Research Report · 2026-06-30
Institutional Registered Investment Advisers in the Southwest
SEC-registered investment advisers in the Southwest ranked by reported institutional client assets.
Firms
780
Total AUM
$4.04T
Median AUM
$459.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 301 | SEGMENT WEALTH MANAGEMENT, LLC | HOUSTON | 164877 | $2.07B | 12 | 2026-05-31 | → |
| 302 | BWCP, LP | DALLAS | 305638 | $1.23B | 11 | 2026-03-31 | → |
| 303 | HOURGLASS CAPITAL, LLC | HOUSTON | 147754 | $768.9M | 6 | 2026-04-30 | → |
| 304 | SERAPH CAPITAL ASSOCIATES, LLC | BARTLESVILLE | 165754 | $90.3M | 1 | 2026-03-31 | → |
| 305 | TKC WEALTH MANAGEMENT LLC | DALLAS | 158498 | $138.6M | 6 | 2026-03-31 | → |
| 306 | FIRST COMMAND ADVISORY SERVICES | FORT WORTH | 281958 | $24.43B | 1,787 | 2026-06-30 | → |
| 307 | VB&T WEALTH MANAGEMENT LLC | SCOTTSDALE | 318330 | $328.3M | 4 | 2026-03-31 | → |
| 308 | WESTWIND CAPITAL | LAS CRUCES | 106802 | $795.9M | 10 | 2026-04-30 | → |
| 309 | GOODMAN FINANCIAL CORPORATION | HOUSTON | 114637 | $915.9M | 26 | 2026-04-30 | → |
| 310 | CLARITY FINANCIAL, LLC | HOUSTON | 150661 | $1.84B | 16 | 2026-05-31 | → |
| 311 | BELLATORE FINANCIAL, INC. | THE WOODLANDS | 143543 | $638.7M | 3 | 2026-03-31 | → |
| 312 | AMICUS FINANCIAL ADVISORS, LLC | LUBBOCK | 131315 | $550.9M | 19 | 2026-03-31 | → |
| 313 | PMV CAPITAL ADVISERS, LLC | DALLAS | 308010 | $132.0M | 4 | 2026-03-31 | → |
| 314 | STERLING INVESTMENT MANAGEMENT, LLC | TUCSON | 112923 | $409.2M | 8 | 2026-03-31 | → |
| 315 | HFG WEALTH MANAGEMENT, LLC | THE WOODLANDS | 148406 | $505.6M | 6 | 2026-03-31 | → |
| 316 | MILLS WEALTH ADVISORS, LLC | SOUTHLAKE | 159251 | $548.7M | 8 | 2026-03-31 | → |
| 317 | HILLSPRING FINANCIAL, INC. | SURPRISE | 113938 | $186.0M | 4 | 2026-03-31 | → |
| 318 | SOVEREIGN INVESTMENT ADVISORS LLC | PHOENIX | 149040 | $3.31B | 8 | 2026-06-30 | → |
| 319 | VISTA INVESTMENT PARTNERS LLC | OKLAHOMA CITY | 286014 | $610.6M | 9 | 2026-05-31 | → |
| 320 | PALOGIC VALUE MANAGEMENT, L.P. | DALLAS | 155133 | $405.5M | 5 | 2026-06-30 | → |
| 321 | MOMENTUM INDEPENDENT NETWORK INC. | DALLAS | 17587 | $1.61B | 97 | 2026-03-31 | → |
| 322 | PENN DAVIS MCFARLAND INC | DALLAS | 110417 | $1.36B | 10 | 2026-03-31 | → |
| 323 | DIAMOND CLIENT GROUP, LLC | THE WOODLANDS | 310570 | $185.8M | 11 | 2026-03-31 | → |
| 324 | VESTPOINTE WEALTH MANAGEMENT, LLC | SCOTTSDALE | 132591 | $165.8M | 3 | 2026-03-31 | → |
| 325 | FIRST DALLAS SECURITIES, INC. | DALLAS | 24549 | $335.7M | 20 | 2025-10-31 | → |
| 326 | BOK FINANCIAL SECURITIES, INC. | TULSA | 17530 | $1.06B | 165 | 2026-03-31 | → |
| 327 | RETIREMENT INVESTMENT ADVISORS INC | OKLAHOMA CITY | 106316 | $1.49B | 15 | 2026-03-31 | → |
| 328 | ASSETBUILDER, INC. | ALLEN | 142665 | $812.7M | 12 | 2026-04-30 | → |
| 329 | TERRY MCDANIEL & COMPANY | AUSTIN | 104732 | $1.92B | 13 | 2026-03-31 | → |
| 330 | SUNBELT SECURITIES, INC. | HOUSTON | 42180 | $2.64B | 68 | 2026-06-30 | → |
| 331 | E & G ADVISORS, LP | HOUSTON | 130550 | $706.9M | 4 | 2026-01-31 | → |
| 332 | INTRUA FINANCIAL LLC | HOUSTON | 281554 | $1.75B | 53 | 2026-05-31 | → |
| 333 | ARK & TLK INVESTMENTS, LLC | OKLAHOMA CITY | 205512 | $751.4M | 10 | 2026-06-30 | → |
| 334 | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | ARLINGTON | 112248 | $909.3M | 7 | 2026-02-28 | → |
| 335 | THE RUDD COMPANY, LLC | FORT WORTH | 289276 | $250.8M | 6 | 2026-03-31 | → |
| 336 | MCGOWAN GROUP ASSET MANAGEMENT, INC. | DALLAS | 154127 | $1.08B | 9 | 2026-05-31 | → |
| 337 | ACADEMY CAPITAL MANAGEMENT | WACO | 105008 | $1.16B | 9 | 2026-03-31 | → |
| 338 | KERCHEVILLE ADVISORS LLC | SAN ANTONIO | 169471 | $554.7M | 5 | 2026-06-30 | → |
| 339 | APEIRON RIA LLC | DALLAS | 289273 | $852.0M | 17 | 2026-05-31 | → |
| 340 | ROBERTSON INVESTMENT MANAGEMENT | HOUSTON | 115425 | $273.1M | 8 | 2026-03-31 | → |
| 341 | KMH WEALTH MANAGEMENT, LLC | VICTORIA | 111610 | $923.1M | 10 | 2026-03-31 | → |
| 342 | SYMMETRY CAPITAL ADVISORS LLC | DALLAS | 122563 | $492.7M | 5 | 2026-03-31 | → |
| 343 | SYMPHONY FINANCIAL, LTD. CO. | HOUSTON | 171816 | $1.35B | 26 | 2026-04-30 | → |
| 344 | JM2 CAPITAL INC. | EDMOND | 292351 | $238.4M | 8 | 2026-03-31 | → |
| 345 | FLOYD, BENJAMIN JOSEPH | TEXARKANA | 111576 | $213.5M | 4 | 2026-01-31 | → |
| 346 | CYPRESS POINT WEALTH MANAGEMENT, LLC | DALLAS | 143771 | $1.47B | 12 | 2026-03-31 | → |
| 347 | LGT FINANCIAL ADVISORS LLC | DALLAS | 111575 | $456.1M | 5 | 2026-03-31 | → |
| 348 | DIESSLIN GROUP, INC. | FORT WORTH | 110557 | $696.3M | 12 | 2026-03-31 | → |
| 349 | GLASS WEALTH MANAGEMENT CO., LLC | SAN ANTONIO | 114097 | $311.9M | 6 | 2026-04-30 | → |
| 350 | LIG CAPITAL MANAGEMENT, LLC | OKLAHOMA CITY | 130489 | $250.4M | 4 | 2026-04-30 | → |
| 351 | NFJ INVESTMENT GROUP, LLC | DALLAS | 310902 | $2.98B | 9 | 2026-03-31 | → |
| 352 | GUIDED CAPITAL WEALTH MANAGEMENT, LLC | HOUSTON | 310056 | $249.2M | 5 | 2026-05-31 | → |
| 353 | GLAZER CAPITAL MANAGEMENT, LLC | RICHARDSON | 139403 | $120.1M | 5 | 2026-06-30 | → |
| 354 | JACKSON & ASSOCIATES, INC. | ALBUQUERQUE | 315102 | $119.8M | 3 | 2025-03-31 | → |
| 355 | PARKWAY WEALTH MANAGEMENT GROUP, LLC | PLANO | 333971 | $1.22B | 27 | 2026-03-31 | → |
| 356 | TURTLE CREEK MANAGEMENT, LLC | DALLAS | 140212 | $4.28B | 10 | 2026-03-31 | → |
| 357 | GALVIN, GAUSTAD & STEIN, LLC | SCOTTSDALE | 153410 | $1.35B | 17 | 2026-05-31 | → |
| 358 | VAQUERO PRIVATE WEALTH, LTD. | DALLAS | 305266 | $928.9M | 9 | 2026-02-28 | → |
| 359 | SVRN ASSET MANAGEMENT, LLC | AUSTIN | 222518 | $231.5M | 2 | 2026-03-31 | → |
| 360 | LONGVIEW ASSET MANAGEMENT, LLC | SANTA FE | 122997 | $339.5M | 7 | 2025-12-31 | → |
| 361 | ACKERMAN CAPITAL ADVISORS, LLC | DALLAS | 123824 | $604.0M | 6 | 2026-03-31 | → |
| 362 | CENTRIC ADVISORS, LLC | CYPRESS | 282477 | $211.3M | 11 | 2026-04-30 | → |
| 363 | RPOA ADVISORS, INC. | PLANO | 157222 | $3.59B | 126 | 2026-04-30 | → |
| 364 | EQ WEALTH ADVISORS, LLC | DALLAS | 322294 | $617.0M | 6 | 2026-03-31 | → |
| 365 | EATON-CAMBRIDGE INC. | PHOENIX | 116798 | $480.7M | 11 | 2026-06-30 | → |
| 366 | BCO WEALTH MANAGEMENT, LLC | CARLSBAD | 322276 | $359.8M | 9 | 2026-03-31 | → |
| 367 | LEE FINANCIAL COMPANY, LLC | DALLAS | 105910 | $1.68B | 39 | 2026-03-31 | → |
| 368 | WINDLE WEALTH, LLC | OKLAHOMA CITY | 285653 | $251.0M | 3 | 2026-03-31 | → |
| 369 | GRACE CAPITAL MANAGEMENT, LLC | AUSTIN | 150054 | $108.7M | 5 | 2026-03-31 | → |
| 370 | GRANITE HARBOR ADVISORS, INC. | HOUSTON | 179523 | $642.1M | 12 | 2026-05-31 | → |
| 371 | MANSKE WEALTH MANAGEMENT, LLC | HOUSTON | 164401 | $707.3M | 13 | 2026-03-31 | → |
| 372 | BIRNAM WOOD CAPITAL, LLC | DALLAS | 269897 | $106.1M | 2 | 2026-03-31 | → |
| 373 | PINNACLE PEAK PRIVATE CLIENT GROUP, LLC | SCOTTSDALE | 282003 | $481.1M | 6 | 2026-02-28 | → |
| 374 | HUTTO RETIREMENT ADVISORS, LLC | COLLEYVILLE | 165191 | $351.1M | 3 | 2026-03-31 | → |
| 375 | PERRYMAN FINANCIAL ADVISORY, INC. | DALLAS | 107653 | $1.02B | 8 | 2026-03-31 | → |
| 376 | L&S PRIVATE WEALTH, LLC | OKLAHOMA CITY | 339946 | $108.5M | 1 | 2026-04-30 | → |
| 377 | HILL COUNTRY RETIREMENT SOLUTIONS LLC | BOERNE | 307376 | $175.5M | 6 | 2026-02-28 | → |
| 378 | TEAM HAYS INC. | DENTON | 324992 | $156.0M | 6 | 2026-04-30 | → |
| 379 | AUSTIN WEALTH MANAGEMENT, LLC | AUSTIN | 172793 | $1.08B | 18 | 2026-03-31 | → |
| 380 | INTEGRITY ADVISORY SOLUTIONS, LLC | DALLAS | 288817 | $1.10B | 113 | 2026-06-30 | → |
| 381 | CULTIVAR CAPITAL, INC. | DENTON | 160145 | $375.1M | 3 | 2026-03-31 | → |
| 382 | WATTS GWILLIAM & COMPANY, LLC | GILBERT | 131458 | $1.03B | 9 | 2026-06-30 | → |
| 383 | COTTONWOOD VENTURES, LLC | IRVING | 322366 | $347.3M | 5 | 2026-03-31 | → |
| 384 | HAVEN WEALTH GROUP LLC | HOUSTON | 148099 | $514.8M | 11 | 2026-02-28 | → |
| 385 | CALLAHAN ADVISORS, LLC | HOUSTON | 114058 | $1.33B | 11 | 2026-03-31 | → |
| 386 | WEALTH MANAGEMENT PARTNERS, LLC | TUCSON | 309790 | $793.5M | 8 | 2026-02-28 | → |
| 387 | LEVIN FUNDING GROUP LLC | TUCSON | 170087 | $215.4M | 2 | 2026-03-31 | → |
| 388 | EVERPAR ADVISORS LLC | TULSA | 326468 | $587.8M | 9 | 2026-02-28 | → |
| 389 | HOMAGE WEALTH GROUP LLC | HOUSTON | 340589 | $366.2M | 2 | 2026-06-30 | → |
| 390 | FOUNDATIONS INVESTMENT ADVISORS LLC | PHOENIX | 175083 | $10.10B | 353 | 2026-06-30 | → |
| 391 | BRASADA CAPITAL MANAGEMENT, LP | HOUSTON | 147775 | $679.1M | 14 | 2026-02-28 | → |
| 392 | MARCADO ASSET MANAGEMENT LLC | SAN ANTONIO | 289136 | $26.8M | 3 | 2025-11-30 | → |
| 393 | PICKERING ENERGY PARTNERS LP | HOUSTON | 302116 | $1.66B | 51 | 2026-05-31 | → |
| 394 | ATLASMARK FINANCIAL, INC. | AUSTIN | 152635 | $228.6M | 1 | 2026-01-31 | → |
| 395 | ABLE FINANCIAL GROUP, LLC | SCOTTSDALE | 323646 | $732.9M | 14 | 2026-03-31 | → |
| 396 | OAK HARVEST INVESTMENT SERVICES, LLC | HOUSTON | 173293 | $1.14B | 44 | 2026-04-30 | → |
| 397 | SYCAMORE TREE CAPITAL PARTNERS, L.P. | DALLAS | 311555 | $3.54B | 30 | 2026-03-31 | → |
| 398 | PUTTERMAN, DEAN ELIOT | HOUSTON | 111779 | $324.5M | 2 | 2026-03-31 | → |
| 399 | ALLEGRO MINERAL PARTNERS LLC | HOUSTON | 324740 | $135.3M | 17 | 2026-05-31 | → |
| 400 | PRINCIPIA WEALTH ADVISORY, LLC | DALLAS | 152678 | $225.0M | 5 | 2026-03-31 | → |
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