Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southwest
SEC-registered investment advisers based in the Southwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
1,420
Total AUM
$5.34T
Median AUM
$408.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1001 | WL ROSS & CO. LLC | DALLAS | 141854 | $224.6M | 9 | 2026-03-31 | → |
| 1002 | REB CAPITAL MANAGEMENT, LLC | DALLAS | 301890 | $224.5M | 4 | 2026-05-31 | → |
| 1003 | MCALISTER, SWEET & ASSOCIATES, INC. | HOUSTON | 290626 | $224.2M | 4 | 2026-03-31 | → |
| 1004 | SPRING CAPITAL MANAGEMENT, LLC | AMARILLO | 282842 | $223.0M | 2 | 2026-02-28 | → |
| 1005 | SHARPEPOINT, LLC | PHOENIX | 290719 | $222.8M | 5 | 2026-04-30 | → |
| 1006 | RWM CAPITAL, LLC | SUGAR LAND | 310635 | $222.4M | 63 | 2026-03-31 | → |
| 1007 | HALCYON GLOBAL ADVISORS, LLC | DALLAS | 170600 | $221.3M | 2 | 2026-03-31 | → |
| 1008 | WISDOM INDEX ADVISORS, LLC | PROSPER | 132567 | $221.3M | 4 | 2026-03-31 | → |
| 1009 | ASSET MANAGEMENT ADVISORS, LLC | OKLAHOMA CITY | 111309 | $221.3M | 2 | 2026-02-28 | → |
| 1010 | CORONADO RESOURCES MANAGEMENT LP | DALLAS | 282043 | $221.1M | 9 | 2026-03-31 | → |
| 1011 | ACACIA PARTNERS, LLC | AUSTIN | 281887 | $220.7M | 5 | 2026-03-31 | → |
| 1012 | BALLAST ASSET MANAGEMENT, LP | DALLAS | 311116 | $220.7M | 5 | 2026-03-31 | → |
| 1013 | STRATEGIC FINANCIAL PLANNING, INC. | PLANO | 118450 | $220.6M | 3 | 2026-03-31 | → |
| 1014 | INTRINSIC VALUE PARTNERS, LLC | PHOENIX | 165214 | $220.6M | 3 | 2026-03-31 | → |
| 1015 | HUGHES WARREN, INC. | EDMOND | 145570 | $220.5M | 6 | 2026-02-28 | → |
| 1016 | THE WEALTH COACH, LLC | SALADO | 144588 | $219.6M | 3 | 2026-02-28 | → |
| 1017 | STREETER MOORE & STIPE LLC | TULSA | 118588 | $219.1M | 5 | 2026-03-31 | → |
| 1018 | EMC CAPITAL MANAGEMENT, LLC | HOUSTON | 167761 | $218.9M | 1 | 2026-03-31 | → |
| 1019 | CHRISTIAN INVESTMENT ADVISORS, INC. | NEW BRAUNFELS | 165811 | $218.7M | 9 | 2026-03-31 | → |
| 1020 | KEMPNER CAPITAL MANAGEMENT, INC. | GALVESTON | 104784 | $218.3M | 9 | 2025-10-31 | → |
| 1021 | JACKSON HILL ADVISORS, LLC | HOUSTON | 284162 | $217.9M | 3 | 2026-03-31 | → |
| 1022 | PRESCOTT ADVISORS, LLC | DALLAS | 283784 | $217.8M | 21 | 2026-03-31 | → |
| 1023 | PARKER FINANCIAL ADVISORS LLC | HOUSTON | 305188 | $217.6M | 2 | 2026-03-31 | → |
| 1024 | WHITE ROCK CAPITAL MANAGEMENT, L.P. | DALLAS | 114877 | $217.4M | 2 | 2026-03-31 | → |
| 1025 | LIFETIME WEALTH MANAGEMENT P.C. | ROCKWALL | 145492 | $216.9M | 5 | 2026-03-31 | → |
| 1026 | ARK WEALTH MANAGEMENT, LLC | AUSTIN | 317264 | $216.0M | 2 | 2026-03-31 | → |
| 1027 | ICP GROUP INVESTMENT MANAGER, LLC | DALLAS | 219518 | $215.9M | 6 | 2026-03-31 | → |
| 1028 | LEVIN FUNDING GROUP LLC | TUCSON | 170087 | $215.4M | 2 | 2026-03-31 | → |
| 1029 | MISSION TRAIL CAPITAL MANAGEMENT, LLC | AUSTIN | 318558 | $214.5M | 4 | 2026-06-30 | → |
| 1030 | DANIELS & ERICKSON FINANCIAL ADVISORS, LLC | DALLAS | 119687 | $213.6M | 4 | 2026-03-31 | → |
| 1031 | FLOYD, BENJAMIN JOSEPH | TEXARKANA | 111576 | $213.5M | 4 | 2026-01-31 | → |
| 1032 | MIAI, INC. | DALLAS | 111695 | $213.3M | 4 | 2026-01-31 | → |
| 1033 | LAKE PACIFIC MANAGEMENT COMPANY, LLC | DALLAS | 174253 | $213.2M | 2 | 2026-03-31 | → |
| 1034 | J.E. SIMMONS & CO., P.C. | DALLAS | 108789 | $213.1M | 4 | 2026-06-30 | → |
| 1035 | LARRY MATHIS FINANCIAL PLANNING, L.L.C. | PHOENIX | 172858 | $212.8M | 5 | 2026-03-31 | → |
| 1036 | HARDING WEALTH, INC. | TEMPE | 282686 | $212.6M | 4 | 2026-03-31 | → |
| 1037 | MADRID WEALTH MANAGEMENT, LLC | ALBUQUERQUE | 333331 | $212.1M | 4 | 2026-06-30 | → |
| 1038 | SILVER LAKE CAPITAL PARTNERS LLC | DALLAS | 329997 | $211.5M | 2 | 2026-03-31 | → |
| 1039 | SKYLARK PRIVATE EQUITY PARTNERS, LP | DALLAS | 315174 | $211.4M | 7 | 2026-03-31 | → |
| 1040 | CENTRIC ADVISORS, LLC | CYPRESS | 282477 | $211.3M | 11 | 2026-04-30 | → |
| 1041 | HALBERT WEALTH MANAGEMENT, INC. | AUSTIN | 108294 | $211.2M | 5 | 2026-04-30 | → |
| 1042 | PARKSTONE WEALTH MANAGEMENT, LLC | ARLINGTON | 168253 | $210.6M | 3 | 2026-03-31 | → |
| 1043 | SUCCESSION FINANCIAL, INC. | MCKINNEY | 336434 | $210.3M | 6 | 2026-04-30 | → |
| 1044 | LUMMIS ASSET MANAGEMENT, L.P. | FORT WORTH | 114357 | $210.0M | 1 | 2026-04-30 | → |
| 1045 | BABB WEALTH ADVISORS LLC | FLAGSTAFF | 298347 | $209.4M | 8 | 2026-03-31 | → |
| 1046 | BLUM FINANCIAL, LP | RICHARDSON | 149134 | $208.6M | 6 | 2026-03-31 | → |
| 1047 | FINANCIAL LIFE PLANNERS LLC | TEMPE | 129415 | $208.4M | 7 | 2026-03-31 | → |
| 1048 | LYNWOOD PRICE CAPITAL MANAGEMENT LP | AUSTIN | 323308 | $207.9M | 3 | 2026-02-28 | → |
| 1049 | CAPSTAR FINANCIAL SERVICES LLC | AUSTIN | 300349 | $207.8M | 4 | 2026-03-31 | → |
| 1050 | TERRAFORM WEALTH, LLC | HOUSTON | 325530 | $207.5M | 2 | 2026-03-31 | → |
| 1051 | L & W FINANCIAL, LLC | COLLEGE STATION | 285310 | $207.5M | 9 | 2026-02-28 | → |
| 1052 | LAKE HILLS WEALTH MANAGEMENT, LLC | AUSTIN | 286175 | $206.9M | 4 | 2026-02-28 | → |
| 1053 | COMUNIDAD FUND I MANAGER, LLC | AUSTIN | 315665 | $206.5M | 15 | 2026-03-31 | → |
| 1054 | COOKSEN WEALTH, LLC | THE WOODLANDS | 300451 | $206.2M | 3 | 2026-06-30 | → |
| 1055 | WHITE ROCK OIL & GAS HOLDINGS, LLC | PLANO | 165255 | $205.1M | 10 | 2026-04-30 | → |
| 1056 | STEELHEAD CAPITAL MANAGEMENT, LLC | FORT WORTH | 173440 | $202.5M | 6 | 2026-03-31 | → |
| 1057 | MCGUIRE CAPITAL ADVISORS, INC. | BETHANY | 164549 | $202.4M | 5 | 2026-06-30 | → |
| 1058 | ROBINSON VALUE MANAGEMENT, LTD. | SAN ANTONIO | 110156 | $202.3M | 2 | 2026-02-28 | → |
| 1059 | KEENE & ASSOCIATES, INC. | FORT WORTH | 107961 | $202.2M | 4 | 2025-03-31 | → |
| 1060 | J M BROWN & ASSOCIATES, INC. | TULSA | 118427 | $202.1M | 7 | 2026-05-31 | → |
| 1061 | PLANNING WORKS ADVISORY, INC. | AUSTIN | 317834 | $199.8M | 4 | 2026-02-28 | → |
| 1062 | PINGORA PARTNERS LLC | DALLAS | 148262 | $199.4M | 1 | 2026-03-31 | → |
| 1063 | THE CATALYST GROUP, INC. | HOUSTON | 333740 | $199.4M | 4 | 2026-06-30 | → |
| 1064 | SCALAR GAUGE MANAGEMENT, LLC | DALLAS | 287991 | $199.4M | 3 | 2026-03-31 | → |
| 1065 | MILLER GLOBAL INVESTMENTS, L.L.C. | DALLAS | 114683 | $199.4M | 2 | 2026-03-31 | → |
| 1066 | AIO FINANCIAL, LLC | TUCSON | 114030 | $199.2M | 4 | 2026-02-28 | → |
| 1067 | INTERCAPITAL, LLC | AUSTIN | 324314 | $198.7M | 2 | 2026-05-31 | → |
| 1068 | SCALEWORKS CAPITAL, LLC | SAN ANTONIO | 306560 | $198.4M | 11 | 2026-03-31 | → |
| 1069 | PRESTON ADVISORY SERVICES LLC | KINGMAN | 289926 | $197.7M | 5 | 2026-05-31 | → |
| 1070 | RYDAR EQUITIES, INC. | WEATHERFORD | 154086 | $197.4M | 2 | 2026-03-31 | → |
| 1071 | BRADLEY WEALTH LLC | SCOTTSDALE | 131808 | $196.7M | 5 | 2026-03-31 | → |
| 1072 | AVANT FINANCIAL ADVISORS LLC | AUSTIN | 297894 | $196.4M | 5 | 2026-02-28 | → |
| 1073 | J.K. FINANCIAL, INC. | DALLAS | 114929 | $195.8M | 3 | 2026-02-28 | → |
| 1074 | STONETREE INVESTMENT PARTNERS LLC | DALLAS | 318477 | $195.7M | 6 | 2026-03-31 | → |
| 1075 | WESTMARK WEALTH MANAGEMENT, LLC | PHOENIX | 334109 | $195.4M | 4 | 2026-03-31 | → |
| 1076 | SANDIA WEALTH MANAGEMENT, LLC | ALBUQUERQUE | 159402 | $193.5M | 3 | 2026-03-31 | → |
| 1077 | FULCRUM EQUITY MANAGEMENT, LLC | PLANO | 159099 | $192.8M | 4 | 2026-06-30 | → |
| 1078 | MOZAYYX MANAGEMENT LLC | AUSTIN | 334468 | $192.7M | 4 | 2026-05-31 | → |
| 1079 | HAMPTON ROCK WEALTH MANAGEMENT I, LLC | AUSTIN | 331682 | $192.4M | 6 | 2026-05-31 | → |
| 1080 | BLUEHEEL | DALLAS | 331771 | $192.3M | 4 | 2026-04-30 | → |
| 1081 | HIGH PLAINS INVESTMENT ADVISORS, INC. | LUBBOCK | 114404 | $191.2M | 2 | 2026-02-28 | → |
| 1082 | FORTHRIGHT FAMILY WEALTH ADVISORY LLC | HOUSTON | 304547 | $191.2M | 2 | 2026-03-31 | → |
| 1083 | VALUED RETIREMENTS, INC. | HOUSTON | 114236 | $190.1M | 4 | 2026-04-30 | → |
| 1084 | PARADIGM INSTITUTIONAL INVESTORS LLC | DALLAS | 329115 | $189.5M | 2 | 2025-05-31 | → |
| 1085 | SOLUTIONS 4 WEALTH, LTD | SOUTHLAKE | 143248 | $189.4M | 5 | 2026-03-31 | → |
| 1086 | YOST CAPITAL MANAGEMENT, LP | HOUSTON | 153082 | $189.3M | 7 | 2026-03-31 | → |
| 1087 | BLEDSOE ASSET MANAGEMENT, LLC | PHOENIX | 145943 | $189.0M | 5 | 2026-04-30 | → |
| 1088 | REMBRANDT FINANCIAL GROUP LLC | AUSTIN | 318415 | $188.6M | 5 | 2026-03-31 | → |
| 1089 | CROSS STATE FINANCIAL GROUP LLC | ALBUQUERQUE | 282011 | $188.3M | 10 | 2026-04-30 | → |
| 1090 | 1128 CAPITAL, LLC | PLANO | 318637 | $188.2M | 7 | 2025-12-31 | → |
| 1091 | REDSTONE WEALTH MANAGEMENT, LLC | OKLAHOMA CITY | 311525 | $187.7M | 10 | 2026-02-28 | → |
| 1092 | ARCWOOD FINANCIAL, LLC | PHOENIX | 189512 | $186.6M | 4 | 2026-06-30 | → |
| 1093 | ACCORDANT INVESTMENTS LLC | SCOTTSDALE | 325678 | $186.4M | 17 | 2026-03-31 | → |
| 1094 | RETIREMENT ADVISORS, LLC | DALLAS | 147701 | $186.4M | 3 | 2026-03-31 | → |
| 1095 | HILLSPRING FINANCIAL, INC. | SURPRISE | 113938 | $186.0M | 4 | 2026-03-31 | → |
| 1096 | RETIREMENT FINANCIAL GROUP, LLC | BEAUMONT | 322692 | $185.9M | 4 | 2026-06-30 | → |
| 1097 | DIAMOND CLIENT GROUP, LLC | THE WOODLANDS | 310570 | $185.8M | 11 | 2026-03-31 | → |
| 1098 | DELOS WEALTH ADVISORS, LLC | DALLAS | 300734 | $185.6M | 8 | 2026-03-31 | → |
| 1099 | STRATEGIC ADVISORY SERVICES, L.L.C. | HOUSTON | 108706 | $184.9M | 5 | 2026-03-31 | → |
| 1100 | BRINDLE & BAY FINANCIAL ADVISORS, LLC | FRISCO | 291747 | $184.8M | 4 | 2026-03-31 | → |
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