Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1001 | HIGH NOTE WEALTH, LLC | DEEPHAVEN | 305768 | $683.5M | 8 | 2026-03-31 | → |
| 1002 | RIVER CITIES MANAGEMENT, INC. (F.K.A. MAYFIELD & ROBINSON, INC.) | CINCINNATI | 162297 | $682.1M | 18 | 2026-03-31 | → |
| 1003 | MCNALLY ADVISORS, LLC | CHICAGO | 158707 | $680.9M | 21 | 2026-04-30 | → |
| 1004 | THE BANC FUNDS COMPANY, L.L.C. | CHICAGO | 106305 | $680.4M | 13 | 2026-04-30 | → |
| 1005 | THOR INVESTMENT MANAGEMENT INC | CINCINNATI | 105902 | $678.7M | 15 | 2026-05-31 | → |
| 1006 | FINANCIAL STRATEGIES GROUP, INC | OKEMOS | 289054 | $677.4M | 27 | 2026-03-31 | → |
| 1007 | LEVERTY FINANCIAL GROUP, LLC | HUDSON | 310258 | $676.8M | 8 | 2026-01-31 | → |
| 1008 | JACOBSON & SCHMITT ADVISORS, LLC | MIDDLETON | 140431 | $676.4M | 15 | 2026-05-31 | → |
| 1009 | ROCKPORT WEALTH, LLC | FAIRVIEW PARK | 297122 | $676.4M | 15 | 2026-05-31 | → |
| 1010 | DEMMING FINANCIAL SERVICES CORP. | AURORA | 120106 | $675.7M | 11 | 2025-09-30 | → |
| 1011 | RDA FINANCIAL NETWORK, INC. | AKRON | 147309 | $675.2M | 17 | 2026-03-31 | → |
| 1012 | BALLAST ADVISORS, LLC | WOODBURY | 285991 | $674.5M | 15 | 2026-03-31 | → |
| 1013 | WEST FINANCIAL ADVISORS, L.L.C. | DES MOINES | 142265 | $674.2M | 8 | 2026-02-28 | → |
| 1014 | CHERRY TREE WEALTH MANAGEMENT, LLC | MINNETONKA | 151406 | $673.5M | 12 | 2026-03-31 | → |
| 1015 | PINNACLE FINANCIAL GROUP LLC | WESTERN SPRINGS | 116600 | $672.7M | 7 | 2026-03-31 | → |
| 1016 | ADAMS STREET ADVISORS, LLC | CHICAGO | 333783 | $672.1M | 318 | 2026-06-30 | → |
| 1017 | LIFECYCLE FINANCIAL PLANNERS INC. | BLOOMFIELD HILLS | 290250 | $671.7M | 9 | 2026-03-31 | → |
| 1018 | HARVEST FINANCIAL ADVISORS, LLC | WEST CHESTER | 145552 | $671.0M | 9 | 2026-03-31 | → |
| 1019 | FIRST FINANCIAL COACHING, INC. | MT. CLEMENS | 152070 | $670.6M | 14 | 2026-05-31 | → |
| 1020 | TRINITY FINANCIAL ADVISORS LLC | COLUMBUS | 133191 | $670.0M | 9 | 2026-04-30 | → |
| 1021 | THE OAK RIDGE FINANCIAL SERVICES GROUP, INC | GOLDEN VALLEY | 42941 | $668.6M | 57 | 2025-12-31 | → |
| 1022 | KOESTEN HIRSCHMANN & CRABTREE, INC. | OVERLAND PARK | 107212 | $668.3M | 17 | 2026-06-30 | → |
| 1023 | PERISCOPE EQUITY LLC | CHICAGO | 290326 | $667.0M | 16 | 2026-05-31 | → |
| 1024 | BCWM, LLC. | OVERLAND PARK | 144748 | $665.2M | 12 | 2026-03-31 | → |
| 1025 | AMERICA FIRST INVESTMENT ADVISORS LLC | OMAHA | 106984 | $665.1M | 7 | 2026-06-30 | → |
| 1026 | LOGAN STONE CAPITAL LLC | CHICAGO | 311547 | $664.3M | 3 | 2026-03-31 | → |
| 1027 | RIVERWATER PARTNERS LLC | MILWAUKEE | 283540 | $660.9M | 11 | 2026-06-30 | → |
| 1028 | FOUNDATION WEALTH MANAGEMENT, LLC | CLAYTON | 127134 | $660.6M | 6 | 2026-04-30 | → |
| 1029 | BUTTONWOOD FINANCIAL GROUP, LLC | KANSAS CITY | 151164 | $659.5M | 12 | 2026-03-31 | → |
| 1030 | ARBOR WEALTH ADVISORS LLC | TROY | 169570 | $657.7M | 1 | 2026-02-28 | → |
| 1031 | BCU WEALTH ADVISORS, LLC | VERNON HILLS | 164173 | $653.6M | 17 | 2026-05-31 | → |
| 1032 | RINGS CAPITAL MANAGEMENT LLC | CHICAGO | 166601 | $653.0M | 2 | 2026-05-31 | → |
| 1033 | BKM WEALTH MANAGEMENT, LLC | BROOKFIELD | 323928 | $651.8M | 9 | 2026-02-28 | → |
| 1034 | ADVANCED ASSET MANAGEMENT ADVISORS, INC. | DUBLIN | 119859 | $651.3M | 8 | 2026-03-31 | → |
| 1035 | SUMMIT CREEK ADVISORS, LLC | MINNEAPOLIS | 135496 | $650.9M | 7 | 2026-03-31 | → |
| 1036 | MIDWEST PROFESSIONAL PLANNERS, LTD. | WAUSAU | 112995 | $649.3M | 29 | 2026-05-31 | → |
| 1037 | ESSEX LLC | DEER PARK | 108352 | $649.3M | 9 | 2026-01-31 | → |
| 1038 | MCGINTY ROAD PARTNERS, LP | MINNETONKA | 290390 | $646.0M | 13 | 2026-04-30 | → |
| 1039 | SHANKERVALLEAU WEALTH ADVISORS, INC. | SKOKIE | 117527 | $645.3M | 8 | 2026-03-31 | → |
| 1040 | HERON BAY CAPITAL MANAGEMENT, LLC | BLOOMFIELD HILLS | 305537 | $643.8M | 7 | 2026-05-31 | → |
| 1041 | SIGHTLINE PARTNERS LLC | BLOOMINGTON | 162629 | $642.8M | 7 | 2026-06-30 | → |
| 1042 | THE FINANCIAL RESOURCE CENTER, INC. | CARMEL | 316747 | $642.5M | 5 | 2026-03-31 | → |
| 1043 | SHAKESPEARE WEALTH MANAGEMENT, LLC | PEWAUKEE | 111950 | $641.9M | 9 | 2026-04-30 | → |
| 1044 | MWA FINANCIAL SERVICES, INC. | ROCK ISLAND | 112630 | $640.0M | 721 | 2026-05-31 | → |
| 1045 | MURPHY POHLAD ASSET MANAGEMENT LLC | EDEN PRAIRIE | 109973 | $639.7M | 7 | 2026-05-31 | → |
| 1046 | HEMSLEY ADVISORS, LTD. | CHICAGO | 106414 | $638.1M | 5 | 2026-04-30 | → |
| 1047 | RESOURCE FINANCIAL GROUP, LTD. | WILMETTE | 119833 | $637.4M | 8 | 2026-03-31 | → |
| 1048 | ROCK ISLAND CAPITAL, LLC | OAK BROOK | 161623 | $636.6M | 10 | 2026-03-31 | → |
| 1049 | 503 CAPITAL PARTNERS, LLC | LEAWOOD | 327580 | $636.4M | 14 | 2026-04-30 | → |
| 1050 | TAP CONSULTING, LLC | KIRKWOOD | 145772 | $635.0M | 20 | 2025-03-31 | → |
| 1051 | NORTHWEST FINANCIAL SERVICES INC | INDIANAPOLIS | 106805 | $634.9M | 11 | 2026-03-31 | → |
| 1052 | SMART WEALTH, LLC | OMAHA | 315496 | $632.3M | 41 | 2026-04-30 | → |
| 1053 | CARLSON & COMPANY FINANCIAL SERVICES, LLC | TOPEKA | 295907 | $632.2M | 29 | 2026-03-31 | → |
| 1054 | PEAK RETIREMENT PLANNING, INC. | COLUMBUS | 317592 | $631.0M | 22 | 2026-05-31 | → |
| 1055 | SAGE CAPITAL ADVISORS, LLC | SIOUX FALLS | 136577 | $629.8M | 8 | 2025-09-30 | → |
| 1056 | DAGCO, INC. | WESTLAKE | 106950 | $628.7M | 8 | 2026-02-28 | → |
| 1057 | GEM ASSET MANAGEMENT, LLC | PLYMOUTH | 124332 | $628.1M | 4 | 2026-03-31 | → |
| 1058 | MERIDIAN INVESTMENT ADVISORS, INC. | INDIANAPOLIS | 107593 | $628.0M | 5 | 2026-03-31 | → |
| 1059 | DEEPWATER ASSET MANAGEMENT, LLC | MINNEAPOLIS | 316507 | $626.7M | 9 | 2026-03-31 | → |
| 1060 | WINSLOW ASSET MANAGEMENT INC | BEACHWOOD | 106337 | $626.7M | 6 | 2026-03-31 | → |
| 1061 | WEALTH DIMENSIONS FAMILY OFFICE, INC | CINCINNATI | 266787 | $625.9M | 16 | 2025-09-30 | → |
| 1062 | HILL ISLAND FINANCIAL LLC | GRAND RAPIDS | 313469 | $623.8M | 11 | 2026-03-31 | → |
| 1063 | AXIUS ADVISORS LLC | SAINT CHARLES | 330006 | $623.8M | 9 | 2026-03-31 | → |
| 1064 | DHJJ FINANCIAL ADVISORS, LTD. | NAPERVILLE | 107034 | $623.4M | 11 | 2026-03-31 | → |
| 1065 | OAK FAMILY ADVISORS, LLC | CHICAGO | 141332 | $621.0M | 6 | 2026-06-30 | → |
| 1066 | RED ARTS CAPITAL MANAGEMENT, LLC | CHICAGO | 316396 | $619.5M | 15 | 2026-03-31 | → |
| 1067 | INNOVATIVE CAPITAL ADVISORS, LLC | CHICAGO | 161281 | $619.5M | 7 | 2026-01-31 | → |
| 1068 | ALEXANDER LABRUNERIE & CO., INC. | COLUMBIA | 117153 | $618.9M | 6 | 2026-03-31 | → |
| 1069 | WHITE OAKS WEALTH ADVISORS, INC. | MINNEAPOLIS | 173522 | $618.3M | 5 | 2026-04-30 | → |
| 1070 | WHEELER RETIREMENT PLANS LLC | DULUTH | 327889 | $618.1M | 2 | 2026-01-31 | → |
| 1071 | HILTOP PARTNERS, LLC | MISHAWAKA | 290981 | $616.4M | 16 | 2026-04-30 | → |
| 1072 | WOLFF FINANCIAL MANAGEMENT LLC | KALAMAZOO | 283239 | $612.7M | 6 | 2026-02-28 | → |
| 1073 | HIGHMARK WEALTH MANAGEMENT LLC | ST. PAUL | 164790 | $611.7M | 5 | 2026-04-30 | → |
| 1074 | STEFFES FINANCIAL, LTD | OVERLAND PARK | 134530 | $611.5M | 4 | 2026-02-28 | → |
| 1075 | ARBOR TRUST WEALTH ADVISORS, LLC | ANN ARBOR | 169611 | $611.4M | 13 | 2026-06-30 | → |
| 1076 | FINANCIAL PLANS & STRATEGIES, INC. | GREENWOOD | 123793 | $610.6M | 12 | 2026-03-31 | → |
| 1077 | KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC | DUBLIN | 173079 | $609.9M | 13 | 2026-05-31 | → |
| 1078 | ENDOWMENT WEALTH MANAGEMENT, INC. | APPLETON | 108652 | $609.2M | 14 | 2026-03-31 | → |
| 1079 | CORNERSTONE WEALTH ADVISORS, INC. | EDINA | 124947 | $608.7M | 8 | 2026-06-30 | → |
| 1080 | GRADIENT SECURITIES, LLC | ARDEN HILLS | 127701 | $607.9M | 67 | 2026-04-30 | → |
| 1081 | DRAKE & ASSOCIATES, LLC | WAUKESHA | 154854 | $607.3M | 35 | 2026-06-30 | → |
| 1082 | OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. | FLINT | 312989 | $607.1M | 30 | 2025-03-31 | → |
| 1083 | THE ENTERPRISE INVESTMENT COMPANY | FARMINGTON HILLS | 116889 | $607.1M | 7 | 2026-04-30 | → |
| 1084 | LAGO ASSET MANAGEMENT, LLC | CHICAGO | 305631 | $604.9M | 15 | 2026-03-31 | → |
| 1085 | HERITAGE WEALTH MANAGEMENT INC. | CINCINNATI | 312545 | $604.7M | 6 | 2026-03-31 | → |
| 1086 | AVAII WEALTH MANAGEMENT, LLC | APPLETON | 298165 | $602.8M | 18 | 2026-03-31 | → |
| 1087 | MODUS ADVISORS, LLC | EXCELSIOR | 291204 | $601.1M | 8 | 2026-02-28 | → |
| 1088 | STEVENS CAPITAL PARTNERS INC | OMAHA | 317517 | $600.7M | 21 | 2026-05-31 | → |
| 1089 | SEQUOIA WEALTH MANAGEMENT, LLC | BARRINGTON | 170543 | $599.6M | 16 | 2026-03-31 | → |
| 1090 | WEALTH ADVISORY SOLUTIONS, LLC | ZIONSVILLE | 288903 | $599.1M | 11 | 2026-03-31 | → |
| 1091 | TYLER-STONE WEALTH MANAGEMENT, LLC | BEACHWOOD | 173667 | $598.9M | 25 | 2025-06-30 | → |
| 1092 | AVATHON CAPITAL MANAGEMENT LP | CHICAGO | 332243 | $598.6M | 10 | 2026-03-31 | → |
| 1093 | CONCORDE ASSET MANAGEMENT, LLC | ANN ARBOR | 140367 | $598.4M | 76 | 2026-03-31 | → |
| 1094 | BROOKSTONE ASSET MANAGEMENT, LLC | WHEATON | 153467 | $597.9M | 5 | 2026-02-28 | → |
| 1095 | GRAND WEALTH MANAGEMENT, LLC | GRAND RAPIDS | 132137 | $597.8M | 12 | 2026-03-31 | → |
| 1096 | HORAN CAPITAL ADVISORS, LLC | CINCINNATI | 152888 | $595.9M | 14 | 2025-03-31 | → |
| 1097 | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. | BLOOMINGTON | 128257 | $595.6M | 22 | 2026-02-28 | → |
| 1098 | ENDEAVOR PRIVATE WEALTH, INC. | TOPEKA | 313053 | $595.3M | 13 | 2026-05-31 | → |
| 1099 | HEDEKER WEALTH LLC | LINCOLNSHIRE | 124341 | $595.1M | 6 | 2026-03-31 | → |
| 1100 | CAPITAL RESOURCE MANAGEMENT INC | DEERFIELD | 106768 | $593.2M | 4 | 2026-03-31 | → |
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