Research Report · 2026-06-30
Largest Registered Investment Advisers in Chicago
Chicago SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
374
Total AUM
$5.62T
Median AUM
$1.10B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 201 | THE MOSAIC FINANCIAL GROUP, LLC | CHICAGO | 109816 | $948.7M | 27 | 2026-03-31 | → |
| 202 | CEDAR STREET ASSET MANAGEMENT LLC | CHICAGO | 285814 | $938.4M | 11 | 2026-03-31 | → |
| 203 | FINANCIAL SOLUTIONS ADVISORY GROUP, INC. | CHICAGO | 125218 | $935.0M | 10 | 2026-03-31 | → |
| 204 | GLS CAPITAL, LLC | CHICAGO | 298976 | $924.7M | 11 | 2026-03-31 | → |
| 205 | RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC | CHICAGO | 168346 | $906.2M | 6 | 2026-03-31 | → |
| 206 | STUDIO INVESTMENT MANAGEMENT, LLC | CHICAGO | 158489 | $903.0M | 9 | 2026-03-31 | → |
| 207 | PRAIRIE MANAGEMENT COMPANY, L.P. | CHICAGO | 155566 | $869.9M | 22 | 2026-03-31 | → |
| 208 | XA INVESTMENTS LLC | CHICAGO | 284005 | $865.6M | 15 | 2026-03-31 | → |
| 209 | GREENROCK RESEARCH, INC. | CHICAGO | 131825 | $863.9M | 6 | 2026-03-31 | → |
| 210 | ATIVO CAPITAL MANAGEMENT, LLC | CHICAGO | 125303 | $862.7M | 8 | 2026-03-31 | → |
| 211 | RIVERGLADE CAPITAL MANAGEMENT, L.P. | CHICAGO | 290557 | $846.9M | 12 | 2026-03-31 | → |
| 212 | GCG MANAGEMENT, LLC | CHICAGO | 156816 | $818.2M | 10 | 2026-03-31 | → |
| 213 | CENTRIC WEALTH MANAGEMENT, LLC | CHICAGO | 133877 | $792.9M | 15 | 2026-04-30 | → |
| 214 | PFINGSTEN PARTNERS, L.L.C. | CHICAGO | 156493 | $787.0M | 20 | 2026-03-31 | → |
| 215 | FACTOR WEALTH MANAGEMENT LTD. | CHICAGO | 104708 | $781.0M | 8 | 2026-06-30 | → |
| 216 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC | CHICAGO | 285034 | $771.8M | 16 | 2026-04-30 | → |
| 217 | PERMANENT CAPITAL MANAGEMENT, LP | CHICAGO | 328318 | $768.9M | 10 | 2026-04-30 | → |
| 218 | ALTERNATIVE INVESTMENT RESOURCE, LLC | CHICAGO | 288165 | $754.2M | 18 | 2026-05-31 | → |
| 219 | OFS CLO MANAGEMENT, LLC | CHICAGO | 288373 | $743.9M | 47 | 2026-03-31 | → |
| 220 | WAYSTONE ASSET MANAGEMENT (USA) LLC | CHICAGO | 315393 | $742.6M | 5 | 2026-03-31 | → |
| 221 | KKM FINANCIAL LLC | CHICAGO | 165136 | $733.9M | 5 | 2026-03-31 | → |
| 222 | PARKERGALE, LLC | CHICAGO | 284237 | $719.1M | 14 | 2026-03-31 | → |
| 223 | TAIBER, KOSMALA & ASSOCIATES, LLC | CHICAGO | 161703 | $716.7M | 18 | 2026-03-31 | → |
| 224 | 1 SEED PARTNERS LLC | CHICAGO | 329288 | $703.5M | 13 | 2026-03-31 | → |
| 225 | MCNALLY ADVISORS, LLC | CHICAGO | 158707 | $680.9M | 21 | 2026-04-30 | → |
| 226 | THE BANC FUNDS COMPANY, L.L.C. | CHICAGO | 106305 | $680.4M | 13 | 2026-04-30 | → |
| 227 | ADAMS STREET ADVISORS, LLC | CHICAGO | 333783 | $672.1M | 318 | 2026-06-30 | → |
| 228 | PERISCOPE EQUITY LLC | CHICAGO | 290326 | $667.0M | 16 | 2026-05-31 | → |
| 229 | LOGAN STONE CAPITAL LLC | CHICAGO | 311547 | $664.3M | 3 | 2026-03-31 | → |
| 230 | RINGS CAPITAL MANAGEMENT LLC | CHICAGO | 166601 | $653.0M | 2 | 2026-05-31 | → |
| 231 | HEMSLEY ADVISORS, LTD. | CHICAGO | 106414 | $638.1M | 5 | 2026-04-30 | → |
| 232 | OAK FAMILY ADVISORS, LLC | CHICAGO | 141332 | $621.0M | 6 | 2026-06-30 | → |
| 233 | RED ARTS CAPITAL MANAGEMENT, LLC | CHICAGO | 316396 | $619.5M | 15 | 2026-03-31 | → |
| 234 | INNOVATIVE CAPITAL ADVISORS, LLC | CHICAGO | 161281 | $619.5M | 7 | 2026-01-31 | → |
| 235 | LAGO ASSET MANAGEMENT, LLC | CHICAGO | 305631 | $604.9M | 15 | 2026-03-31 | → |
| 236 | AVATHON CAPITAL MANAGEMENT LP | CHICAGO | 332243 | $598.6M | 10 | 2026-03-31 | → |
| 237 | KINNEY ASSET MANAGEMENT, LLC. | CHICAGO | 155498 | $578.1M | 5 | 2025-03-31 | → |
| 238 | SHOREHILL CAPITAL LLC | CHICAGO | 286004 | $576.2M | 12 | 2026-03-31 | → |
| 239 | BULLETPROOF CAPITAL, LLC | CHICAGO | 341136 | $575.8M | 8 | 2026-05-31 | → |
| 240 | TALLWOODS PARTNERS, LLC | CHICAGO | 168865 | $569.4M | 2 | 2026-03-31 | → |
| 241 | PONDERA HOLDINGS LLC | CHICAGO | 315097 | $563.8M | 5 | 2026-05-31 | → |
| 242 | MATRIX PRIVATE CAPITAL GROUP LLC | CHICAGO | 285531 | $561.0M | 8 | 2026-03-31 | → |
| 243 | FOUNTAINHEAD FINANCIAL, LLC | CHICAGO | 150813 | $543.2M | 3 | 2026-03-31 | → |
| 244 | CMT ASSET MANAGEMENT LLC | CHICAGO | 290487 | $532.7M | 27 | 2026-03-31 | → |
| 245 | XXI WEALTH, LLC | CHICAGO | 330796 | $531.5M | 5 | 2026-03-31 | → |
| 246 | SANTA BARBARA MGMT, LLC | CHICAGO | 334801 | $530.2M | 18 | 2026-06-30 | → |
| 247 | CURA WEALTH ADVISORS, LLC | CHICAGO | 332511 | $527.7M | 3 | 2026-03-31 | → |
| 248 | 5TH CENTURY PARTNERS LP | CHICAGO | 313522 | $521.2M | 14 | 2026-03-31 | → |
| 249 | CRG FUND MANAGER, LLC | CHICAGO | 311944 | $516.9M | 3 | 2026-04-30 | → |
| 250 | TAIKO PRIVATE WEALTH | CHICAGO | 329909 | $514.8M | 3 | 2026-05-31 | → |
| 251 | SERENITY INVESTMENT ADVISORS LLC | CHICAGO | 307924 | $513.6M | 7 | 2026-05-31 | → |
| 252 | SYSTIMA CAPITAL MANAGEMENT LLC | CHICAGO | 168318 | $512.6M | 7 | 2026-03-31 | → |
| 253 | TRANSITION EQUITY PARTNERS, LLC | CHICAGO | 324358 | $501.8M | 10 | 2026-06-30 | → |
| 254 | I-QU & CO. MANAGEMENT, L.P. | CHICAGO | 301006 | $485.8M | 7 | 2026-03-31 | → |
| 255 | ALTMAN ADVISORS, INC | CHICAGO | 281778 | $483.4M | 13 | 2026-03-31 | → |
| 256 | NINE TEN CAPITAL MANAGEMENT, LLC | CHICAGO | 171420 | $480.6M | 4 | 2026-03-31 | → |
| 257 | CYPRESS CAPITAL PARTNERS, LLC | CHICAGO | 140754 | $464.4M | 3 | 2026-03-31 | → |
| 258 | STERLING FUND MANAGEMENT, LLC | CHICAGO | 160338 | $461.6M | 30 | 2026-03-31 | → |
| 259 | BENFORD CAPITAL PARTNERS MANAGEMENT, L.P. | CHICAGO | 309272 | $456.0M | 20 | 2026-04-30 | → |
| 260 | BOREALIS STRATEGIC CAPITAL PARTNERS, LP | CHICAGO | 300562 | $440.4M | 6 | 2026-03-31 | → |
| 261 | NEWPORT INVESTMENT MANAGEMENT, LLC | CHICAGO | 153918 | $438.8M | 17 | 2026-03-31 | → |
| 262 | BARD ASSOCIATES INC | CHICAGO | 104984 | $416.2M | 10 | 2026-05-31 | → |
| 263 | KERBEROS CAPITAL MANAGEMENT LLC | CHICAGO | 315699 | $412.2M | 8 | 2026-03-31 | → |
| 264 | LCM CAPITAL MANAGEMENT INC | CHICAGO | 111074 | $403.0M | 8 | 2026-04-30 | → |
| 265 | PALO DURO INVESTMENT PARTNERS, LP | CHICAGO | 324320 | $402.8M | 6 | 2026-03-31 | → |
| 266 | LONGSHORE CAPITAL MANAGEMENT, LLC | CHICAGO | 308030 | $397.6M | 11 | 2026-03-31 | → |
| 267 | KNOW YOUR OPTIONS LLC | CHICAGO | 153641 | $388.8M | 15 | 2026-03-31 | → |
| 268 | BRUCE & CO INC | CHICAGO | 104735 | $379.5M | 1 | 2026-03-31 | → |
| 269 | PROSPECT PARTNERS ADVISORS LLC | CHICAGO | 317720 | $378.4M | 12 | 2026-05-31 | → |
| 270 | PRITZKER ALTERNATIVE STRATEGIES LP | CHICAGO | 333671 | $378.3M | 7 | 2026-03-31 | → |
| 271 | HUGHES & COMPANY INVESTMENT PARTNERS, L.P. | CHICAGO | 311212 | $367.4M | 13 | 2026-03-31 | → |
| 272 | CHICAGO WEALTH MANAGEMENT, INC. | CHICAGO | 112271 | $365.7M | 6 | 2026-03-31 | → |
| 273 | DEARBORN CAPITAL MANAGEMENT, LLC | CHICAGO | 155473 | $360.9M | 12 | 2026-03-31 | → |
| 274 | INSIGHT 2811 INC | CHICAGO | 109784 | $339.6M | 8 | 2026-03-31 | → |
| 275 | RIVERSPAN PARTNERS LP | CHICAGO | 320667 | $338.6M | 13 | 2026-03-31 | → |
| 276 | OCM PRIVATE WEALTH, LLC | CHICAGO | 332302 | $338.1M | 8 | 2026-03-31 | → |
| 277 | COGENT STRATEGIC WEALTH LLC | CHICAGO | 152715 | $336.0M | 4 | 2026-03-31 | → |
| 278 | NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP | CHICAGO | 337854 | $334.6M | 3 | 2026-03-31 | → |
| 279 | CORAZON GROUP LLC | CHICAGO | 285865 | $331.5M | 14 | 2026-03-31 | → |
| 280 | BENCHMARK INVESTMENT ADVISORS LLC | CHICAGO | 159705 | $329.2M | 6 | 2026-03-31 | → |
| 281 | HFR INVESTMENTS, LLC | CHICAGO | 307372 | $326.2M | 2 | 2026-02-28 | → |
| 282 | HFR ASSET MANAGEMENT, L.L.C | CHICAGO | 111705 | $326.2M | 2 | 2026-02-28 | → |
| 283 | OPTIMUM INVESTMENT ADVISORS, LLC | CHICAGO | 105182 | $321.8M | 5 | 2025-03-31 | → |
| 284 | OCA VENTURES, LLC | CHICAGO | 161160 | $316.4M | 15 | 2026-04-30 | → |
| 285 | THE FUTURE FUND LLC | CHICAGO | 313973 | $314.4M | 3 | 2026-03-31 | → |
| 286 | CERTIFIED TAX SERVICE, INC. | CHICAGO | 110960 | $313.9M | 9 | 2025-12-31 | → |
| 287 | TILIA HOLDINGS, LLC | CHICAGO | 292148 | $311.9M | 11 | 2026-03-31 | → |
| 288 | TSP INVESTMENT ADVISERS, L.L.C. | CHICAGO | 333815 | $304.7M | 10 | 2026-03-31 | → |
| 289 | ACCESS FINANCIAL GROUP, INC. | CHICAGO | 33065 | $302.3M | 6 | 2026-03-31 | → |
| 290 | PRAXIS CAPITAL MANAGEMENT LLC | CHICAGO | 333052 | $301.4M | 12 | 2026-03-31 | → |
| 291 | STERLING BAY CAPITAL ADVISERS, LLC | CHICAGO | 172242 | $297.6M | 22 | 2026-03-31 | → |
| 292 | PROJECT LEVEL MANAGEMENT COMPANY, LLC | CHICAGO | 335704 | $293.8M | 50 | 2026-04-30 | → |
| 293 | NEXTGEN GROWTH PARTNERS, LLC | CHICAGO | 285024 | $293.7M | 15 | 2026-03-31 | → |
| 294 | GROWTH BEVERAGE GROUP, LP | CHICAGO | 325508 | $290.9M | 10 | 2026-03-31 | → |
| 295 | NEW ENGLAND RESEARCH & MANAGEMENT, INC. | CHICAGO | 110739 | $285.2M | 4 | 2025-12-31 | → |
| 296 | PEARSON CREEK CAPITAL MANAGEMENT LLC | CHICAGO | 160354 | $284.8M | 1 | 2026-03-31 | → |
| 297 | PERRITT CAPITAL MANAGEMENT INC | CHICAGO | 111623 | $279.8M | 6 | 2025-09-30 | → |
| 298 | HORIZON FAMILY WEALTH, INC. | CHICAGO | 315484 | $278.8M | 2 | 2026-03-31 | → |
| 299 | KAI WEALTH LLC | CHICAGO | 332136 | $275.2M | 6 | 2026-04-30 | → |
| 300 | KLAFF REALTY, LP | CHICAGO | 265787 | $275.0M | 10 | 2026-03-31 | → |
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