Research Report · 2026-06-30
Registered Investment Advisers Managing $100 Million to $500 Million
SEC-registered investment advisers with between $100 million and $500 million in reported regulatory assets under management.
Firms
1,000
Total AUM
$446.91B
Median AUM
$444.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | BLUE LIKE AN ORANGE CAPITAL US LLC | 291948 | $426.5M | $426.5M | 6 | 2026-03-31 | → |
| 702 | ABR DYNAMIC FUNDS, LLC | 171847 | $426.2M | $426.2M | 10 | 2026-06-30 | → |
| 703 | STARK RICHARD JOSEPH | 107636 | $426.1M | $426.1M | 4 | 2025-03-31 | → |
| 704 | CYPRESS CAPITAL, LLC | 171266 | $426.0M | $426.0M | 12 | 2026-03-31 | → |
| 705 | PROFESSIONAL FINANCIAL ADVISORS INC | 107289 | $426.0M | $426.0M | 13 | 2026-03-31 | → |
| 706 | LEGACY BRIDGE, LLC | 282261 | $425.8M | $425.8M | 8 | 2026-03-31 | → |
| 707 | OMNI 360 WEALTH, INC. | 124878 | $425.7M | $425.7M | 8 | 2026-03-31 | → |
| 708 | SYLVEST ADVISORS, LLC | 165130 | $425.7M | $425.7M | 8 | 2026-03-31 | → |
| 709 | PERIGEE CAPITAL, LP | 122085 | $425.7M | $425.7M | 1 | 2026-03-31 | → |
| 710 | APPOMATTOX ADVISORY, INC | 153731 | $425.6M | $425.6M | 6 | 2026-03-31 | → |
| 711 | QUAD-CITIES INVESTMENT GROUP, LLC | 154113 | $425.5M | $425.5M | 8 | 2026-04-30 | → |
| 712 | SCIENCE & TECHNOLOGY PARTNERS, L.P. | 331267 | $425.5M | $425.5M | 9 | 2026-05-31 | → |
| 713 | STONEHEARTH CAPITAL MANAGEMENT LLC | 128866 | $425.4M | $425.4M | 8 | 2026-03-31 | → |
| 714 | BUTTONWOOD WEALTH, LLC | 305896 | $425.3M | $425.3M | 7 | 2026-02-28 | → |
| 715 | DUBIN CLARK & COMPANY, INC | 282733 | $425.2M | $425.2M | 17 | 2026-03-31 | → |
| 716 | TRINITY WEALTH MANAGEMENT LLC | 152355 | $425.2M | $425.2M | 4 | 2026-03-31 | → |
| 717 | BROADVIEW REAL ESTATE PARTNERS, LLC | 297775 | $425.1M | $425.1M | 8 | 2026-03-31 | → |
| 718 | PARADIGM INVESTMENT ADVISORY, LLC | 334370 | $425.1M | $425.1M | 8 | 2026-03-31 | → |
| 719 | ASHDON INVESTMENT MANAGEMENT, LLC | 130180 | $425.1M | $425.1M | 6 | 2026-03-31 | → |
| 720 | FORWARD CONSUMER PARTNERS, LLC | 327847 | $425.0M | $425.0M | 18 | 2026-03-31 | → |
| 721 | TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC | 332802 | $425.0M | $425.0M | 315 | 2026-05-31 | → |
| 722 | LIFEMARK SECURITIES CORP. | 16204 | $424.9M | $424.9M | 78 | 2026-03-31 | → |
| 723 | MACDOUGALL FINANCIAL COUNSELING | 104644 | $424.8M | $424.8M | 3 | 2026-02-28 | → |
| 724 | GAMMA ASSET MANAGEMENT LLC | 300050 | $424.8M | $424.8M | 13 | 2026-02-28 | → |
| 725 | SPRING LANE MANAGEMENT, LLC | 290181 | $424.7M | $424.7M | 16 | 2026-03-31 | → |
| 726 | SYRIOS WEALTH MANAGEMENT GROUP, INC. | 332139 | $424.6M | $424.6M | 3 | 2026-03-31 | → |
| 727 | MASCAGNI WEALTH MANAGEMENT, INC. | 115046 | $424.5M | $424.5M | 6 | 2026-03-31 | → |
| 728 | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. | 106454 | $424.4M | $424.4M | 3 | 2026-03-31 | → |
| 729 | SMART MONEY GROUP, LLC | 284187 | $424.3M | $424.3M | 24 | 2026-04-30 | → |
| 730 | BLACKDIAMOND WEALTH MANAGEMENT, LLC | 291459 | $424.0M | $424.0M | 10 | 2026-03-31 | → |
| 731 | APOLLO S3 RIC MANAGEMENT, L.P. | 330339 | $423.8M | $423.8M | 3,564 | 2026-03-31 | → |
| 732 | FIRST CITY CAPITAL MANAGEMENT INC | 104780 | $423.7M | $423.7M | 6 | 2026-03-31 | → |
| 733 | CASTLE COAST WEALTH, LLC | 298439 | $423.7M | $423.7M | 6 | 2026-04-30 | → |
| 734 | GENEVA PARTNERS, LLC | 130768 | $423.6M | $423.6M | 9 | 2026-04-30 | → |
| 735 | TFG ADVISERS LLC | 288787 | $423.4M | $423.4M | 8 | 2025-02-28 | → |
| 736 | SINDIA CAPITAL ADVISERS, LLC | 333325 | $423.4M | $423.4M | 1 | 2026-03-31 | → |
| 737 | HERITAGE FAMILY OFFICES, LLP | 323930 | $423.3M | $423.3M | 13 | 2026-03-31 | → |
| 738 | SAGE FINANCIAL MANAGEMENT GROUP, INC. | 143562 | $423.2M | $423.2M | 6 | 2026-06-30 | → |
| 739 | ZARVONA ENERGY LLC | 288820 | $423.1M | $423.1M | 102 | 2026-03-31 | → |
| 740 | VALIANT WEALTH, LLC | 146911 | $423.1M | $423.1M | 12 | 2026-03-31 | → |
| 741 | DIVERGENT PLANNING, LLC | 285688 | $423.1M | $423.1M | 8 | 2026-01-31 | → |
| 742 | BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. | 287683 | $423.0M | $423.0M | 8 | 2026-03-31 | → |
| 743 | ZULLO INVESTMENT GROUP, INC. | 311698 | $423.0M | $423.0M | 3 | 2026-02-28 | → |
| 744 | MCCARTHY ASSET MANAGEMENT, INC. | 118285 | $422.4M | $422.4M | 4 | 2026-03-31 | → |
| 745 | MAREK CAPITAL MANAGEMENT LP | 333745 | $422.4M | $422.4M | 9 | 2026-03-31 | → |
| 746 | FORZA WEALTH MANAGEMENT, LLC | 281075 | $422.4M | $422.4M | 4 | 2026-03-31 | → |
| 747 | CONGRESS PARK CAPITAL LLC | 150309 | $422.3M | $422.3M | 4 | 2026-03-31 | → |
| 748 | ADIRONDACK CAPITAL ADVISORS, LLC | 133305 | $422.3M | $422.3M | 7 | 2026-03-31 | → |
| 749 | ONCE CAPITAL MANAGEMENT, LLC | 289714 | $422.1M | $422.1M | 7 | 2026-03-31 | → |
| 750 | THE ESTATE PLANNERS GROUP LLC | 124418 | $422.1M | $422.1M | 5 | 2026-03-31 | → |
| 751 | MGB WEALTH MANAGEMENT, LLC | 307995 | $421.9M | $421.9M | 5 | 2025-03-31 | → |
| 752 | INVESTMENT PLANNING ADVISORS | 299212 | $421.7M | $421.7M | 8 | 2026-03-31 | → |
| 753 | PRIMETRUST ADVISORS LLC | 141625 | $421.6M | $421.6M | 3 | 2026-03-31 | → |
| 754 | FISCHER INVESTMENT GROUP, INC. | 110966 | $421.5M | $421.5M | 4 | 2026-01-31 | → |
| 755 | CAVALIER INVESTMENTS, LLC | 281201 | $421.4M | $421.4M | 7 | 2026-03-31 | → |
| 756 | JGB CAPITAL MANAGEMENT L.P. | 163658 | $421.0M | $421.0M | 10 | 2026-06-30 | → |
| 757 | GIVERNY CAPITAL ADVISORS LLC | 150123 | $420.9M | $420.9M | 2 | 2026-03-31 | → |
| 758 | ODYSSEY GROUP LLC | 336636 | $420.9M | $420.9M | 6 | 2026-03-31 | → |
| 759 | GRAHAM, BORDELON, GOLSON & GILBERT, INC. | 104612 | $420.8M | $420.8M | 4 | 2026-03-31 | → |
| 760 | RUBICON ADVISORS, GP | 174447 | $420.7M | $420.7M | 20 | 2026-02-28 | → |
| 761 | METAVASI CAPITAL LP | 311581 | $420.6M | $420.6M | 9 | 2026-03-31 | → |
| 762 | FRONT ROW ADVISORS LLC | 269910 | $420.4M | $420.4M | 8 | 2026-03-31 | → |
| 763 | ACIMA PRIVATE WEALTH LLC | 281496 | $420.4M | $420.4M | 7 | 2026-04-30 | → |
| 764 | GENESEE CAPITAL ADVISORS, LLC | 167353 | $420.3M | $420.3M | 4 | 2026-06-30 | → |
| 765 | SHILANSKI & ASSOCIATES, INC. | 116431 | $420.3M | $420.3M | 16 | 2025-05-31 | → |
| 766 | EXETER FINANCIAL, LLC | 143420 | $420.2M | $420.2M | 6 | 2026-03-31 | → |
| 767 | CASCADE INVESTMENT GROUP, INC. | 35844 | $419.9M | $419.9M | 6 | 2026-03-31 | → |
| 768 | POINT BRIDGE CAPITAL, LLC | 168071 | $419.7M | $419.7M | 2 | 2026-03-31 | → |
| 769 | HOLLANDER ASSET MANAGEMENT LLC | 150343 | $419.7M | $419.7M | 2 | 2026-03-31 | → |
| 770 | POTRERO CAPITAL RESEARCH, LLC | 125909 | $419.6M | $419.6M | 4 | 2026-03-31 | → |
| 771 | DIRECTED CAPITAL ADVISORS, LLC | 162277 | $419.6M | $419.6M | 35 | 2026-03-31 | → |
| 772 | ORIENTAL FINANCIAL SERVICES LLC | 29753 | $419.6M | $419.6M | 28 | 2026-03-31 | → |
| 773 | R.W. ROGE & COMPANY, INC | 104645 | $419.5M | $419.5M | 9 | 2026-02-28 | → |
| 774 | EMBLEM GROUP, L.P. | 329533 | $419.4M | $419.4M | 16 | 2026-03-31 | → |
| 775 | HARLOW WEALTH MANAGEMENT, INC. | 148315 | $419.4M | $419.4M | 16 | 2026-03-31 | → |
| 776 | EFFICIENT FRONTIER ADVISORS LLC | 111895 | $419.3M | $419.3M | 3 | 2025-02-28 | → |
| 777 | MOONTOWER ASSET MANAGEMENT LP | 328999 | $419.2M | $419.2M | 16 | 2026-03-31 | → |
| 778 | RIDGEWOOD INVESTMENTS LLC | 121220 | $419.2M | $419.2M | 7 | 2026-04-30 | → |
| 779 | SEABIRD FINANCIAL CORPORATION | 284125 | $419.1M | $419.1M | 6 | 2026-04-30 | → |
| 780 | WT WEALTH MANAGEMENT, LLC | 169566 | $419.1M | $419.1M | 16 | 2026-03-31 | → |
| 781 | SUMMIT PARTNERS CREDIT ADVISORS, L.P. | 153195 | $419.0M | $419.0M | 9 | 2026-03-31 | → |
| 782 | P4G CAPITAL MANAGEMENT, LLC | 300645 | $419.0M | $419.0M | 9 | 2026-04-30 | → |
| 783 | BOWMAN & COMPANY S.C. | 305030 | $419.0M | $419.0M | 13 | 2025-12-31 | → |
| 784 | SILVER OAK ADVISORY GROUP, INC. | 108298 | $418.9M | $418.9M | 8 | 2026-06-30 | → |
| 785 | TRANSCE3ND LLC | 317745 | $418.9M | $418.9M | 60 | 2026-05-31 | → |
| 786 | ONE OAK CAPITAL MANAGEMENT, LLC | 170339 | $418.5M | $418.5M | 14 | 2026-03-31 | → |
| 787 | LANE AND ASSOCIATES LLC | 165321 | $418.5M | $418.5M | 8 | 2025-02-28 | → |
| 788 | ALPHA LEONIS PARTNERS, LLC | 314560 | $418.4M | $418.4M | 1 | 2026-03-31 | → |
| 789 | LINCOLN CAPITAL CORPORATION | 109922 | $418.3M | $418.3M | 6 | 2026-03-31 | → |
| 790 | ASPECT PARTNERS, LLC | 307273 | $418.2M | $418.2M | 8 | 2026-04-30 | → |
| 791 | MILLER VALUE PARTNERS, LLC | 110632 | $418.2M | $418.2M | 5 | 2026-03-31 | → |
| 792 | SEAPORT CAPITAL, LLC | 160734 | $418.2M | $418.2M | 14 | 2026-05-31 | → |
| 793 | MAUNEY-PITT FINANCIAL MANAGEMENT, INC. | 337870 | $418.0M | $418.0M | 6 | 2026-05-31 | → |
| 794 | QUANTUM PRIVATE WEALTH, LLC | 307358 | $418.0M | $418.0M | 6 | 2026-03-31 | → |
| 795 | ONEX CREDIT ADVISOR, LLC | 330076 | $417.8M | $417.8M | 70 | 2026-05-31 | → |
| 796 | FRUTH INVESTMENT MANAGEMENT | 107273 | $417.8M | $417.8M | 3 | 2026-03-31 | → |
| 797 | HONTE ADVISORS LLC | 308341 | $417.7M | $417.7M | 7 | 2026-04-30 | → |
| 798 | ARTIST CAPITAL MANAGEMENT LLC | 296835 | $417.6M | $417.6M | 4 | 2026-03-31 | → |
| 799 | FLATROCK WEALTH PARTNERS LLC | 321777 | $417.6M | $417.6M | 4 | 2026-06-30 | → |
| 800 | COQUINA PRIVATE WEALTH LLC | 333615 | $417.6M | $417.6M | 12 | 2026-02-28 | → |
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