Research Report · 2026-06-30
Largest Registered Investment Advisers in Connecticut
Connecticut SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
514
Total AUM
$3.45T
Median AUM
$771.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | CHARTER RESEARCH & INVESTMENT GROUP INC | SOUTHPORT | 106452 | $275.1M | 3 | 2026-03-31 | → |
| 402 | SOUND MARK PARTNERS, LLC | GREENWICH | 169037 | $272.0M | 6 | 2026-03-31 | → |
| 403 | FAIRLEAD ASSET MANAGEMENT LLC | GREENWICH | 297384 | $271.6M | 4 | 2026-06-30 | → |
| 404 | BAYPOINTE PARTNERS, LLC | STAMFORD | 331273 | $270.5M | 4 | 2026-03-31 | → |
| 405 | DAYAH CAPITAL LLC | STAMFORD | 327487 | $264.8M | 7 | 2026-06-30 | → |
| 406 | JC CAPITAL ADVISORS GROUP LLC | STAMFORD | 339298 | $263.0M | 2 | 2026-06-30 | → |
| 407 | CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC | MILFORD | 305013 | $253.9M | 5 | 2026-05-31 | → |
| 408 | TETON ADVISORS, LLC | GREENWICH | 105963 | $250.9M | 5 | 2026-03-31 | → |
| 409 | SR ALTERNATIVE CREDIT, LLC | DARIEN | 319478 | $247.4M | 9 | 2026-04-30 | → |
| 410 | CFO CAPITAL MANAGEMENT, LLC | FAIRFIELD | 110950 | $243.9M | 4 | 2026-03-31 | → |
| 411 | ABUNDANT WEALTH MANAGEMENT LLC | STAMFORD | 331285 | $243.8M | 4 | 2026-04-30 | → |
| 412 | CONSTITUTION CAPITAL LLC | SHELTON | 310378 | $241.3M | 6 | 2026-02-28 | → |
| 413 | GFS WEALTH MANAGEMENT ADVISORS, INC. | SHELTON | 285679 | $238.6M | 4 | 2026-04-30 | → |
| 414 | NEW CHINA CAPITAL MANAGEMENT CORP. | STAMFORD | 295905 | $233.7M | 4 | 2026-05-31 | → |
| 415 | GRADIENT RIDGE CAPITAL, L.P. | NORWALK | 340497 | $231.8M | 7 | 2026-06-30 | → |
| 416 | BRX GLOBAL LP | GREENWICH | 284664 | $231.4M | 3 | 2026-03-31 | → |
| 417 | WHARTON MIDMARKET INVESTMENT ADVISORS INC. | WOODBRIDGE | 301186 | $231.1M | 2 | 2026-04-30 | → |
| 418 | UPLIFT INVESTORS, LP | DARIEN | 335515 | $230.5M | 8 | 2026-03-31 | → |
| 419 | GRANITE ISLANDS PRIVATE WEALTH, LLC | GUILFORD | 336263 | $229.9M | 4 | 2026-06-30 | → |
| 420 | JAT CAPITAL MANAGEMENT LP | GREENWICH | 311599 | $228.5M | 5 | 2026-03-31 | → |
| 421 | PRENTICE CAPITAL MANAGEMENT, LP | GREENWICH | 161178 | $228.4M | 6 | 2026-03-31 | → |
| 422 | LANSDOWNE WEALTH MANAGEMENT, LLC | MYSTIC | 155422 | $227.7M | 7 | 2026-03-31 | → |
| 423 | KEYNOTE FINANCIAL SERVICES, LLC | VERNON | 130384 | $227.4M | 2 | 2026-03-31 | → |
| 424 | PERRYRIDGE CAPITAL LP | GREENWICH | 331781 | $226.6M | 5 | 2026-03-31 | → |
| 425 | RANGELEY CAPITAL, LLC | NEW CANAAN | 152725 | $220.5M | 5 | 2026-05-31 | → |
| 426 | TWIN LIONS MANAGEMENT LLC | STAMFORD | 325314 | $215.9M | 3 | 2026-06-30 | → |
| 427 | KENNEDY WEALTH & TAX MANAGEMENT, LLC | SOUTHBURY | 172394 | $215.5M | 4 | 2026-03-31 | → |
| 428 | DIAMANT ASSET MANAGEMENT, INC. | RIDGEFIELD | 107788 | $211.5M | 3 | 2026-03-31 | → |
| 429 | BURNHAM STERLING ASSET MANAGEMENT LLC | COS COB | 283907 | $206.8M | 6 | 2026-03-31 | → |
| 430 | KATE CAPITAL LLC | WESTPORT | 329897 | $206.8M | 8 | 2026-03-31 | → |
| 431 | WJ FINANCIAL ADVISORS, LLC | KILLINGWORTH | 142761 | $203.4M | 3 | 2026-04-30 | → |
| 432 | SHELTER HARBOR ADVISORS, LP | WEATOGUE | 285752 | $202.6M | 3 | 2024-12-31 | → |
| 433 | CAPZONE MANAGEMENT LLC | NORWALK | 330135 | $201.6M | 24 | 2026-03-31 | → |
| 434 | LBB HOLDING COMPANY LLC | NORWALK | 282285 | $199.5M | 5 | 2026-03-31 | → |
| 435 | BARRON FINANCIAL GROUP, LLP | TORRINGTON | 140504 | $199.1M | 3 | 2026-06-30 | → |
| 436 | SPICE EXPEDITIONS, LP | WESTPORT | 333626 | $195.9M | 5 | 2026-06-30 | → |
| 437 | DRUM HILL CAPITAL, LLC | WESTPORT | 123359 | $194.3M | 3 | 2026-03-31 | → |
| 438 | EAST GUILFORD FINANCIAL SERVICES LLC | MADISON | 127481 | $193.1M | 1 | 2026-03-31 | → |
| 439 | SPURSTONE ADVISORY SERVICES, LLC | HIGGANUM | 284158 | $192.1M | 5 | 2026-03-31 | → |
| 440 | SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC | SOUTHPORT | 146270 | $192.1M | 3 | 2026-03-31 | → |
| 441 | PETTEE INVESTORS INC | ROWAYTON | 105553 | $191.9M | 6 | 2026-03-31 | → |
| 442 | ACA II ADVISORS, LLC | GREENWICH | 156128 | $191.4M | 14 | 2026-05-31 | → |
| 443 | BLUE DOOR ASSET MANAGEMENT, LLC | STAMFORD | 314457 | $187.0M | 4 | 2026-05-31 | → |
| 444 | COOPER FINANCIAL SERVICES, INC. | SHELTON | 104671 | $184.1M | 3 | 2026-05-31 | → |
| 445 | EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC | GREENWICH | 328508 | $183.5M | 68 | 2026-03-31 | → |
| 446 | DOWLING FINANCIAL SERVICES, INC | GREENWICH | 155624 | $179.3M | 3 | 2026-02-28 | → |
| 447 | ASPETUCK FINANCIAL MANAGEMENT LLC | WESTPORT | 134500 | $178.3M | 1 | 2026-02-28 | → |
| 448 | LADD CAPITAL MANAGEMENT LLC | NEW HAVEN | 105162 | $176.6M | 0 | 2026-02-28 | → |
| 449 | SUMMERHAVEN INVESTMENT MANAGEMENT, LLC | STAMFORD | 289269 | $176.2M | 8 | 2026-03-31 | → |
| 450 | STORMBORN CAPITAL MANAGEMENT, LLC | GREENWICH | 286222 | $175.6M | 2 | 2024-12-31 | → |
| 451 | REINOVA CAPITAL ADVISORS LLC | GREENWICH | 340095 | $175.0M | 4 | 2026-06-30 | → |
| 452 | PEMBERWICK INVESTMENT ADVISORS, LLC | GREENWICH | 149639 | $173.7M | 2 | 2026-03-31 | → |
| 453 | NS ADVISORS, LLC | WESTPORT | 162084 | $172.4M | 6 | 2024-12-31 | → |
| 454 | HOPLON ASSET MANAGEMENT, L.P. | GREENWICH | 318798 | $170.1M | 7 | 2026-06-30 | → |
| 455 | ALTUS CAPITAL PARTNERS, INC. | WILTON | 159529 | $169.3M | 9 | 2026-03-31 | → |
| 456 | SOMNIO FINANCIAL GROUP, LLC | GLASTONBURY | 174217 | $168.3M | 4 | 2026-02-28 | → |
| 457 | WINGMAN GROWTH PARTNERS LP | GREENWICH | 337355 | $167.2M | 7 | 2026-06-30 | → |
| 458 | P.A.W. CAPITAL PARTNERS, LP | GREENWICH | 161094 | $166.8M | 3 | 2026-03-31 | → |
| 459 | MORRISSEY WEALTH MANAGEMENT LLC | NORTH HAVEN | 291228 | $165.1M | 3 | 2026-03-31 | → |
| 460 | U.S.A. FINANCIAL & TAX SERVICES, LLC | FARMINGTON | 306214 | $159.3M | 3 | 2026-04-30 | → |
| 461 | SREP CAPITAL MANAGEMENT, LLC | GREENWICH | 296281 | $157.9M | 4 | 2026-03-31 | → |
| 462 | FREMEN CAPITAL MANAGEMENT LP | STAMFORD | 334502 | $157.3M | 5 | 2026-03-31 | → |
| 463 | JK PRIVATE WEALTH, LLC | GLASTONBURY | 305987 | $156.4M | 2 | 2026-03-31 | → |
| 464 | GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC | STAMFORD | 339528 | $155.4M | 10 | 2026-04-30 | → |
| 465 | SILVERFERN CAPITAL MANAGEMENT, LLC | GREENWICH | 160308 | $155.4M | 6 | 2025-03-31 | → |
| 466 | LCR WEALTH MANAGEMENT LLC | WESTPORT | 313013 | $151.8M | 3 | 2026-06-30 | → |
| 467 | SOUND PORTFOLIO ADVISORS, LLC | MYSTIC | 125511 | $151.1M | 3 | 2026-02-28 | → |
| 468 | BRIDGELIGHT FINANCIAL ADVISORS, INC | SHELTON | 139518 | $150.8M | 3 | 2026-03-31 | → |
| 469 | DELLORA INVESTMENTS LP | GREENWICH | 310885 | $148.4M | 4 | 2026-03-31 | → |
| 470 | QUORUS INC. | WESTPORT | 323161 | $148.2M | 7 | 2026-06-30 | → |
| 471 | HERITAGE CAPITAL, LLC | WOODBRIDGE | 127650 | $146.9M | 3 | 2026-03-31 | → |
| 472 | RENAISSANCE CAPITAL LLC | STAMFORD | 109945 | $144.3M | 17 | 2026-03-31 | → |
| 473 | COANN CAPITAL LLC | WESTPORT | 310996 | $141.7M | 2 | 2024-12-31 | → |
| 474 | ANDALUSIAN CAPITAL PARTNERS, LP | GREENWICH | 152213 | $140.3M | 5 | 2024-12-31 | → |
| 475 | HOYA CAPITAL REAL ESTATE, LLC | ROWAYTON | 281848 | $140.1M | 4 | 2026-03-31 | → |
| 476 | FAIRVIEW CONSTITUTION MANAGEMENT IV LLC | WEST HARTFORD | 159304 | $139.8M | 26 | 2026-04-30 | → |
| 477 | VISION INVESTMENT ADVISORS, LLC | STAMFORD | 109621 | $137.4M | 9 | 2026-05-31 | → |
| 478 | SPRINGBOARD ASSET MANAGEMENT LLC | CHESHIRE | 154862 | $136.8M | 2 | 2026-03-31 | → |
| 479 | LORETTA NOLAN ASSOCIATES, LLC | OLD GREENWICH | 126468 | $135.8M | 1 | 2026-01-31 | → |
| 480 | TUMOLO WEALTH MANAGEMENT LLC | EAST LYME | 330567 | $134.0M | 7 | 2026-03-31 | → |
| 481 | BLKBRD ASSET MANAGEMENT LP | OLD GREENWICH | 329262 | $133.9M | 8 | 2026-03-31 | → |
| 482 | HONDIUS CAPITAL MANAGEMENT, LP | NORWALK | 297991 | $129.9M | 6 | 2026-03-31 | → |
| 483 | COLCHESTER INVESTMENT COUNSEL LLC | RIDGEFIELD | 126805 | $128.9M | 3 | 2026-03-31 | → |
| 484 | CATUM ADVISORY GROUP, LLC. | WILTON | 277148 | $128.6M | 4 | 2026-03-31 | → |
| 485 | COVE VIEW INVESTMENT PARTNERS, LLC | OLD GREENWICH | 339631 | $127.8M | 3 | 2026-05-31 | → |
| 486 | DUKE FUNDING MANAGEMENT, L.L.C. | OLD GREENWICH | 117590 | $126.9M | 164 | 2026-03-31 | → |
| 487 | PARADOXIOM CAPITAL LP | STAMFORD | 330671 | $125.0M | 3 | 2026-01-31 | → |
| 488 | EAGLE POINT ENHANCED INCOME MANAGEMENT LLC | GREENWICH | 327357 | $124.1M | 90 | 2026-03-31 | → |
| 489 | AGILIS INVESTMENT MANAGEMENT LLC | WILTON | 336358 | $123.8M | 4 | 2026-05-31 | → |
| 490 | SULLIVAN FINANCIAL, LLC | ESSEX | 121371 | $119.1M | 4 | 2026-03-31 | → |
| 491 | DUNHAM LANE CAPITAL PARTNERS LLC | GREENWICH | 283276 | $117.2M | 2 | 2026-03-31 | → |
| 492 | ALPINE HILL ADVISORS LLC | WESTPORT | 325412 | $114.5M | 4 | 2026-03-31 | → |
| 493 | BURNE FINANCIAL CONCEPTS, LLC | WATERTOWN | 293013 | $113.7M | 1 | 2026-01-31 | → |
| 494 | 33 CAPITAL MANAGEMENT LLC | GREENWICH | 326780 | $112.7M | 11 | 2026-03-31 | → |
| 495 | BCK CAPITAL MANAGEMENT LP | STAMFORD | 282798 | $112.4M | 5 | 2026-03-31 | → |
| 496 | TENGRAM CAPITAL PARTNERS L.P. | WESTPORT | 166930 | $110.7M | 7 | 2026-03-31 | → |
| 497 | WEALTHSHAPE LLC | WINDSOR | 226733 | $109.4M | 1 | 2026-03-31 | → |
| 498 | TOP PRIVATE WEALTH LLC | GLASTONBURY | 331000 | $106.5M | 2 | 2026-05-31 | → |
| 499 | CRUISER CAPITAL ADVISORS, LLC | STAMFORD | 168739 | $104.4M | 2 | 2026-03-31 | → |
| 500 | ALEXANDER CAPITAL ADVISORS, LLC | NEW CANAAN | 140508 | $104.2M | 3 | 2026-03-31 | → |
Related Lists
Sleeve514 firms · 2026-06-30