Research Report · 2026-06-30
Institutional Registered Investment Advisers in Kentucky
SEC-registered investment advisers in Kentucky ranked by reported institutional client assets.
Firms
66
Total AUM
$81.35B
Median AUM
$453.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | TAYLOR ADVISORS, INC. | LOUISVILLE | 119300 | $15.95B | 14 | 2026-01-31 | → |
| 2 | TODD ASSET MANAGEMENT LLC | LOUISVILLE | 109473 | $6.18B | 18 | 2026-03-31 | → |
| 3 | RIVER ROAD ASSET MANAGEMENT, LLC | LOUISVILLE | 134918 | $9.85B | 46 | 2026-03-31 | → |
| 4 | STEGNER INVESTMENT ASSOCIATES INC | LOUISVILLE | 107480 | $2.77B | 10 | 2026-03-31 | → |
| 5 | MCF ADVISORS, LLC | LEXINGTON | 130372 | $4.68B | 55 | 2026-05-31 | → |
| 6 | WAYCROSS PARTNERS, LLC | LOUISVILLE | 153838 | $1.18B | 13 | 2026-06-30 | → |
| 7 | MERIDIAN WEALTH MANAGEMENT, LLC | LEXINGTON | 151523 | $4.98B | 67 | 2026-03-31 | → |
| 8 | DYNAMIC MARKET ADVANTAGE, LLC | LOUISVILLE | 323540 | $361.9M | 4 | 2026-02-28 | → |
| 9 | THE RENAISSANCE GROUP LLC | COVINGTON | 105916 | $2.91B | 19 | 2026-04-30 | → |
| 10 | E.S. BARR & COMPANY | LEXINGTON | 107447 | $2.22B | 6 | 2026-03-31 | → |
| 11 | CULLINAN ASSOCIATES, INC. | LOUISVILLE | 108340 | $1.48B | 17 | 2026-03-31 | → |
| 12 | CASTELLAN GROUP, LLC | LOUISVILLE | 299363 | $882.2M | 8 | 2026-03-31 | → |
| 13 | PARTHENON LLC | LOUISVILLE | 107794 | $1.22B | 7 | 2026-01-31 | → |
| 14 | HARVEY INVESTMENT COMPANY, LLC | LOUISVILLE | 110482 | $1.03B | 4 | 2026-05-31 | → |
| 15 | ALPHA FINANCIAL PARTNERS LLC | LEXINGTON | 306639 | $459.9M | 7 | 2026-03-31 | → |
| 16 | ASIO CAPITAL LLC | LEXINGTON | 298326 | $805.1M | 7 | 2026-03-31 | → |
| 17 | BARLOW WEALTH PARTNERS, LLC | LOUISVILLE | 325308 | $1.35B | 6 | 2026-03-31 | → |
| 18 | FAMILY WEALTH PLANNING PARTNERS LLC | LOUISVILLE | 323656 | $317.4M | 8 | 2026-05-31 | → |
| 19 | JOURNEY ADVISORY GROUP, LLC | COVINGTON | 171919 | $1.65B | 31 | 2026-06-30 | → |
| 20 | ATLAS BROWN, INC. | LOUISVILLE | 133408 | $605.2M | 9 | 2026-03-31 | → |
| 21 | CARDINAL STRATEGIC WEALTH GUIDANCE, LLC | LOUISVILLE | 283226 | $617.7M | 11 | 2026-03-31 | → |
| 22 | KEYSTONE FINANCIAL GROUP, LLC | LEXINGTON | 170201 | $2.34B | 49 | 2026-03-31 | → |
| 23 | BALLAST, INC. | LEXINGTON | 152695 | $751.5M | 12 | 2026-02-28 | → |
| 24 | THE GLEASON GROUP, INC. | PROSPECT | 175104 | $1.61B | 11 | 2026-06-30 | → |
| 25 | GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC | LOUISVILLE | 146493 | $215.4M | 10 | 2026-03-31 | → |
| 26 | PARAGON PRIVATE WEALTH MANAGEMENT LLC | LEXINGTON | 312817 | $457.9M | 6 | 2026-03-31 | → |
| 27 | WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. | LEXINGTON | 289163 | $186.7M | 2 | 2026-03-31 | → |
| 28 | ACCESS WEALTH MANAGEMENT, INC. | LOUISVILLE | 281616 | $319.0M | 5 | 2025-06-30 | → |
| 29 | RUSSELL CAPITAL MANAGEMENT, LLC | LEXINGTON | 109513 | $275.0M | 4 | 2026-04-30 | → |
| 30 | ACCESS WEALTH MANAGEMENT, LLC | LOUISVILLE | 339285 | $357.7M | 5 | 2026-04-30 | → |
| 31 | ITRUST ASSET MANAGEMENT, LLC | LEXINGTON | 164193 | $211.9M | 4 | 2026-03-31 | → |
| 32 | ALPHAMARK ADVISORS, LLC | FT. WRIGHT | 109366 | $405.8M | 5 | 2025-03-31 | → |
| 33 | PRINCIPLED WEALTH ADVISORS, LLC | COVINGTON | 138143 | $252.1M | 5 | 2026-06-30 | → |
| 34 | OWEN LARUE, LLC | ELIZABETHTOWN | 289436 | $458.9M | 7 | 2026-03-31 | → |
| 35 | ALEXANDER INVESTMENT SERVICES CO. | LOUISVILLE | 1037 | $496.3M | 12 | 2026-03-31 | → |
| 36 | RIVERSTONE ASSET MANAGEMENT, LLC | LOUISVILLE | 161087 | $103.0M | 2 | 2026-06-30 | → |
| 37 | FWG INVESTMENTS, LLC | LEXINGTON | 284064 | $349.0M | 27 | 2026-05-31 | → |
| 38 | ACCREDITED WEALTH MANAGEMENT LLC | LOUISVILLE | 170261 | $158.9M | 5 | 2025-03-31 | → |
| 39 | D. SCOTT NEAL, INC. | LEXINGTON | 110975 | $352.0M | 10 | 2025-04-30 | → |
| 40 | LEGACY FINANCIAL ADVISORS, INC. | COVINGTON | 158675 | $1.52B | 21 | 2026-03-31 | → |
| 41 | FIRST KENTUCKY SECURITIES CORPORATION | LOUISVILLE | 7524 | $566.0M | 19 | 2025-12-31 | → |
| 42 | VAN LEEUWEN & ASSOCIATES, INC. | RICHMOND | 289463 | $559.4M | 3 | 2026-03-31 | → |
| 43 | MAGNATE ADVISORY SERVICES, LLC | LOUISVILLE | 283056 | $314.1M | 7 | 2026-03-31 | → |
| 44 | CENTERLINE WEALTH ADVISORS, LLC | LOUISVILLE | 164485 | $326.0M | 8 | 2026-02-28 | → |
| 45 | THE WEALTH ADVISORY TEAM, LLC | BELLEVUE | 124957 | $147.0M | 6 | 2026-02-28 | → |
| 46 | JOULE FINANCIAL, LLC | LEXINGTON | 320791 | $478.6M | 8 | 2026-03-31 | → |
| 47 | PRIVATE CLIENT SERVICES, LLC | LOUISVILLE | 120222 | $1.38B | 60 | 2026-03-31 | → |
| 48 | WINEBRENNER CAPITAL MANAGEMENT LLC | LOUISVILLE | 154708 | $260.5M | 9 | 2026-03-31 | → |
| 49 | LEGACY FINANCIAL INDEPENDENT ADVISORS LLC | LOUISVILLE | 324258 | $484.0M | 8 | 2026-03-31 | → |
| 50 | RICKETTS FINANCIAL, LLC | LOUISVILLE | 309381 | $314.0M | 3 | 2026-03-31 | → |
| 51 | WALLACE HART LLC | LEXINGTON | 285981 | $264.0M | 5 | 2026-03-31 | → |
| 52 | JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC | PADUCAH | 312706 | $240.1M | 8 | 2026-03-31 | → |
| 53 | GRAETER WEALTH ADVISORS, LLC | LOUISVILLE | 170046 | $104.9M | 3 | 2026-02-28 | → |
| 54 | ALTUS WEALTH MANAGEMENT, LLC | FT. MITCHELL | 153650 | $405.2M | 5 | 2026-04-30 | → |
| 55 | GUIDANCE CAPITAL, INC. | LOUISVILLE | 323541 | $449.8M | 10 | 2026-04-30 | → |
| 56 | RPS ADVISORY SOLUTIONS, LLC | LOUISVILLE | 311575 | $467.0M | 17 | 2026-03-31 | → |
| 57 | LANIER ASSET MANAGEMENT, LLC | LOUISVILLE | 150888 | $140.8M | 2 | 2026-05-31 | → |
| 58 | LOCKSHIELD PARTNERS, INC. | GLASGOW | 175433 | $290.6M | 8 | 2026-03-31 | → |
| 59 | INVESTMENTS & FINANCIAL PLANNING, LLC | LEXINGTON | 164333 | $318.7M | 6 | 2026-02-28 | → |
| 60 | MERCURIO & ASSOCIATES INC. | LOUISVILLE | 283632 | $141.1M | 11 | 2026-03-31 | → |
| 61 | ABRI LLC | LEXINGTON | 314832 | $114.4M | 8 | 2026-05-31 | → |
| 62 | DMLO WEALTH PLANNING, LLC | LOUISVILLE | 316202 | $30.4M | 9 | 2026-03-31 | → |
| 63 | TOWNSEND FINANCIAL PLANNING, LLC | MT. STERLING | 141571 | $148.3M | 6 | 2026-05-31 | → |
| 64 | Q2 WEALTH MANAGEMENT LLC | LEXINGTON | 314932 | $123.5M | 3 | 2026-06-30 | → |
| 65 | RELIANT WEALTH PLANNING, LLC | LOUISVILLE | 286230 | $595.2M | 13 | 2026-03-31 | → |
| 66 | PILLAR FINANCIAL ADVISORS, LLC | LOUISVILLE | 121880 | $357.9M | 6 | 2026-03-31 | → |
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