Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1701 | BEACON CAPITAL, LLC | CEDAR RAPIDS | 286316 | $278.3M | 5 | 2026-04-30 | → |
| 1702 | MACCO FINANCIAL GROUP, INC. | GREEN BAY | 337398 | $277.8M | 8 | 2026-02-28 | → |
| 1703 | OASIS ADVISORS, LLC | FOREST CITY | 335555 | $277.7M | 27 | 2026-06-30 | → |
| 1704 | UNIVERSAL FINANCIAL ADVISORS, LLC | ST. LOUIS | 318392 | $277.5M | 8 | 2026-05-31 | → |
| 1705 | HBE WEALTH MANAGEMENT, LLC | LINCOLN | 128315 | $277.4M | 5 | 2026-02-28 | → |
| 1706 | THE RETIREMENT GUYS FORMULA LLC | MAUMEE | 168561 | $276.9M | 7 | 2026-02-28 | → |
| 1707 | WALLEYE PARTNERS LLC | MADISON | 333435 | $276.7M | 5 | 2026-05-31 | → |
| 1708 | JFR FINANCIAL SERVICES, INC. | TRENTON | 124456 | $276.6M | 11 | 2026-02-28 | → |
| 1709 | GS INVESTMENTS, INC. | EAGAN | 107782 | $276.6M | 4 | 2026-03-31 | → |
| 1710 | CENTERPOINT ADVISORY GROUP, LLC | OVERLAND PARK | 324181 | $276.3M | 7 | 2026-03-31 | → |
| 1711 | RIA SERVICES, LLC | WEST BEND | 281520 | $276.1M | 5 | 2026-03-31 | → |
| 1712 | TRADEWELL SECURITIES, LLC | FORT WAYNE | 332473 | $275.8M | 9 | 2026-05-31 | → |
| 1713 | 4WEALTH ADVISORS, INC. | BURR RIDGE | 129727 | $275.3M | 13 | 2026-04-30 | → |
| 1714 | O'CONNOR FINANCIAL GROUP LLC | QUINCY | 168636 | $275.3M | 6 | 2026-05-31 | → |
| 1715 | KAI WEALTH LLC | CHICAGO | 332136 | $275.2M | 6 | 2026-04-30 | → |
| 1716 | MICHAEL RUSSO LTD | MOKENA | 142810 | $275.1M | 7 | 2026-03-31 | → |
| 1717 | KLAFF REALTY, LP | CHICAGO | 265787 | $275.0M | 10 | 2026-03-31 | → |
| 1718 | CUSHING CAPITAL PARTNERS, LLC | DELAFIELD | 313497 | $274.7M | 2 | 2026-03-31 | → |
| 1719 | 1492 CAPITAL MANAGEMENT, LLC | MILWAUKEE | 148566 | $274.6M | 5 | 2026-03-31 | → |
| 1720 | SIGNATURE FINANCIAL SERVICES, LTD | ARLINGTON HEIGHTS | 123729 | $274.0M | 12 | 2026-03-31 | → |
| 1721 | INTERALPEN PARTNERS, LLC | OMAHA | 315587 | $273.7M | 11 | 2026-03-31 | → |
| 1722 | SUMMIT INVESTMENT ADVISORS INC | LEAWOOD | 316321 | $273.4M | 5 | 2026-03-31 | → |
| 1723 | UHLMANN INVESTMENT MANAGEMENT, L.L.C. | SKOKIE | 118025 | $273.2M | 11 | 2026-03-31 | → |
| 1724 | TFP MANAGEMENT, LLC | BETTENDORF | 313543 | $273.0M | 4 | 2026-03-31 | → |
| 1725 | RETIREMENT STRATEGIES, LTD. | DUBLIN | 163701 | $272.7M | 10 | 2026-04-30 | → |
| 1726 | E. A. HORWITZ LLC | DEERFIELD | 165561 | $272.6M | 13 | 2026-03-31 | → |
| 1727 | MICHAEL A. DUBIS FINANCIAL PLANNING, LLC | MIDDLETON | 121419 | $272.5M | 1 | 2025-03-31 | → |
| 1728 | CAMELOT PORTFOLIOS, LLC | MAUMEE | 145918 | $272.2M | 7 | 2026-04-30 | → |
| 1729 | FIRSTMETRIC, LLC | TROY | 289483 | $272.1M | 1 | 2026-03-31 | → |
| 1730 | CLIENT FIRST INVESTMENT MANAGEMENT LLC | WEST BEND | 282600 | $271.9M | 16 | 2026-02-28 | → |
| 1731 | INVEST CAPITAL PARTNERS, CO. | SPRINGBORO | 287987 | $271.9M | 13 | 2026-01-31 | → |
| 1732 | TRUE VISION MN LLC | WOODBURY | 322783 | $271.7M | 9 | 2026-02-28 | → |
| 1733 | TRUE BLUE FINANCIAL, LLC | STEVENSVILLE | 310841 | $271.5M | 4 | 2026-03-31 | → |
| 1734 | EASTGATE CAPITAL ADVISORS LLC | WINNETKA | 220511 | $271.5M | 5 | 2026-03-31 | → |
| 1735 | OFG FINANCIAL SERVICES, INC. | TOPEKA | 23940 | $271.0M | 30 | 2026-03-31 | → |
| 1736 | CBG & COMPANY, INC. | FISHERS | 149225 | $270.7M | 9 | 2026-03-31 | → |
| 1737 | DAUS FINANCIAL SERVICES, LLC | KALAMAZOO | 323054 | $270.5M | 8 | 2026-02-28 | → |
| 1738 | CHRISTOPHER J. HASENBERG, INC. | EAU CLAIRE | 326053 | $270.5M | 10 | 2025-05-31 | → |
| 1739 | BERINGEA, LLC | FARMINGTON HILLS | 161803 | $269.9M | 5 | 2026-05-31 | → |
| 1740 | MADER & SHANNON WEALTH MANAGEMENT, INC. | KANSAS CITY | 123741 | $269.4M | 10 | 2026-02-28 | → |
| 1741 | HARDY & HARDY CO LLC | LIMA | 145088 | $269.4M | 2 | 2026-01-31 | → |
| 1742 | SCHEAR INVESTMENT ADVISERS, LLC | CINCINNATI | 146401 | $268.8M | 3 | 2026-05-31 | → |
| 1743 | WAVVEST WEALTH LLC | CHICAGO | 332096 | $268.5M | 4 | 2026-05-31 | → |
| 1744 | TRADELINK CAPITAL LLC | CHICAGO | 161971 | $267.8M | 11 | 2026-03-31 | → |
| 1745 | THE DALA GROUP, LLC | HOFFMAN ESTATES | 291828 | $265.2M | 11 | 2026-05-31 | → |
| 1746 | CORNERSTONE ADVISORS, LLC | TOPEKA | 114510 | $265.1M | 2 | 2026-03-31 | → |
| 1747 | BINNACLE INVESTMENTS, INC. | URBANDALE | 313185 | $264.1M | 8 | 2026-05-31 | → |
| 1748 | GUIDESTREAM FINANCIAL, INC. | SPRING ARBOR | 150890 | $263.5M | 9 | 2026-04-30 | → |
| 1749 | LEWIS & CLARK EQUITY PARTNERS, LLC | ST. LOUIS | 299686 | $262.9M | 25 | 2026-05-31 | → |
| 1750 | REDWOOD FINANCIAL NETWORK CORP. | SOLON | 157834 | $262.8M | 11 | 2026-03-31 | → |
| 1751 | KIPLINGER INVESTMENT ADVISORS, LLC. | SPRINGBORO | 116726 | $261.7M | 5 | 2026-03-31 | → |
| 1752 | BULLOCK WEALTH MANAGEMENT GROUP INC. | BLOOMINGTON | 283853 | $261.4M | 10 | 2026-03-31 | → |
| 1753 | VIAWEALTH, LLC | LEAWOOD | 309043 | $260.7M | 4 | 2026-04-30 | → |
| 1754 | BANKER INVESTMENT GROUP INC | WEST LAFAYETTE | 109650 | $260.2M | 4 | 2026-03-31 | → |
| 1755 | NANTUCKET MULTI MANAGERS, LLC | BLOOMFIELD HILLS | 129024 | $260.2M | 5 | 2026-02-28 | → |
| 1756 | RFM FINANCIAL SOLUTIONS, LLC | MT. PLEASANT | 124468 | $260.1M | 6 | 2025-12-31 | → |
| 1757 | GREENSTONE BELT WEALTH ADVISORS, LLC | CHICAGO | 335862 | $260.1M | 5 | 2026-03-31 | → |
| 1758 | CLARK WEALTH PARTNERS, LLC | O'FALLON | 321757 | $259.9M | 6 | 2026-03-31 | → |
| 1759 | PROTEUS, LLC | INDIANAPOLIS | 164085 | $259.8M | 15 | 2026-04-30 | → |
| 1760 | RIDGELINE WEALTH PLANNING LLC | CENTERVILLE | 307702 | $259.6M | 12 | 2026-06-30 | → |
| 1761 | STORYONE LLC | OVERLAND PARK | 331394 | $259.4M | 8 | 2026-04-30 | → |
| 1762 | BRAEBURN WEALTH MANAGEMENT, LLC | MUSKEGON | 158007 | $259.4M | 6 | 2026-02-28 | → |
| 1763 | KURE ADVISORY, LLC | PLYMOUTH | 311320 | $259.0M | 6 | 2026-03-31 | → |
| 1764 | AN EXCEPTIONAL LIFE FINANCIAL, LLC | INDIANAPOLIS | 288742 | $258.9M | 4 | 2026-03-31 | → |
| 1765 | SHAKER INVESTMENTS, L.L.C. | BEACHWOOD | 119135 | $258.8M | 9 | 2026-03-31 | → |
| 1766 | EQUITY WEALTH PARTNERS, LLC | INDEPENDENCE | 317224 | $258.6M | 8 | 2026-06-30 | → |
| 1767 | NABITY-JENSEN INVESTMENT MANAGEMENT, INC. | OMAHA | 128455 | $258.5M | 3 | 2026-03-31 | → |
| 1768 | PLUSCIOS MANAGEMENT LLC | EVANSTON | 146761 | $258.1M | 5 | 2026-03-31 | → |
| 1769 | CLARITY ASSET MANAGEMENT, INC. | AMES | 115699 | $257.4M | 5 | 2026-03-31 | → |
| 1770 | 103 ADVISORY GROUP LLC | CHICAGO | 314694 | $257.2M | 3 | 2026-01-31 | → |
| 1771 | DOGWOOD WEALTH MANAGEMENT, LLC | LENEXA | 317580 | $257.2M | 6 | 2026-03-31 | → |
| 1772 | W&S BROKERAGE SERVICES, INC. | CINCINNATI | 8099 | $257.2M | 114 | 2026-03-31 | → |
| 1773 | FRONTAURA CAPITAL LLC | CHICAGO | 162237 | $256.6M | 4 | 2026-03-31 | → |
| 1774 | WISCONSIN CAPITAL MANAGEMENT, LLC | MADISON | 110394 | $256.6M | 5 | 2025-08-31 | → |
| 1775 | ESTATE & TRUST ADVISORS, INC. | RIVERWOODS | 123802 | $256.5M | 6 | 2026-03-31 | → |
| 1776 | TUDOR FINANCIAL, INC. | DAYTON | 121495 | $256.3M | 6 | 2026-03-31 | → |
| 1777 | FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC | WEST DES MOINES | 307987 | $256.0M | 5 | 2026-03-31 | → |
| 1778 | WINONA CAPITAL MANAGEMENT, LLC | CHICAGO | 162882 | $255.6M | 6 | 2026-06-30 | → |
| 1779 | SECURED RETIREMENT ADVISORS, LLC | ST LOUIS PARK | 144239 | $255.1M | 6 | 2026-02-28 | → |
| 1780 | GAME PLAN FINANCIAL ADVISORS, LLC | WESTLAKE, OH | 147608 | $254.7M | 5 | 2026-03-31 | → |
| 1781 | MENDOTA FINANCIAL GROUP, LLC | MADISON | 136294 | $254.2M | 5 | 2026-03-31 | → |
| 1782 | INTEGRATED WEALTH MANAGEMENT, INC. | UNIONTOWN | 141092 | $254.1M | 9 | 2026-05-31 | → |
| 1783 | PPS & V ASSET MANAGEMENT CONSULTANTS INC | PORTAGE | 110491 | $253.7M | 4 | 2025-12-31 | → |
| 1784 | GATE CITY CAPITAL MANAGEMENT, LLC | CHICAGO | 289122 | $253.6M | 4 | 2026-03-31 | → |
| 1785 | MHS ADVISORY SERVICES, LLC | MAPLE GROVE | 174590 | $253.3M | 7 | 2026-03-31 | → |
| 1786 | TRANSCEND ADVISOR GROUP, LLC | MILWAUKEE | 311746 | $253.2M | 4 | 2026-03-31 | → |
| 1787 | ENDEAVOR WEALTH ADVISORS, LLC | PEPPER PIKE | 305348 | $252.8M | 3 | 2026-03-31 | → |
| 1788 | PATRICK M. SWEENEY & ASSOCIATES, INC | LIBERTYVILLE | 112802 | $252.5M | 2 | 2026-03-31 | → |
| 1789 | THE ABBIT MANAGEMENT CORP | GRAND HAVEN | 110507 | $252.3M | 7 | 2025-08-31 | → |
| 1790 | MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | MILWAUKEE | 106288 | $252.3M | 6 | 2026-03-31 | → |
| 1791 | DB & C ADVISORS, LLC | HOLLAND | 155645 | $252.2M | 11 | 2026-03-31 | → |
| 1792 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC | MILWAUKEE | 168956 | $252.1M | 14 | 2026-06-30 | → |
| 1793 | WINDWARD WEALTH STRATEGIES, INC. | OSHKOSH | 175126 | $251.2M | 3 | 2026-03-31 | → |
| 1794 | MERCED CAPITAL, L.P. | MINNETONKA | 137228 | $251.2M | 5 | 2026-03-31 | → |
| 1795 | MOKAN WEALTH MANAGEMENT INC | OVERLAND PARK | 328005 | $250.3M | 4 | 2026-01-31 | → |
| 1796 | MAIN STREET INVESTMENT ADVISORS, LLC | NORTHBROOK | 146036 | $250.3M | 3 | 2026-01-31 | → |
| 1797 | BEADELL A D INVESTMENT COUNSEL INC | MEQUON | 106946 | $250.0M | 2 | 2026-02-28 | → |
| 1798 | HICKORY ASSET MANAGEMENT, INC. | CONCORD | 167955 | $249.3M | 3 | 2025-03-31 | → |
| 1799 | PRAIRIE RIVERS INVESTMENTS, LLC | ROBINSON | 288153 | $249.3M | 5 | 2026-03-31 | → |
| 1800 | EVERGREEN WEALTH MANAGEMENT, LLC | WILLIAMSTON | 174090 | $248.7M | 8 | 2026-03-31 | → |
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