Research Report · 2026-06-30
Largest Registered Investment Advisers in the Southeast
SEC-registered investment advisers based in the Southeast ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,728
Total AUM
$11.72T
Median AUM
$378.6M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1401 | DECISIONMAP WEALTH MANAGEMENT, LLC | GREAT FALLS | 328429 | $363.4M | 5 | 2026-03-31 | → |
| 1402 | C CUBED CAPITAL PARTNERS, LLC | BOCA RATON | 328128 | $362.7M | 8 | 2026-03-31 | → |
| 1403 | ROUND TABLE CAPITAL MANAGEMENT, L.P. | MIAMI | 307065 | $362.4M | 3 | 2026-03-31 | → |
| 1404 | KANBRICK LLC | CHARLOTTE | 309288 | $362.2M | 8 | 2026-03-31 | → |
| 1405 | DYNAMIC MARKET ADVANTAGE, LLC | LOUISVILLE | 323540 | $361.9M | 4 | 2026-02-28 | → |
| 1406 | RETIREMENT FINANCIAL SOLUTIONS, LLC | KNOXVILLE | 285347 | $361.7M | 26 | 2026-03-31 | → |
| 1407 | MRA ADVISORY GROUP | SARASOTA | 287933 | $361.3M | 13 | 2026-04-30 | → |
| 1408 | MFP FINANCIAL SERVICES, LLC | SAFETY HARBOR | 331681 | $361.0M | 5 | 2026-03-31 | → |
| 1409 | ACP CAPITAL MANAGEMENT, LLC | MIAMI | 138556 | $360.3M | 17 | 2026-03-31 | → |
| 1410 | COOK & BYNUM CAPITAL MANAGEMENT, LLC | BIRMINGHAM | 149454 | $359.8M | 8 | 2026-03-31 | → |
| 1411 | LYNK CAPITAL MANAGEMENT COMPANY, LLC | JACKSONVILLE | 329038 | $359.6M | 6 | 2026-03-31 | → |
| 1412 | NOVAK & POWELL FINANCIAL SERVICES, INC. | ST. PETERSBURG | 112970 | $359.5M | 7 | 2026-03-31 | → |
| 1413 | RIDGEPATH CAPITAL MANAGEMENT LLC | KNOXVILLE | 283343 | $358.9M | 5 | 2026-02-28 | → |
| 1414 | AURORA INVESTMENT MANAGERS, LLC | NAPLES | 146325 | $358.7M | 4 | 2026-02-28 | → |
| 1415 | PILLAR FINANCIAL ADVISORS, LLC | LOUISVILLE | 121880 | $357.9M | 6 | 2026-03-31 | → |
| 1416 | ACCESS WEALTH MANAGEMENT, LLC | LOUISVILLE | 339285 | $357.7M | 5 | 2026-04-30 | → |
| 1417 | APPLIED CAPITAL LLC | LITTLE ROCK | 166175 | $357.5M | 9 | 2026-03-31 | → |
| 1418 | LIFESPAN FINANCIAL STRATEGIES, INC. | WESTON | 119800 | $357.4M | 6 | 2026-03-31 | → |
| 1419 | MONTVUE CAPITAL MANAGEMENT, INC. | LYNCHBURG | 116807 | $357.2M | 5 | 2026-01-31 | → |
| 1420 | HOULIHAN FINANCIAL RESOURCE GROUP, LTD. | ASHBURN | 116670 | $357.2M | 4 | 2026-03-31 | → |
| 1421 | SYMBIOSIS CAPITAL PARTNERS, LLC | BENTONVILLE | 316599 | $357.2M | 12 | 2026-03-31 | → |
| 1422 | SALTMARSH FINANCIAL ADVISORS, LLC | PENSACOLA | 132248 | $356.5M | 6 | 2026-03-31 | → |
| 1423 | ARMOR INVESTMENT ADVISORS, LLC | RALEIGH | 134200 | $356.0M | 6 | 2026-04-30 | → |
| 1424 | HANOVER ADVISORS, INC | SENECA | 119655 | $354.9M | 3 | 2026-05-31 | → |
| 1425 | WFG CAPITAL ADVISORS, LLC | MOBILE | 310008 | $354.8M | 5 | 2026-03-31 | → |
| 1426 | RESURGENT FINANCIAL ADVISORS LLC | ATLANTA | 299575 | $354.7M | 20 | 2026-05-31 | → |
| 1427 | LEXINGTON RESEARCH AND CAPITAL GROUP, LLC | FAYETTEVILLE | 108576 | $354.5M | 1 | 2026-03-31 | → |
| 1428 | LIFE PLANNING PARTNERS, INC. | JACKSONVILLE | 129338 | $354.0M | 8 | 2026-01-31 | → |
| 1429 | PURSELL MANAGEMENT CO. LLC | PEACHTREE CORNERS | 302011 | $354.0M | 4 | 2026-03-31 | → |
| 1430 | OAK BARREL WEALTH ADVISORY LLC | RESTON | 333693 | $353.7M | 3 | 2026-01-31 | → |
| 1431 | TARGETED FINANCIAL SERVICES, LLC | SEMINOLE | 129049 | $353.4M | 5 | 2026-03-31 | → |
| 1432 | CATENARY ALTERNATIVES ASSET MANAGEMENT, LLC | MIAMI | 164517 | $353.3M | 5 | 2026-04-30 | → |
| 1433 | AVORY & COMPANY, LLC. | MIAMI | 284812 | $353.2M | 3 | 2026-04-30 | → |
| 1434 | SOUTHBRIDGE ADVISORS, LLC | MARIETA | 306075 | $353.1M | 6 | 2026-03-31 | → |
| 1435 | NORRIS FINANCIAL GROUP, LLC | GREENVILLE | 129422 | $353.0M | 6 | 2026-03-31 | → |
| 1436 | CAYSIDE PARTNERS, LLC | JUPITER | 306090 | $353.0M | 4 | 2026-04-30 | → |
| 1437 | FORAGER CAPITAL MANAGEMENT, LLC | BIRMINGHAM | 158835 | $352.9M | 3 | 2026-03-31 | → |
| 1438 | INNOVATIVE ADVISORY PARTNERS, LLC | HIXSON | 156135 | $352.1M | 8 | 2026-04-30 | → |
| 1439 | D. SCOTT NEAL, INC. | LEXINGTON | 110975 | $352.0M | 10 | 2025-04-30 | → |
| 1440 | CALDWELL ADVISORS, LLC | BRENTWOOD | 144408 | $351.4M | 8 | 2026-04-30 | → |
| 1441 | FORMAN CAPITAL, LLC | DELRAY BEACH | 329537 | $350.5M | 14 | 2026-03-31 | → |
| 1442 | MAESTRIA PARTNERS LLC | ATLANTA | 328822 | $350.4M | 2 | 2026-02-28 | → |
| 1443 | MANNERS PAUL & ASSOCIATES, INC. | MARIETTA | 110996 | $349.5M | 3 | 2025-10-31 | → |
| 1444 | ARAGON CAPITAL LLC | FORT LAUDERDALE | 166958 | $349.3M | 10 | 2026-03-31 | → |
| 1445 | ALTRIARCH ASSET MANAGEMENT, LLC | CHARLESTON | 328482 | $349.1M | 15 | 2026-04-30 | → |
| 1446 | FWG INVESTMENTS, LLC | LEXINGTON | 284064 | $349.0M | 27 | 2026-05-31 | → |
| 1447 | WILLIS ASSET FINANCE MANAGEMENT LLC | COCONUT CREEK | 337254 | $349.0M | 17 | 2026-03-31 | → |
| 1448 | BROOKS, MOORE & ASSOCIATES, INC. | CHATTANOOGA | 105716 | $348.9M | 5 | 2026-03-31 | → |
| 1449 | OPAL CAPITAL LLC | BOCA RATON | 322755 | $348.3M | 11 | 2026-06-30 | → |
| 1450 | I SQUARED CAPITAL REGISTERED ADVISOR LLC | MIAMI | 332721 | $348.1M | 331 | 2026-03-31 | → |
| 1451 | 4J WEALTH MANAGEMENT, LLC | MCLEAN | 297268 | $348.1M | 4 | 2026-03-31 | → |
| 1452 | HERITAGE OAK WEALTH ADVISORS LLC | SANTA ROSA BEACH | 323925 | $347.4M | 11 | 2026-02-28 | → |
| 1453 | HCG FUND MANAGEMENT LP | RALEIGH | 281615 | $347.3M | 11 | 2026-03-31 | → |
| 1454 | LECONTE WEALTH MANAGEMENT, LLC | MARYVILLE | 168539 | $346.8M | 11 | 2026-03-31 | → |
| 1455 | BRIGHTLINE CAPITAL MANAGEMENT, LLC | MIAMI | 161661 | $346.4M | 8 | 2026-03-31 | → |
| 1456 | GREAT ELM CAPITAL MANAGEMENT, LLC | PALM BEACH GARDENS | 284304 | $346.1M | 21 | 2026-03-31 | → |
| 1457 | REDE WEALTH, LLC | CHARLOTTESVILLE | 173346 | $346.1M | 4 | 2026-02-28 | → |
| 1458 | IPCP MANAGEMENT, LLC | BOCA RATON | 316853 | $345.6M | 12 | 2026-03-31 | → |
| 1459 | BORDERLESS MANAGEMENT LLC | CLERMONT | 323404 | $345.4M | 24 | 2026-03-31 | → |
| 1460 | BIP CAPITAL MANAGEMENT SERVICES, LLC | ATLANTA | 300757 | $345.3M | 6 | 2026-03-31 | → |
| 1461 | BLACK TORO LLC | MIAMI | 315289 | $345.1M | 15 | 2026-03-31 | → |
| 1462 | TERAMO ADVISORS, LLC | NAPLES | 291574 | $344.7M | 5 | 2026-03-31 | → |
| 1463 | GER LOFTIN WEALTH ADVISORS, LLC | JOHNS CREEK | 305359 | $344.5M | 6 | 2026-06-30 | → |
| 1464 | WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY | TAMPA | 206518 | $344.1M | 26 | 2026-03-31 | → |
| 1465 | SHE DDF1 MANAGER LLC | COCONUT GROVE | 305314 | $343.8M | 23 | 2026-05-31 | → |
| 1466 | GARDEN CITY MANAGEMENT, LLC | CHARLOTTE | 310518 | $343.8M | 5 | 2026-06-30 | → |
| 1467 | VICTRIX INVESTMENT ADVISORS LLC | STUART | 167517 | $343.3M | 7 | 2026-03-31 | → |
| 1468 | WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. | MEMPHIS | 105959 | $342.1M | 10 | 2026-03-31 | → |
| 1469 | STEELHEAD WEALTH MANAGEMENT LLC | GLEN ALLEN | 338410 | $341.9M | 7 | 2026-03-31 | → |
| 1470 | J. HAGAN CAPITAL, INC. | LOUISVILLE | 168467 | $341.8M | 12 | 2026-06-30 | → |
| 1471 | BLUE INVESTMENT MANAGEMENT, LLC | MIAMI BEACH | 318610 | $341.4M | 4 | 2026-03-31 | → |
| 1472 | REICHARD CAPITAL, LLC | CHARLOTTE | 305695 | $341.0M | 4 | 2026-03-31 | → |
| 1473 | RM PRIVATE WEALTH MANAGEMENT INC. | MIAMI | 300082 | $340.9M | 1 | 2026-03-31 | → |
| 1474 | PREMIA GLOBAL ADVISORS, LLC | CORAL GABLES | 282426 | $340.8M | 3 | 2026-03-31 | → |
| 1475 | PHILLIPS WEALTH PLANNERS LLC | STARKVILLE | 319226 | $340.8M | 6 | 2026-03-31 | → |
| 1476 | MELODEON CAPITAL PARTNERS, LP | MIAMI | 300896 | $340.6M | 2 | 2026-03-31 | → |
| 1477 | BLUEPRINT FUND MANAGEMENT LLC | GREENSBORO | 306419 | $340.5M | 9 | 2026-02-28 | → |
| 1478 | AP WEALTH MANAGEMENT, LLC | AUGUSTA | 156417 | $339.6M | 7 | 2026-03-31 | → |
| 1479 | HCIP ADVISORS, LLC | NASHVILLE | 340455 | $339.3M | 2 | 2026-05-31 | → |
| 1480 | FLEXIS CAPITAL LLC | MIAMI | 162601 | $339.1M | 3 | 2026-03-31 | → |
| 1481 | TUCKER JR., DOUGLAS, RAY | MONTGOMERY | 298292 | $339.0M | 3 | 2026-03-31 | → |
| 1482 | AMERITY WEALTH MANAGEMENT, LLC | LAKELAND | 322265 | $338.8M | 17 | 2026-06-30 | → |
| 1483 | LEWIS FINANCIAL MANAGEMENT, LLC | RALEIGH | 116344 | $338.7M | 2 | 2026-03-31 | → |
| 1484 | DENTGROUP, LLC | BATON ROUGE | 151943 | $338.4M | 5 | 2025-10-31 | → |
| 1485 | CORE COMPLIANCE GROUP, LLC | ROCK HILL | 306661 | $338.4M | 9 | 2026-03-31 | → |
| 1486 | COMMERCE ADVISORS, LLC | MEMPHIS | 151439 | $337.9M | 6 | 2026-02-28 | → |
| 1487 | UWHARRIE INVESTMENT ADVISORS, INC. | ALBEMARLE | 117592 | $337.8M | 14 | 2026-03-31 | → |
| 1488 | EVOLUTION ADVISERS, INC. | RICHMOND | 149615 | $337.2M | 7 | 2026-04-30 | → |
| 1489 | THE NALLS SHERBAKOFF GROUP, LLC | KNOXVILLE | 168239 | $337.1M | 5 | 2026-03-31 | → |
| 1490 | EVERSTAR ASSET MANAGEMENT, LLC | MOORESVILLE | 313334 | $336.7M | 13 | 2026-05-31 | → |
| 1491 | ADG WEALTH MANAGEMENT GROUP, LLC | METAIRIE | 132341 | $336.3M | 4 | 2026-02-28 | → |
| 1492 | COLONY CAPITAL INVESTMENT ADVISORS, LLC | BOCA RATON | 175506 | $336.2M | 86 | 2026-05-31 | → |
| 1493 | APRICUS WEALTH LLC | BEAUFORT | 306239 | $335.7M | 6 | 2026-02-28 | → |
| 1494 | PERSONAL FINANCIAL PROFILES INC | CORAL SPRINGS | 109327 | $335.3M | 2 | 2026-02-28 | → |
| 1495 | MOLLY B INVESTMENT GROUP LLC | MARIETTA | 150555 | $334.7M | 2 | 2026-03-31 | → |
| 1496 | WEALTHHARBOR CAPITAL GROUP, LLC | METAIRIE | 118614 | $334.7M | 9 | 2026-03-31 | → |
| 1497 | ESCHATON OPPORTUNITIES FUND MANAGEMENT LP | MIAMI | 285575 | $333.9M | 5 | 2026-03-31 | → |
| 1498 | RARE CAPITAL MANAGEMENT, LLC | NASHVILLE | 341500 | $333.6M | 10 | 2026-06-30 | → |
| 1499 | VESTA WEALTH MANAGEMENT, LLC | MIAMI BEACH | 167498 | $333.3M | 1 | 2026-03-31 | → |
| 1500 | FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC | CHARLOTTESVILLE | 136069 | $333.0M | 4 | 2026-03-31 | → |
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