Research Report · 2026-06-30
Largest Registered Investment Advisers by Accounts
SEC-registered investment advisers ranked by latest reported total client accounts from ADV Part 1 filings.
Firms
1,000
Total AUM
$62.97T
Median AUM
$4.28B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Accounts↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | BERGER FINANCIAL GROUP, INC. | 308174 | 11,139 | $2.95B | 89 | 2026-03-31 | → |
| 402 | KRILOGY FINANCIAL LLC | 149046 | 11,114 | $5.20B | 103 | 2026-03-31 | → |
| 403 | SIGNATUREFD, LLC | 112758 | 11,102 | $9.68B | 130 | 2026-03-31 | → |
| 404 | ALLSPRING GLOBAL INVESTMENTS, LLC | 104973 | 11,055 | $475.78B | 956 | 2026-05-31 | → |
| 405 | VISIONARY WEALTH ADVISORS, LLC | 169610 | 11,041 | $3.54B | 74 | 2026-03-31 | → |
| 406 | ROYAL FUND MANAGEMENT, LLC | 144434 | 11,041 | $1.56B | 93 | 2026-05-31 | → |
| 407 | ONE CAPITAL MANAGEMENT, LLC | 114861 | 10,969 | $8.53B | 103 | 2026-06-30 | → |
| 408 | RICHARD BERNSTEIN ADVISORS LLC | 153577 | 10,965 | $3.79B | 28 | 2026-06-30 | → |
| 409 | WESTERN INTERNATIONAL SECURITIES, INC. | 39262 | 10,904 | $3.51B | 407 | 2025-06-30 | → |
| 410 | SUMMIT GLOBAL INVESTMENTS, LLC | 157091 | 10,822 | $2.29B | 37 | 2026-06-30 | → |
| 411 | TREK FINANCIAL, LLC | 109376 | 10,768 | $2.82B | 55 | 2026-05-31 | → |
| 412 | ORGEL WEALTH MANAGEMENT, LLC | 168219 | 10,680 | $9.55B | 79 | 2026-03-31 | → |
| 413 | SIGNAL ADVISORS WEALTH, LLC | 301086 | 10,642 | $1.69B | 37 | 2026-05-31 | → |
| 414 | GATEWAY WEALTH PARTNERS, LLC | 322789 | 10,635 | $2.28B | 83 | 2026-06-30 | → |
| 415 | B. RILEY WEALTH ADVISORS, INC. | 115927 | 10,573 | $4.21B | 268 | 2026-03-31 | → |
| 416 | ATOMIC INVEST LLC | 313255 | 10,563 | $319.5M | 21 | 2026-04-30 | → |
| 417 | NATIONS FINANCIAL GROUP, INC. | 44181 | 10,535 | $4.77B | 94 | 2026-03-31 | → |
| 418 | MCADAM LLC | 170914 | 10,513 | $2.68B | 174 | 2026-04-30 | → |
| 419 | MERCURY ADVISORY, LLC | 308960 | 10,487 | $17.94B | 7 | 2026-05-31 | → |
| 420 | ROCKEFELLER & CO. LLC | 294197 | 10,479 | $36.76B | 602 | 2026-03-31 | → |
| 421 | BEACON CAPITAL MANAGEMENT, INC. | 120641 | 10,456 | $4.26B | 44 | 2026-03-31 | → |
| 422 | TANDEM INVESTMENT ADVISORS INC | 109392 | 10,432 | $3.45B | 18 | 2026-05-31 | → |
| 423 | CARDINAL CAPITAL MANAGEMENT, INC. | 124729 | 10,416 | $4.02B | 81 | 2026-01-31 | → |
| 424 | FLEXIBLE PLAN INVESTMENTS LTD | 110762 | 10,406 | $1.48B | 68 | 2026-03-31 | → |
| 425 | SNOWDEN CAPITAL ADVISORS LLC | 157299 | 10,260 | $8.87B | 154 | 2026-04-30 | → |
| 426 | PARROT FINANCE, INC. | 338169 | 10,134 | $30.1M | 5 | 2026-04-30 | → |
| 427 | ALLSPRING FUNDS MANAGEMENT, LLC | 110841 | 10,118 | $324.65B | 714 | 2026-05-31 | → |
| 428 | JAMES HAMBRO & PARTNERS LLP | 286283 | 10,063 | $10.56B | 166 | 2025-11-30 | → |
| 429 | WEDBUSH SECURITIES INC. | 877 | 10,048 | $5.68B | 897 | 2026-04-30 | → |
| 430 | RETIREMENT PLAN ADVISORS, LLC | 122758 | 10,031 | $3.54B | 47 | 2026-03-31 | → |
| 431 | WEALTHSPIRE ADVISORS LLC | 106181 | 9,973 | $34.32B | 397 | 2026-04-30 | → |
| 432 | USA FINANCIAL EXCHANGE LLC | 283466 | 9,971 | $1.64B | 38 | 2026-03-31 | → |
| 433 | VICUS CAPITAL, INC. | 116021 | 9,938 | $2.99B | 84 | 2026-03-31 | → |
| 434 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 149124 | 9,862 | $2.39B | 91 | 2026-03-31 | → |
| 435 | VIVALDI CAPITAL MANAGEMENT LP | 160150 | 9,855 | $5.64B | 68 | 2026-04-30 | → |
| 436 | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | 109420 | 9,842 | $6.30B | 69 | 2026-03-31 | → |
| 437 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 108163 | 9,833 | $22.54B | 241 | 2026-03-31 | → |
| 438 | NICOLET ADVISORY SERVICES, LLC | 283940 | 9,812 | $4.29B | 75 | 2026-03-31 | → |
| 439 | SUMMIT TRAIL ADVISORS, LLC | 220519 | 9,778 | $19.94B | 94 | 2026-05-31 | → |
| 440 | CORECAP ADVISORS, LLC | 158819 | 9,677 | $3.99B | 116 | 2026-03-31 | → |
| 441 | FARTHER ASSET MANAGEMENT, LLC | 325807 | 9,645 | $2.91B | 7 | 2026-03-31 | → |
| 442 | TRUEPOINT, INC. | 105664 | 9,643 | $6.39B | 103 | 2026-03-31 | → |
| 443 | FIRST HEARTLAND CONSULTANTS, INC. | 110377 | 9,610 | $2.09B | 96 | 2026-03-31 | → |
| 444 | HAMILTON CAPITAL, LLC | 109116 | 9,562 | $4.94B | 90 | 2026-04-30 | → |
| 445 | GROVE POINT ADVISORS, LLC | 313171 | 9,556 | $2.47B | 389 | 2025-07-31 | → |
| 446 | CATALYST WEALTH MANAGEMENT LLC | 329586 | 9,549 | $105.0M | 25 | 2026-06-30 | → |
| 447 | EXENCIAL WEALTH ADVISORS, LLC | 130475 | 9,535 | $5.98B | 116 | 2026-03-31 | → |
| 448 | CLEAR CREEK FINANCIAL MANAGEMENT, LLC | 170602 | 9,428 | $1.86B | 91 | 2026-03-31 | → |
| 449 | FUNDIFY ADVISORS LLC | 319004 | 9,393 | $888,512 | 6 | 2026-03-31 | → |
| 450 | N.E.W. ADVISORY SERVICES, LLC | 290405 | 9,375 | $1.60B | 23 | 2026-03-31 | → |
| 451 | RBC PRIVATE COUNSEL (USA) INC. | 109648 | 9,345 | $7.89B | 1,455 | 2026-06-30 | → |
| 452 | CS PLANNING CORP | 149937 | 9,340 | $1.96B | 60 | 2026-06-30 | → |
| 453 | WELLINGTON CONSULTING SERVICES INC | 105837 | 9,324 | $1.69B | 13 | 2026-03-31 | → |
| 454 | ADVISORNET FINANCIAL, INC. | 113074 | 9,293 | $3.15B | 131 | 2026-03-31 | → |
| 455 | ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. | 116719 | 9,277 | $28.64B | 35 | 2026-03-31 | → |
| 456 | TECTONIC ADVISORS LLC | 139713 | 9,259 | $5.14B | 6 | 2026-03-31 | → |
| 457 | FIDUCIARY ALLIANCE LLC | 284924 | 9,155 | $2.53B | 76 | 2026-06-30 | → |
| 458 | CHICAGO PARTNERS INVESTMENT GROUP LLC | 147662 | 9,147 | $7.47B | 73 | 2026-03-31 | → |
| 459 | NWAM, LLC | 147923 | 9,090 | $4.13B | 62 | 2026-03-31 | → |
| 460 | UX WEALTH PARTNERS LLC | 308983 | 9,087 | $1.87B | 7 | 2026-06-30 | → |
| 461 | FIRST HORIZON ADVISORS, INC | 17117 | 9,076 | $13.62B | 239 | 2025-07-31 | → |
| 462 | FIRST ADVISORS NATIONAL, LLC | 166212 | 9,026 | $505.9M | 65 | 2026-03-31 | → |
| 463 | BISON WEALTH, LLC | 299805 | 9,003 | $2.74B | 78 | 2026-06-30 | → |
| 464 | PLANCORP, LLC | 106599 | 9,001 | $9.94B | 97 | 2026-05-31 | → |
| 465 | CARRY ADVISORS LLC | 323620 | 8,933 | $180.9M | 2 | 2026-06-30 | → |
| 466 | GLOBAL VIEW CAPITAL MANAGEMENT LLC | 158292 | 8,863 | $775.2M | 122 | 2026-05-31 | → |
| 467 | CARDINAL POINT CAPITAL MANAGEMENT, ULC | 140619 | 8,857 | $4.81B | 56 | 2026-04-30 | → |
| 468 | FUSION INVESTMENT ADVISORS LLC | 156549 | 8,848 | $1.10B | 87 | 2026-03-31 | → |
| 469 | NAVY FEDERAL INVESTMENT SERVICES, LLC | 138459 | 8,783 | $2.10B | 206 | 2026-05-31 | → |
| 470 | PRIVATE CLIENT SERVICES, LLC | 120222 | 8,765 | $1.38B | 60 | 2026-03-31 | → |
| 471 | FEDERATED INVESTMENT COUNSELING | 105325 | 8,721 | $207.21B | 213 | 2026-05-31 | → |
| 472 | PROCYON ADVISORS, LLC | 288239 | 8,716 | $9.20B | 76 | 2026-05-31 | → |
| 473 | COMPOUND PLANNING, INC. | 171787 | 8,708 | $4.85B | 119 | 2026-03-31 | → |
| 474 | PGIM CUSTOM HARVEST LLC | 290235 | 8,702 | $6.90B | 68 | 2026-05-31 | → |
| 475 | EMPIRICAL FINANCIAL SERVICES, LLC | 152622 | 8,690 | $8.43B | 94 | 2026-06-30 | → |
| 476 | GILDER GAGNON HOWE & CO. LLC | 2002 | 8,648 | $12.12B | 84 | 2026-03-31 | → |
| 477 | SUMMIT WEALTH GROUP LLC | 335242 | 8,632 | $2.31B | 80 | 2026-03-31 | → |
| 478 | COUGAR GLOBAL INVESTMENTS LIMITED | 109439 | 8,630 | $1.51B | 3 | 2025-12-31 | → |
| 479 | STRATEGIC WEALTH INVESTMENT GROUP, LLC | 165474 | 8,606 | $1.38B | 88 | 2026-03-31 | → |
| 480 | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC | 289977 | 8,592 | $8.76B | 118 | 2026-04-30 | → |
| 481 | STEELPEAK WEALTH, LLC | 165168 | 8,591 | $4.15B | 84 | 2026-03-31 | → |
| 482 | CARLSON CAPITAL MANAGEMENT, LLC | 281544 | 8,551 | $3.81B | 78 | 2025-03-31 | → |
| 483 | CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | 150488 | 8,541 | $7.51B | 69 | 2026-04-30 | → |
| 484 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 144426 | 8,531 | $2.57B | 124 | 2026-01-31 | → |
| 485 | STRATEGIC BLUEPRINT, LLC | 284840 | 8,462 | $2.54B | 56 | 2026-05-31 | → |
| 486 | ARVEST INVESTMENTS, INC. | 42057 | 8,453 | $3.44B | 238 | 2026-03-31 | → |
| 487 | THE ASCENT GROUP, LLC | 314424 | 8,449 | $4.76B | 44 | 2026-03-31 | → |
| 488 | REVOLUT WEALTH INC. | 322894 | 8,441 | $5.5M | 5 | 2026-02-28 | → |
| 489 | CULLEN CAPITAL MANAGEMENT, LLC | 113128 | 8,419 | $11.58B | 64 | 2026-03-31 | → |
| 490 | QUILLU INC | 170975 | 8,400 | $30.0M | 2 | 2026-03-31 | → |
| 491 | MYCIO WEALTH PARTNERS, LLC | 134436 | 8,391 | $15.78B | 67 | 2026-03-31 | → |
| 492 | ENCOMPASS MORE ASSET MANAGEMENT LLC | 322382 | 8,361 | $984.9M | 108 | 2026-06-30 | → |
| 493 | WHITAKER-MYERS WEALTH MANAGERS, LTD. | 286093 | 8,347 | $850.6M | 30 | 2026-06-30 | → |
| 494 | INSPIRE ADVISORS, LLC | 300279 | 8,330 | $1.33B | 63 | 2026-06-30 | → |
| 495 | BLUESTEM WEALTH PARTNERS, LLC | 324489 | 8,328 | $1.12B | 34 | 2026-03-31 | → |
| 496 | CONGRESS ASSET MANAGEMENT COMPANY, LLP | 105161 | 8,312 | $14.20B | 79 | 2026-03-31 | → |
| 497 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 108257 | 8,288 | $502.40B | 914 | 2026-05-31 | → |
| 498 | INTELLICENTS INVESTMENT SOLUTIONS INC | 107498 | 8,280 | $9.92B | 80 | 2026-06-30 | → |
| 499 | QUANTINNO CAPITAL MANAGEMENT LP | 298733 | 8,264 | $60.91B | 53 | 2026-03-31 | → |
| 500 | FIDUCIARY FINANCIAL ADVISORS | 172103 | 8,246 | $1.33B | 50 | 2026-04-30 | → |
Related Lists
Sleeve1,000 firms · 2026-06-30