Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | MEDIQUS ASSET ADVISORS INC | CHICAGO | 107694 | $1.46B | 11 | 2026-03-31 | → |
| 602 | ALPINE PRIVATE CAPITAL, LLC | SAINT LOUIS | 286072 | $1.45B | 20 | 2026-03-31 | → |
| 603 | KEATING FINANCIAL ADVISORY SERVICES, INC. | MANHATTAN | 142772 | $1.45B | 65 | 2026-03-31 | → |
| 604 | DORSEY ASSET MANAGEMENT LLC | CHICAGO | 169056 | $1.45B | 10 | 2026-03-31 | → |
| 605 | FIDUS INVESTMENT ADVISORS, LLC | EVANSTON | 156981 | $1.44B | 35 | 2026-03-31 | → |
| 606 | BLUE POINT CAPITAL PARTNERS LLC | CLEVELAND | 157031 | $1.44B | 30 | 2026-03-31 | → |
| 607 | CAMPBELL NEWMAN ASSET MANAGEMENT INC | MILWAUKEE | 107003 | $1.44B | 9 | 2026-03-31 | → |
| 608 | MERIT CAPITAL PARTNERS MANAGEMENT, L.L.C. | CHICAGO | 156890 | $1.44B | 19 | 2026-03-31 | → |
| 609 | ISTHMUS PARTNERS, LLC | MADISON | 171279 | $1.44B | 17 | 2026-01-31 | → |
| 610 | PARKSIDE INVESTMENTS, LLC | DEERFIELD | 286178 | $1.44B | 7 | 2026-04-30 | → |
| 611 | MPE MGT. CO., LLC | CLEVELAND | 281787 | $1.44B | 26 | 2026-03-31 | → |
| 612 | SHERIDAN CP, LP | CHICAGO | 299035 | $1.44B | 30 | 2026-05-31 | → |
| 613 | SENTRY INVESTMENT MANAGEMENT, L.L.C. | STEVENS POINT | 105176 | $1.43B | 10 | 2026-03-31 | → |
| 614 | OSP, LLC | EDINA | 169245 | $1.43B | 35 | 2026-03-31 | → |
| 615 | ANDERSON HOAGLAND & CO | ST LOUIS | 105157 | $1.43B | 8 | 2026-02-28 | → |
| 616 | UNITED ADVISOR GROUP, LLC | CINCINNATI | 324205 | $1.43B | 69 | 2026-04-30 | → |
| 617 | LARSON CAPITAL MANAGEMENT, LLC | CHESTERFIELD | 301971 | $1.43B | 13 | 2026-05-31 | → |
| 618 | PRINCIPAL ADVISED SERVICES, LLC | DES MOINES | 297324 | $1.42B | 383 | 2026-05-31 | → |
| 619 | FOURSTAR WEALTH ADVISORS, LLC | CHICAGO | 169613 | $1.42B | 48 | 2026-03-31 | → |
| 620 | MASON WELLS, INC. | MILWAUKEE | 173069 | $1.42B | 22 | 2026-03-31 | → |
| 621 | TRUEMARK INVESTMENTS, LLC | CHICAGO | 306600 | $1.42B | 6 | 2026-06-30 | → |
| 622 | AA FINANCIAL ADVISORS, LLC | COLUMBUS | 119829 | $1.42B | 29 | 2026-06-30 | → |
| 623 | V-SQUARE QUANTITATIVE MANAGEMENT LLC | CHICAGO | 310355 | $1.42B | 5 | 2026-03-31 | → |
| 624 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | INDIANAPOLIS | 118739 | $1.41B | 26 | 2025-03-31 | → |
| 625 | SOUDERS FINANCIAL ADVISORS, LLC | CINCINNATI | 296780 | $1.41B | 21 | 2026-03-31 | → |
| 626 | FIRST LIGHT ASSET MANAGEMENT, LLC | EDINA | 168899 | $1.41B | 14 | 2026-03-31 | → |
| 627 | PIVOT CAPITAL PARTNERS LLC | CHICAGO | 335324 | $1.40B | 2 | 2026-06-30 | → |
| 628 | EQUITY INTERNATIONAL MANAGEMENT, LLC | CHICAGO | 156961 | $1.40B | 13 | 2026-03-31 | → |
| 629 | INSPIRION WEALTH ADVISORS, LLC | LIBERTYVILLE | 165174 | $1.39B | 12 | 2026-03-31 | → |
| 630 | SYNTEGRA PRIVATE WEALTH GROUP LLC | CHESTERFIELD | 323180 | $1.39B | 20 | 2026-05-31 | → |
| 631 | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MANCHESTER | 282448 | $1.39B | 77 | 2025-03-31 | → |
| 632 | FSM WEALTH ADVISORS, LLC | CLEVELAND | 298904 | $1.39B | 27 | 2026-03-31 | → |
| 633 | PANDI, LLC | KANSAS CITY | 330112 | $1.38B | 20 | 2026-03-31 | → |
| 634 | SG CAPITAL MANAGEMENT LLC | CHICAGO | 134471 | $1.38B | 10 | 2026-03-31 | → |
| 635 | LJI WEALTH MANAGEMENT, LLC | INDIANAPOLIS | 145399 | $1.37B | 13 | 2026-03-31 | → |
| 636 | THE PLANNING CENTER, INC. | MOLINE | 118994 | $1.37B | 28 | 2026-03-31 | → |
| 637 | AFFIANCE FINANCIAL LLC | ST. LOUIS PARK | 113200 | $1.37B | 25 | 2026-06-30 | → |
| 638 | RICE PARK CAPITAL MANAGEMENT LP | PLYMOUTH | 304990 | $1.37B | 21 | 2026-06-30 | → |
| 639 | CAPITAL ADVISORS, LTD., LLC | SHAKER HEIGHTS | 153600 | $1.37B | 14 | 2026-03-31 | → |
| 640 | WESTMINSTER FINANCIAL ADVISORY CORP | BEAVERCREEK | 110283 | $1.36B | 43 | 2026-03-31 | → |
| 641 | PACKERLAND BROKERAGE SERVICES, INC. | GREEN BAY | 37031 | $1.36B | 318 | 2026-04-30 | → |
| 642 | MIDWEST CAPITAL ADVISORS, LLC | GRAND RAPIDS | 125389 | $1.36B | 11 | 2026-05-31 | → |
| 643 | GRIES FINANCIAL LLC | CLEVELAND | 110031 | $1.35B | 30 | 2025-08-31 | → |
| 644 | HILL INVESTMENT GROUP PARTNERS, LLC | ST. LOUIS | 312052 | $1.35B | 12 | 2026-03-31 | → |
| 645 | ESTATE COUNSELORS, LLC | THIENSVILLE | 123452 | $1.35B | 7 | 2026-03-31 | → |
| 646 | SECURITY FINANCIAL SERVICES, INC. | FORT WAYNE | 122050 | $1.34B | 16 | 2026-03-31 | → |
| 647 | INVISION MANAGEMENT INC. | CHICAGO | 330151 | $1.34B | 26 | 2026-06-30 | → |
| 648 | JVM CAPITAL L.L.C. | OAK BROOK | 170207 | $1.34B | 7 | 2025-03-31 | → |
| 649 | INDUSTRIAL OPPORTUNITY PARTNERS, LLC | EVANSTON | 156994 | $1.34B | 20 | 2026-03-31 | → |
| 650 | CENTENNIAL SECURITIES COMPANY INC | GRAND RAPIDS | 7763 | $1.34B | 45 | 2026-04-30 | → |
| 651 | FIDUCIARY FINANCIAL ADVISORS | GRAND RAPIDS | 172103 | $1.33B | 50 | 2026-04-30 | → |
| 652 | CWS FINANCIAL ADVISORS LLC | KALAMAZOO | 297000 | $1.33B | 12 | 2026-02-28 | → |
| 653 | WALLINGTON ASSET MANAGEMENT, LLC | INDIANAPOLIS | 143360 | $1.32B | 17 | 2026-03-31 | → |
| 654 | SAVOIE CAPITAL LLC | CHICAGO | 167497 | $1.32B | 3 | 2026-04-30 | → |
| 655 | LVM CAPITAL MANAGEMENT LTD | PORTAGE | 111039 | $1.31B | 15 | 2025-09-30 | → |
| 656 | CAPITAL INVESTMENT SERVICES OF AMERICA INC | MILWAUKEE | 110639 | $1.31B | 9 | 2025-12-31 | → |
| 657 | MADISON WEALTH PARTNERS, INC. | MADISON | 305824 | $1.30B | 17 | 2026-06-30 | → |
| 658 | TTCP MANAGEMENT SERVICES, LLC | BLOOMINGTON | 165448 | $1.28B | 18 | 2026-03-31 | → |
| 659 | PIPER SANDLER & CO. | MINNEAPOLIS | 665 | $1.28B | 1,402 | 2026-03-31 | → |
| 660 | MCDONALD PARTNERS LLC | CLEVELAND | 135414 | $1.28B | 29 | 2026-06-30 | → |
| 661 | PETTINGA FINANCIAL ADVISORS, LLC | EVANSVILLE | 156369 | $1.28B | 11 | 2026-06-30 | → |
| 662 | URBAN FINANCIAL ADVISORY CORP | CHICAGO | 110057 | $1.28B | 15 | 2025-09-30 | → |
| 663 | KEB ASSET MANAGEMENT, LLC | SPRINGFIELD | 117935 | $1.27B | 17 | 2026-01-31 | → |
| 664 | PROMUS ASSET MANAGEMENT, LLC | CHICAGO | 165478 | $1.27B | 13 | 2026-04-30 | → |
| 665 | PALISADE ASSET MANAGEMENT, LLC | MINNEAPOLIS | 136089 | $1.27B | 10 | 2026-03-31 | → |
| 666 | LEXAURUM ADVISORS, LLC | OVERLAND PARK | 283653 | $1.27B | 50 | 2026-03-31 | → |
| 667 | MANAGED ASSET PORTFOLIOS, LLC | ROCHESTER | 109574 | $1.27B | 22 | 2026-03-31 | → |
| 668 | FISHMAN JAY A LTD | TROY | 105609 | $1.25B | 8 | 2026-03-31 | → |
| 669 | WEALTH DIMENSIONS GROUP, LTD. | CINCINNATI | 107618 | $1.24B | 21 | 2026-03-31 | → |
| 670 | GREAT WATERS WEALTH MANAGEMENT | SHOREVIEW | 308215 | $1.24B | 42 | 2026-04-30 | → |
| 671 | KWMG, LLC | OVERLAND PARK | 170293 | $1.23B | 30 | 2026-03-31 | → |
| 672 | HENGEHOLD CAPITAL MANAGEMENT LLC | CINCINNATI | 107700 | $1.23B | 11 | 2026-03-31 | → |
| 673 | COMPASS FINANCIAL GROUP, INC | SIOUX FALLS | 157109 | $1.23B | 13 | 2025-11-30 | → |
| 674 | FOURTHSTONE LLC | ST. LOUIS | 169067 | $1.22B | 12 | 2026-03-31 | → |
| 675 | PALMER SQUARE BDC ADVISOR LLC | MISSION WOODS | 306742 | $1.22B | 76 | 2026-03-31 | → |
| 676 | HAUSER RETIREMENT SOLUTIONS 2 LLC | CINCINNATI | 299959 | $1.21B | 5 | 2026-04-30 | → |
| 677 | JAMES INVESTMENT RESEARCH INC | XENIA | 110433 | $1.21B | 15 | 2026-05-31 | → |
| 678 | COFG ADVISORS, LLC | OAK BROOK | 333344 | $1.21B | 19 | 2026-02-28 | → |
| 679 | VAN CLEEF ASSET MANAGEMENT INC | BEACHWOOD | 105768 | $1.21B | 6 | 2026-03-31 | → |
| 680 | COLUMBIA ASSET MANAGEMENT, L.L.C. | ANN ARBOR | 124174 | $1.20B | 7 | 2026-03-31 | → |
| 681 | BLACK LAKE INVESTMENTS LLC | WAYZATA | 334605 | $1.19B | 5 | 2026-04-30 | → |
| 682 | ELLSWORTH ADVISORS, LLC | HUDSON | 297464 | $1.19B | 16 | 2026-02-28 | → |
| 683 | TCP ASSET MANAGEMENT, LLC | UPPER ARLINGTON | 286037 | $1.18B | 43 | 2026-02-28 | → |
| 684 | SIKICH CAPITAL MANAGEMENT LLC | SPRINGFIELD | 142640 | $1.18B | 22 | 2026-03-31 | → |
| 685 | CRUMLY AND ASSOCIATES, INCORPORATED | SPRINGFIELD | 168998 | $1.18B | 12 | 2026-06-30 | → |
| 686 | TOTAL WEALTH PLANNING, LLC | CINCINNATI | 174434 | $1.18B | 20 | 2025-12-31 | → |
| 687 | DEERFIELD FINANCIAL ADVISORS, INC. | INDIANAPOLIS | 104964 | $1.18B | 14 | 2026-03-31 | → |
| 688 | BRAND ASSET MANAGEMENT GROUP, INC. | CHESTERFIELD | 106162 | $1.17B | 22 | 2026-02-28 | → |
| 689 | STRAIGHTLINE GROUP, LLC | TROY | 127401 | $1.17B | 11 | 2026-03-31 | → |
| 690 | ASSOCIATED INVESTMENT SERVICES, INC. | GREEN BAY | 1464 | $1.17B | 60 | 2026-04-30 | → |
| 691 | THE LEUTHOLD GROUP, LLC | MINNEAPOLIS | 105826 | $1.17B | 17 | 2026-03-31 | → |
| 692 | OARSMAN CAPITAL, INC | MILWAUKEE | 109993 | $1.17B | 21 | 2026-05-31 | → |
| 693 | FINANCIAL PERSPECTIVES, INC. | MINNEAPOLIS | 135549 | $1.17B | 14 | 2026-03-31 | → |
| 694 | SHOREVIEW INDUSTRIES V, LLC | MINNEAPOLIS | 156686 | $1.17B | 19 | 2026-03-31 | → |
| 695 | AGR PARTNERS LLC | CHICAGO | 283081 | $1.17B | 14 | 2026-05-31 | → |
| 696 | GREAT LAKES RETIREMENT, INC. | SANDUSKY | 146608 | $1.16B | 27 | 2026-03-31 | → |
| 697 | LAKE STREET PRIVATE WEALTH, LLC | CHICAGO | 296761 | $1.16B | 9 | 2026-03-31 | → |
| 698 | FRAZIER FINANCIAL ADVISORS, LLC | COLUMBUS | 106649 | $1.16B | 20 | 2026-04-30 | → |
| 699 | EFFICIENT CAPITAL MANAGEMENT LLC | WARRENVILLE | 287958 | $1.16B | 29 | 2026-03-31 | → |
| 700 | KERBERROSE WEALTH MANAGEMENT, LLC | SHAWANO | 168787 | $1.16B | 13 | 2026-03-31 | → |
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