Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southwest
SEC-registered investment advisers based in the Southwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
1,420
Total AUM
$5.34T
Median AUM
$408.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | RPS RETIREMENT PLAN ADVISORS | AUSTIN | 319220 | $336.3M | 3 | 2026-04-30 | → |
| 802 | CAPITAL IDEAS, LLC | DALLAS | 114352 | $336.2M | 5 | 2026-03-31 | → |
| 803 | FIRST DALLAS SECURITIES, INC. | DALLAS | 24549 | $335.7M | 20 | 2025-10-31 | → |
| 804 | THE MENARD FINANCIAL GROUP, LLC | HOUSTON | 299404 | $335.3M | 3 | 2026-05-31 | → |
| 805 | TRISPERITY ADVISORS, LLC | KATY | 142438 | $335.2M | 2 | 2026-03-31 | → |
| 806 | ARWA LLC | FORT WORTH | 337220 | $335.0M | 7 | 2026-05-31 | → |
| 807 | DOVETAIL WEALTH MANAGEMENT, LLC | TAYLOR | 291068 | $333.1M | 4 | 2026-02-28 | → |
| 808 | C III CAPITAL MANAGEMENT, LLC | HOUSTON | 115937 | $333.0M | 2 | 2024-12-31 | → |
| 809 | VIGILARE WEALTH MANAGEMENT LLC | SCOTTSDALE | 157663 | $330.9M | 6 | 2026-03-31 | → |
| 810 | HAZOOR PARTNERS, LLC | AUSTIN | 289744 | $330.7M | 10 | 2026-03-31 | → |
| 811 | FLUENT FINANCIAL, LLC | DALLAS | 170041 | $329.7M | 9 | 2026-04-30 | → |
| 812 | TECHQUITY CAPITAL MANAGEMENT, LLC | AUSTIN | 162322 | $329.0M | 2 | 2026-03-31 | → |
| 813 | VB&T WEALTH MANAGEMENT LLC | SCOTTSDALE | 318330 | $328.3M | 4 | 2026-03-31 | → |
| 814 | BETTER MONEY DECISIONS, LLC | SANTA FE | 172980 | $326.8M | 8 | 2025-04-30 | → |
| 815 | AVONDALE WEALTH MANAGEMENT LLC | WEST LAKE HILLS | 152590 | $326.7M | 7 | 2026-04-30 | → |
| 816 | RESILIENT CAPITAL MANAGEMENT, LLC | DALLAS | 318997 | $326.1M | 3 | 2026-03-31 | → |
| 817 | PATRON PARTNERS, LLC | HOUSTON | 310629 | $325.7M | 7 | 2026-04-30 | → |
| 818 | DALE OIL & GAS PARTNERS, LLC | DALLAS | 162289 | $325.2M | 4 | 2024-12-31 | → |
| 819 | TREIBERG WEALTH MANAGEMENT, INC. | TUCSON | 284140 | $325.1M | 6 | 2026-02-28 | → |
| 820 | PUTTERMAN, DEAN ELIOT | HOUSTON | 111779 | $324.5M | 2 | 2026-03-31 | → |
| 821 | INTREPID INVESTMENT MANAGEMENT, LLC | HOUSTON | 192522 | $322.8M | 6 | 2026-03-31 | → |
| 822 | ASSET PRESERVATION GROUP INC | GRAPEVINE | 108150 | $321.2M | 4 | 2026-03-31 | → |
| 823 | FOUNDER FAMILY FINANCIAL, LLC | AUSTIN | 171978 | $321.0M | 3 | 2026-02-28 | → |
| 824 | AWM FINANCIAL SERVICES INC. | THE WOODLANDS | 144351 | $320.6M | 19 | 2026-03-31 | → |
| 825 | JBR CO. FINANCIAL MANAGEMENT INC. | ARDMORE | 117600 | $318.3M | 5 | 2026-04-30 | → |
| 826 | PLAGENS & TAYLOR WEALTH MANAGEMENT, LLC | SAN ANGELO | 335178 | $318.3M | 6 | 2026-03-31 | → |
| 827 | OPENAIR FINANCIAL, LLC | SOUTHLAKE | 300362 | $318.0M | 7 | 2026-06-30 | → |
| 828 | HFP WEALTH MANAGEMENT, LLC | DALLAS | 131525 | $315.1M | 5 | 2025-02-28 | → |
| 829 | BONNER & SMITH, LLC | LUBBOCK | 114287 | $314.8M | 3 | 2026-03-31 | → |
| 830 | GLASS WEALTH MANAGEMENT CO., LLC | SAN ANTONIO | 114097 | $311.9M | 6 | 2026-04-30 | → |
| 831 | LAKE WHILLANS CAPITAL PARTNERS LLC | PLANO | 287835 | $311.9M | 5 | 2026-03-31 | → |
| 832 | NO FATE BWWM, LLC | PLANO | 317406 | $311.9M | 2 | 2026-03-31 | → |
| 833 | THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP | SCOTTSDALE | 165183 | $309.3M | 2 | 2026-02-28 | → |
| 834 | CARRIAGE SERVICES INVESTMENT ADVISORS, INC. | HOUSTON | 164325 | $308.2M | 4 | 2026-03-31 | → |
| 835 | BROADWAY WEALTH SOLUTIONS, INC. | SAN ANTONIO | 291753 | $308.1M | 11 | 2026-03-31 | → |
| 836 | ONE WEALTH CAPITAL MANAGEMENT, LLC | SCOTTSDALE | 331395 | $306.8M | 6 | 2026-03-31 | → |
| 837 | BISON CAPITAL GROUP, LLC | EDMOND | 315170 | $306.2M | 6 | 2026-05-31 | → |
| 838 | LWEALTH, LLC | DALLAS | 152253 | $305.5M | 5 | 2026-04-30 | → |
| 839 | ROCKWALL WEALTH MANAGEMENT INC | ROCKWALL | 339856 | $305.5M | 4 | 2026-06-30 | → |
| 840 | STABLEFORD CAPITAL LLC | SCOTTSDALE | 173383 | $305.3M | 4 | 2026-04-30 | → |
| 841 | NEXTBIO CAPITAL MANAGEMENT LP | AUSTIN | 332920 | $305.2M | 6 | 2026-06-30 | → |
| 842 | CLARUS WEALTH ADVISORS, LLC | PEORIA | 281160 | $305.2M | 13 | 2026-04-30 | → |
| 843 | KEY GROUP MANAGEMENT, INC. | FOUNTAIN HILLS | 146054 | $303.8M | 5 | 2026-05-31 | → |
| 844 | PENNEY FINANCIAL, LLC | HOUSTON | 282084 | $303.5M | 3 | 2026-03-31 | → |
| 845 | WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC | THE WOODLANDS | 226545 | $302.5M | 2 | 2026-01-31 | → |
| 846 | PHILIP O. JOHNSON & COMPANY, LTD. | TEMPE | 104621 | $301.0M | 5 | 2026-03-31 | → |
| 847 | CAPITAL WEALTH ALLIANCE, LLC | SCOTTSDALE | 298257 | $300.3M | 5 | 2026-03-31 | → |
| 848 | CAPITAL WEST PARTNERS, LLC | TUCSON | 130762 | $300.0M | 3 | 2026-01-31 | → |
| 849 | CORE CAPITAL MANAGEMENT AND RESEARCH INC. | HOUSTON | 146285 | $298.8M | 4 | 2026-03-31 | → |
| 850 | AVID WEALTH PARTNERS, LLC | SAN ANTONIO | 323124 | $298.5M | 8 | 2026-05-31 | → |
| 851 | INTERWEALTH MANAGEMENT, LLC | SCOTTSDALE | 155597 | $298.0M | 5 | 2026-05-31 | → |
| 852 | GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC | TEMPE | 306068 | $297.3M | 5 | 2026-03-31 | → |
| 853 | BEACON FINANCIAL ADVISORS LTD | HOUSTON | 106164 | $296.9M | 2 | 2026-06-30 | → |
| 854 | FEARLESS SOLUTIONS LLC | SAN ANTONIO | 297599 | $296.4M | 4 | 2026-02-28 | → |
| 855 | AUSTIN MONEY MANAGEMENT CORPORATION | AUSTIN | 302038 | $296.1M | 2 | 2026-05-31 | → |
| 856 | ORCHID ADVISORY, LLC | DALLAS | 327750 | $295.7M | 4 | 2026-06-30 | → |
| 857 | WALL CAPITAL GROUP, INC. | PHOENIX | 105913 | $294.7M | 5 | 2026-04-30 | → |
| 858 | BUILDGROUP MANAGEMENT, LLC | AUSTIN | 289150 | $294.4M | 5 | 2026-06-30 | → |
| 859 | M.C. BYRD WEALTH MANAGEMENT, LLC | BELLVILLE | 151070 | $294.2M | 5 | 2026-03-31 | → |
| 860 | MDT FINANCIAL ADVISORS, LLC | WEBSTER | 340925 | $294.0M | 7 | 2026-06-30 | → |
| 861 | NUCLO WEALTH LLC | HOUSTON | 317730 | $293.7M | 8 | 2026-03-31 | → |
| 862 | WEALTH COVENANT GROUP LLC | HOUSTON | 291453 | $290.7M | 4 | 2025-01-31 | → |
| 863 | ORSER CAPITAL MANAGEMENT LLC | SOUTHLAKE | 144847 | $289.8M | 2 | 2026-02-28 | → |
| 864 | RIDGEPOST CAPITAL ADVISORS, LLC | DALLAS | 314664 | $288.4M | 10 | 2026-05-31 | → |
| 865 | WORTH ASSET MANAGEMENT, LLC | DALLAS | 166970 | $288.2M | 12 | 2026-04-30 | → |
| 866 | PERINI CAPITAL, LLC | CARLSBAD | 158540 | $287.0M | 5 | 2026-04-30 | → |
| 867 | LEHRER KENNETH EUGENE DR | HOUSTON | 105835 | $286.3M | 1 | 2026-02-28 | → |
| 868 | RIVERCREST CAPITAL MANAGEMENT LLC | FORT WORTH | 284911 | $285.7M | 21 | 2026-03-31 | → |
| 869 | OATH PLANNING, LLC | TULSA | 299187 | $284.7M | 8 | 2026-02-28 | → |
| 870 | M2G VENTURES LLC | FORT WORTH | 322399 | $284.0M | 26 | 2026-03-31 | → |
| 871 | DAUNTLESS CAPITAL PARTNERS LLC | HOUSTON | 322380 | $283.5M | 13 | 2026-05-31 | → |
| 872 | FOUNDERS CAPITAL MANAGEMENT INC | HOUSTON | 111164 | $281.8M | 3 | 2026-02-28 | → |
| 873 | PONTEM INVESTMENT MANAGEMENT COMPANY | HOUSTON | 330449 | $279.1M | 6 | 2026-06-30 | → |
| 874 | SCHLEGEL DUNN LLC | PLANO | 337990 | $279.1M | 4 | 2026-01-31 | → |
| 875 | LEXINGTON HILL PARTNERS, LLC | DALLAS | 301810 | $278.4M | 8 | 2026-03-31 | → |
| 876 | HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC | SCOTTSDALE | 169045 | $277.4M | 25 | 2025-05-31 | → |
| 877 | PLANGUIDE FINANCIAL LLC | SOUTHLAKE | 329089 | $277.3M | 1 | 2026-06-30 | → |
| 878 | DOMINION PORTFOLIO MANAGEMENT, INC. | MARBLE FALLS | 106918 | $277.1M | 18 | 2026-06-30 | → |
| 879 | JOHKIM CAPITAL PARTNERS MANAGEMENT LLC | DALLAS | 289512 | $277.0M | 6 | 2026-03-31 | → |
| 880 | ROSEROCK WEALTH MANAGEMENT, LLC | DALLAS | 288088 | $275.0M | 2 | 2026-04-30 | → |
| 881 | BERRY WEALTH GROUP, LP | GRANBURY | 327346 | $274.5M | 6 | 2026-04-30 | → |
| 882 | SUTTERFIELD FINANCIAL GROUP, INC. | BARTLESVILLE | 115652 | $274.4M | 32 | 2026-03-31 | → |
| 883 | LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC | LUBBOCK | 144200 | $274.0M | 11 | 2026-06-30 | → |
| 884 | LEGACY CAPITAL WEALTH MANAGEMENT, LLC | THE WOODLANDS | 332184 | $273.4M | 3 | 2026-03-31 | → |
| 885 | ROBERTSON INVESTMENT MANAGEMENT | HOUSTON | 115425 | $273.1M | 8 | 2026-03-31 | → |
| 886 | NOLET WEALTH MANAGEMENT, LLC | FORT WORTH | 329186 | $272.6M | 4 | 2026-01-31 | → |
| 887 | DREHER INVESTMENT SERVICES, INC. | SAN ANGELO | 114196 | $272.0M | 6 | 2025-03-31 | → |
| 888 | SK ADVISOR NETWORK, LLC | PLANO | 317533 | $271.5M | 2 | 2026-03-31 | → |
| 889 | PROTA FINANCIAL, LLC | HOUSTON | 283776 | $270.4M | 13 | 2026-02-28 | → |
| 890 | FOUNDATION ENERGY MANAGEMENT, LLC | ADDISON | 161141 | $270.3M | 110 | 2026-04-30 | → |
| 891 | CORPS CAPITAL ADVISORS, LLC | SOUTHLAKE | 304643 | $270.3M | 9 | 2026-03-31 | → |
| 892 | SAGE FINANCIAL ADVISORS INC. | SCOTTSDALE | 116933 | $270.3M | 7 | 2026-03-31 | → |
| 893 | TILLRIDGE CAPITAL PARTNERS, LLC | DALLAS | 284992 | $270.0M | 3 | 2026-03-31 | → |
| 894 | CSR CAPITAL PARTNERS, LLC | DALLAS | 335906 | $268.7M | 8 | 2026-06-30 | → |
| 895 | LIVE OAK INVESTMENT PARTNERS, LLC | AUSTIN | 304406 | $266.4M | 4 | 2026-06-30 | → |
| 896 | WISNIEWSKI WEALTH MANAGEMENT LLC | DALLAS | 150264 | $266.1M | 5 | 2026-06-30 | → |
| 897 | GARNETT ADVISORS, LLC | DENTON | 289930 | $265.7M | 2 | 2026-03-31 | → |
| 898 | GORDIAN ADVISORS, LLC | TUCSON | 121362 | $265.2M | 3 | 2026-04-30 | → |
| 899 | BRIGHT WEALTH MANAGEMENT, LLC | LEWISVILLE | 169771 | $265.0M | 7 | 2026-06-30 | → |
| 900 | IMPERIUM WEALTH MANAGEMENT, LLC | SAN ANTONIO | 159148 | $264.6M | 6 | 2026-02-28 | → |
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