGE WEALTH, LLC | 307771 | $1.71B | $19.93B | 211 | 2026-04-30 | → |
| 619 | KBS CAPITAL ADVISORS, LLC | 166213 | $1.70B | $1.70B | 75 | 2026-03-31 | → |
| 620 | WEALTHFRONT ADVISERS LLC | 148456 | $1.70B | $47.73B | 432 | 2026-05-31 | → |
| 621 | WINDROSE ADVISORS LLC | 152145 | $1.69B | $2.67B | 23 | 2026-03-31 | → |
| 622 | HILTON CAPITAL MANAGEMENT, LLC | 116357 | $1.68B | $3.16B | 27 | 2026-06-30 | → |
| 623 | FAIRWAY WEALTH LLC | 311031 | $1.68B | $2.98B | 23 | 2026-03-31 | → |
| 624 | MENLO EQUITIES V LLC | 162139 | $1.67B | $4.69B | 52 | 2026-05-31 | → |
| 625 | NICHOLAS HOFFMAN & COMPANY, LLC | 144516 | $1.66B | $8.26B | 26 | 2026-03-31 | → |
| 626 | SAGE, RUTTY & CO., INC. | 3254 | $1.66B | $3.46B | 36 | 2026-03-31 | → |
| 627 | RYAN ALM ADVISERS, LLC | 135781 | $1.66B | $2.75B | 4 | 2026-01-31 | → |
| 628 | HERMES GPE (USA) INC | 166839 | $1.66B | $1.66B | 4 | 2026-03-31 | → |
| 629 | TRUMBOWER FINANCIAL ADVISORS LLC | 107495 | $1.66B | $1.98B | 11 | 2026-03-31 | → |
| 630 | AEGIS CAPITAL CORP. | 15007 | $1.65B | $1.78B | 260 | 2026-02-28 | → |
| 631 | DOCK STREET CAPITAL MANAGEMENT LLC | 157155 | $1.65B | $1.65B | 4 | 2026-01-31 | → |
| 632 | LPC REALTY ADVISORS I, LLC | 112175 | $1.65B | $1.65B | 9 | 2026-03-31 | → |
| 633 | JAMES HAMBRO & PARTNERS LLP | 286283 | $1.64B | $10.56B | 166 | 2025-11-30 | → |
| 634 | INVESTCORP CORSAIR INFRASTRUCTURE PARTNERS, L.P. | 329155 | $1.64B | $5.19B | 10 | 2026-04-30 | → |
| 635 | THE AMERIFLEX GROUP, INC. | 305585 | $1.64B | $9.66B | 201 | 2026-03-31 | → |
| 636 | SWIFT CREEK REAL ESTATE PARTNERS LLC | 329614 | $1.64B | $1.74B | 13 | 2026-06-30 | → |
| 637 | EQUITY SERVICES, INC. | 265 | $1.64B | $2.78B | 500 | 2026-03-31 | → |
| 638 | INGHAM RUSSELL INVESTMENT ADVISORS INC | 106299 | $1.63B | $2.62B | 10 | 2026-03-31 | → |
| 639 | SANCTUARY ADVISORS, LLC | 226606 | $1.63B | $34.88B | 770 | 2026-06-30 | → |
| 640 | EURAZEO NORTH AMERICA, INC. | 300444 | $1.61B | $1.61B | 12 | 2026-03-31 | → |
| 641 | SEQUOIA FINANCIAL ADVISORS, L.L.C. | 117756 | $1.60B | $32.24B | 424 | 2026-06-30 | → |
| 642 | ACCOLADE INVESTMENT ADVISORY, LLC | 145635 | $1.60B | $1.60B | 6 | 2026-03-31 | → |
| 643 | BASSO CAPITAL MANAGEMENT, L.P. | 132311 | $1.60B | $2.56B | 12 | 2026-05-31 | → |
| 644 | RESEARCH AFFILIATES, LLC | 120440 | $1.60B | $27.84B | 66 | 2026-03-31 | → |
| 645 | HUB INVESTMENT ADVISORS, INC | 164600 | $1.59B | $2.07B | 9 | 2026-01-31 | → |
| 646 | AMERAUDI ASSET MANAGEMENT, INC. | 119854 | $1.59B | $2.10B | 15 | 2026-03-31 | → |
| 647 | MONEY CONCEPTS CAPITAL CORP | 12963 | $1.59B | $4.07B | 478 | 2026-03-31 | → |
| 648 | ALLIANZ CAPITAL PARTNERS OF AMERICA LLC | 161684 | $1.59B | $6.35B | 30 | 2026-05-31 | → |
| 649 | CICCARELLI ADVISORY SERVICES INC | 110904 | $1.59B | $1.59B | 16 | 2025-11-30 | → |
| 650 | PACIFIC PRIVATE FUND ADVISORS LLC | 168830 | $1.58B | $12.24B | 12 | 2026-03-31 | → |
| 651 | CALYDON CAPITAL, LLC | 285485 | $1.58B | $3.58B | 8 | 2026-04-30 | → |
| 652 | ILS ADVISORY SERVICES, LLC | 333054 | $1.58B | $1.58B | 6 | 2026-03-31 | → |
| 653 | CONWAY INVESTMENT RESEARCH, LLC | 154659 | $1.57B | $1.67B | 20 | 2026-03-31 | → |
| 654 | BREED'S HILL CAPITAL LLC | 169314 | $1.57B | $2.24B | 6 | 2025-09-30 | → |
| 655 | GRANTHAM MAYO VAN OTTERLOO & CO LLC | 106220 | $1.57B | $80.97B | 365 | 2026-05-31 | → |
| 656 | KBS REALTY ADVISORS, LLC | 119662 | $1.56B | $2.72B | 75 | 2026-03-31 | → |
| 657 | SCHARF INVESTMENTS, LLC | 105508 | $1.55B | $4.21B | 23 | 2026-03-31 | → |
| 658 | BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP | 137519 | $1.54B | $44.11B | 753 | 2026-05-31 | → |
| 659 | PENCE CAPITAL MANAGEMENT, LLC | 281739 | $1.54B | $1.54B | 14 | 2026-03-31 | → |
| 660 | ANCORA RETIREMENT PLAN ADVISORS, LLC | 31256 | $1.53B | $1.53B | 41 | 2026-03-31 | → |
| 661 | KLINGMAN AND ASSOCIATES, LLC | 125618 | $1.53B | $5.66B | 25 | 2026-05-31 | → |
| 662 | VERNAL POINT ADVISORS, LLC | 166587 | $1.53B | $3.94B | 25 | 2026-03-31 | → |
| 663 | BITTERROOT CAPITAL ADVISORS LLC | 109088 | $1.53B | $1.78B | 7 | 2026-04-30 | → |
| 664 | ANDERSON FINANCIAL PARTNERS, INC. | 126641 | $1.52B | $1.52B | 4 | 2026-03-31 | → |
| 665 | ALBRITTON CAPITAL MANAGEMENT CO | 112772 | $1.52B | $1.52B | 1 | 2026-03-31 | → |
| 666 | COUGAR GLOBAL INVESTMENTS LIMITED | 109439 | $1.51B | $1.51B | 3 | 2025-12-31 | → |
| 667 | TAILWIND ADVISORS, LLC | 150081 | $1.51B | $1.67B | 12 | 2026-03-31 | → |
| 668 | JONATHAN ROBERTS ADVISORY GROUP, INC. | 112294 | $1.51B | $8.25B | 550 | 2026-03-31 | → |
| 669 | ALLIANCE PARTNERS LLC | 157700 | $1.50B | $1.94B | 21 | 2026-03-31 | → |
| 670 | LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC | 289401 | $1.50B | $1.50B | 73 | 2026-03-31 | → |
| 671 | JAMESTOWN, L.P. | 158207 | $1.50B | $7.06B | 233 | 2026-05-31 | → |
| 672 | ALIGNED CLIMATE CAPITAL LLC | 304716 | $1.50B | $1.77B | 18 | 2026-03-31 | → |
| 673 | CITRIN COOPERMAN WEALTH MANAGEMENT, LLC | 317528 | $1.50B | $1.70B | 9 | 2026-03-31 | → |
| 674 | RAYMOND JAMES (USA) LTD | 25853 | $1.49B | $1.99B | 175 | 2026-06-30 | → |
| 675 | ABS INVESTMENT MANAGEMENT LLC | 127290 | $1.49B | $10.48B | 47 | 2026-06-30 | → |
| 676 | MERCER GLOBAL ADVISORS INC. | 147363 | $1.48B | $84.40B | 1,429 | 2026-05-31 | → |
| 677 | INVESCO REAL ESTATE MANAGEMENT S.À R.L. | 286069 | $1.48B | $13.46B | 43 | 2025-03-31 | → |
| 678 | FOYSTON, GORDON & PAYNE INC. | 121591 | $1.48B | $5.96B | 46 | 2026-05-31 | → |
| 679 | MITCHELL SINKLER & STARR INC | 106460 | $1.47B | $1.79B | 9 | 2026-03-31 | → |
| 680 | JEFFERIES FINANCE LLC | 162264 | $1.47B | $24.59B | 124 | 2026-03-31 | → |
| 681 | TIKEHAU CAPITAL NORTH AMERICA LLC | 289075 | $1.47B | $6.16B | 56 | 2026-05-31 | → |
| 682 | PHILLIPS AND COMPANY ADVISORS LLC | 167214 | $1.46B | $2.66B | 19 | 2026-03-31 | → |
| 683 | AMERICAN MORTGAGE INVESTMENT PARTNERS MANAGEMENT, LLC | 284231 | $1.46B | $1.46B | 47 | 2026-06-30 | → |
| 684 | BERKELEY PARTNERS MANAGEMENT, LLC | 284163 | $1.45B | $3.06B | 57 | 2026-06-30 | → |
| 685 | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | 105820 | $1.45B | $150.40B | 254 | 2026-03-31 | → |
| 686 | CAMBIAR INVESTORS, LLC | 115093 | $1.44B | $2.92B | 28 | 2026-03-31 | → |
| 687 | SNOWDEN CAPITAL ADVISORS LLC | 157299 | $1.44B | $8.87B | 154 | 2026-04-30 | → |
| 688 | KAISER PARTNER FINANCIAL ADVISORS LTD. | 149431 | $1.44B | $1.76B | 6 | 2026-04-30 | → |
| 689 | ALTHUM ADVISORS LLC | 315952 | $1.43B | $2.03B | 11 | 2026-03-31 | → |
| 690 | BLUEPRINT CAPITAL ADVISORS LLC | 282327 | $1.43B | $1.79B | 8 | 2026-03-31 | → |
| 691 | CHICAGO PARTNERS INVESTMENT GROUP LLC | 147662 | $1.42B | $7.47B | 73 | 2026-03-31 | → |
| 692 | B. RILEY WEALTH ADVISORS, INC. | 115927 | $1.42B | $4.21B | 268 | 2026-03-31 | → |
| 693 | FINSER INVESTMENT ADVISOR | 142570 | $1.42B | $1.42B | 1 | 2025-08-31 | → |
| 694 | SPROTT ASSET MANAGEMENT USA INC. | 139022 | $1.41B | $10.12B | 64 | 2026-03-31 | → |
| 695 | BRIGHTHOUSE INVESTMENT ADVISERS, LLC | 107312 | $1.40B | $132.63B | 29 | 2026-03-31 | → |
| 696 | SILICON VALLEY RETIREMENT SERVICES, LLC | 154756 | $1.40B | $1.40B | 2 | 2026-02-28 | → |
| 697 | PIVOT CAPITAL PARTNERS LLC | 335324 | $1.40B | $1.40B | 2 | 2026-06-30 | → |
| 698 | WAVERTON INVESTMENT MANAGEMENT LIMITED | 112200 | $1.40B | $17.14B | 184 | 2025-07-31 | → |
| 699 | STRATEGIC INVESTMENT MANAGEMENT, LLC | 104862 | $1.40B | $35.51B | 94 | 2026-03-31 | → |
| 700 | REGENT PROPERTIES, LLC | 309360 | $1.40B | $1.77B | 28 | 2026-03-31 | → |
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