Research Report · 2026-06-30
Institutional Registered Investment Advisers in Connecticut
SEC-registered investment advisers in Connecticut ranked by reported institutional client assets.
Firms
241
Total AUM
$1.94T
Median AUM
$972.5M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 101 | RJA ASSET MANAGEMENT LLC | STAMFORD | 153428 | $588.9M | 8 | 2026-05-31 | → |
| 102 | GREYLOCK CAPITAL MANAGEMENT, LLC | STAMFORD | 137825 | $313.9M | 6 | 2026-03-31 | → |
| 103 | CLINTON INVESTMENT MANAGEMENT, LLC | STAMFORD | 143599 | $3.91B | 14 | 2026-05-31 | → |
| 104 | 5TH STREET ADVISORS, LLC | SOUTHPORT | 140165 | $524.5M | 7 | 2026-05-31 | → |
| 105 | CORECOMMODITY MANAGEMENT, LLC | STAMFORD | 135810 | $2.41B | 30 | 2026-03-31 | → |
| 106 | HARTFORD FINANCIAL MANAGEMENT INC | WEST HARTFORD | 105039 | $699.6M | 10 | 2026-03-31 | → |
| 107 | RESOURCES MANAGEMENT CORP | WEST HARTFORD | 104674 | $1.07B | 14 | 2026-04-30 | → |
| 108 | CONNECTICUT WEALTH MANAGEMENT, LLC | FARMINGTON | 154310 | $4.48B | 74 | 2026-05-31 | → |
| 109 | INTEGRA GLOBAL ADVISORS LLC | STAMFORD | 288511 | $684.1M | 11 | 2026-03-31 | → |
| 110 | PRINCIPLE WEALTH PARTNERS LLC | MADISON | 290180 | $3.20B | 28 | 2026-06-30 | → |
| 111 | GFS WEALTH MANAGEMENT ADVISORS, INC. | SHELTON | 285679 | $238.6M | 4 | 2026-04-30 | → |
| 112 | TRIVIUM POINT ADVISORY, LLC | WILTON | 292182 | $1.63B | 38 | 2026-03-31 | → |
| 113 | DUNBAR ASSOCIATES, LLC | MONROE | 323134 | $307.5M | 3 | 2026-03-31 | → |
| 114 | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | WESTPORT | 8361 | $2.30B | 320 | 2026-06-30 | → |
| 115 | PIER CAPITAL, LLC | STAMFORD | 131212 | $647.7M | 9 | 2026-03-31 | → |
| 116 | POST ROAD GROUP LLC | STAMFORD | 288459 | $1.05B | 13 | 2026-06-30 | → |
| 117 | DRAKE CAPITAL ADVISORS LLC | OLD GREENWICH | 136716 | $713.4M | 5 | 2026-03-31 | → |
| 118 | CLEAR HARBOR ASSET MANAGEMENT, LLC | STAMFORD | 152242 | $2.05B | 24 | 2026-03-31 | → |
| 119 | AETNA ASSET ADVISORS, LLC | HARTFORD | 161282 | $850.2M | 26 | 2026-03-31 | → |
| 120 | 11 CAPITAL PARTNERS LP | DARIEN | 306165 | $503.5M | 5 | 2026-03-31 | → |
| 121 | ROSSMORE PRIVATE CAPITAL, LLC | GLASTONBURY | 288453 | $1.92B | 10 | 2026-03-31 | → |
| 122 | NIGHT OWL CAPITAL MANAGEMENT, LLC | GREENWICH | 106030 | $1.10B | 8 | 2026-03-31 | → |
| 123 | AIP CAPITAL ADVISORS LLC | STAMFORD | 328465 | $340.0M | 15 | 2026-06-30 | → |
| 124 | INVESTMARK ADVISORY GROUP LLC | SHELTON | 121060 | $929.7M | 10 | 2026-03-31 | → |
| 125 | QP GLOBAL FAMILY OFFICES, LLC | GREENWICH | 294879 | $1.05B | 9 | 2026-03-31 | → |
| 126 | GREENWICH ADVISORS, LLC | GREENWICH | 165892 | $293.2M | 4 | 2026-06-30 | → |
| 127 | PROSPECTOR PARTNERS, LLC | GUILFORD | 123546 | $811.7M | 14 | 2025-06-30 | → |
| 128 | AVOS CAPITAL MANAGEMENT, LLC | DARIEN | 313979 | $297.8M | 7 | 2026-06-30 | → |
| 129 | NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. | DARIEN | 133046 | $552.8M | 6 | 2026-03-31 | → |
| 130 | SR ALTERNATIVE CREDIT, LLC | DARIEN | 319478 | $247.4M | 9 | 2026-04-30 | → |
| 131 | HIGHLAND PEAK CAPITAL, LLC | OLD GREENWICH | 306304 | $333.2M | 5 | 2026-03-31 | → |
| 132 | TOURMALET ADVISORS, LP | FAIRFIELD | 336207 | $441.0M | 2 | 2026-05-31 | → |
| 133 | TITAN ADVISORS, LLC | STAMFORD | 135805 | $1.53B | 25 | 2026-06-30 | → |
| 134 | GREY LEDGE ADVISORS, LLC | GUILFORD | 124867 | $616.0M | 12 | 2026-03-31 | → |
| 135 | BOURGEON CAPITAL MANAGEMENT LLC | DARIEN | 108054 | $1.07B | 7 | 2026-05-31 | → |
| 136 | GRANITE GROUP ADVISORS, LLC | STAMFORD | 127357 | $829.6M | 8 | 2026-03-31 | → |
| 137 | MORSE ASSET MANAGEMENT, INC. | DARIEN | 285650 | $534.3M | 6 | 2026-03-31 | → |
| 138 | PERRYRIDGE CAPITAL LP | GREENWICH | 331781 | $226.6M | 5 | 2026-03-31 | → |
| 139 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC | SOUTH MERIDEN | 109203 | $673.0M | 12 | 2026-03-31 | → |
| 140 | MAIN STREET RESEARCH LLC | LAKEVILLE | 114629 | $2.68B | 24 | 2026-04-30 | → |
| 141 | BENCHMARK WEALTH MANAGEMENT, LLC | OLD LYME | 160192 | $430.0M | 4 | 2025-08-31 | → |
| 142 | PRIVATE CAPITAL ADVISORS, INC. | DARIEN | 125771 | $1.28B | 6 | 2026-03-31 | → |
| 143 | COOK PINE CAPITAL LLC | GREENWICH | 134911 | $490.3M | 8 | 2026-03-31 | → |
| 144 | MONECO ADVISORS, LLC | FAIRFIELD | 171922 | $2.28B | 66 | 2026-06-30 | → |
| 145 | MARK SHEPTOFF FINANCIAL PLANNING LLC | GLASTONBURY | 108742 | $466.5M | 3 | 2026-03-31 | → |
| 146 | ITS ASSET MANAGEMENT LP | NORTH HAVEN | 106977 | $297.8M | 9 | 2026-06-30 | → |
| 147 | ROUND ROCK ADVISORS LLC | WILTON | 286007 | $906.7M | 22 | 2026-06-30 | → |
| 148 | BAXTER BROTHERS INC. | RIVERSIDE | 106548 | $1.17B | 7 | 2026-03-31 | → |
| 149 | COLTER LEWIS INVESTMENT PARTNERS LLC | GREENWICH | 297213 | $3.41B | 18 | 2026-03-31 | → |
| 150 | AGILIS INVESTMENT MANAGEMENT LLC | WILTON | 336358 | $123.8M | 4 | 2026-05-31 | → |
| 151 | MULLANEY KEATING & WRIGHT INC | MIDDLETOWN | 110743 | $337.0M | 3 | 2026-05-31 | → |
| 152 | GREENSLEDGE ASSET MANAGEMENT LLC | GLASTONBURY | 307732 | $592.8M | 11 | 2026-06-30 | → |
| 153 | WRIGHT PRIVATE ASSET MANAGEMENT LLC | SHELTON | 139570 | $74.1M | 23 | 2026-05-31 | → |
| 154 | BCK CAPITAL MANAGEMENT LP | STAMFORD | 282798 | $112.4M | 5 | 2026-03-31 | → |
| 155 | CATUM ADVISORY GROUP, LLC. | WILTON | 277148 | $128.6M | 4 | 2026-03-31 | → |
| 156 | FIERSTON FINANCIAL GROUP INC | WEST HARTFORD | 105003 | $1.04B | 7 | 2026-02-28 | → |
| 157 | JC CAPITAL ADVISORS GROUP LLC | STAMFORD | 339298 | $263.0M | 2 | 2026-06-30 | → |
| 158 | FOUNDERS CAPITAL MANAGEMENT, LLC | HARTFORD | 118853 | $920.3M | 5 | 2026-02-28 | → |
| 159 | FCIG WEALTH MANAGEMENT, LLC | PLAINFIELD | 329906 | $282.5M | 4 | 2026-06-30 | → |
| 160 | MANGROVE PARTNERS IM, LLC | GREENWICH | 162296 | $2.71B | 19 | 2026-03-31 | → |
| 161 | ASSET MANAGEMENT GROUP, INC. | STAMFORD | 110116 | $898.3M | 6 | 2026-03-31 | → |
| 162 | BARD FINANCIAL SERVICES, INC. | BRANFORD | 110017 | $639.4M | 6 | 2025-03-31 | → |
| 163 | HERBERT J. SIMS CAPITAL MANAGEMENT, INC. | FAIRFIELD | 134510 | $436.9M | 30 | 2026-04-30 | → |
| 164 | GOODNOW INVESTMENT GROUP LLC | DARIEN | 136792 | $1.13B | 8 | 2026-03-31 | → |
| 165 | SULLIVAN FINANCIAL, LLC | ESSEX | 121371 | $119.1M | 4 | 2026-03-31 | → |
| 166 | DELLORA INVESTMENTS LP | GREENWICH | 310885 | $148.4M | 4 | 2026-03-31 | → |
| 167 | COMPASS WEALTH MANAGEMENT LLC | GUILFORD | 106289 | $682.5M | 5 | 2026-02-28 | → |
| 168 | ASPETUCK FINANCIAL MANAGEMENT LLC | WESTPORT | 134500 | $178.3M | 1 | 2026-02-28 | → |
| 169 | WOOSTER CORTHELL WEALTH MANAGEMENT, INC. | GLASTONBURY | 112243 | $501.2M | 8 | 2025-04-30 | → |
| 170 | MEDALLION WEALTH ADVISORS, LLC | FARMINGTON | 156064 | $516.9M | 7 | 2026-03-31 | → |
| 171 | BIRINYI ASSOCIATES, INC. | WESTPORT | 107169 | $471.7M | 4 | 2026-02-28 | → |
| 172 | SOUND MARK PARTNERS, LLC | GREENWICH | 169037 | $272.0M | 6 | 2026-03-31 | → |
| 173 | CDM FINANCIAL COUNSELING SERVICES, INC. | NORWICH | 126295 | $315.4M | 2 | 2026-01-31 | → |
| 174 | 33 CAPITAL MANAGEMENT LLC | GREENWICH | 326780 | $112.7M | 11 | 2026-03-31 | → |
| 175 | CONIFER INVESTMENTS LTD | WEST HARTFORD | 106159 | $524.0M | 3 | 2026-03-31 | → |
| 176 | SOVEREIGN FINANCIAL GROUP, INC. | STAMFORD | 294314 | $1.08B | 31 | 2026-06-30 | → |
| 177 | SKY INVESTMENT GROUP LLC | HARTFORD | 134001 | $931.0M | 11 | 2026-03-31 | → |
| 178 | KREITLER FINANCIAL LLC | NEW HAVEN | 309056 | $584.9M | 10 | 2026-03-31 | → |
| 179 | FISCAL WISDOM WEALTH MANAGEMENT LLC | CANTON | 168299 | $386.0M | 18 | 2026-04-30 | → |
| 180 | TJT CAPITAL GROUP, LLC | STAMFORD | 150200 | $294.1M | 4 | 2025-04-30 | → |
| 181 | VIRTUS ADVISERS, LLC | HARTFORD | 168955 | $1.42B | 8 | 2026-03-31 | → |
| 182 | WARNER GROUP LLC | MADISON | 334877 | $458.5M | 20 | 2026-04-30 | → |
| 183 | HT PARTNERS LLC | CENTERBROOK | 147400 | $556.3M | 7 | 2026-03-31 | → |
| 184 | GRANITE ISLANDS PRIVATE WEALTH, LLC | GUILFORD | 336263 | $229.9M | 4 | 2026-06-30 | → |
| 185 | PETTEE INVESTORS INC | ROWAYTON | 105553 | $191.9M | 6 | 2026-03-31 | → |
| 186 | KEYNOTE FINANCIAL SERVICES, LLC | VERNON | 130384 | $227.4M | 2 | 2026-03-31 | → |
| 187 | FAIRFIELD, BUSH & CO. | DARIEN | 105970 | $589.0M | 5 | 2026-03-31 | → |
| 188 | TOOMEY INVESTMENT MANAGEMENT, INC | WALLINGFORD | 127346 | $321.0M | 3 | 2026-01-31 | → |
| 189 | DOWLING FINANCIAL SERVICES, INC | GREENWICH | 155624 | $179.3M | 3 | 2026-02-28 | → |
| 190 | SCHOLTZ & COMPANY, L.L.C. | STAMFORD | 107363 | $340.5M | 7 | 2026-03-31 | → |
| 191 | LONGWALL INVESTMENT PARTNERS, LLC | WESTPORT | 324336 | $428.2M | 5 | 2026-04-30 | → |
| 192 | VOYA FINANCIAL ADVISORS, INC. | WINDSOR | 2882 | $3.87B | 638 | 2026-05-31 | → |
| 193 | MILESTONE ASSET MANAGEMENT GROUP, LLC | AVON | 282896 | $309.0M | 3 | 2026-01-31 | → |
| 194 | BURNE FINANCIAL CONCEPTS, LLC | WATERTOWN | 293013 | $113.7M | 1 | 2026-01-31 | → |
| 195 | KENNEDY WEALTH & TAX MANAGEMENT, LLC | SOUTHBURY | 172394 | $215.5M | 4 | 2026-03-31 | → |
| 196 | TANAKA CAPITAL MANAGEMENT INC | GREENWICH | 109888 | $69.4M | 3 | 2026-03-31 | → |
| 197 | RIDGEVIEW ASSET MANAGEMENT PARTNERS, LLC | STAMFORD | 283786 | $387.9M | 3 | 2026-03-31 | → |
| 198 | LADD CAPITAL MANAGEMENT LLC | NEW HAVEN | 105162 | $176.6M | 0 | 2026-02-28 | → |
| 199 | ALCHEMI WEALTH, LLC | ESSEX | 310451 | $286.9M | 8 | 2026-02-28 | → |
| 200 | DIAMANT ASSET MANAGEMENT, INC. | RIDGEFIELD | 107788 | $211.5M | 3 | 2026-03-31 | → |
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