Research Report · 2026-06-30
Largest Registered Investment Advisers in New York
New York SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,621
Total AUM
$38.34T
Median AUM
$766.0M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 2301 | GREYCLIFF WEALTH MANAGEMENT, LLC | NEW YORK | 307645 | $83.8M | 4 | 2026-04-30 | → |
| 2302 | DOUBLE DUTY MONEY MANAGEMENT LLC | NEW YORK | 326792 | $83.7M | 4 | 2026-01-31 | → |
| 2303 | NORTHSTAR CAPITAL FUNDS, LLC | NEW YORK | 138526 | $83.3M | 4 | 2026-03-31 | → |
| 2304 | RALPH PARKS INVESTMENT GROUP LLC | PITTSFORD | 138121 | $82.9M | 3 | 2025-09-30 | → |
| 2305 | LUMIERE FINANCIAL GROUP LLC | NEW YORK | 319171 | $82.7M | 5 | 2026-04-30 | → |
| 2306 | SONICA CAPITAL LLC | NEW YORK | 163702 | $82.6M | — | 2024-12-31 | → |
| 2307 | HYJC CAPITAL OF WNY, LLC | LAKEVILLE | 325574 | $82.6M | 2 | 2026-03-31 | → |
| 2308 | WINTHROP PARTNERS - EPA, LLC | BUFFALO | 282098 | $82.2M | 5 | 2026-04-30 | → |
| 2309 | L&L PARTNERS WEALTH MANAGEMENT, LLC | SUFFERN | 140077 | $81.8M | 2 | 2026-03-31 | → |
| 2310 | DUB ADVISORS LLC | NEW YORK | 315589 | $81.8M | 8 | 2026-06-30 | → |
| 2311 | BETTEREDGE CAPITAL LLC | NEW YORK | 334496 | $81.4M | 4 | 2026-06-30 | → |
| 2312 | COLUCCI WEALTH MANAGEMENT LLC | BRIGHTWATERS | 338046 | $80.8M | 1 | 2026-04-30 | → |
| 2313 | MOLLOT & HARDY, INC. | AMHERST | 128377 | $80.6M | 2 | 2026-03-31 | → |
| 2314 | NOTTINGHAM WEALTH PARTNERS, INC. | SYRACUSE | 306971 | $80.5M | 7 | 2026-04-30 | → |
| 2315 | EVER GREEN WEALTH MANAGEMENT, LLC | VICTOR | 297459 | $80.3M | 1 | 2026-03-31 | → |
| 2316 | ABERNATHY GROUP II LLC | NEW YORK | 152401 | $80.2M | 4 | 2026-03-31 | → |
| 2317 | FEDERAL PREP ADVISORS, INC. | BOHEMIA | 282663 | $80.1M | 5 | 2026-03-31 | → |
| 2318 | SEAPORT GLOBAL ASSET MANAGEMENT LLC | NEW YORK | 298944 | $80.0M | 3 | 2026-03-31 | → |
| 2319 | 2XIDEAS US INC. | NEW YORK | 328190 | $79.7M | 2 | 2026-06-30 | → |
| 2320 | MINERVA WEALTH ADVISORY LLC | NEW YORK | 282723 | $79.5M | 2 | 2026-03-31 | → |
| 2321 | CONSTELLATION ASSET MANAGEMENT, INC. | FAYETTEVILLE | 125704 | $79.3M | 1 | 2026-02-28 | → |
| 2322 | QUEENBRIDGE CAPITAL, LLC | PITTSFORD | 324027 | $79.1M | 3 | 2026-04-30 | → |
| 2323 | PATHWAY PARTNERS WEALTH ADVISORS, LLC | AMHERST | 323507 | $78.9M | 8 | 2026-01-31 | → |
| 2324 | J.M. BRUDERMAN & COMPANY, LLC | LOCUST VALLEY | 323195 | $78.5M | 5 | 2026-02-28 | → |
| 2325 | REVERE WEALTH MANAGEMENT LLC | NEW YORK | 170560 | $78.3M | 7 | 2026-03-31 | → |
| 2326 | AMAZZ INVESTMENT MANAGEMENT, INC. | WILLIAMSVILLE | 126545 | $78.3M | 1 | 2026-03-31 | → |
| 2327 | PEARL LANE ADVISORS, LLC | NEW YORK | 172681 | $78.2M | 15 | 2026-05-31 | → |
| 2328 | CONNECTIVE WEALTH PARTNERS, LLC | NEW YORK | 335624 | $77.6M | 12 | 2026-04-30 | → |
| 2329 | GPS FINANCIAL, LLC | PITTSFORD | 290227 | $77.3M | 2 | 2026-03-31 | → |
| 2330 | DIVERSE CAPITAL MANAGEMENT, LLC | NEW YORK | 221525 | $77.0M | 3 | 2024-12-31 | → |
| 2331 | DRYDEN CAPITAL, LLC | NEW YORK | 172648 | $76.6M | 3 | 2026-04-30 | → |
| 2332 | CATHAY CAPITAL NA, LLC | NEW YORK | 268816 | $76.6M | 6 | 2026-03-31 | → |
| 2333 | O ASSET MANAGEMENT LLC | FAIRPORT | 336682 | $76.2M | 11 | 2026-03-31 | → |
| 2334 | SQN CAPITAL MANAGEMENT, LLC | NEW YORK | 158704 | $75.4M | 3 | 2025-04-30 | → |
| 2335 | KANE FINANCIAL, LLC | WATERVILLE | 291231 | $75.2M | 4 | 2026-03-31 | → |
| 2336 | CLOVER LEAF FINANCIAL LLC | FAIRPORT | 335751 | $75.0M | 4 | 2026-03-31 | → |
| 2337 | MOUNTAIN PASS PLANNING CORPORATION | HOPEWELL JUNCTION | 283389 | $74.9M | 1 | 2026-03-31 | → |
| 2338 | HLV VENTURES | HAUPPAUGE | 332979 | $74.8M | 12 | 2026-06-30 | → |
| 2339 | FINANCIAL PLANNING ASSOCIATES, LLC | WHITE PLAINS | 159404 | $74.7M | 1 | 2026-03-31 | → |
| 2340 | LYTLE INVESTMENT SERVICES CORP. | GRAND ISLAND | 297591 | $74.3M | 5 | 2026-03-31 | → |
| 2341 | SAGE HILL ADVISORY AND MANAGEMENT LLC | SARATOGA SPRINGS | 149365 | $73.3M | 3 | 2026-03-31 | → |
| 2342 | COUNTRYSIDE FINANCIAL LLC | WILLIAMSVILLE | 337489 | $73.2M | 3 | 2026-06-30 | → |
| 2343 | TACTICAL ROTATION MANAGEMENT, LLC | FOREST HILLS | 333968 | $73.0M | 1 | 2026-03-31 | → |
| 2344 | PERIPHAS CAPITAL, LP | NEW YORK | 291980 | $72.6M | 4 | 2026-03-31 | → |
| 2345 | WPM WEALTH ADVISORS LLC | SARATOGA SPRINGS | 316722 | $72.4M | 3 | 2026-02-28 | → |
| 2346 | R. SEEGER WEALTH MANAGEMENT, LTD | LINDENHURST | 152258 | $72.1M | 1 | 2026-02-28 | → |
| 2347 | FRANCO FINANCIAL ADVISORS, INC. | NEW YORK | 137587 | $72.0M | 3 | 2026-03-31 | → |
| 2348 | SILVER ADVISORS, LLC | NEW YORK | 291109 | $71.9M | 1 | 2026-01-31 | → |
| 2349 | OBRA FUND MANAGEMENT, LLC | NEW YORK | 328207 | $71.6M | 47 | 2026-03-31 | → |
| 2350 | SCHULTZE ASSET MANAGEMENT, LP | RYE BROOK | 110927 | $71.6M | 7 | 2026-03-31 | → |
| 2351 | HV CAPITAL MANAGEMENT, LLC | MONTGOMERY | 339467 | $71.5M | 4 | 2026-05-31 | → |
| 2352 | MADISON GLOBAL ADVISORS LLC | HAUPPAUGE | 288894 | $71.4M | 8 | 2026-04-30 | → |
| 2353 | AZURA PARTNERS US LLC | NEW YORK | 327986 | $71.3M | 6 | 2026-06-30 | → |
| 2354 | MAIN STREET FINANCIAL LLC | PURCHASE | 118130 | $71.1M | 4 | 2026-02-28 | → |
| 2355 | EXCLUSIVE RESOURCE MANAGEMENT LLC | LATHAM | 321076 | $71.1M | 2 | 2026-03-31 | → |
| 2356 | FIDUCIARY MANAGEMENT GROUP, LLC | NEW YORK | 136612 | $70.7M | 2 | 2026-03-31 | → |
| 2357 | VERISTAR CAPITAL MANAGEMENT LP | NEW YORK | 317504 | $70.2M | 3 | 2025-03-31 | → |
| 2358 | PERCENT ADVISORS, LLC | NEW YORK | 318890 | $70.0M | 2 | 2026-06-30 | → |
| 2359 | IBN ADVISORY SERVICES, INC. | LIVERPOOL | 293288 | $69.8M | 8 | 2026-04-30 | → |
| 2360 | ROCHESTER INVESTMENTS INC | ROCHESTER | 306782 | $69.5M | 1 | 2026-03-31 | → |
| 2361 | CAPITAL MANAGEMENT ASSOCIATES INC | NEW YORK | 104783 | $68.7M | 8 | 2026-03-31 | → |
| 2362 | SHIELD WEALTH ADVISORS, LLC. | WILLIAMSVILLE | 309538 | $68.4M | 3 | 2026-01-31 | → |
| 2363 | BLEECKER STREET CAPITAL MANAGEMENT, LLC | BROOKLYN | 332519 | $68.3M | 6 | 2026-03-31 | → |
| 2364 | PARLIN ADVISORS LLC | HAGUE | 300774 | $68.2M | 1 | 2026-03-31 | → |
| 2365 | ICONOCLASTIC CAPITAL MANAGEMENT LLC | ROCHESTER | 310132 | $68.2M | 5 | 2026-03-31 | → |
| 2366 | PEAK ALTITUDE PARTNERS, LP | NEW YORK | 338110 | $68.1M | 4 | 2026-05-31 | → |
| 2367 | RITTER ALPHA, LP | NEW YORK | 300954 | $67.9M | 3 | 2026-03-31 | → |
| 2368 | OCCAM CAPITAL MANAGEMENT, LLC | PITTSFORD | 108201 | $67.4M | 2 | 2026-03-31 | → |
| 2369 | HONEOYE FALLS CAPITAL LLC | HONEOYE FALLS | 333306 | $67.0M | 2 | 2026-05-31 | → |
| 2370 | VANQUOUR LLC | NEW YORK | 317552 | $67.0M | 3 | 2026-06-30 | → |
| 2371 | 16ROCK ASSET MANAGEMENT LLC | NEW YORK | 326709 | $66.9M | 1 | 2025-07-31 | → |
| 2372 | ALINEA INVEST, INC. | NEW YORK | 311782 | $66.6M | 10 | 2026-03-31 | → |
| 2373 | CLARION CALL CAPITAL LLC | NEW YORK | 333446 | $66.5M | 1 | 2026-03-31 | → |
| 2374 | C & C FINANCIAL SERVICES, INC. | GREAT NECK | 106752 | $66.2M | 2 | 2026-03-31 | → |
| 2375 | ACE & COMPANY NEW YORK, INC. | NEW YORK | 304442 | $65.8M | 4 | 2026-04-30 | → |
| 2376 | INNOVATIVE FAMILY OFFICE LLC | SOMERS | 329496 | $65.8M | 8 | 2026-04-30 | → |
| 2377 | SHOPE FINANCIAL PLANNING, INC. | CAMILLUS | 144056 | $65.6M | 2 | 2026-03-31 | → |
| 2378 | STEWARDSHIP FINANCIAL SERVICES, INC. | IRVINGTON | 128676 | $65.5M | 1 | 2026-05-31 | → |
| 2379 | VESTO ADVISORS, LLC | NEW YORK | 324487 | $65.4M | 3 | 2025-03-31 | → |
| 2380 | EAGLE'S CREST ADVISORS, LLC | HUNTINGTON | 335252 | $65.3M | 3 | 2026-06-30 | → |
| 2381 | LONG ISLAND FINANCIAL LLC | HUNTINGTON | 337288 | $65.2M | 1 | 2026-01-31 | → |
| 2382 | VAZIRANI ASSET MANAGEMENT LLC | NEW YORK | 289186 | $65.0M | 3 | 2026-03-31 | → |
| 2383 | MALATAI CAPITAL LLC | NEW YORK | 299975 | $65.0M | 3 | 2026-03-31 | → |
| 2384 | ROSCI LAMB, LLC | NEW YORK | 337278 | $65.0M | 1 | 2026-01-31 | → |
| 2385 | PECONIC ASSET PLANNING, INC. | RIVERHEAD | 310121 | $64.6M | 2 | 2026-01-31 | → |
| 2386 | MINT ASSET MANAGEMENT LLC | NEW YORK | 315568 | $64.5M | 4 | 2026-03-31 | → |
| 2387 | HUDSON VIEW ADVISORS, LLC | CROTON-ON-HUDSON | 288839 | $64.3M | 1 | 2026-03-31 | → |
| 2388 | SERENITY CAPITAL ADVISORS INC. | PITTSFORD | 332396 | $64.3M | 4 | 2026-03-31 | → |
| 2389 | SLOAN ADVISORY GROUP, INC. | GLENS FALLS | 284325 | $63.6M | 1 | 2026-02-28 | → |
| 2390 | WEALTHUNITE ADVISORS, LLC | MANHASSET | 285807 | $63.1M | 1 | 2026-03-31 | → |
| 2391 | CORINTHIAN PARTNERS ASSET MANAGEMENT LLC | NEW YORK | 109385 | $62.9M | 7 | 2026-03-31 | → |
| 2392 | ADVISOR FINANCIAL SERVICES INC | CHATHAM | 118537 | $62.6M | 2 | 2026-04-30 | → |
| 2393 | LESLIE MARIE GIORDANO | GARDEN CITY | 126274 | $62.6M | 1 | 2026-06-30 | → |
| 2394 | MOUNTAIN VIEW STRATEGIC WEALTH, LLC | HOPEWELL JUNCTION | 154295 | $62.5M | 2 | 2026-03-31 | → |
| 2395 | PRINCE FINANCIAL ADVISORY LLC | NEW YORK | 131234 | $62.2M | 1 | 2026-02-28 | → |
| 2396 | BIRCH WEALTH, INC. | ROME | 304727 | $62.1M | 3 | 2026-05-31 | → |
| 2397 | HAWKS POINT CAPITAL PARTNERS LLC | RYE BROOK | 307006 | $61.4M | 3 | 2026-03-31 | → |
| 2398 | ANCHOR CAPITAL MANAGEMENT, LLC | ITHACA | 124600 | $61.2M | 3 | 2026-04-30 | → |
| 2399 | KINEO CAPITAL LLC | NEW YORK | 315019 | $61.1M | 3 | 2026-03-31 | → |
| 2400 | IQCIO LLC | NEW YORK | 285435 | $60.9M | 2 | 2026-03-31 | → |
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