Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC | MISSION WOODS | 310321 | $9.23B | 76 | 2026-03-31 | → |
| 202 | WYNNCHURCH CAPITAL, L.P. | ROSEMONT | 173227 | $9.12B | 47 | 2026-03-31 | → |
| 203 | NEUBERGER BERMAN LOAN ADVISERS II LLC | CHICAGO | 306601 | $9.05B | 3 | 2026-03-31 | → |
| 204 | TORTOISE CAPITAL ADVISORS, L.L.C. | OVERLAND PARK | 123711 | $8.93B | 34 | 2026-04-30 | → |
| 205 | KEY INVESTMENT SERVICES LLC | BROOKLYN | 136300 | $8.88B | 1,325 | 2026-06-30 | → |
| 206 | FORUM FINANCIAL MANAGEMENT, LP | LOMBARD | 145706 | $8.69B | 143 | 2026-06-30 | → |
| 207 | WIND POINT ADVISORS LLC | CHICAGO | 156485 | $8.58B | 50 | 2026-03-31 | → |
| 208 | MUTUAL ADVISORS, LLC | OMAHA | 167658 | $8.55B | 208 | 2026-06-30 | → |
| 209 | ZHANG FINANCIAL LLC | PORTAGE | 159257 | $8.37B | 50 | 2026-03-31 | → |
| 210 | GRADIENT INVESTMENTS, LLC | ARDEN HILLS | 141726 | $8.20B | 41 | 2026-06-30 | → |
| 211 | WEITZ INVESTMENT MANAGEMENT, INC. | OMAHA | 105088 | $8.08B | 36 | 2026-03-31 | → |
| 212 | ANNEX ADVISORY SERVICES, LLC | BROOKFIELD | 127987 | $8.05B | 151 | 2026-04-30 | → |
| 213 | PCM MANAGEMENT ADVISOR, LLC | CHAGRIN FALLS | 323946 | $7.89B | 495 | 2026-04-30 | → |
| 214 | THE HUNTINGTON INVESTMENT COMPANY | COLUMBUS | 16986 | $7.89B | 520 | 2026-03-31 | → |
| 215 | GUGGENHEIM FUNDS DISTRIBUTORS, LLC | CHICAGO | 39805 | $7.80B | 245 | 2026-03-31 | → |
| 216 | FIFTH THIRD WEALTH ADVISORS LLC | CINCINNATI | 313015 | $7.80B | 83 | 2026-03-31 | → |
| 217 | ELMTREE FUNDS, LLC | ST. LOUIS | 338940 | $7.77B | 37 | 2026-03-31 | → |
| 218 | MGO ONE SEVEN LLC | BEACHWOOD | 283087 | $7.72B | 264 | 2026-04-30 | → |
| 219 | PEPPERTREE CAPITAL MANAGEMENT INC. | CHAGRIN FALLS | 163215 | $7.64B | 39 | 2025-03-31 | → |
| 220 | AVANTAX PLANNING PARTNERS, INC. | DUBUQUE | 106237 | $7.57B | 261 | 2026-06-30 | → |
| 221 | CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | PEPPER PIKE | 150488 | $7.51B | 69 | 2026-04-30 | → |
| 222 | JMG FINANCIAL GROUP LTD | DOWNERS GROVE | 110302 | $7.50B | 103 | 2026-03-31 | → |
| 223 | WATER STREET HEALTHCARE PARTNERS, LLC | CHICAGO | 156694 | $7.49B | 42 | 2026-03-31 | → |
| 224 | CHICAGO PARTNERS INVESTMENT GROUP LLC | CHICAGO | 147662 | $7.47B | 73 | 2026-03-31 | → |
| 225 | HAYS FINANCIAL GROUP, LLC | MINNEAPOLIS | 306877 | $7.45B | 12 | 2026-03-31 | → |
| 226 | FIRST NATIONAL ADVISERS, LLC | OMAHA | 277146 | $7.37B | 35 | 2026-06-30 | → |
| 227 | MARINER PLATFORM SOLUTIONS, LLC | OVERLAND PARK | 305418 | $7.34B | 161 | 2026-06-30 | → |
| 228 | CARVAL CLO MANAGEMENT LLC | MINNEAPOLIS | 298135 | $7.30B | 1 | 2026-03-31 | → |
| 229 | ELMTREE FUNDS, LLC | ST. LOUIS | 286094 | $7.23B | 34 | 2025-11-30 | → |
| 230 | PPC INVESTMENT PARTNERS LP | CHICAGO | 291331 | $7.21B | 50 | 2026-03-31 | → |
| 231 | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC | KANSAS CITY | 311623 | $7.13B | 47 | 2026-03-31 | → |
| 232 | MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. | CHICAGO | 112084 | $6.94B | 19 | 2026-06-30 | → |
| 233 | PROVIDENT TRUST COMPANY | WAUKESHA | 110118 | $6.86B | 12 | 2026-04-30 | → |
| 234 | THRIVENT ADVISOR NETWORK, LLC | MINNEAPOLIS | 304569 | $6.84B | 119 | 2026-06-30 | → |
| 235 | FOCUS FINANCIAL NETWORK, INC. | MINNEAPOLIS | 116140 | $6.82B | 189 | 2026-03-31 | → |
| 236 | CHICAGO PACIFIC CAPITAL, L.P. | CHICAGO | 172960 | $6.78B | 46 | 2026-03-31 | → |
| 237 | CONFLUENCE INVESTMENT MANAGEMENT LLC | SAINT LOUIS | 146019 | $6.72B | 55 | 2026-03-31 | → |
| 238 | MONROE CAPITAL BDC ADVISORS, LLC | CHICAGO | 165657 | $6.71B | 101 | 2026-03-31 | → |
| 239 | VESTGEN ADVISORS, LLC | CHICAGO | 318657 | $6.67B | 165 | 2026-05-31 | → |
| 240 | NXT CAPITAL INVESTMENT ADVISERS, LLC | CHICAGO | 160569 | $6.65B | 242 | 2026-06-30 | → |
| 241 | G SQUARED EQUITY MANAGEMENT LP | CHICAGO | 289285 | $6.60B | 42 | 2026-03-31 | → |
| 242 | KORNITZER CAPITAL MANAGEMENT, INC. | MISSION | 111087 | $6.49B | 41 | 2026-06-30 | → |
| 243 | AVIOR WEALTH MANAGEMENT, LLC | OMAHA | 148674 | $6.46B | 170 | 2026-04-30 | → |
| 244 | TRUEPOINT, INC. | CINCINNATI | 105664 | $6.39B | 103 | 2026-03-31 | → |
| 245 | ORG PORTFOLIO MANAGEMENT LLC | BEACHWOOD | 130198 | $6.38B | 22 | 2026-03-31 | → |
| 246 | GEM CAPITAL, L.P. | CHICAGO | 157210 | $6.28B | 69 | 2026-03-31 | → |
| 247 | CREATIVEONE WEALTH, LLC | OVERLAND PARK | 281213 | $6.25B | 222 | 2026-05-31 | → |
| 248 | SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | CARMEL | 288623 | $6.18B | 45 | 2026-03-31 | → |
| 249 | BMO ASSET MANAGEMENT CORP. | CHICAGO | 106466 | $6.18B | 5 | 2026-04-30 | → |
| 250 | ANTARES CAPITAL CREDIT ADVISERS LLC | CHICAGO | 328497 | $6.17B | 466 | 2026-03-31 | → |
| 251 | SIGMA PLANNING CORPORATION | ANN ARBOR | 110692 | $6.10B | 471 | 2026-05-31 | → |
| 252 | HEITMAN CAPITAL MANAGEMENT LLC | CHICAGO | 105480 | $6.09B | 280 | 2026-03-31 | → |
| 253 | NICHOLAS CO INC | MILWAUKEE | 108347 | $6.08B | 16 | 2026-01-31 | → |
| 254 | DANA INVESTMENT ADVISORS INC | WAUKESHA | 105879 | $6.08B | 60 | 2026-03-31 | → |
| 255 | NEUBERGER BERMAN LOAN ADVISERS IV LLC | CHICAGO | 324282 | $6.07B | 3 | 2026-03-31 | → |
| 256 | MAINSTREET INVESTMENT ADVISORS LLC | CHICAGO | 146615 | $5.86B | 26 | 2026-03-31 | → |
| 257 | COLUMBIA WANGER ASSET MANAGEMENT, LLC | CHICAGO | 111168 | $5.83B | 13 | 2025-06-30 | → |
| 258 | SYM FINANCIAL CORPORATION | WINONA LAKE | 107517 | $5.81B | 84 | 2026-03-31 | → |
| 259 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | ELMHURST | 109701 | $5.74B | 155 | 2026-03-31 | → |
| 260 | OASIS INVESTMENT STRATEGIES LLC | CHICAGO | 152957 | $5.73B | 10 | 2026-03-31 | → |
| 261 | TFO WEALTH PARTNERS, LLC | MAUMEE | 124407 | $5.66B | 67 | 2026-04-30 | → |
| 262 | VIVALDI CAPITAL MANAGEMENT LP | CHICAGO | 160150 | $5.64B | 68 | 2026-04-30 | → |
| 263 | GENEVA CAPITAL MANAGEMENT LLC | MILWAUKEE | 105432 | $5.60B | 20 | 2026-03-31 | → |
| 264 | PLANPILOT, LLC | CHICAGO | 160319 | $5.58B | 15 | 2026-02-28 | → |
| 265 | STRATOS WEALTH ADVISORS LLC | BEACHWOOD | 283816 | $5.57B | 170 | 2026-06-30 | → |
| 266 | CRESCENT GROVE ADVISORS, LLC | LAKE FOREST | 170912 | $5.50B | 34 | 2026-03-31 | → |
| 267 | PROCOURSE FIDUCIARY ADVISORS, LLC | CARMEL | 164328 | $5.49B | 11 | 2026-03-31 | → |
| 268 | DISCIPLINED GROWTH INVESTORS INC | MINNEAPOLIS | 106746 | $5.48B | 21 | 2026-03-31 | → |
| 269 | LARSON FINANCIAL GROUP, LLC | SAINT LOUIS | 140599 | $5.48B | 131 | 2026-03-31 | → |
| 270 | CALAMOS WEALTH MANAGEMENT LLC | NAPERVILLE | 143490 | $5.48B | 51 | 2026-04-30 | → |
| 271 | AQUATIC CAPITAL MANAGEMENT LLC | CHICAGO | 307291 | $5.43B | 91 | 2026-06-30 | → |
| 272 | PENSION CONSULTANTS INC | SPRINGFIELD | 113914 | $5.42B | 17 | 2026-03-31 | → |
| 273 | INTEGRITY ALLIANCE, LLC | URBANDALE | 139627 | $5.41B | 400 | 2026-05-31 | → |
| 274 | QUADRANT CAPITAL GROUP LLC | CINCINNATI | 147253 | $5.40B | 26 | 2026-02-28 | → |
| 275 | DAVID VAUGHAN INVESTMENTS, LLC | PEORIA | 105990 | $5.33B | 48 | 2026-03-31 | → |
| 276 | ALERA INVESTMENT ADVISORS, LLC | DEERFIELD | 287906 | $5.29B | 107 | 2026-03-31 | → |
| 277 | REHMANN CAPITAL ADVISORY GROUP, LLC | LANSING | 123047 | $5.27B | 39 | 2026-03-31 | → |
| 278 | VENTURE VISIONARY PARTNERS LLC | SYLVANIA | 304237 | $5.24B | 46 | 2026-03-31 | → |
| 279 | TWIN BRIDGE CAPITAL PARTNERS, LLC | CHICAGO | 160403 | $5.20B | 22 | 2026-03-31 | → |
| 280 | KRILOGY FINANCIAL LLC | ST. LOUIS | 149046 | $5.20B | 103 | 2026-03-31 | → |
| 281 | ADVISOR OS LLC | CHICAGO | 287792 | $5.09B | 2 | 2026-03-31 | → |
| 282 | OBERWEIS ASSET MANAGEMENT INC | LISLE | 105471 | $5.06B | 31 | 2026-03-31 | → |
| 283 | WELLSPRING FINANCIAL ADVISORS, LLC | CLEVELAND | 143112 | $5.06B | 31 | 2026-06-30 | → |
| 284 | DAYMARK WEALTH PARTNERS, LLC | CINCINNATI | 320878 | $5.04B | 40 | 2026-02-28 | → |
| 285 | RIVERBRIDGE PARTNERS LLC | MINNEAPOLIS | 108074 | $5.03B | 46 | 2026-03-31 | → |
| 286 | KENNEDY CAPITAL MANAGEMENT LLC | ST LOUIS | 105834 | $5.02B | 43 | 2026-05-31 | → |
| 287 | ROCKBRIDGE CAPITAL, LLC | COLUMBUS | 161078 | $5.01B | 125 | 2026-05-31 | → |
| 288 | STIFEL INDEPENDENT ADVISORS, LLC | ST LOUIS | 28218 | $5.01B | 198 | 2026-03-31 | → |
| 289 | ADVANCE CAPITAL MANAGEMENT INC | SOUTHFIELD | 110767 | $4.98B | 62 | 2026-03-31 | → |
| 290 | HAMILTON CAPITAL, LLC | COLUMBUS | 109116 | $4.94B | 90 | 2026-04-30 | → |
| 291 | CORNERSTONE WEALTH MANAGEMENT, LLC | DES PERES | 164666 | $4.93B | 103 | 2026-05-31 | → |
| 292 | NEUBERGER BERMAN LOAN ADVISERS LLC | CHICAGO | 285579 | $4.93B | 3 | 2026-03-31 | → |
| 293 | MADISON ASSET MANAGEMENT, LLC | MADISON | 130874 | $4.86B | 92 | 2026-03-31 | → |
| 294 | MAINSTAY CAPITAL MANAGEMENT, LLC | GRAND BLANC | 109528 | $4.84B | 33 | 2026-04-30 | → |
| 295 | CHICAGO CAPITAL, LLC | CHICAGO | 291624 | $4.82B | 18 | 2026-01-31 | → |
| 296 | BROWNSON, REHMUS & FOXWORTH, INC. | CHICAGO | 110608 | $4.79B | 26 | 2026-03-31 | → |
| 297 | HIGHPOINT ADVISOR GROUP, LLC | DOWNERS GROVE | 316636 | $4.78B | 106 | 2026-05-31 | → |
| 298 | FOSTER GROUP, INC. | WEST DES MOINES | 107148 | $4.78B | 93 | 2026-03-31 | → |
| 299 | NATIONS FINANCIAL GROUP, INC. | CEDAR RAPIDS | 44181 | $4.77B | 94 | 2026-03-31 | → |
| 300 | MADISON CAPITAL PARTNERS CORPORATION | CHICAGO | 160334 | $4.77B | 7 | 2026-03-31 | → |
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