Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southwest
SEC-registered investment advisers based in the Southwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
1,420
Total AUM
$5.34T
Median AUM
$408.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1301 | 10ELMS LLP | TULSA | 323398 | $120.6M | 5 | 2026-03-31 | → |
| 1302 | GLAZER CAPITAL MANAGEMENT, LLC | RICHARDSON | 139403 | $120.1M | 5 | 2026-06-30 | → |
| 1303 | MTR FINANCIAL SERVICES, LLC | KINGWOOD | 149078 | $119.9M | 1 | 2026-05-31 | → |
| 1304 | LONE STAR INVESTMENT ADVISORS, LLC | DALLAS | 158283 | $119.9M | 4 | 2026-03-31 | → |
| 1305 | JACKSON & ASSOCIATES, INC. | ALBUQUERQUE | 315102 | $119.8M | 3 | 2025-03-31 | → |
| 1306 | CSP FINANCIAL GROUP LLC | SCOTTSDALE | 310819 | $119.2M | 20 | 2026-06-30 | → |
| 1307 | COMPASS CAPITAL MANAGEMENT, LLC | MCALESTER | 150170 | $119.0M | 10 | 2026-02-28 | → |
| 1308 | L.D. LOWE WEALTH ADVISORY, INC. | RICHARDSON | 136596 | $118.8M | 8 | 2026-03-31 | → |
| 1309 | REDEEM FINANCIAL GROUP LLC | GILBERT | 313761 | $118.6M | 4 | 2026-06-30 | → |
| 1310 | INTEGRA WEALTH ADVISORS, LLC | HOUSTON | 156216 | $117.3M | 3 | 2026-06-30 | → |
| 1311 | 818 WEALTH, LLC | FORT WORTH | 335975 | $117.1M | 6 | 2026-03-31 | → |
| 1312 | SANTA FE ADVISORS LLC | SANTA FE | 170872 | $116.1M | 5 | 2026-03-31 | → |
| 1313 | PATHWAY WEALTH MANAGEMENT, LLC | DALLAS | 283774 | $116.0M | 1 | 2026-05-31 | → |
| 1314 | MODERN FINANCIAL PLANNING, LLC | GEORGETOWN | 297193 | $116.0M | 2 | 2026-03-31 | → |
| 1315 | THIRD GEAR CAPITAL MANAGEMENT LP | HOUSTON | 327316 | $115.7M | 3 | 2026-06-30 | → |
| 1316 | FIVE SPEED FINANCIAL PLANNING LLC | TUCSON | 339660 | $114.9M | 3 | 2026-04-30 | → |
| 1317 | ALPHA FIDUCIARY, INC. | SCOTTSDALE | 144720 | $114.0M | 4 | 2026-04-30 | → |
| 1318 | LRH CAPITAL ADVISING LLC | DALLAS | 342994 | $113.9M | 1 | 2026-06-30 | → |
| 1319 | FINANCIAL PLANNING FIRST, LLC | TUSCON | 319273 | $113.9M | 3 | 2026-03-31 | → |
| 1320 | FINAMEX ASSET MANAGEMENT, LLC | HOUSTON | 304260 | $113.9M | 4 | 2026-06-30 | → |
| 1321 | CHAPPELWOOD FINANCIAL SERVICES CORP. | EDMOND | 134318 | $113.1M | 3 | 2026-04-30 | → |
| 1322 | FORM PROSPERITY WEALTH ADVISORS, LLC | CHANDLER | 307792 | $112.9M | 1 | 2026-04-30 | → |
| 1323 | O'CONNOR CAPITAL ADVISORY, LLC | SCOTTSDALE | 152687 | $112.1M | 1 | 2026-06-30 | → |
| 1324 | SPIRIT WEST ADVISORS, LLC | SCOTTSDALE | 285314 | $111.1M | 1 | 2026-06-30 | → |
| 1325 | GRACE CAPITAL MANAGEMENT, LLC | AUSTIN | 150054 | $108.7M | 5 | 2026-03-31 | → |
| 1326 | DOUBLE EAGLE WEALTH MANAGEMENT LLC | DALLAS | 330398 | $108.6M | 2 | 2026-05-31 | → |
| 1327 | L&S PRIVATE WEALTH, LLC | OKLAHOMA CITY | 339946 | $108.5M | 1 | 2026-04-30 | → |
| 1328 | PANTELES ADVISORS, LLC | ARGYLE | 322676 | $108.2M | 4 | 2026-06-30 | → |
| 1329 | MANWARING WEALTH MANAGEMENT, LLC | GILBERT | 328581 | $108.0M | 2 | 2025-05-31 | → |
| 1330 | TURNER CAPITAL INVESTMENTS, LLC | AUSTIN | 146134 | $107.2M | 4 | 2026-06-30 | → |
| 1331 | BIRNAM WOOD CAPITAL, LLC | DALLAS | 269897 | $106.1M | 2 | 2026-03-31 | → |
| 1332 | LEGACY CHIEF FINANCIAL OFFICE, LLC | SHENANDOAH | 300873 | $105.1M | 3 | 2026-04-30 | → |
| 1333 | CATALYST WEALTH MANAGEMENT LLC | HOUSTON | 329586 | $105.0M | 25 | 2026-06-30 | → |
| 1334 | A SLING & A STONE, INCORPORATED | BURNET | 134943 | $104.6M | 3 | 2026-02-28 | → |
| 1335 | RAILROAD RANCH CAPITAL MANAGEMENT, LP | DALLAS | 282997 | $104.3M | 5 | 2024-12-31 | → |
| 1336 | DHANDHO FUNDS LLC | WEST LAKE HILLS | 283147 | $104.0M | 5 | 2026-03-31 | → |
| 1337 | ASTEROZOA MANAGEMENT LLC | PHOENIX | 316870 | $103.9M | 4 | 2026-03-31 | → |
| 1338 | IRONHORN ADVISORS LLC | AUSTIN | 339425 | $103.0M | 4 | 2026-05-31 | → |
| 1339 | BRAZOS CAPITAL, LLC | AUSTIN | 289749 | $102.5M | 3 | 2026-03-31 | → |
| 1340 | CROWDOUT CAPITAL LLC | AUSTIN | 305018 | $102.4M | 9 | 2026-03-31 | → |
| 1341 | ENDURANCE FINANCIAL PLANNING, LLC | MCALLEN | 305583 | $101.8M | 4 | 2026-06-30 | → |
| 1342 | SUTTLE CROSSLAND WEALTH ADVISORS, LLC | SCOTTSDALE | 318700 | $101.1M | 2 | 2026-05-31 | → |
| 1343 | ENSIGN ADVISORY PARTNERS LLC | GILBERT | 325650 | $101.0M | 3 | 2026-03-31 | → |
| 1344 | CAZ GP STAKES ADVISER LLC | HOUSTON | 338168 | $99.0M | 83 | 2026-03-31 | → |
| 1345 | BEYOND GLOBAL MANAGEMENT, LLC | HOUSTON | 316510 | $97.4M | 15 | 2025-05-31 | → |
| 1346 | BOX FINANCIAL ADVISORS, LLC | GRAPEVINE | 155623 | $96.9M | 4 | 2026-03-31 | → |
| 1347 | NEXPOINT INSURANCE SOLUTIONS, L.P. | DALLAS | 301997 | $95.7M | 4 | 2026-06-30 | → |
| 1348 | BASA RESOURCES, INC. | DALLAS | 290034 | $95.7M | 14 | 2026-03-31 | → |
| 1349 | BURKE WEALTH MANAGEMENT, LLC | HOUSTON | 305840 | $95.2M | 3 | 2026-04-30 | → |
| 1350 | STRANBERG CAPITAL LLC | SOUTHLAKE | 114581 | $95.2M | 2 | 2025-02-28 | → |
| 1351 | ABRAHAM TRADING, LP | CANADIAN | 315318 | $94.9M | 7 | 2026-03-31 | → |
| 1352 | SADDOCK WEALTH, LLC | DALLAS | 161568 | $94.3M | 9 | 2026-03-31 | → |
| 1353 | 3ROOTS WEALTH PARTNERS LLC | SCOTTSDALE | 338300 | $92.6M | 3 | 2026-04-30 | → |
| 1354 | SERAPH CAPITAL ASSOCIATES, LLC | BARTLESVILLE | 165754 | $90.3M | 1 | 2026-03-31 | → |
| 1355 | TITAN MANAGERS, LLC | SCOTTSDALE | 319447 | $84.2M | 3 | 2026-03-31 | → |
| 1356 | BASELINE PARTNERS LLC | MESA | 301762 | $75.3M | 4 | 2026-03-31 | → |
| 1357 | ACRYLIC FINANCIAL, INC. | FOUNTAIN HILLS | 288263 | $73.5M | 21 | 2026-05-31 | → |
| 1358 | EFS ASSET MANAGEMENT LLC | DALLAS | 106184 | $70.0M | 1 | 2026-06-30 | → |
| 1359 | LANTERN ASSET MANAGEMENT, L.P. | DALLAS | 281723 | $68.0M | 13 | 2024-12-31 | → |
| 1360 | RESQ INVESTMENT PARTNERS, LLC | SCOTTSDALE | 169528 | $65.8M | 5 | 2026-03-31 | → |
| 1361 | CANAAN NATURAL GAS MANAGEMENT, LLC | OKLAHOMA CITY | 161801 | $65.0M | 1 | 2025-03-31 | → |
| 1362 | EMPIRIC ADVISORS, INC. | AUSTIN | 108425 | $64.7M | 3 | 2026-02-28 | → |
| 1363 | LONGHORN CAPITAL PARTNERS, L.P. | FORT WORTH | 329221 | $63.6M | 2 | 2026-04-30 | → |
| 1364 | PRAESIDIAN CAPITAL MANAGEMENT II, LLC | OKLAHOMA CITY | 161417 | $62.7M | 8 | 2025-03-31 | → |
| 1365 | SALIENT ADVISORS, L.P. | DALLAS | 122833 | $61.8M | 95 | 2026-03-31 | → |
| 1366 | ALIGN FINANCIAL ADVISORS, LLC | MCKINNEY | 333905 | $61.1M | 3 | 2025-07-31 | → |
| 1367 | MESSINA WEALTH MANAGEMENT, LLC | DALLAS | 332216 | $60.9M | 2 | 2025-06-30 | → |
| 1368 | PHILLIPS RAY CAPITAL MANAGEMENT, INC. | FORT WORTH | 114408 | $59.5M | 1 | 2025-07-31 | → |
| 1369 | EMBARK WEALTH MANAGEMENT, LLC | TEMPE | 157950 | $57.4M | 3 | 2026-03-31 | → |
| 1370 | EVEN HERD LLC | OKLAHOMA CITY | 329728 | $55.9M | 2 | 2026-03-31 | → |
| 1371 | RANGER ALTERNATIVE MANAGEMENT, L.P. | DALLAS | 145543 | $54.5M | 11 | 2026-03-31 | → |
| 1372 | FAMILY DYNASTY ADVISORS LLC | LUBBOCK | 297082 | $52.3M | 3 | 2026-02-28 | → |
| 1373 | SOUTHWESTERN MONEY MANAGEMENT LLC | SAN ANTONIO | 304033 | $48.3M | 3 | 2026-03-31 | → |
| 1374 | SECURE INVESTMENT MANAGEMENT, LLC | TUCSON | 141195 | $42.9M | 31 | 2026-06-30 | → |
| 1375 | TABERNACLE EQUITY MANAGEMENT LLC | SOUTHLAKE | 336248 | $41.5M | 8 | 2026-03-31 | → |
| 1376 | II TECHNOLOGY, LLC | AUSTIN | 282760 | $40.5M | 2 | 2026-03-31 | → |
| 1377 | MONTROSE ESTATE CAPITAL MANAGEMENT, LLC | HOUSTON | 324497 | $40.0M | 1 | 2026-03-31 | → |
| 1378 | NATIVE AMERICAN FUND ADVISORS LLC | TULSA | 108149 | $38.9M | 6 | 2026-04-30 | → |
| 1379 | ACRUENCE CAPITAL, LLC | DALLAS | 305482 | $37.4M | 1 | 2026-06-30 | → |
| 1380 | GURUFOCUS INVESTMENTS, LLC | PLANO | 316414 | $35.8M | 1 | 2026-03-31 | → |
| 1381 | GAVLTD INTERNATIONAL CORPORATION | EL PASO | 314687 | $34.3M | 2 | 2026-03-31 | → |
| 1382 | SARMAYA PARTNERS, LLC | SAN ANTONIO | 330100 | $33.0M | 6 | 2026-02-28 | → |
| 1383 | OAKVIEW CAPITAL MANAGEMENT, L.P. | DALLAS | 144877 | $29.6M | 1 | 2025-10-31 | → |
| 1384 | MARCADO ASSET MANAGEMENT LLC | SAN ANTONIO | 289136 | $26.8M | 3 | 2025-11-30 | → |
| 1385 | NEXADVISORS, LLC | DALLAS | 317477 | $26.1M | 4 | 2026-05-31 | → |
| 1386 | XCELLERANT VENTURES, LLC | SCOTTSDALE | 319671 | $26.0M | 9 | 2026-03-31 | → |
| 1387 | K-WM LLC | LUFKIN | 174569 | $24.0M | 6 | 2025-07-31 | → |
| 1388 | ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. | SUGAR LAND | 127140 | $23.5M | 4 | 2026-03-31 | → |
| 1389 | NABERS WEALTH LLC | SCOTTSDALE | 309846 | $21.8M | 1 | 2025-04-30 | → |
| 1390 | TAYLOR FRIGON FAMILY OFFICE, LLC | SCOTTSDALE | 323249 | $20.0M | 11 | 2026-05-31 | → |
| 1391 | CUMBERLAND HILL CAPITAL MANAGEMENT LLC | DALLAS | 142227 | $18.1M | 2 | 2026-03-31 | → |
| 1392 | GALLOWAY ASSET MANAGEMENT LLC | MESA | 141091 | $17.9M | 31 | 2026-06-30 | → |
| 1393 | LGM CAPITAL MANAGEMENT LLC | PHOENIX | 283872 | $14.9M | 2 | 2026-03-31 | → |
| 1394 | ADVISORS CRYPTO, INC. | AUSTIN | 109201 | $11.2M | 2 | 2026-03-31 | → |
| 1395 | EVERKEY FINANCIAL LLC | KATY | 325189 | $10.6M | 1 | 2026-03-31 | → |
| 1396 | EMPIRIC INSTITUTIONAL, LLC | AUSTIN | 164683 | $9.9M | 4 | 2026-02-28 | → |
| 1397 | PECUSAVVY FINANCIAL, LLC | EL PASO | 339768 | $9.1M | 1 | 2026-06-30 | → |
| 1398 | PRECEPT MANAGEMENT, LLC | DALLAS | 114671 | $5.4M | 3 | 2026-03-31 | → |
| 1399 | SANJAC ALPHA LP | HOUSTON | 329302 | $5.3M | 6 | 2026-03-31 | → |
| 1400 | OAK CREEK PRIVATE WEALTH MANAGEMENT LLC | TULSA | 306851 | $4.3M | 1 | 2026-03-31 | → |
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