Research Report · 2026-06-30
Institutional Registered Investment Advisers in the Midwest
SEC-registered investment advisers in the Midwest ranked by reported institutional client assets.
Firms
1,690
Total AUM
$16.55T
Median AUM
$572.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | HEARTLAND ADVISORS, INC. | MILWAUKEE | 29433 | $1.92B | 26 | 2026-02-28 | → |
| 602 | COMPASS FINANCIAL ADVISORS LLC | FORT WAYNE | 109131 | $282.5M | 9 | 2026-03-31 | → |
| 603 | ATWOOD & PALMER, INC. | KANSAS CITY | 104995 | $2.04B | 9 | 2026-02-28 | → |
| 604 | SALZINGER SHEAFF BROCK, LLC | INDIANAPOLIS | 139417 | $317.1M | 14 | 2025-03-31 | → |
| 605 | JAMES INVESTMENT RESEARCH INC | XENIA | 110433 | $1.21B | 15 | 2026-05-31 | → |
| 606 | BROOKSTONE CAPITAL MANAGEMENT LLC | WHEATON | 141413 | $12.75B | 405 | 2026-03-31 | → |
| 607 | MARCUM WEALTH, LLC | CLEVELAND | 134628 | $2.97B | 38 | 2025-05-31 | → |
| 608 | MCCULLEY FINANCIAL GROUP, LLC | WESTCHESTER | 154891 | $188.7M | 4 | 2026-04-30 | → |
| 609 | 360 FINANCIAL, INC. | WAYZATA | 168600 | $700.5M | 16 | 2026-05-31 | → |
| 610 | BROWN WEALTH MANAGEMENT, LLC | NAPERVILLE | 324695 | $530.8M | 12 | 2026-03-31 | → |
| 611 | WACKER & ASSOCIATES, INC. | JACKSON | 159879 | $180.2M | 4 | 2026-04-30 | → |
| 612 | PCM MANAGEMENT ADVISOR, LLC | CHAGRIN FALLS | 323946 | $7.89B | 495 | 2026-04-30 | → |
| 613 | POINTE CAPITAL MANAGEMENT LLC | GROSSE POINTE FARMS | 152520 | $452.3M | 6 | 2026-03-31 | → |
| 614 | ALLEN CAPITAL GROUP, LLC | GRAND ISLAND | 135879 | $1.50B | 38 | 2026-03-31 | → |
| 615 | RESOLUTE WEALTH ADVISOR, INC. | FINDLAY | 290349 | $293.8M | 4 | 2026-06-30 | → |
| 616 | BOYUM WEALTH ARCHITECTS LLC | BLOOMINGTON | 161261 | $564.0M | 15 | 2026-04-30 | → |
| 617 | LAKERIDGE WEALTH MANAGEMENT LLC | MENTOR | 314071 | $805.4M | 22 | 2026-06-30 | → |
| 618 | PDS PLANNING INC | DUBLIN | 106895 | $2.17B | 19 | 2026-03-31 | → |
| 619 | WABASH CAPITAL, INC. | TERRE HAUTE | 107932 | $173.0M | 3 | 2026-03-31 | → |
| 620 | ALLODIUM INVESTMENT CONSULTANTS, LLC | MINNEAPOLIS | 135812 | $576.8M | 12 | 2026-02-28 | → |
| 621 | MILESTONE INVESTMENT ADVISORS, LLC | MIDDLETON | 168429 | $877.6M | 7 | 2026-05-31 | → |
| 622 | CAMBRIDGE FINANCIAL GROUP, INC. | COLUMBUS | 112254 | $331.3M | 6 | 2026-03-31 | → |
| 623 | WARBERG ASSET MANAGEMENT LLC | WINNETKA | 164003 | $805.9M | 10 | 2026-03-31 | → |
| 624 | TILDEN LOUCKS & WOODNORTH LLC | ELMHURST | 106713 | $173.3M | 4 | 2026-03-31 | → |
| 625 | JACOBSON & SCHMITT ADVISORS, LLC | MIDDLETON | 140431 | $676.4M | 15 | 2026-05-31 | → |
| 626 | DIVERSIFIED PORTFOLIOS INC | BLOOMFIELD HILLS | 108942 | $1.94B | 19 | 2026-03-31 | → |
| 627 | SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC | SPRINGFIELD | 159255 | $705.7M | 10 | 2026-01-31 | → |
| 628 | MATRIX PRIVATE CAPITAL GROUP LLC | CHICAGO | 285531 | $561.0M | 8 | 2026-03-31 | → |
| 629 | GEM ASSET MANAGEMENT, LLC | PLYMOUTH | 124332 | $628.1M | 4 | 2026-03-31 | → |
| 630 | PALISADE ASSET MANAGEMENT, LLC | MINNEAPOLIS | 136089 | $1.27B | 10 | 2026-03-31 | → |
| 631 | LAWSON KROEKER INVESTMENT MANAGEMENT INC | OMAHA | 105053 | $428.6M | 7 | 2026-03-31 | → |
| 632 | REDHAWK WEALTH ADVISORS, INC. | MINNEAPOLIS | 146616 | $1.46B | 55 | 2026-06-30 | → |
| 633 | EQUITY ARMOR INVESTMENTS, LLC | CHICAGO | 156327 | $184.3M | 3 | 2026-03-31 | → |
| 634 | KLCM ADVISORS, INC. | MILWAUKEE | 107847 | $1.88B | 11 | 2026-03-31 | → |
| 635 | KIRR, MARBACH & COMPANY, LLC | COLUMBUS | 104634 | $587.7M | 7 | 2026-03-31 | → |
| 636 | ALPINE PRIVATE CAPITAL, LLC | SAINT LOUIS | 286072 | $1.45B | 20 | 2026-03-31 | → |
| 637 | HORAN WEALTH, LLC | CINCINNATI | 333974 | $1.47B | 32 | 2026-06-30 | → |
| 638 | HANTZ FINANCIAL SERVICES, INC. | SOUTHFIELD | 46047 | $10.00B | 435 | 2026-04-30 | → |
| 639 | GEM CAPITAL, L.P. | CHICAGO | 157210 | $6.28B | 69 | 2026-03-31 | → |
| 640 | BEACON CAPITAL MANAGEMENT, INC. | DAYTON | 120641 | $4.26B | 44 | 2026-03-31 | → |
| 641 | TRUNORTH WEALTH PARTNERS, LLC | ST. PAUL | 284807 | $516.8M | 8 | 2025-01-31 | → |
| 642 | LARAWAY FINANCIAL ADVISORS, INC. | ST. CLOUD | 114674 | $351.5M | 7 | 2026-02-28 | → |
| 643 | C. C. DUNNAVAN & CO., INC. | MINNEAPOLIS | 109058 | $392.7M | 6 | 2026-03-31 | → |
| 644 | ADVANCE CAPITAL MANAGEMENT INC | SOUTHFIELD | 110767 | $4.98B | 62 | 2026-03-31 | → |
| 645 | MODELL CAPITAL MANAGEMENT LLC | BLOOMFIELD HILLS | 339228 | $1.88B | 7 | 2026-02-28 | → |
| 646 | RESONANT CAPITAL ADVISORS, LLC | MADISON | 298451 | $2.96B | 25 | 2026-06-30 | → |
| 647 | RYAN & HOPPE INVESTMENT MANAGEMENT, LLC | AITKIN | 323255 | $230.7M | 6 | 2025-07-31 | → |
| 648 | FOUNDATION WEALTH MANAGEMENT, LLC | CLAYTON | 127134 | $660.6M | 6 | 2026-04-30 | → |
| 649 | GENTRY PRIVATE WEALTH, LLC | WICHITA | 323208 | $307.7M | 8 | 2026-04-30 | → |
| 650 | FORT SHERIDAN ADVISORS LLC | HIGHLAND PARK | 151139 | $1.03B | 10 | 2026-06-30 | → |
| 651 | ANCORA ALTERNATIVES LLC | CLEVELAND | 311902 | $1.13B | 54 | 2026-03-31 | → |
| 652 | DEAN INVESTMENT ASSOCIATES, LLC | BEAVERCREEK | 104635 | $909.3M | 10 | 2026-03-31 | → |
| 653 | NORTHWEST WEALTH MANAGEMENT, LLC | SPENCER | 152816 | $1.03B | 26 | 2026-03-31 | → |
| 654 | GAINPLAN LLC | BLOOMFIELD HILLS | 174427 | $461.6M | 12 | 2026-03-31 | → |
| 655 | LIFEWORKS ADVISORS, LLC | GRAND RAPIDS | 288255 | $966.7M | 48 | 2026-06-30 | → |
| 656 | GASAWAY INVESTMENT ADVISORS, INC. | KALAMAZOO | 123807 | $173.1M | 13 | 2026-06-30 | → |
| 657 | SHAFFER CAPITAL ADVISERS, LLC | WESTERVILLE | 150106 | $211.1M | 7 | 2026-05-31 | → |
| 658 | QUAD-CITIES INVESTMENT GROUP, LLC | DAVENPORT | 154113 | $425.5M | 8 | 2026-04-30 | → |
| 659 | LIZARD INVESTORS LLC | CHICAGO | 147284 | $232.8M | 2 | 2026-03-31 | → |
| 660 | MARQUETTE ASSET MANAGEMENT, LLC | MINNEAPOLIS | 282482 | $871.6M | 7 | 2026-03-31 | → |
| 661 | EFS ADVISORS LLC | CAMBRIDGE | 115211 | $2.40B | 59 | 2026-03-31 | → |
| 662 | BENCHMARK INVESTMENT ADVISORS LLC | CHICAGO | 159705 | $329.2M | 6 | 2026-03-31 | → |
| 663 | LIBERTY CAPITAL MANAGEMENT INC | BIRMINGHAM | 106063 | $849.5M | 4 | 2026-02-28 | → |
| 664 | TONKA CAPITAL PARTNERS, LLC | MINNETONKA | 298336 | $139.8M | 3 | 2026-05-31 | → |
| 665 | TRUEBLOOD WEALTH MANAGEMENT, LLC | LIMA | 321659 | $474.1M | 3 | 2026-03-31 | → |
| 666 | ARCHER INVESTMENT CORPORATION | CARMEL | 136403 | $1.01B | 80 | 2026-03-31 | → |
| 667 | VERTRIX WEALTH MANAGEMENT, LLC | TROY | 339547 | $343.2M | 12 | 2026-04-30 | → |
| 668 | ASSET MANAGEMENT FOR PROFESSIONALS INC | WHITEFISH BAY | 108712 | $220.4M | 3 | 2025-05-31 | → |
| 669 | CANVAS WEALTH ADVISORS, LLC | SHAWNEE | 306343 | $929.2M | 11 | 2026-05-31 | → |
| 670 | MANN FINANCIAL SERVICES, INC. | DETROIT LAKES | 297878 | $395.5M | 5 | 2026-02-28 | → |
| 671 | CENTENNIAL SECURITIES COMPANY INC | GRAND RAPIDS | 7763 | $1.34B | 45 | 2026-04-30 | → |
| 672 | 4WEALTH ADVISORS, INC. | BURR RIDGE | 129727 | $275.3M | 13 | 2026-04-30 | → |
| 673 | OLD MISSION INVESTMENT COMPANY, LLC | TRAVERSE CITY | 140381 | $929.0M | 10 | 2026-03-31 | → |
| 674 | SIKICH CAPITAL MANAGEMENT LLC | SPRINGFIELD | 142640 | $1.18B | 22 | 2026-03-31 | → |
| 675 | PEKIN HARDY STRAUSS, INC. | CHICAGO | 107310 | $1.55B | 19 | 2026-03-31 | → |
| 676 | STERLING CAPITAL MANAGEMENT INC | BROOKFIELD | 106822 | $296.9M | 3 | 2026-03-31 | → |
| 677 | STILES FINANCIAL SERVICES INCORPORATED | EDINA | 117023 | $548.7M | 12 | 2026-03-31 | → |
| 678 | CAPITAL ADVISORS, LTD., LLC | SHAKER HEIGHTS | 153600 | $1.37B | 14 | 2026-03-31 | → |
| 679 | PROMUS CAPITAL, LLC | CHICAGO | 147597 | $1.60B | 28 | 2025-05-31 | → |
| 680 | SYCAMORE INVESTMENT CONSULTING SERVICES, LLC | MADISON | 125081 | $159.6M | 2 | 2025-12-31 | → |
| 681 | CLOVERFIELDS CAPITAL GROUP, LP | MINNEAPOLIS | 306590 | $358.7M | 2 | 2026-03-31 | → |
| 682 | BASEPOINT WEALTH, LLC | CEDAR RAPIDS | 289538 | $883.8M | 24 | 2026-02-28 | → |
| 683 | CARRERA CAPITAL ADVISORS, LLC | TROY | 330834 | $968.7M | 13 | 2026-03-31 | → |
| 684 | PRIMARY WEALTH MANAGEMENT, LLC | BEATRICE | 282370 | $158.0M | 5 | 2026-02-28 | → |
| 685 | ALLEY INVESTMENT MANAGEMENT COMPANY, LLC | LAKE FOREST | 317544 | $907.2M | 9 | 2026-03-31 | → |
| 686 | OFS ENTERPRISE LLC | KEARNEY | 339739 | $556.3M | 6 | 2026-05-31 | → |
| 687 | FINANCIAL CONSULTANTS & ADVISORY CORPORATION | INDIANAPOLIS | 113390 | $333.1M | 15 | 2026-03-31 | → |
| 688 | INVESTMENT PARTNERS LTD | NEW PHILADELPHIA | 108913 | $892.3M | 20 | 2026-05-31 | → |
| 689 | MARIETTA INVESTMENT PARTNERS, LLC | MILWAUKEE | 108479 | $683.7M | 8 | 2026-03-31 | → |
| 690 | CBG & COMPANY, INC. | FISHERS | 149225 | $270.7M | 9 | 2026-03-31 | → |
| 691 | WHITAKER-MYERS WEALTH MANAGERS, LTD. | MANSFIELD | 286093 | $850.6M | 30 | 2026-06-30 | → |
| 692 | OFG FINANCIAL SERVICES, INC. | TOPEKA | 23940 | $271.0M | 30 | 2026-03-31 | → |
| 693 | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MANCHESTER | 282448 | $1.39B | 77 | 2025-03-31 | → |
| 694 | FORTUNE FINANCIAL ADVISORS, LLC | OVERLAND PARK | 145799 | $322.6M | 6 | 2026-03-31 | → |
| 695 | HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. | CLEVELAND | 282906 | $76.6M | 0 | 2026-03-31 | → |
| 696 | PLANNED FINANCIAL SERVICES, LLC | CLEVELAND | 112879 | $472.5M | 13 | 2026-02-28 | → |
| 697 | PLANNING ALTERNATIVES LTD | BIRMINGHAM | 110268 | $1.54B | 20 | 2026-03-31 | → |
| 698 | HERON BAY CAPITAL MANAGEMENT, LLC | BLOOMFIELD HILLS | 305537 | $643.8M | 7 | 2026-05-31 | → |
| 699 | CYGNET FINANCIAL PLANNING INC. | WATERFORD | 123430 | $212.9M | 10 | 2026-03-31 | → |
| 700 | FORM WEALTH ADVISORS, LLC | LAKE GENEVA | 326519 | $1.06B | 16 | 2026-03-31 | → |
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